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Versions: (draft-ipsecme-aes-ctr-ikev2) 00 01 02 03 04 05 06 07 RFC 5930

IPSECME                                                          S. Shen
Internet-Draft                                                    Huawei
Updates: RFC4307                                                  Y. Mao
(if approved)                                                        H3C
Expires: January 28, 2010                                    NSS. Murthy
                                                 Freescale Semiconductor
                                                           July 27, 2009


    Using Advanced Encryption Standard (AES) Counter Mode with IKEv2
                  draft-ietf-ipsecme-aes-ctr-ikev2-00

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   This Internet-Draft is submitted to IETF in full conformance with the
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Abstract

   This document describes the usage of Advanced Encryption Standard
   Counter Mode (AES_CTR), with an explicit initialization vector, by
   IKEv2 for encrypting the IKEv2 exchanges that follow the IKE_SA_INIT
   exchange.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
     1.1.  Conventions Used In This Document  . . . . . . . . . . . .  3
   2.  AES Counter Mode . . . . . . . . . . . . . . . . . . . . . . .  4
     2.1.  Key Sizes and Rounds . . . . . . . . . . . . . . . . . . .  4
     2.2.  Block Size . . . . . . . . . . . . . . . . . . . . . . . .  4
   3.  IKEv2 Encrypted Payload  . . . . . . . . . . . . . . . . . . .  5
     3.1.  Initialization Vector(IV)  . . . . . . . . . . . . . . . .  5
     3.2.  Integrity Checksum Data  . . . . . . . . . . . . . . . . .  5
   4.  Counter Block Format . . . . . . . . . . . . . . . . . . . . .  6
   5.  IKEv2 Conventions  . . . . . . . . . . . . . . . . . . . . . .  8
     5.1.  Keying Material and Nonces . . . . . . . . . . . . . . . .  8
     5.2.  Encryption identifier  . . . . . . . . . . . . . . . . . .  9
     5.3.  Key Length Attribute . . . . . . . . . . . . . . . . . . .  9
   6.  Security Considerations  . . . . . . . . . . . . . . . . . . . 10
   7.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 11
   8.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 12
   9.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 13
     9.1.  Normative References . . . . . . . . . . . . . . . . . . . 13
     9.2.  Informative References . . . . . . . . . . . . . . . . . . 13
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 14





















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1.  Introduction

   IKEv2 [RFC4306] is a component of IPsec used for performing mutual
   authentication and establishing and maintaining security associations
   (SAs).  [RFC4307] defines the set of algorithms that are mandatory to
   implement as part of IKEv2, as well as algorithms that should be
   implemented because they may be promoted to mandatory at some future
   time.  [RFC4307] requires that an implementation "SHOULD" support
   Advanced Encryption Standard [AES] in Counter Mode [MODES] (AES_CTR)
   as a Transform Type 1 Algorithm (encryption).

   Although the [RFC4307] specifies that the AES_CTR encryption
   algorithm feature SHOULD be supported by IKEv2, no existing document
   specifies how IKEv2 can support the feature.  This document provides
   the specification and usage of AES-CTR counter mode by IKEv2.

   All the IKEv2 messages that follow the initial exchange(IKE_SA_INIT)
   are cryptographically protected using the cryptographic algorithms
   and keys negotiated in the first two messages of the IKEv2 exchange.
   These subsequent messages use the syntax of the IKEv2 Encrypted
   Payload as explained in [RFC4306].

   This document explains how IKEv2 makes use of AES_CTR algorithm for
   encrypting IKE messages that follow initial exchange: The second pair
   of messages (IKE_AUTH) in initial exchange, messages in
   CREATE_CHILD_SA exchange, messages in INFORMATIONAL exchange.

1.1.  Conventions Used In This Document

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].



















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2.  AES Counter Mode

   Section 2 of [RFC3686] provides a description of AES_CTR mode
   including its characteristics and implementation issues.

   RFC 3686 explains the procedure to generate the key material required
   when the ESP protocol employs AES-CTR for encryption.

   The use of AES algorithm operations in IKEv2 is the same as what
   defined in [AES].  The use of Counter Mode is defined the same as how
   AES_CTR is used to encrypt ESP payload [RFC3686].  The choices of Key
   Size, Rounds and Block Size are defined as following which are
   compatible with [RFC3686].

2.1.  Key Sizes and Rounds

   AES supports three key sizes: 128 bits, 192 bits, and 256 bits.  All
   IKEv2 implementations MUST support the 128 key size.  An IKEv2
   implementation MAY support key sizes of 192 and 256 bits.

   AES MUST use different rounds for each of the key sizes:

      When a 128-bit key is used, implementations MUST use 10 rounds.

      When a 192-bit key is used, implementations MUST use 12 rounds.

      When a 256-bit key is used, implementations MUST use 14 rounds.

2.2.  Block Size

   The AES algorithm has a block size of 128 bits (16 octets), i.e., AES
   generate 128 bits of key stream.  For encryption or decryption, a
   user XOR the key stream with 128 bits of plaintext or ciphertext
   blocks.  If the generated key stream is longer than the plaintext or
   ciphertext, the extra key stream bits are simply discarded.  For this
   reason, AES-CTR does not require the plaintext to be padded to a
   multiple of the block size.














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3.  IKEv2 Encrypted Payload

   Section 3.14 of IKEv2 [RFC4306] explains the IKEv2 Encrypted Payload.
   The encrypted Payload, denoted SK{...} contains other IKEv2 payloads
   in encrypted form.

   The payload includes an Initialization Vector(IV) whose length is
   defined by the encryption algorithm negotiated.  It also includes
   Integrity Checksum data.  These two fields are not encrypted.

3.1.  Initialization Vector(IV)

   The IV field MUST be eight octets when AES_CTR algorithm is used for
   encryption.  The IV MUST be chosen by the encryptor in a manner that
   ensures that the same IV value is NOT used more than once with a
   given encryption key.  The encryptor can generate the IV in any
   manner that ensures uniqueness.  Common approaches to IV generation
   include incrementing a counter for each packet and linear feedback
   shift registers (LFSRs).

3.2.  Integrity Checksum Data

   Since it is trivial to construct a forgery AES_CTR ciphertext from a
   valid AES_CTR ciphertext, IKEv2 MUST employ an integrity algorithm
   when AES_CTR is selected for encrypting the IKEv2 payloads.
   AUTH_HMAC_SHA1_96 [RFC2404] is a likely choice.

























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4.  Counter Block Format

   All the IKEv2 messages following the initial exchange are
   cryptographically protected using the cryptographic algorithms and
   keys negotiated in the first two messages of the IKEv2 exchange.
   These subsequent messages use the syntax of the IKEv2 Encrypted
   Payload.

   All such messages carry the IV that is necessary to construct the
   sequence of counter blocks used to generate the key stream necessary
   to decrypt the payload.  The AES counter block cipher block is 128
   bits.

   Figure 1 shows the format of the counter block.

       0                   1                   2                   3
       0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                            Nonce                              |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                  Initialization Vector (IV)                   |
      |                                                               |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
      |                         Block Counter                         |
      +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                      Figure 1: Counter Block Format

   The components of the counter block are as follows:

   Nonce

      The Nonce field is 4 octets.  An unpredictably fresh nonce value
      MUST be assigned to each security association immediately after it
      is established.  Section 5.1 explains how IKEv2 is used to
      generate the nonce by the two parties individually.

   Initialization Vector (IV)

      The IV field is 64 bits.  The IV MUST be chosen by the encryptor
      in a manner that ensures that the same IV value is used only once
      for a given encryption key.  The encryptor includes the IV in the
      IKEv2 message containing encrypted payloads.

   Block Counter

      The block counter field is the least significant 32 bits of the
      counter block.  The block counter begins with the value of one,



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      and it is incremented to generate subsequent portions of the key
      stream.  The block counter is a 32-bit big-endian integer value.

   Section 2 provides references to other documents for implementing
   AES_CTR encryption/decryption process.














































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5.  IKEv2 Conventions

   This section describes the conventions used by IKEv2 protocol to
   generate encryption keys and nonces for use with AES-CTR algorithm in
   IKE-SA negotiation.  The identifiers and attributes related to AES-
   CTR required during IKE-SA and Child-SA negotiation are also defined.

5.1.  Keying Material and Nonces

   IKEv2 can be used to establish fresh keys and nonces, as the same
   combination of IV and encryption key values MUST not be reused when
   AES_CTR algorithm is used for encryption.  This section describes the
   conventions for generating an unpredictable and secret Nonce and an
   encryption key of required lengths using IKEv2.

   IKEv2 negotiates four cryptographic algorithms with its peer using
   IKE_SA_INIT exchange.  They include an encryption algorithm and a
   pseudo-random function(PRF).  All the payloads of IKEv2 messages that
   follow the IKE_SA_INIT exchange are encrypted using the negotiated
   encryption algorithm.  The pseudo-random function(PRF)is used to
   generate the keying material required for the encryption algorithm.

   AES_CTR encryption algorithm needs an encryption key and a nonce.
   The two directions of traffic flow use different encryption keys and
   nonces.  Section 2.14 of [RFC4306] details the process of generating
   the keying material.  SK_ei and SK_er represent the key material to
   be used for encryption purposes in the two directions.

   The size of the key material (SK_ei and SK_er) to be generated for
   AES_CTR algorithm for different key lengths is as follows:

   AES_CTR with a 128 bit key

      The key material required is 20 octets.  The first 16 octets are
      the 128-bit AES key, and the remaining four octets are used as the
      nonce value in the counter block.

   AES_CTR with a 192 bit key

      The key material required is 28 octets.  The first 24 octets are
      the 192-bit AES key, and the remaining four octets are used as the
      nonce value in the counter block.

   AES_CTR with a 256 bit key

      The key material required is 36 octets.  The first 32 octets are
      the 256-bit AES key, and the remaining four octets are used as the
      nonce value in the counter block.



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5.2.  Encryption identifier

   IKEv2 uses the IANA allocated encryption identifier of 13 for
   ENCR_AES_CTR with an explicit IV (ENCR_AES_CTR 13) as the transform
   ID during IKE-SA and Child-SA negotiation.

5.3.  Key Length Attribute

   Since the AES_CTR algorithm supports three key lengths, the Key
   Length attribute MUST be specified in both the IKE-SA and Child-SA
   negotiations.  The Key Length attribute MUST have a value of 128,
   192, or 256.







































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6.  Security Considerations

   Security considerations explained in section 7 of [RFC3686] are
   entirely relevant for this draft also.

   AES_CTR provides high confidentiality when used properly.  However,
   as a stream mode cipher, the security of will lose when AES-CTR is
   misused.

   Generally, a stream cipher should not use static keys.  This is
   because key streams will be easily canceled when two ciphertext use
   the same key stream (check detailed description of this attack in
   [RFC3686]).  Therefore, IKEv2 should avoid an identical key being
   used for different IKE SA or a same key stream being used on
   different blocks of plaintext.  Proper use of Nonce and counter as
   defined in Section 4 can successfully avoid the risk.

   A stream cipher like AES_CTR is also vulnerable under data forgery
   attack (check [RFC3686] for a demonstration of this attack).
   However, when integrity protection is provided as Section 3.2
   requires, this risk is avoided.

   Additionally, since AES has a 128-bit block size, regardless of the
   mode employed, the ciphertext generated by AES encryption becomes
   distinguishable from random values after 2^64 blocks are encrypted
   with a single key.  Since IKEv2 are not likely to carry traffics in
   such a high quantity, this won't be a big concern here.  However,
   when large amount of traffic appear in the future or under abnormal
   circumstances, implementations SHOULD generate a fresh key before
   2^64 blocks are encrypted with the same key.

   For generic attacks on AES, such as brute force or precalculations,
   the requirement of key size provides reasonable security
   [Recommendations].

















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7.  IANA Considerations

   IANA has assigned 13 as the transform ID for ENCR_AES_CTR encryption
   with an explicit IV.  This ID is to be used during IKE_SA
   negotiation.














































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8.  Acknowledgments

   The authors thank Yaron Sheffer, Paul Hoffman for their direction and
   comments on this document.















































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9.  References

9.1.  Normative References

   [RFC4306]  Kaufman, C., "Internet Key Exchange (IKEv2) Protocol",
              RFC 4306, December 2005.

   [RFC4307]  Schiller, J., "Cryptographic Algorithms for Use in the
              Internet Key Exchange Version 2 (IKEv2)", RFC 4307,
              December 2005.

   [AES]      National Institute of Standards and Technology, "Advanced
              Encryption Standard (AES)", FIPS PUB 197, November 2001, <
              http://csrc.nist.gov/publications/fips/fips197/
              fips-197.pdf>.

   [MODES]    Dworkin, M., "Recommendation for Block Cipher Modes of
              Operation Methods and Techniques", NIST Special
              Publication 800-38A, December 2001, <http://csrc.nist.gov/
              publications/nistpubs/800-38a/sp800-38a.pdf>.

9.2.  Informative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2404]  Madson, C. and R. Glenn, "The Use of HMAC-SHA-1-96 within
              ESP and AH", RFC 2404, November 1998.

   [RFC2409]  Harkins, D. and D. Carrel, "The Internet Key Exchange
              (IKE)", RFC 2409, November 1998.

   [RFC3686]  Housley, R., "Using Advanced Encryption Standard (AES)
              Counter Mode With IPsec  Encapsulating Security Payload
              (ESP)", RFC 3686, January 2004.

   [draft-ietf-ipsecme-roadmap-02]
              Sheila, S. and S. Suresh, "IP Security (IPsec) and
              Internet Key Exchange (IKE) Document Roadmap",
              draft-ietf-ipsecme-roadmap-02 (work in progress),
              July 2009.

   [Recommendations]
              Barker, E., Barker, W., Burr, W., Polk, W., and M. Smid,
              "Recommendation for Key Management - Part1 -
              General(Revised)", NIST Special Publication 800-57,
              March 2007, <http://csrc.nist.gov/publications/nistpubs/
              800-57/SP800-57-Part1.pdf>.



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Authors' Addresses

   Sean Shen
   Huawei
   No. 9  Xinxi Road
   Beijing  100085
   China

   Email: sshen@huawei.com


   Yu Mao
   H3C Tech. Co., Ltd
   Oriental Electronic Bld.
   No.2 Chuangye Road
   Shang-Di Information Industry
   Hai-Dian District
   Beijing  100085
   China

   Email: maoyu@h3c.com


   N S Srinivasa Murthy
   UMA PLAZA, NAGARJUNA CIRCLE, PUNJAGUTTA
   HYDERABAD  500082
   INDIA

   Email: ssmurthy.nittala@freescale.com






















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