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DomainKeys Identified Mail                                     T. Hansen
Internet-Draft                                         AT&T Laboratories
Intended status: Informational                                D. Crocker
Expires: April 26, 2007                      Brandenburg InternetWorking
                                                         P. Hallam-Baker
                                                           VeriSign Inc.
                                                        October 23, 2006


           DomainKeys Identified Mail (DKIM) Service Overview
                      draft-ietf-dkim-overview-03

Status of this Memo

   By submitting this Internet-Draft, each author represents that any
   applicable patent or other IPR claims of which he or she is aware
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   This Internet-Draft will expire on April 26, 2007.

Copyright Notice

   Copyright (C) The Internet Society (2006).

Abstract

   DomainKeys Identified Mail (DKIM) associates a "responsible" identity
   with a message and provides a means of verifying that the association
   is legitimate.[I-D.ietf-dkim-base].  DKIM defines a domain-level
   authentication framework for email using public-key cryptography and
   key server technology.  This permits verifying the source or



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   intermediary for a message, as well as the contents of messages.  The
   ultimate goal of this framework is to permit a signing domain to
   assert responsibility for a message, thus proving and protecting the
   identity associated with the message and the integrity of the
   messages itself, while retaining the functionality of Internet email
   as it is known today.  Such protection of email identity, may assist
   in the global control of "spam" and "phishing".  This document
   provides an overview of DKIM and describes how it can fit into a
   messaging service, how it relates to other IETF message signature
   technologies.  It also includes implementation and migration
   considerations.

Note

   This document is being discussed on the DKIM mailing list,
   ietf-dkim@mipassoc.org.



































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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  5
   2.  The DKIM Value Proposition . . . . . . . . . . . . . . . . . .  6
   3.  DKIM's Goals . . . . . . . . . . . . . . . . . . . . . . . . .  7
     3.1.   Treat verification failure as if unsigned.  . . . . . . .  8
     3.2.   Domain-level assurance  . . . . . . . . . . . . . . . . .  8
     3.3.   Incremental adoption  . . . . . . . . . . . . . . . . . .  8
     3.4.   Minimal infrastructure  . . . . . . . . . . . . . . . . .  9
     3.5.   Transparent signature . . . . . . . . . . . . . . . . . .  9
     3.6.   Security policy . . . . . . . . . . . . . . . . . . . . .  9
   4.  A Quick Overview of DKIM . . . . . . . . . . . . . . . . . . .  9
     4.1.   What is a DKIM signature? . . . . . . . . . . . . . . . . 10
     4.2.   The Selector construct  . . . . . . . . . . . . . . . . . 10
     4.3.   Who validates the signature?  . . . . . . . . . . . . . . 10
     4.4.   What does DKIM NOT do?  . . . . . . . . . . . . . . . . . 11
     4.5.   Does DKIM eliminate anonymity for email?  . . . . . . . . 11
     4.6.   Outline potential DKIM applications . . . . . . . . . . . 11
     4.7.   What is a DKIM policy?  . . . . . . . . . . . . . . . . . 11
   5.  DKIM Within Existing Internet Email  . . . . . . . . . . . . . 12
     5.1.   Review of Internet Mail Service Architecture  . . . . . . 12
     5.2.   Where to Place DKIM Functions . . . . . . . . . . . . . . 15
     5.3.   Impact on Email Activities  . . . . . . . . . . . . . . . 16
     5.4.   Migrating from DomainKeys . . . . . . . . . . . . . . . . 18
   6.  DKIM Service Architecture  . . . . . . . . . . . . . . . . . . 19
   7.  Implementation Considerations  . . . . . . . . . . . . . . . . 21
     7.1.   Development . . . . . . . . . . . . . . . . . . . . . . . 21
     7.2.   Filtering . . . . . . . . . . . . . . . . . . . . . . . . 24
     7.3.   DNS Server  . . . . . . . . . . . . . . . . . . . . . . . 24
     7.4.   Accreditation service . . . . . . . . . . . . . . . . . . 24
   8.  Deployment . . . . . . . . . . . . . . . . . . . . . . . . . . 24
     8.1.   Signing . . . . . . . . . . . . . . . . . . . . . . . . . 24
     8.2.   Verifying . . . . . . . . . . . . . . . . . . . . . . . . 26
     8.3.   Transition strategy . . . . . . . . . . . . . . . . . . . 27
   9.  Operations . . . . . . . . . . . . . . . . . . . . . . . . . . 28
     9.1.   DNS Signature Record Deployment Considerations  . . . . . 28
     9.2.   Private Key Management  . . . . . . . . . . . . . . . . . 30
     9.3.   Mailing List Management . . . . . . . . . . . . . . . . . 31
   10. Outline Future Extensions  . . . . . . . . . . . . . . . . . . 31
     10.1.  Introducing a new signing algorithm . . . . . . . . . . . 32
     10.2.  Possible future signature algorithm choices . . . . . . . 33
     10.3.  Linkage to Other PKIs . . . . . . . . . . . . . . . . . . 33
     10.4.  Trusted Third Party Assertions  . . . . . . . . . . . . . 34
     10.5.  Linkage to X.509 Certificates . . . . . . . . . . . . . . 35
     10.6.  XKMS  . . . . . . . . . . . . . . . . . . . . . . . . . . 35
     10.7.  Verification in the Client  . . . . . . . . . . . . . . . 36
     10.8.  Per user signature  . . . . . . . . . . . . . . . . . . . 36
     10.9.  Encryption  . . . . . . . . . . . . . . . . . . . . . . . 37



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     10.10. Reuse of Key Record . . . . . . . . . . . . . . . . . . . 38
     10.11. Use of Policy Record  . . . . . . . . . . . . . . . . . . 38
   11. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 39
   12. { Misc Text -- Should go elsewhere, if used at all } . . . . . 39
   13. References . . . . . . . . . . . . . . . . . . . . . . . . . . 40
     13.1.  References -- Normative . . . . . . . . . . . . . . . . . 40
     13.2.  Informative References  . . . . . . . . . . . . . . . . . 40
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 40
   Intellectual Property and Copyright Statements . . . . . . . . . . 42










































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1.  Introduction

   This document provides an overview of DomainKeys Identified Mail
   (DKIM).  It is intended for those who are adopting, developing, or
   deploying DKIM.  It also will be helpful for those who are
   considering extending DKIM, either into other areas or to support
   additional features.  This Overview does not provide information on
   threats to DKIM or email, or details on the protocol specifics, which
   can be found in [I-D.ietf-dkim-base] and [I-D.ietf-dkim-threats],
   respectively.  The document assumes a background in basic network
   security technology and services.

   NOTE:   It must be stressed that neither this document nor DKIM
      attempt to provide solutions to the world's problems with spam,
      phish, virii, worms, joe jobs, etc.  DKIM creates one, basic tool
      in what needs to be a large arsenal of tools, for improving the
      safety of Internet mail.  However by itself, DKIM is not
      sufficient to that task and this Overview does not pursue the
      issues of integrating DKIM into these larger efforts.  Rather, it
      is a basic introduction to the technology and its deployment.

    NOTE:   A number of sections in this document are just placeholders,
      for now.

   There have been four other efforts at standardizing an email
   signature scheme:

   o  Privacy Enhanced Mail (PEM) was first published in 1987 [RFC0989]
      and eventually transformed into MIME Object Security Services in
      1995 [RFC1848].  Today, they are only of historical interest.

   o  Pretty Good Privacy (PGP) was developed by Phil Zimmerman and
      first released in 1991.[RFC1991] A later version was standardized
      as OpenPGP.  [RFC3156]

   o  RSA Security, the holder of the patent rights to the principle
      public key cryptography algorithm, independently developed Secure
      MIME (S/MIME) to transport a PKCS #7 data object.  [RFC3851]

   Development of S/MIME and OpenPGP has continued.  While both have
   achieved a significant user base neither has achieved ubiquity in
   deployment or use and their goals differ from those of DKIM.

   In principle the S/MIME protocol can support semantics such as domain
   level signatures or make use of keys stored in the DNS.  However the
   currently deployed base does not and modifying it to do so would
   require extensive effort.




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   Unlike all four previous IETF email security initiatives, DKIM
   employs a key centric Public Key Infrastructure (PKI) as opposed to
   one that is based on a certificate in the style of Kohnfelder (X.509)
   or Zimmerman (web of trust).  That is, the owner of a key asserts its
   validity, rather than relying on having a broader semantic
   implication of the assertion, such as a quality assessment of the
   key's owner.  DKIM treats quality assessment as an independent,
   value-added service, beyond the initial work of deploying a
   validating signature service.

   NOTE:   It would be useful to include a citation to a general
      discussion about PKI issues, including their long history of
      difficulties with respect to the Internet.

   Further, DKIM's PKI is supported as additional information records to
   the existing Domain Name Service, rather than requiring deployment of
   a new query infrastructure.  This approach also has significant
   performance advantages as DNS is layered on UDP and key retrieval is
   typically achieved in a single round trip.


2.  The DKIM Value Proposition

   Spam can be understood as two separate problems.  The first is the
   problem of the companies that are inappropriately aggressive, in
   sending out unsolicited marketing email.  This accounts for, perhaps,
   5% of the spam volume and is in any case usually handled by existing
   spam filters.  The second problem is rogue spam -- often involving
   criminal activities -- mostly sent from coerced botnets of
   compromised machines.  For this latter set of mail, the origins of a
   message are often falsely stated.

   Even without the addition of independent accreditation services, DKIM
   allows pair-wise sets of (possibly large) email providers and spam
   filtering companies to distinguish mail that is associated with a
   known organization, from mail that might deceptively purport to have
   the affiliation.  This in turn allows the development of 'whitelist'
   schemes whereby authenticated mail from a known source with good
   reputation is allowed to bypass some spam filters.

   In effect the email receiver is using their set of known
   relationships to generate their own accreditation/reputation data.
   This works particularly well for traffic between large sending
   providers and large receiving providers.  However it also works well
   for any operator, public or private, that has mail traffic dominated
   by exchanges among a stable set of organizations.





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   NOTE:   Perhaps add some citations to detailed discussions about spam
      and phishing and the role of authentication and accreditation in
      fighting them?

   DKIM used in conjunction with a real-time blacklist allows phishing
   emails to be preemptively blocked.  The value of a cousin domain,
   that could be mistaken for the legitimate domain, is significantly
   reduced if the number of emails that can be successfully sent from it
   is small.

   Phishing attacks are typically made against trusted brands, that is,
   names that are closely affiliated with well-known organizations.  A
   DKIM-based accreditation service can enforce a basic separation
   between domains used by such known organizations and domains used by
   others.

   Receivers who successfully validate a signature can use information
   about the signer as part of a program to limit spam, spoofing,
   phishing, or other undesirable behavior, although the DKIM
   specification itself does not prescribe any specific actions by the
   recipient.


3.  DKIM's Goals

   DKIM lets an organization take responsibility for a message.  The
   organization taking responsibility typically is a handler of the
   message, either as its originator or as an intermediary.  It can also
   be an independent service, providing assistance to a handler of the
   message.  Their reputation is the basis for evaluating whether to
   trust the message for delivery.

   The owner of the domain name being used for a DKIM signature is
   declaring that they are accountable for the message.  This means that
   their reputation is at stake.

   By design, DKIM purposely:

   o  is compatible with the existing email infrastructure and
      transparent to the fullest extent possible

   o  requires minimal new infrastructure

   o  can be implemented independently of clients in order to reduce
      deployment time

   o  does not require the use of trusted third parties (e.g.,
      certificate authorities) that might impose significant costs or



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      introduce delays to deployment

   o  can be deployed incrementally, with separate deployment of signers
      and verifiers in either order

   o  allows delegation of signing to third parties

   o  is not intended be used for archival purposes

   DKIM authentication provides one link in a chain of responsibility,
   hopefully leading to better accountability by the senders.

3.1.  Treat verification failure as if unsigned.

   PGP and S/MIME were both designed for strong cryptographic
   protection.  This included treating validation failure as message
   failure, at least warning the user that the message was unsigned.  In
   a small number of cases the application went even further by
   'warning' the user whenever a signed message was received.  This
   approach has proved problematic.  Hence for DKIM, the guidance is
   that an email signature verifier is to treat messages with signatures
   that fail as if they were unsigned.

   It is highly unlikely that an attacker is going to add a digital
   signature to a message unless doing so causes the message to be
   treated more favorably than an unsigned one.  Any messages that carry
   signatures that fail verification are thus much more likely to be a
   genuine message that has been damaged in transit than an attempted
   forgery.  It makes no sense to warn the recipient unless it is known
   that the sender always signs email messages and that there is a high
   probability that a forgery would be attempted.

3.2.  Domain-level assurance

   PGP and S/MIME apply the end-to-end principle in terms of individual
   originators and recipients, notably using full email addresses.  DKIM
   seeks accountability at the more coarse grain of an organization or,
   perhaps, a department.  A deployed construct that enables this
   granularity is the domain name, to which the signing key record is
   bound.

3.3.  Incremental adoption

   DKIM can immediately provide benefits between any two organizations
   that exchange email and implement DKIM.  In the usual manner of
   "network effects", the benefits of DKIM increase dramatically as its
   adoption increases.




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   Over time, DKIM adoption might become sufficiently widespread to
   permit special, negative handling of messages that are not signed.
   However early benefits do not require this more-stringent
   enforcement.

3.4.  Minimal infrastructure

   DKIM can be implemented at a variety of places within an
   organization's email service.  This permits the organization to
   choose how much or how little they want DKIM to be part of their
   infrastructure, rather than part of a more localized operation.
   Similarly, DKIM's reliance on the Domain Name Service greatly reduces
   the amount of new administrative infrastructure that must be deployed
   over the open Internet.

   Even with use of the DNS, one challenge is that it is usually
   operated by different administrative staff than those who operate an
   organization's email service.  In order to ensure that DKIM DNS
   records are accurate, this imposes a requirement for careful
   coordination between the two operations groups.

3.5.  Transparent signature

   S/MIME and PGP both modify the message body.  Hence, their presence
   is visible to all email recipients and their user software must be
   able to process the associated constructs.  In order to facilitate
   incremental adoption, DKIM is designed to be transparent to
   recipients that do not support it.

3.6.  Security policy

   DKIM is pursuing an incremental innovation, over basic identity
   authentication, through the publication of security policies
   associated with one or of the identities presented in a message.  For
   example, a valid DKIM signature allows the signing party to assert
   responsibility for a message.  For a recipient to interpret an
   unsigned message it is necessary to know whether it should expect a
   message from that source to be signed and if so the signature
   characteristics to expect.  It would, therefore, be helpful for a
   potential signer to be able to publish whether they sign all of their
   message.  Once this is published, recipients can choose to handle the
   receipt of unsigned messages with added caution.


4.  A Quick Overview of DKIM

   DKIM has a very constrained set of capabilities, primarily targeting
   email while it is in transit, from an originator to one or more



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   recipients.  DKIM defines a mechanism by which email messages can be
   cryptographically signed, permitting a signing domain to claim
   responsibility for the presence of a message in the mail stream.  A
   responsible organization adds a digital signature to the message,
   associating it with a domain name of that organization.  Typically,
   signing will be done by a service agent within the authority of the
   message originator's Administrative Management Domain (ADMD).
   (Signing might be performed by any of the functional components in
   that environment, including a Mail User Agent (MUA), a Mail
   Submission Agent (MSA), or an Internet Boundary MTA.  DKIM also
   permits signing to be performed by authorized third-parties.)

4.1.  What is a DKIM signature?

   A signature covers the message body and selected header fields.  The
   signer computes a hash of the selected header fields and another hash
   of the body.  They then use a private key to cryptographically encode
   this information, along with other signing parameters.  The signature
   information is placed into a new header field of the RFC2822
   [RFC2822] message.

4.2.  The Selector construct

   In order to allow a domain name to support multiple, simultaneous
   keys, a particular signature is identified by the combination of the
   domain name and an added field, called the "selector".  Both of these
   are coded into the DKIM-Signature header field.  Selectors are
   assigned according to the administrative needs of the signing domain,
   such as for rolling over to a new key or for delegating of the right
   to authenticate a portion of the namespace to a trusted third party.

   Examples include:   jun2005.eng._domainkey.example.com

      widget.promotion._domainkey.example.com

   NOTE:   It is intended that assessments of DKIM identities be based
      on the domain name, and not include the selector.  This permits
      the selector to be used only for key administration, rather than
      having an effect on reputation assessment.

4.3.  Who validates the signature?

   After a message has been signed, any agent in the message transit
   path can choose to validate the signature.  Validation of the
   signature, by a later agent in the path, demonstrates that the
   signing identity took responsibility for the message

   Message recipients can verify the signature by querying the signer's



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   domain directly to retrieve the appropriate public key, and thereby
   confirm that the message was attested to by a party in possession of
   the private key for the signing domain.  Typically, validation will
   be done by an agent in the ADMD of the message recipient.  Again,
   this may be done by any functional component within that environment.
   (Notably this means that the signature can be used by the recipient
   ADMD's filtering software, rather than requiring the recipient end-
   user to make an assessment.)

4.4.  What does DKIM NOT do?

   DKIM does not:

   o  offer any assertions about the behaviors of the identity doing the
      signing.

   o  prescribe any specific actions for receivers to take upon
      successful (or unsuccessful) signature validation.

   o  provide protection after message delivery.

   o  protect against re-sending (replay of) a message that already has
      a valid signature; therefore a transit intermediary or a recipient
      can re-post the message in such a way that the signature would
      remain valid, although the new recipient(s) would not have been
      specified by the originator.

4.5.  Does DKIM eliminate anonymity for email?

   The ability to send a message that does not identify its author is
   considered to be a valuable quality of the current email system.  It
   turns out that DKIM is particularly helpful to this goal, because a
   DKIM signature will typically be used to identity an email system
   operator, rather than a content author.  Knowing that a mail
   definitely came from example.com does not threaten the anonymity of
   the user, if it is still possible to obtain effectively anonymous
   accounts at example.com and other web mail providers.

4.6.  Outline potential DKIM applications

   TBD

4.7.  What is a DKIM policy?

   TBD






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5.  DKIM Within Existing Internet Email

5.1.  Review of Internet Mail Service Architecture

   Internet Mail has a simple split between the user world, in the form
   of Mail User Agents (MUA), and the transmission world, in the form of
   the Mail Handling Service (MHS) composed of Mail Transfer Agents
   (MTA).  The MHS is responsible for accepting a message from one User
   and delivering it to one or more other users, creating a virtual MUA-
   to-MUA exchange environment.  The first MTA is called the Mail
   Submission Agent (MSA) and the final MTA is called the Mail Delivery
   Agent (MDA)

                                 +--------+
               +---------------->|  User  |
               |                 +--------+
               |                      ^
   +--------+  |          +--------+  .
   |  User  +--+--------->|  User  |  .
   +--------+  |          +--------+  .
       .       |               ^      .
       .       |   +--------+  .      .
       .       +-->|  User  |  .      .
       .           +--------+  .      .
       .                ^      .      .
       .                .      .      .
       V                .      .      .
   +---+----------------+------+------+---+
   |   .                .      .      .   |
   |   +...............>+      .      .   |
   |   .                       .      .   |
   |   +......................>+      .   |
   |   .                              .   |
   |   +.............................>+   |
   |                                      |
   |     Mail Handling Service (MHS)      |
   +--------------------------------------+

                Figure 1: Basic Internet Mail Service Model

   Modern Internet Mail service is marked by many independent operators,
   many different components for providing users with service and many
   other components for performing message transfer.  Consequently, it
   is necessary to distinguish administrative boundaries that surround
   sets of functional components.






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5.1.1.  Administrative Actors

   Operation of Internet Mail services is apportioned to different
   providers (or operators).  Each can be composed of an independent
   ADministrative Management Domain (ADMD).  An ADMD operates with an
   independent set of policies and interacts with other ADMDs according
   to differing types and amounts of trust.  Examples include an end-
   user operating their desktop client, a department operating a local
   Relay, an IT department operating an enterprise Relay and an ISP
   operating a public shared email service.  These can be configured
   into many combinations of administrative and operational
   relationships, with each ADMD potentially having a complex
   arrangement of functional components.  Figure 2 depicts the
   relationships among ADMDs.  Perhaps the most salient aspect of an
   ADMD is the differential trust that determines its policies for
   activities within the ADMD, versus those involving interactions with
   other ADMDs.

   Basic components of ADMD distinction include:



      Edge --   Independent transfer services, in networks at the edge
         of the Internet Mail service.

      User --   End-user services.  These might be subsumed under an
         Edge service, such as is common for web-based email access.

      Transit --   These are Mail Service Providers (MSP) offering
         value-added capabilities for Edge ADMDs, such as aggregation
         and filtering.





















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   Note that Transit services are quite different from packet-level
   transit operation.  Whereas end-to-end packet transfers usually go
   through intermediate routers, email exchange across the open Internet
   is often directly between the Edge ADMDs, at the email level.

   +-------+                           +-------+    +-------+
   | ADMD1 |                           | ADMD3 |    | ADMD4 |
   | ----- |                           | ----- |    | ----- |
   |       |   +---------------------->|       |    |       |
   | User  |   |                       |-Edge--+--->|-User  |
   |  |    |   |                  +--->|       |    |       |
   |  V    |   |                  |    +-------+    +-------+
   | Edge--+---+                  |
   |       |   |    +---------+   |
   +-------+   |    |  ADMD2  |   |
               |    |  -----  |   |
               |    |         |   |
               +--->|-Transit-+---+
                    |         |
                    +---------+

        Figure 2: ADministrative Management Domains (ADMD) Example

   The distinction between Transit network and Edge network transfer
   services is primarily significant because it highlights the need for
   concern over interaction and protection between independent
   administrations.  The interactions between functional components
   within an ADMD are subject to the policies of that domain.

   Common ADMD examples are:



      Enterprise Service Providers --   Operating an organization's
         internal data and/or mail services.

      Internet Service Providers --   Operating underlying data
         communication services that, in turn, are used by one or more
         Relays and Users.  It is not necessarily their job to perform
         email functions, but they can, instead, provide an environment
         in which those functions can be performed.

      Mail Service Providers --   Operating email services, such as for
         end-users, or mailing lists.







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5.1.2.  Field Referencing Convention

   In this document, references to structured fields of a message use a
   two-part dotted notation.  The first part cites the document that
   contains the specification for the field and the second is the name
   of the field.  Hence <RFC2822.From> is the From field in an email
   content header [RFC2822] and <RFC2821.MailFrom> is the address in the
   SMTP "Mail From" command.  [RFC2821]

5.2.  Where to Place DKIM Functions

   DKIM associates a "responsible" identity with a message and provides
   a means of verifying that the association is legitimate.  Deciding
   which ADMD shall perform signing or verifying, which identity to
   assign and which functional components to use for DKIM processing
   depends upon the nature of the trust/reputation that is of interest
   and the most convenient or efficient way to use it.

   Messages may be signed or verified by any functional component within
   an ADMD, as that domain wishes to arrange.  Examples include:



      Outbound --   MUA, MSA or boundary MTA.

      Inbound --   Boundary MTA, MDA or MUA.

   By having an MUA do the signing or verifying, there is no dependence
   upon implementation by an email service infrastructure.  By having an
   MHS component do signing or verifying, there is no dependence upon
   user training or the upgrade of potentially large numbers of user
   applications.

   For implementation by an ADMD's email service operators, perhaps the
   most obvious choices within the MHS are the MSA or MDA, and the
   outbound or inbound (boundary) MTA.  By signing or verifying at the
   MSA and MDA, respectively, this outermost portion of the MHS provides
   true end-to-end service, and requires the smallest amount of trust of
   the intervening service infrastructure.  By signing or verifying at a
   boundary, the smallest number of systems need modifying within an
   ADMD and the signature is subject to the smallest amount of handling
   that can break the signature.  Note, however, that this will
   eliminate DKIM signing for mail that stays within the ADMD.

   The choice of identity to use might not be obvious.  Examples
   include:





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      Author --   The domain associated with the RFC2822.From field
         provides basic authorization for the author to generate mail.
         Because the organization controlling that domain is closest to
         the author, they well might be in the best position to offer
         their reputation as a basis for asserting that the content is
         "safe".

      Operator --   Email recipient services have long-used the IP
         Address of a client SMTP server as the basis for assessing
         whether to permit relay or delivery of a message.  These
         Addresses identify the operator of an email service, rather
         than necessarily indicating the author of messages being sent
         by that service.  Use of an operator's domain name is a natural
         extension of this model.

      Third-party --   An independent service might wish to certify an
         author, a message or an operator, by providing its own
         signature to a message.  Hence, evaluation of the message will
         be based upon the identity of that third-party, rather than any
         of the identities involved in creating or transferring the
         message.  Indeed, this model is already emerging among a number
         of reputation-vetting services and is similar to the way a
         credit card permits a customer to make purchases, based upon
         the reputation of the credit card company -- and its
         willingness to issue the card.

   Ultimately, deciding where to sign a message will depend upon both
   the identity being used and tradeoffs among flexibility of uses,
   administrative control, and operational control.  Deciding where to
   verify a message will depend upon the intended use and similar
   concerns about flexibility and control.  A typical choice for
   reputation-related verification will be to place the signature
   verification function "close" to the message-filtering engine.

5.3.  Impact on Email Activities

5.3.1.  Resources

   Although cryptographic authentication is considered to be
   computationally expensive, the real impact of a mechanism like DKIM
   is remarkably small.  Direct impact on CPU-load has been measured to
   be 10-15%.  Mail handling tends to be I/O-intensive, so dedicated
   email platforms tend to have unused computational capacity.  It is
   therefore likely that no new hardware will be required for these
   systems to be able to add DKIM support.




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5.3.2.  Operations

   The costs to deploy, administer and operate DKIM vary greatly,
   depending upon the placement of DKIM-related modules.  The greatest
   flexibility comes from placing the modules as close as possible to
   the end user.  However this also imposes the greatest costs.  The
   most common scenarios are likely to be:

   Boundary MTA --   Here, DKIM is used only for email external to the
      ADMD.  Administration and operation is the simplest, but could
      cause problems for mobile users who are associated with the
      organization but must send mail using facilities that are
      independent of their home ADMD.  It also provides no assistance
      for inter-departmental accountability within the ADMD..

   MSA/MDA (Department) --   Placing DKIM support at the points of
      submission and delivery increases the deployment costs but still
      keeps control within the ADMD's operational staff.  It avoids the
      considerable, added costs of having to enhance all of the MUAs.
      This does not improve the lot of mobile users who submit from
      independent MSAs, but does provide full protection within the
      ADMD.

   MUA --   Obviously this can provide the most complete protection, but
      at the cost of considerable added administrative effort.  Worse,
      there is extensive evidence that email infrastructure services
      often perform changes to message content that can break a message
      signature.  Examples include transformation by the MSA to ensure
      that the message is in full conformance with Internet standards
      and transformation by Boundary MTAs, to ensure conformance with
      organizational policies about external communications.

      Placing DKIM support into the MUA is the only way to ensure that a
      highly mobile user retains all of its benefits, in spite of these
      concerns and having to send mail through independent MSAs.

   TBD ...  Challenge of mobile users.  Server-resident folders -- web
   or imap -- no problem.  Laptop-resident folders, requires remote MSA
   access or per-user keying and mobile-author awareness.

   Key creation and replacement.  Update DNS and signing component

5.3.3.  Users

   TBD ...  Challenge of mobile users.  Server-resident folders -- web
   or imap -- no problem.  Laptop-resident folders, requires remote MSA
   access or per-user keying and mobile-author awareness.




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   Challenge of mailing lists.  Different list styles warrant different
   signature policies.

   Can be hidden from end-user; used by filter engine.  Method and
   benefits for displaying to users unknown.

5.4.  Migrating from DomainKeys

5.4.1.  Signing

   DNS Records:   DKIM is upward compatible with existing DomainKeys
      (DK) DNS records, so that a DKIM module does not automatically
      require additional DNS administration!  DKIM has enhanced the
      DomainKeys DNS key record format by adding several optional
      parameters.

   Boundary MTA:   Enforce signature policies and practices

   >

5.4.2.  Verifying

   DNS Client:   TBD

   Verifying module:   See "Signing Module".

5.4.3.  Boundary MTA

   Strip "local" signatures that are not local?






















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6.  DKIM Service Architecture

   DKIM provides an end-to-end service for signing and verifying
   messages that are in transit.  It is divided into components that can
   be performed using different, external services, such as for key
   retrieval, although the basic DKIM operation provides an initial set.













































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                                            |
                                            | - RFC2822 Message
                                            V
                        +---------------------------------------------+
    +-----------+       |         ORIGINATING OR RELAYING ADMD        |
    |           |       |         ============================        |
    |  Signer   |       |                                             |
    | Practices +......>|  SIGN MESSAGE                               |
    |           |       |   ...> ADD A SIGNATURE HEADER FIELD         |
    +-----+-----+ .....>|   .     GET (Domain, Selector, Priv-Key)    |
          .       .     |   ...   COMPUTE SIGNATURE                   |
          .       V     +----------------+----------------------------+
          .   +-------+                     | - Message
          .   |       |                     |      1*(Domain, Selector,
          .   |  Key  |                     |         Sig)
          .   | Store |                 [Internet]
          .   |       |                     |
          .   +---+---+                     V
          .       .     +---------------------------------------------+
          .       .     |          RELAYING OR DELIVERING ADMD        |
          .       .     |          ===========================        |
          .       .     |                                             |
          .       .     |  VERIFY MESSAGE (Verifier Practices)        |
          .       .     |   ...> VERIFY A SIGNATURE HEADER FIELD      |
          .       .     |   .     GET A SIGNATURE                     |
          .       .....>|   .     LOOKUP PUB-KEY (Domain, Selector)   |
          .             |   .     VERIFY SIGNATURE VALUE              |
          .             |   ...   EVALUATE SIGNATURE CONSTRAINTS      |
          .             +-------------------+-------------------------+
          .                                 |  - Verified Domain(s)
          .                                 V  - [Report]
          .             +---------------------------------------------+
          .             |                                             |
          .             |   MESSAGE DISPOSITION                       |
          .............>|       SIGNER PRACTICES                      |
          .............>|       REPUTATION                            |
          .             |                                             |
    +-----+------+      +---------------------------------------------+
    |            |
    | Reputation |
    |            |
    +------------+>

                    Figure 3: DKIM Service Architecture

   Basic message processing divides between signing the message,
   validating the signature, and then performing further decision-making
   based upon the validated signature.  The component doing the signing



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   applies whatever signing policies are in force, including ones that
   determine what private key to use.  Validation may be performed by
   any functional component along the relay and delivery path.  The
   public key is retrieved, based upon the parameters stored in the
   message.  The example shows use of the validated identity for
   assessing an associated reputation.  However it could be applied for
   other tasks, such as management tracking of mail.


7.  Implementation Considerations

7.1.  Development

7.1.1.  Coding Criteria for Cryptographic Applications

   Correct implementation of a cryptographic algorithm is a necessary
   but not a sufficient condition for coding of cryptographic
   applications.  Coding of cryptographic libraries requires close
   attention to security considerations that are unique to cryptographic
   applications.

   In addition to the usual security coding considerations, such as
   avoiding buffer or integer overflow and underflow, implementers
   should pay close attention to management of cryptographic private
   keys and session keys, ensuring that these are correctly initialized
   and disposed of.

   Operating system mechanisms that permit the confidentiality of
   private keys to be protected against other processes SHOULD be used
   when available.  In particular, great care MUST be taken when
   releasing memory pages to the operating system to ensure that private
   key information is not disclosed to other processes.

   On multiple processor and dual core architectures, certain
   implementations of public key algorithms such as RSA may be
   vulnerable to a timing analysis attack.

   Support for cryptographic hardware providing key management
   capabilities is strongly encouraged.  In addition to offering
   performance benefits, many cryptographic hardware devices provide
   robust and verifiable management of private keys.

   Fortunately appropriately designed and coded cryptographic libraries
   are available for most operating system platforms under license terms
   compatible with commercial, open source and free software license
   terms.  Use of standard cryptographic libraries is strongly
   encouraged.  These have been extensively tested, reduce development
   time and support a wide range of cryptographic hardware.



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7.1.1.1.  Signer

   Signer implementations SHOULD provide a convenient means of
   generating DNS key records corresponding to the signer configuration.
   Support for automatic insertion of key records into the DNS is also
   highly desirable.  If supported however such mechanism(s) MUST be
   properly authenticated.

   Means of verifying that the signer configuration is compatible with
   the signature policy is also highly desirable.

   Disclosure of a private signature key component to a third party
   allows that third party to impersonate the sender.  Protection of
   private signature key data is therefore a critical concern.  Signers
   SHOULD support use of cryptographic hardware providing key management
   features.

   The import and export of private keys, and the ability to generate a
   Certificate Signing Request (CSR) for certificate registration are
   highly desirable.

7.1.1.2.  Verifier

   Verifiers SHOULD treat the result of the verification step as an
   input to the message evaluation process rather than as providing a
   final decision.  The knowledge that a message is authentically sent
   by a domain does not say much about the legitimacy of the message,
   unless the characteristics of the domain claiming responsibility are
   known.

   In particular, verifiers SHOULD NOT automatically assume that an
   email message that does not contain a signature, or that contains a
   signature that does not validate, is forged.  Verifiers should treat
   a signature that fails to validate the same as if no signature were
   present.

7.1.2.  Email Handlers

7.1.2.1.  Mail User Agent

   DKIM is designed to support deployment and use in email components
   other than an MUA.  However an MUA may also implement DKIM features
   directly.

   Outbound:   If an MUA is configured to send email directly, rather
      than relayed through an outbound MTA, the MUA SHOULD be considered
      as if it were an outbound MTA for the purposes of DKIM.  An MUA
      MAY support signing even if mail is to be relayed through an



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      outbound MTA.  In this case the signature applied by the MUA may
      be in addition to or in place of the MTA signature.

   Inbound:   An MUA MAY rely on a report of a DKIM signature
      verification that took place at some point in the inbound MTA
      path.  An MUA MAY perform DKIM signature verification directly.
      Such an MUA SHOULD allow for the case where mail is modified in
      the inbound MTA path.

7.1.3.  Mail Transfer Agent

   It is expected that the most common venue for a DKIM implementation
   wil be a department or a boundary MTA.

   Outbound:   An Outbound MTA should allow for automatic verification
      of the MTA configuration such that the MTA can generate an
      operator alert if it determines that it is (1) an edge MTA, (2)
      configured to send email messages that do not comply with the
      published DKIM sending policy.

      An outbound MTA should be aware that users may employ MUAs that
      add their own signatures and be prepared to take steps necessary
      to ensure that the message sent is in compliance with the
      advertised email sending policy.

   Inbound:   An inbound MTA that does not support DKIM should avoid
      modifying messages in ways that prevent verification by other
      MTAs, or MUAs to which the message may be forwarded.

   Intermediaries:   An email intermediary is both an inbound and
      outbound MTA.  Each of the requirements outlined in the sections
      relating to MTAs apply.  If the intermediary modifies a message in
      a way that breaks the signature, the intermediary SHOULD

      *  deploy abuse filtering measures on the inbound mail

      *  remove all signatures that will be broken

      In addition the intermediary MAY:

      *  Verify the message signature prior to modification

      *  Incorporate an Authentication-Results header to report the
         verification result.

      *  Sign the modified message including the Authentication-Results
         header




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7.2.  Filtering

   Developers of filtering schemes designed to accept DKIM
   authentication results as input should be aware that their
   implementations will be subject to counter-attack by email abusers.
   The efficacy of a filtering scheme cannot therefore be determined by
   reference to static test vectors alone; resistance to counter attack
   must also be considered.

   Naive learning algorithms that only consider the presence or absence
   of a valid DKIM signature are vulnerable to an attack in which a
   spammer or other malefactor signs all their mail, thus creating a
   large negative value for presence of a DKIM signature in the hope of
   discouraging widespread use.

   If heuristic algorithms are employed, they should be trained on
   feature sets that sufficiently reveal the internal structure of the
   DKIM responses.  In particular the algorithm should consider the
   domains purporting to claim responsibility for the signature, rather
   than the existence of a signature or not.

   Unless a scheme can correlate the DKIM signature with accreditation
   or reputation data, the presence of a DKIM signature SHOULD be
   ignored.

7.3.  DNS Server

   TBD

7.4.  Accreditation service

   TBD


8.  Deployment

   This section describes the basic steps for introducing DKIM into an
   organization's email service operation.  The considerations are
   divided between an organization's generating DKIM signatures
   (Signing) and an organization's processing of messages that contain a
   DKIM signature (Verifying).

8.1.  Signing

   Creating messages that have DKIM signatures requires modification of
   only two portions of the email service:





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   o  Addition of relevant DNS information.

   o  Addition of the signature by a trusted module within the
      organization's email handling service.

   The signing module uses the appropriate private key to create a
   signature.  The means by which the signing module obtains this key is
   not specified by DKIM.  Given that DKIM is intended for use during
   email transit, rather than for long-term storage, it is expected that
   keys will be changed regularly.  Clearly this means that key
   information should not be hard-coded into software.

8.1.1.  DNS Records

   A receiver attempting to validate a DKIM signature must obtain the
   public key that is associated with the signature for that message.
   The DKIM-Signature header in the message will specify the basic
   domain name doing the signing and the selector to be used for the
   specific public key.  Hence, the relevant
   <selector>._domainkeys.<domain-name> DNS record needs to contain a
   DKIM-related RR that provides the public key information.

   The administrator of the zone containing the relevant domain name
   adds this information.  DNS administrative software varies
   considerably in its abilities to add new types of DNS records.
   Initial DKIM DNS information is contained within TXT RRs.

8.1.2.  Signing Module

   The module doing signing can be placed anywhere within an
   organization's trusted Administrative Management Domain (ADMD).
   Common choices are expected to be department-level posting and
   delivering agents, as well as boundary MTAs to the open Internet.
   However, note that it is entirely acceptable to have signing and
   validation be done by MUAs.  Hence the choice among the modules
   depends upon software development and administrative overhead
   tradeoffs.  One perspective that helps resolve this choice is the
   difference between the flexibility of use by systems at, or close to,
   the MUA, versus the centralized control that is more easily obtained
   by implementing the mechanism "deeper" into the organization's email
   infrastructure, such as at its boundary MTA.

8.1.3.  Signing Policies and Practices

   Every organization (ADMD) will have its own policies and practices
   for deciding when to sign messages and with what domain name and key
   (selector).  Examples include signing all mail, signing mail from
   particular email addresses, or signing mail from particular sub-



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   domains.  Given this variability, and the likelihood that signing
   practices will change over time, it will be useful to have these
   decisions represented in some sort of configuration information,
   rather than being more deeply coded into the signing software.

8.2.  Verifying

   Verification is performed within an ADMD that wishes to make
   assessments based upon the domain name used for a DKIM signature.
   Any component within the ADMD that handles messages, whether in
   transit or being delivered, can be appropriate to do the verifying.
   It must communicate the results of verification to another component
   within the ADMD that performs the desired assessments.  Verification
   and assessment might occur within the same software mechanism, such
   as a Boundary MTA, or an MDA.  Or they may be separated, such as
   having verification performed by the Boundary MTA and assessment
   performed by the MDA.

   As with the signing process, choice of service venues for
   verification and assessment -- such as filtering or presentation to
   the recipient user -- depend on trade-offs for flexibility, control,
   and operational ease.  An added concern is that the linkage between
   verification and assessment entails essential trust: The assessment
   module must have a strong basis for believing that the verification
   information is correct.

8.2.1.  DNS Client

   The primary means of publishing DKIM key information, initially, is
   through DNS TXT records.  Some DNS client software might have
   problems obtaining these records.  As DNS client software improves
   this will not be a concern.

8.2.2.  Boundary Enforcement

   In order for an assessment module to trust the information it
   receives about verification, it is essential to eliminate
   verification information originating from outside the ADMD in which
   the assessment mechanism operates.  As a matter of friendly practice,
   it is equally important to make sure that verification information
   generated within the ADMD not escape outside of it.

   In most environments, the easiest way to enforce this stripping of
   verification information is to place modules in the receiving and
   sending Boundary MTA(s).  For incoming mail, check for known means of
   communicating verification information and remove it.  The same
   applies for outgoing mail.




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8.3.  Transition strategy

   Deployment of a new signature algorithm without a 'flag day' requires
   a transition strategy such that signers and verifiers can phase in
   support for the new algorithm independently and if necessary phase
   out support for the old algorithm independently.

   DKIM achieves these requirements through two features.  First a
   signed message may contain multiple signatures created by the same
   signer.  Secondly the security policy layer allows the signing
   algorithms in use to be advertised, thus preventing a downgrade
   attack.

8.3.1.  Signer transition strategy

   Let the old signing algorithm be A, the new signing algorithm be B.
   The sequence of events by which a Signer may introduce a new signing
   algorithm, without disruption of service to legacy verifiers, is as
   follows:

   1.  Signer signs with algorithm A

       A.  Signer advertises that it signs with algorithm A

   2.  Signer signs messages twice, first with algorithm A and algorithm
       B

       A.  The signer tests new signing configuration

       B.  Signer advertises that it signs with algorithm A and
           algorithm B

   3.  Signer determines that support for Algorithm A is no longer
       necessary

   4.  Signer determines that support for algorithm A is to be withdrawn

       A.  Signer removes advertisement for Algorithm A

       B.  Signer waits for cached copies of earlier signature policy to
           expire

       C.  Signer stops signing with Algorithm A








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8.3.2.  Verifier transition strategy

   The actions of the verifier are independent of the signer's actions
   and do not need to be performed in a particular sequence.  The
   verifier may make a decision to cease accepting algorithm A without
   first deploying support for algorithm B. Similarly a verifier may be
   upgraded to support algorithm B without requiring algorithm A to be
   withdrawn.  The decisions of the verifier must make are therefore:

   o  The verifier MAY change the degree of confidence associated with
      any signature at any time, including determining that a given
      signature algorithm provides a limited assurance of authenticity
      at a given key strength.

      *  A verifier MAY evaluate signature records in any order it
         chooses, including making use of the signature algorithm for
         choosing the order.

   o  The verifier MAY make a determination that Algorithm A does not
      offer a useful level of security, or that the cost of verifying
      the signature is less than the value of doing so.

      *  In this case the verifier ignores signatures created using the
         algorithm A and references to algorithm A in policy records are
         treated as if the algorithm were not implemented.

   o  The verifier MAY decide to add support for additional signature
      algorithms at any time.

      *  The verifier MAY add support for algorithm B at any time.


9.  Operations

   This section describes the basic steps for the continued operation of
   email systems that use DKIM.  This section discusses keeping DKIM
   going, as opposed to getting DKIM started.  The primary
   considerations are: the upkeep of the selector files, and the
   security of the private keys.

9.1.  DNS Signature Record Deployment Considerations

   The key point to remember is that the DNS DKIM selectors WILL and
   SHOULD be changed over time.  Some reasons for changing DKIM
   selectors are well understood; others are still theoretical.  There
   are several schemes that may be used to determine the policies for
   changing DKIM selectors:




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   o  time based

   o  associations with clusters of servers

   o  the use of third party signers

   o  security considerations

9.1.1.  Time Basis and Security Considerations

   The reason for changing the selector periodically is usually related
   to the security exposure of a system.  When the potential exposure of
   the private keys associated with the DKIM selector have reached
   sufficient levels, the selector should be changed.  (It is unclear
   currently what kinds of metrics can be used to aid in deciding when
   the exposure has reached sufficient levels to warrant changing the
   selector.)

   For example,

   o  Selectors should be changed more frequently on systems that are
      widely exposed, than on systems that are less widely exposed.  For
      example, a gateway system that has numerous externally-accessible
      services running on it, is more widely exposed than one that ONLY
      runs a mail server.

   o  Selectors should be changed more frequently on operating systems
      that are under wide attack.

   o  While the use of DKIM information is transient, keys with
      sufficient exposure do become stale and should be changed.

   o  Whenever you make a substantial system change, such as bringing up
      a new server, or making a major operating system change, you
      should consider changing the selector.

   o  Whenever there is either suspicion or evidence of the compromise
      of the system or the private keys, you should change the selector.

9.1.2.  Server Clusters

   TBD

9.1.3.  Deploying New Selectors

   A primary consideration in changing the selector is remembering to
   change it.  It needs to be a standard part of the operational staff
   Methods and Procedures for your systems.  If they are separate, both



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   the mail team and the DNS team will be involved in deploying new
   selectors.

   When deploying a new selector, it needs to be phased in:

   1.  generate the new public / private key pair and create a selector
       record with the public key in it

   2.  add the new selector record to your DNS

   3.  verify that the new selector record can be used to verify
       signatures

   4.  turn on signing with the new private key

   5.  optionally back up the old private key in a secure location

   6.  remove the old private key from your servers

   7.  after a period of time, remove the old selector from your DNS

   The time an unused selector should be kept in the DNS system is
   dependent on the reason it's being changed.  If the private key has
   definitely been exposed, the corresponding selector should be removed
   immediately.  Otherwise, longer periods are allowable.

9.1.4.  Subdomain Considerations

   TBD

9.1.5.  Third party Signature Delegations

   Allowing third parties to sign email from your domain opens your
   system security to include the security of the third party's systems.
   At a minimum, you should not allow the third parties to use the same
   selector and private key as your main mail system.  It is recommended
   that each third party be given their own private key and selector.
   This limits the exposure for any given private key, and minimizes the
   impact if any given private key were exposed.

9.2.  Private Key Management

   The permissions of private key files must be carefully managed.  If
   key management hardware support is available, it should be used.
   Auditing software should be used to periodically verify that the
   private key files remain secure.





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9.3.  Mailing List Management

   [ Note: this section may be controversial. ]

   A mailing list often provides facilities to its administrator to
   manipulate parts of the mail messages that are flowing through.  The
   desired goal is that messages flowing through the mailing list will
   be verifiable by the recipient, which means that either the mailing
   list (or its MSA) must sign the message, or the mailing list must not
   perform actions on the messages that will break existing DKIM
   signatures.  To avoid breaking existing signatures, a mailing list
   system has these choices:

   o  A mailing list may add its own DKIM signature.  If it does this,
      it must make sure that it adds its signature after it performs any
      content transformations to the message, such as adding a footer to
      the body, adding a prefix to the body, modifying the subject
      header, etc.

   o  If a mailing list does not add its own DKIM signature, it must not
      modify any existing headers that are listed in an h= parameter of
      any existing DKIM-Signature headers, nor may it add any footer
      content to the body if there is no l= in any existing DKIM-
      Signature headers.

   o  If a mailing list cannot add its own DKIM signature, and must
      modify the headers or body in a way that will break verification
      of existing DKIM-Signature headers, it should remove any existing
      DKIM-Signature headers.


10.  Outline Future Extensions

   The design of DKIM is unapologetically focused on overcoming the need
   for immediate deployment and achieving ubiquitous use in the near
   future.  As such, the original design discussions generally tok the
   approach of 'if in doubt, leave it out'.

   But the need to exclude consideration of these features in the near
   term was in no way intended to preclude their development at a later
   date.  Nor is the lack of a specification describing the use of DKIM
   with a different PKI infrastructure intended to indicate an intention
   to develop similar capabilities within the DKIM framework at a future
   date.

   DKIM is an example of 'Design for Deployment', and the need to
   support rapid deployment has been the overriding priority.  It has
   traditionally been asserted that deployment of a flawed cryptographic



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   protocol is an almost unacceptable risk, and that bad security is
   worse than no security; experience demonstrates otherwise.  Informing
   users that email is insecure does not cause them to modify their
   behavior to avoid dependence thereupon.  Deployment of flawed
   cryptographic security systems such as SSL and WEP has been rectified
   far more quickly than deployment of protocols such as IPSEC or DNSSEC
   where caution has prevailed.

   One possible future for DKIM is that it becomes the starting point
   for a new cryptographic infrastructure that eventually replaces
   legacy systems including S/MIME and PGP.  While this future is
   certainly preferable to never achieving ubiquitous deployment of
   strong cryptographic security in the Internet, it would certainly
   take a long time to re-invent this particular wheel.  Moreover the
   deployment of the proposed DKIM enhancements would face political
   opposition from the adherents to existing formats to be rendered
   historical.  A likely outcome of such a strategy is that the existing
   two way standards stalemate between S/MIME and PGP would become a
   three way stalemate.

   Alternatively, another possible future is that DKIM provides the
   'bootstrap' that enables ubiquitous use of the legacy infrastructure,
   including the deployed base of PGP and S/MIME capable email clients
   and the existing business infrastructure of commercial Certificate
   Authorities.  Such a strategy would make use of DKIM in conjunction
   with existing PKI standards such as PKIX and XKMS and leverage
   features of PGP and S/MIME where appropriate.

10.1.  Introducing a new signing algorithm

   Regardless of whether extension of the DKIM feature set is desirable,
   the need to replace the signature algorithm is practically a
   certainty.  The RSA signature algorithm at best provides equivalent
   security to an 80 bit symmetric cipher when used with a 1024 bit key
   [cite].  Extending the key size to 2048 bits improves the cipher
   strength to only 112 bit equivalence.  Achieving 128 bit security
   requires a minimum of 3072 bits.  Achieving equivalent cipher
   strength to a 192 bit symmetric algorithm requires a prohibitive key
   size.

   The choice of cryptographic algorithm affects the DKIM algorithm in
   two important ways: First there is the difficulty of storing keys in
   the DNS.  Secondly there is the problem of handling larger
   signatures.

   The default DNS response packet limit of 512 bytes places an
   effective upper bound of 4096 bits on a DKIM key.  In practice the
   need for packaging, meta-data and the desirability of using DNSSEC to



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   sign the record reduces the upper bound to no more than 2048 bits.

   The size of the DKIM signature itself is a weaker constraint.  Even
   so, while 1024 and even 2048 bit signatures are likely to be
   acceptable in most implementations larger signature sizes may become
   prohibitive, particularly since the signature must be Base 64
   encoded.

10.2.  Possible future signature algorithm choices

   ECC cryptography offers a means of implementing public key
   cryptography using a key size and signature size that are each only
   twice the size of the equivalent symmetric key algorithm.

   While ECC offers clear technical advantages over algorithms based on
   the difficulty on solving the discrete log problem in a finite field,
   it is not possible at this point to be confident that a means of
   applying ECC has been found that is consistent with the position on
   intellectual property adopted by the DKIM working group.

   The DSA signature algorithm based on the discrete log problem faces
   the same key size limitations as RSA.  Importantly for the design of
   DKIM and DNSSEC however, the signature size is much smaller, the same
   size as for ECC algorithms.

   It is likely that DSA would have received greater attention during
   the design of DSA if key sizes greater than 512 bits and use of hash
   functions stronger than SHA-1 had been supported at the time.  In
   March 2006 a proposed revision of the DSA signature algorithm
   answered these objections permitting larger key sizes and specifying
   the use of stronger hash functions (including SHA-256 and SHA 512).
   While the advantages offered by DSA are not sufficient to warrant an
   immediate transition to the new algorithm at this late stage, it is
   highly probably that the algorithm will be employed by DNSSEC when
   finally deployed.

10.3.  Linkage to Other PKIs

   The principle limitations in DKIM are the lack of support for end-
   user keying, the lack of support for long term verification of
   signatures, and the lack of support for trusted third party issued
   assertions.  Each of these limitations is determined by the key
   distribution mechanism rather than the signature format.

   Although the DNS infrastructure could in principle be extended to
   support these features, this approach would require substantial
   modifications that entirely negate the advantage of employing an
   existing infrastructure.  The point of using DNS is to reuse the DNS



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   infrastructure, not necessarily the DNS protocol.

   The preferred approach to addressing these limitations is to support
   use of a PKI infrastructure designed to support these requirements
   such as PKIX, PGP or XKMS.

10.4.  Trusted Third Party Assertions

   A DKIM signature tells the signature verifier that the owner of a
   particular domain name accepts responsibility for the message.
   Combining this information with information that allows the behavior
   of the domain name owner to be predicted may allow the probability
   that the message is abusive to be determined without the need for
   heuristic content analysis.

   Recipients of large volumes of email can generate reputation data for
   email senders internally.  Recipients of smaller volumes of messages
   are likely to need to acquire reputation data from a third party.  In
   either case the use of reputation data is intrinsically limited to
   email senders that have established a prior history of sending
   messages.

   Another commonly used technique for evaluating email senders is
   accreditation.  Most spam sent today is sent by criminals to further
   a scheme that is unambiguously illegal.  Spam demonstrates an
   Internet equivalent of Gresham's law: the bad spam drives out the
   merely irritating, the outright criminal drives out the bad.  A
   message is highly unlikely to be spam if: the email sender can
   demonstrate that it is a legitimate business, and that it has
   provided a legitimate address where legal process can be served.  In
   addition the accredited email sender may accept a legally binding
   undertaking not to send spam and possibly post a performance bond
   that is subject to forfeiture in case of default.

   As with reputation data, a high volume email recipient may be in a
   position to establish bilateral agreements with high volume senders.
   Smaller recipients are not in a position to require accreditation,
   nor is it practical for each large sender to accredit every sender.
   Trusted Third Party accreditation services allow an email sender to
   obtain an accreditation that is recognized by every email recipient
   that recognizes the Trusted Third Party.

   [Need use of both systems]

   [Need means of advertising existence of positive reputation data]






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10.5.  Linkage to X.509 Certificates

   The industry standard for distribution of Trusted Third Party data
   tied to a public key is the X.509v3/PKIX standard.  X.509 based PKI
   is designed to support requirements such as long term archiving of
   signatures, end entity signing and Trusted Third Party assertions.
   Combining the DKIM signature format with the PKIX PKI infrastructure
   provides an equivalent set of capabilities to S/MIME.

   Two approaches may be used to inform signature verifiers that an
   X.509 certificate has been issued that makes an assertion about the
   signing key for a DKIM signature:

   1.  By means of an attribute in the key record

   2.  By means of a signature header q= parameter

   Typical commercially issued digital certificates are considerably
   larger (1-2 kb) than the 512 byte message size that DNS servers are
   required to support as a minimum.  Practical large scale PKI
   deployment requires support for certificate chains in addition to the
   end entity certificate.  Publication of a URL for the certificate or
   certificate chain is therefore a more appropriate approach than
   storing the certificate data itself in the DNS.

   The ability to support multiple key distribution mechanisms for the
   same key is highly desirable.  For example a signer may support DNS
   based key distribution (for the convenience and efficiency of
   transport based DKIM signature verifiers) as well as an X.509
   certificate.

   In other cases a signer may intentionally discourage transport
   verification by only providing an X.509 certificate.

   An X.509 application of particular interest is the use of DKIM as a
   signature format for Secure Internet Letterhead (Letterhead).
   Letterhead employs X.509 certificates containing a LOGOTYPE attribute
   extension [LOGOTYPE] to identify the certificate subject and/or
   issuer to the user by means of a brand image such as a corporate
   logo.  [PHB-NIST]

10.6.  XKMS

   XKMS is a key centric PKI that supports registration and location of
   keys.  XKMS is layered as a Web service and the existence of XKMS
   service for a domain is typically advertised by means of a DNS SRV
   record.




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   XKISS, the key location component of XKMS provides a superset of the
   capabilities of the DKIM DNS key distribution mechanism.  As XKMS is
   layered on SOAP over HTTP over TCP/IP the overhead incurred in
   retrieving keys through XKMS is substantially higher than the single
   UDP request/response of DNS key distribution.

   Like X.509 XKMS is designed to key management over time periods of
   years and decades rather than days and supports the use of trusted
   third parties.  XKMS is designed to allow complexity to be
   concentrated at the Web service as opposed to the client.  A client
   interacts with an XKMS service using request of the form 'provide a
   key to verify signatures on messages sent by A using protocol B'.

   XKMS may also be used as a gateway to one or more PKIs including an
   X.509 based PKI that makes use of sophisticated features such as
   cross certification.  The verifier may at its option rely on the XKMS
   service to provide a trusted key or request the complete certificate
   path allowing offline verification.

   A signer may notify signature verifiers that a key may be retrieved
   using XKMS by means of the q= attribute.  The verifier may then
   discover the corresponding XKMS service using the SRV mechanism as
   set out in the XKMS specification.

10.7.  Verification in the Client

   The DKIM specification is designed to support edge to edge
   authentication.  The specification neither supports nor prohibits
   verification of DKIM signatures in the client.  In particular the
   specification does not attempt to define client semantics for
   signatures or provide an exhaustive list of user interface security
   considerations.

   For client based verification to be practical, it is likely that a
   client needs to be capable of determining that it is able to receive
   messages that do not get clobbered before coming to any conclusions
   with respect to unsigned messages.

   DKIM requires that all verifiers treat messages with signatures that
   do not verify as if they are unsigned.  If verification in the client
   is to be acceptable to users, it is also essential that successful
   verification of a signature not result in a less than satisfactory
   user experience compared to leaving the message unsigned.

10.8.  Per user signature

   Although DKIM is designed to support domain level signatures, the
   DKIM core design neither supports nor prohibits use of per user



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   signatures.  A DKIM key record can specify restrictions on the email
   addresses it can be used to sign for.  These restrictions are not
   intended to be exhaustive nor are detailed semantics or security
   considerations set out for interpreting per user signatures.  The
   primary use that this feature is intended to support, is to allow a
   company to delegate the signing authority for bulk marketing
   communications without the risk of effectively delegating the
   authority to sign contracts on behalf of the CEO.

   For per user signing keys to provide value beyond this limited use
   scenario, it is likely that additional requirements will be
   necessary, such as the ability to perform long term validation of the
   key.  Linkage to some form of PKI is likely to be necessary.

   In addition any scheme that involves maintenance of a significant
   number of public keys will require infrastructure to support that
   management.  A system in which the end user is required to generate a
   public key pair and transmit it to the DNS administrator out of band
   is not likely to meet acceptance criteria for either usability or
   security.  At a minimum, a key registration protocol must be defined.

10.9.  Encryption

   DKIM is not designed to support encryption.  A strong case can be
   made for applying the DKIM style of transparent security, key centric
   key management and domain level keying.  It is not clear that re-
   using the DKIM signature architecture is the best way to achieve this
   goal.

   The DKIM signature format in particular is designed to allow meta-
   data to be attached to a message without modifying the content.
   Content encryption by its very nature requires modification of the
   message content.  The message encryption formats of PGP and S/MIME
   both solve the problem of message encryption perfectly adequately;
   there is no reason to believe that a new effort in this space would
   improve matters.

   An architecture of this form would require development of an email
   receiver security policy that allows a recipient to state that
   encrypted email messages are acceptable and to specify the key
   distribution infrastructure(s) by which the necessary encryption keys
   may be discovered.

   A policy infrastructure of this type is implicit in the XKMS
   standard.  One drawback to this approach is that policy distribution
   and key distribution are conflated, an approach that is satisfactory
   for message level encryption schemes such as PGP and S/MIME, but less
   satisfactory for transport layer encryption such as SSL.



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10.10.  Reuse of Key Record

   A number of proposals have been made that attempt to reuse the DKIM
   key record.  Architects considering this approach should be aware of
   the advantages and limitations.

   As a minimum each of the security considerations listed in the DKIM
   specification should be considered and its possible relevance to the
   proposed field of use carefully evaluated.  Application of a security
   mechanism outside the context in which it was originally designed for
   is a principle cause of security failures.

   DKIM is designed to meet the security needs of an application where
   the cost of individual failures is insignificant or small.  A single
   spam in an email inbox is not a disaster, indeed it is no longer even
   an irritation.  For the long time spam sufferer who has seen their
   inbox filled with hundreds or even thousands of spams, an occasional
   failure may even be cause for satisfaction as a reminder of a
   successfully vanquished foe.

   One of the chief limitations of using DNS based key records is that
   maintenance of DNS records is typically a network operations concern.
   If the entity to which the public key corresponds is a network object
   (e.g. a mail server), the use of DNS based key management is likely
   to be satisfactory.  If the entity is not a network related object
   (e.g. an end user) a significant degree of pushback from network
   administrators should be anticipated.

   The design of DKIM is designed for rapid deployment in response to an
   immediate need.  As such many of the design decisions are not the
   decisions that would be taken if the choice were unconstrained by the
   limitations of the current legacy DNS.  In particular the use of Base
   64 encoded public keys distributed through TXT records is not ideal.

   Applications that do not face the same constraints as DKIM should
   carefully evaluate the feasibility of using the binary key record.
   In particular an application predicated on the use of DNSSEC to
   authenticate keys should assume support for DKIM binary key records.

10.11.  Use of Policy Record

   DKIM demonstrates the power of using the DNS to distribute security
   policy information.  It is not possible to achieve robust security
   unless the parties to a conversation know the security capabilities
   and expectations of the other.

   Any party proposing re-use of the DKIM policy record should carefully
   consider whether their needs would be better met by proposing a



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   flexible security policy architecture in the DKIM style rather than
   proposing ad-hoc extensions and variations.

   At a minimum any proposal for new security policy formats that make
   use of the TXT record should employ a new policy prefix and ensure
   that mislabeled and wild-carded policy records are not accidentally
   misinterpreted.


11.  Acknowledgements

   TBD


12.  { Misc Text -- Should go elsewhere, if used at all }

   DKIM permits the signing identity to be different from the identities
   used for the author or the initial posting agent.  This is essential,
   for example, to enable support of signing by authorized third-
   parties, and to permit signatures by email providers who are
   otherwise independent of the domain name of the message author.

   DKIM permits restricting the use of a signature key to particular
   types of services, such as only for email.  This is helpful when
   delegating signing authority, such as to a particular department or
   to a third-party outsourcing service.

   With DKIM the signer MUST explicitly list the headers that are
   signed.  This is an improvement because it requires the signer to use
   the more conservative (likely to verify correctly) mechanism and
   makes it considerably more robust against the handling of
   intermediary MTAs.

   DKIM self-signs the DKIM-Signature header field, to protect against
   its being modified.

   In order to survive the vagaries of different email transfer systems,
   mechanisms like DKIM must evaluate the message data in some canonical
   form, such as treating a string of spaces as tabs as if they were a
   single space.  DKIM has added the "relaxed" canonicalization in place
   of "nofws".

   MUA UI considerations

   key delegation/ 3rd party


13.  References



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13.1.  References -- Normative

   [I-D.ietf-dkim-base]
              Allman, E., "DomainKeys Identified Mail (DKIM)
              Signatures", draft-ietf-dkim-base-06 (work in progress),
              October 2006.

   [I-D.ietf-dkim-threats]
              Fenton, J., "Analysis of Threats Motivating DomainKeys
              Identified Mail (DKIM)", draft-ietf-dkim-threats-03 (work
              in progress), May 2006.

   [RFC2822]  Resnick, P., "Internet Message Format", RFC 2822,
              April 2001.

13.2.  Informative References

   [RFC0989]  Linn, J. and IAB Privacy Task Force, "Privacy enhancement
              for Internet electronic mail: Part I: Message encipherment
              and authentication procedures", RFC 989, February 1987.

   [RFC1848]  Crocker, S., Galvin, J., Murphy, S., and N. Freed, "MIME
              Object Security Services", RFC 1848, October 1995.

   [RFC1991]  Atkins, D., Stallings, W., and P. Zimmermann, "PGP Message
              Exchange Formats", RFC 1991, August 1996.

   [RFC2821]  Klensin, J., "Simple Mail Transfer Protocol", RFC 2821,
              April 2001.

   [RFC3156]  Elkins, M., Del Torto, D., Levien, R., and T. Roessler,
              "MIME Security with OpenPGP", RFC 3156, August 2001.

   [RFC3851]  Ramsdell, B., "Secure/Multipurpose Internet Mail
              Extensions (S/MIME) Version 3.1 Message Specification",
              RFC 3851, July 2004.


Authors' Addresses

   Tony Hansen
   AT&T Laboratories
   200 Laurel Ave.
   Middletown, NJ  07748
   USA

   Email: tony+dkimov@maillennium.att.com




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   Dave Crocker
   Brandenburg InternetWorking
   675 Spruce Dr.
   Sunnyvale, CA  94086
   USA

   Email: dcrocker@bbiw.net


   Phillip Hallam-Baker
   VeriSign Inc.

   Email: pbaker@verisign.com






































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Full Copyright Statement

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