[Docs] [txt|pdf] [Tracker] [WG] [Email] [Diff1] [Diff2] [Nits] [IPR]

Versions: (draft-schulzrinne-nsis-ntlp) 00 01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 RFC 5971

Next Steps in Signaling                                   H. Schulzrinne
Internet-Draft                                               Columbia U.
Expires: August 16, 2004                                      R. Hancock
                                                             Siemens/RMR
                                                       February 16, 2004


       GIMPS:  General Internet Messaging Protocol for Signaling
                        draft-ietf-nsis-ntlp-01

Status of this Memo

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF), its areas, and its working groups. Note that other
   groups may also distribute working documents as Internet-Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time. It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   The list of current Internet-Drafts can be accessed at http://
   www.ietf.org/ietf/1id-abstracts.txt.

   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html.

Copyright Notice

   Copyright (C) The Internet Society (2004). All Rights Reserved.

Abstract

   This document specifies protocol stacks for the routing and transport
   of per-flow signaling messages along the path taken by that flow
   through the network. The design uses existing transport and security
   protocols under a common messaging layer, the General Internet
   Messaging Protocol for Signaling (GIMPS), which provides a universal
   service for diverse signaling applications. GIMPS does not handle
   signaling application state itself, but manages its own internal
   state and the configuration of the underlying transport and security
   protocols to enable the transfer of messages in both directions along
   the flow path. The combination of GIMPS and the lower layer protocols
   provides a solution for the base protocol component of the "Next
   Steps in Signaling" framework.




Schulzrinne & Hancock    Expires August 16, 2004                [Page 1]

Internet-Draft                   GIMPS                     February 2004


Table of Contents

   1.   Introduction . . . . . . . . . . . . . . . . . . . . . . . .   4
   2.   Requirements Notation and Terminology  . . . . . . . . . . .   5
   3.   Design Methodology . . . . . . . . . . . . . . . . . . . . .   7
   3.1  Overall Approach . . . . . . . . . . . . . . . . . . . . . .   7
   3.2  Design Attributes  . . . . . . . . . . . . . . . . . . . . .   9
   3.3  Example of Operation . . . . . . . . . . . . . . . . . . . .  11
   4.   GIMPS Processing Overview  . . . . . . . . . . . . . . . . .  13
   4.1  GIMPS State  . . . . . . . . . . . . . . . . . . . . . . . .  13
   4.2  Basic Message Processing . . . . . . . . . . . . . . . . . .  14
   4.3  Routing State and Messaging Association Maintainance . . . .  18
   5.   Message Formats and Encapsulations . . . . . . . . . . . . .  21
   5.1  GIMPS Messages . . . . . . . . . . . . . . . . . . . . . . .  21
   5.2  Information Elements . . . . . . . . . . . . . . . . . . . .  22
   5.3  Encapsulation in Datagram Mode . . . . . . . . . . . . . . .  24
   5.4  Encapsulation in Connection Mode . . . . . . . . . . . . . .  25
   6.   Advanced Protocol Features . . . . . . . . . . . . . . . . .  27
   6.1  Route Changes and Local Repair . . . . . . . . . . . . . . .  27
   6.2  Policy-Based Forwarding and Flow Wildcarding . . . . . . . .  33
   6.3  NAT Traversal  . . . . . . . . . . . . . . . . . . . . . . .  33
   6.4  Interaction with IP Tunnelling . . . . . . . . . . . . . . .  35
   6.5  IPv4-IPv6 Transition and Interworking  . . . . . . . . . . .  35
   7.   Security Considerations  . . . . . . . . . . . . . . . . . .  38
   7.1  Message Confidentiality and Integrity  . . . . . . . . . . .  38
   7.2  Peer Node Authentication . . . . . . . . . . . . . . . . . .  39
   7.3  Routing State Integrity  . . . . . . . . . . . . . . . . . .  39
   7.4  Denial of Service Prevention . . . . . . . . . . . . . . . .  41
   8.   Open Issues  . . . . . . . . . . . . . . . . . . . . . . . .  43
   8.1  Protocol Naming  . . . . . . . . . . . . . . . . . . . . . .  43
   8.2  General IP Layer Issues  . . . . . . . . . . . . . . . . . .  43
   8.3  Encapsulation and Addressing for Datagram Mode . . . . . . .  43
   8.4  Intermediate Node Bypass and Router Alert Values . . . . . .  45
   8.5  Messaging Association Flexibility  . . . . . . . . . . . . .  46
   8.6  Messaging Association Setup Message Sequences  . . . . . . .  47
   8.7  GIMPS State Teardown . . . . . . . . . . . . . . . . . . . .  48
   8.8  Datagram Mode Retries and Single Shot Message Support  . . .  48
   8.9  GIMPS Support for Message Scoping  . . . . . . . . . . . . .  49
   8.10 Mandatory or Optional Reverse Routing State  . . . . . . . .  49
   8.11 Additional Discovery Mechanisms  . . . . . . . . . . . . . .  49
   8.12 Alternative Message Routing Requirements . . . . . . . . . .  50
   8.13 Congestion Control in Datagram Mode  . . . . . . . . . . . .  50
   8.14 Protocol Design Details  . . . . . . . . . . . . . . . . . .  51
   9.   Change History . . . . . . . . . . . . . . . . . . . . . . .  52
   9.1  Changes In Version -01 . . . . . . . . . . . . . . . . . . .  52
        Normative References . . . . . . . . . . . . . . . . . . . .  54
        Informative References . . . . . . . . . . . . . . . . . . .  55
        Authors' Addresses . . . . . . . . . . . . . . . . . . . . .  56



Schulzrinne & Hancock    Expires August 16, 2004                [Page 2]

Internet-Draft                   GIMPS                     February 2004


   A.   Acknowledgements . . . . . . . . . . . . . . . . . . . . . .  57
   B.   Example Routing State Table  . . . . . . . . . . . . . . . .  58
   C.   Information Element Formats  . . . . . . . . . . . . . . . .  59
   C.1  The Common Header  . . . . . . . . . . . . . . . . . . . . .  59
   C.2  TLV Objects  . . . . . . . . . . . . . . . . . . . . . . . .  59
        Intellectual Property and Copyright Statements . . . . . . .  63













































Schulzrinne & Hancock    Expires August 16, 2004                [Page 3]

Internet-Draft                   GIMPS                     February 2004


1. Introduction

   Signaling involves the manipulation of state held in network
   elements. 'Manipulation' could mean setting up, modifying and tearing
   down state; or it could simply mean the monitoring of state which is
   managed by other mechanisms.

   This specification concentrates specifically on the case of
   "path-coupled" signaling, which involves network elements which are
   located on the path taken by a particular data flow, possibly
   including but not limited to the flow endpoints. Indeed, there are
   almost always more than two participants in a path-coupled-signaling
   session, although there is no need for every router on the path to
   participate. Path-coupled signaling thus excludes end-to-end
   higher-layer application signaling (except as a degenerate case) such
   as ISUP (telephony signaling for Signaling System #7) messages being
   transported by SCTP between two nodes.

   In the context of path-coupled signaling, examples of state
   management include network resource allocation (for "resource
   reservation"), firewall configuration, and state used in active
   networking; examples of state monitoring are the discovery of
   instantaneous path properties (such as available bandwidth, or
   cumulative queuing delay). Each of these different uses of
   path-coupled signaling is referred to as a signaling application.

   Every signaling application requires a set of state management rules,
   as well as protocol support to exchange messages along the data path.
   Several aspects of this support are common to all or a large number
   of applications, and hence should be developed as a common protocol.
   The framework given in [20] provides a rationale for a function split
   between the common and application specific protocols, and gives
   outline requirements for the former, the 'NSIS Transport Layer
   Protocol' (NTLP).

   This specification provides a concrete solution for the NTLP. It is
   based on the use of existing transport and security protocols under a
   common messaging layer, the General Internet Messaging Protocol for
   Signaling (GIMPS). Different signaling applications may make use of
   different services provided by GIMPS, but GIMPS does not handle
   signaling application state itself; in that crucial respect, it
   differs from application signaling protocols such as the control
   component of FTP, SIP and RTSP. Instead, GIMPS manages its own
   internal state and the configuration of the underlying transport and
   security protocols to ensure the transfer of signaling messages on
   behalf of signaling applications in both directions along the flow
   path.




Schulzrinne & Hancock    Expires August 16, 2004                [Page 4]

Internet-Draft                   GIMPS                     February 2004


2. Requirements Notation and Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [2].

   The terminology used in this specification is fully defined in this
   section. The basic entities relevant at the GIMPS level are shown in
   Figure 1.

                          GIMPS (adjacent) peer nodes
                           IP addresses = Signaling
   IP address            Source/Destination Addresses         IP address
   = Flow             (depending on signaling direction)      = Flow
   Source                   |                   |             Destination
   Address                  |                   |             Address
                            V                   V
   +--------+  Data     +------+             +------+         +--------+
   |  Flow  |-----------|------|-------------|------|-------->|  Flow  |
   | Sender |  Flow     |      |             |      |         |Receiver|
   +--------+           |GIMPS |============>|GIMPS |         +--------+
                        | Node |<============| Node |
                        +------+  Signaling  +------+
                          GN1       Flow       GN2

                  >>>>>>>>>>>>>>>>>  =  Downstream direction
                  <<<<<<<<<<<<<<<<<  =  Upstream direction

                      Figure 1: Basic Terminology

   [Data] Flow: A set of packets following a unique path through the
      network, identified by some fixed combination of header fields.
      Only unicast, unidirectional flows are considered.

   Session: A single application layer flow of information for which
      some network control state information is to be manipulated or
      monitored. IP mobility may cause the mapping between sessions and
      flows to change, and IP multihoming may mean there is more than
      one flow for a given session.

   [Flow] Sender: The node in the network which is the source of the
      packets in a flow. Could be a host or a router (if the flow is
      actually an aggregate).

   [Flow] Receiver: The node in the network which is the sink for the
      packets in a flow.





Schulzrinne & Hancock    Expires August 16, 2004                [Page 5]

Internet-Draft                   GIMPS                     February 2004


   Downstream: In the same direction as the data flow.

   Upstream: In the opposite direction to the data flow.

   GIMPS Node: Any node along the data path supporting GIMPS (regardless
      of what signaling applications it supports).

   Adjacent peer: The next GIMPS node along the data path, in the
      upstream or downstream direction. Whether two nodes are adjacent
      is determined implicitly by the GIMPS peer discovery mechanisms;
      it is possible for adjacencies to 'skip over' intermediate nodes
      if they have no interest in the signaling messages being
      exchanged.

   Datagram mode: A mode of sending GIMPS messages between nodes without
      using any transport layer state or security protection. Upstream
      messages are sent UDP encapsulated directly to the signaling
      destination; downstream messages are sent towards the flow
      receiver with a router alert option.

   Connection mode: A mode of sending GIMPS messages directly between
      nodes using point to point "messaging associations" (see below),
      i.e. transport protocols and security associations.

   Messaging association: A single connection between two explicitly
      identified GIMPS adjacent peers, i.e. between a given signaling
      source and destination address. A messaging association uses a
      specific transport protocol and known ports, and may be run over
      specific network layer security associations, or use a transport
      layer security association internally. A messaging association is
      bidirectional.




















Schulzrinne & Hancock    Expires August 16, 2004                [Page 6]

Internet-Draft                   GIMPS                     February 2004


3. Design Methodology

3.1 Overall Approach

   The generic requirements identified in [20] for transport of
   path-coupled signaling messages are essentially two-fold:

   "Routing": Determine how to reach the adjacent signaling node along
      the data path (the GIMPS peer);

   "Transport": Deliver the signaling information to that peer.

   To meet the routing requirement, for downstream signaling the node
   can either use local state information (e.g. gathered during previous
   signaling exchanges) to determine the identity of the GIMPS peer
   explicitly, or it can just send the signaling towards the flow
   destination address and rely on the peer to intercept it. For
   upstream signaling, only the first technique is possible.

   Once the routing decision has been made, the node has to select a
   mechanism for transport of the message to the peer. GIMPS divides the
   transport problems into two categories, the easy and the difficult
   ones. It handles the easy cases within GIMPS itself, avoiding
   complexity and latency, while drawing on the services of
   well-understood reliable transport protocols for the harder cases.
   Here, with details discussed later, "easy" messages are those that
   are sized well below the lowest MTU along a path, are infrequent
   enough not to cause concerns about congestion and flow control, and
   do not need transport or network-layer security protection.

   However, in many cases, signaling information needs to be delivered
   between GIMPS peers with additional transport or security properties.
   For example, some applications could implement their own reliability
   mechanism, but experience with RSVP has shown [13] that relying
   solely on soft-state refreshes itself may yield unsatisfactory
   performance if signaling messages are lost even occasionally. The
   provision of this type of reliability would therefore also be the
   responsibility of the underlying transport protocols.

   In [20] all of these routing and transport requirements are assigned
   to a single notional protocol, the 'NSIS Transport Layer Protocol'
   (NTLP). The strategy of splitting the transport problem leads to a
   layered structure for the NTLP, as a specialised GIMPS 'messaging'
   layer running over standard transport and security protocols, as
   shown in Figure 2.

   For efficiency, GIMPS offers two modes of transport operation:




Schulzrinne & Hancock    Expires August 16, 2004                [Page 7]

Internet-Draft                   GIMPS                     February 2004


   Datagram mode: for small, infrequent messages with modest delay
      constraints;

   Connection mode: for larger data objects or where fast setup in the
      face of packet loss is desirable, or where channel security is
      required.


          ^^                       +-------------+
          ||                       |  Signaling  |
          ||          +------------|Application 2|
          ||          |  Signaling +-------------+
         NSIS         |Application 1|         |
       Signaling      +-------------+         |
      Application         |   +-------------+ |
         Level            |   |  Signaling  | |
          ||              |   |Application 3| |
          ||              |   +-------------+ |
          VV              |          |        |
   =======================|==========|========|=======================
          ^^        +------------------------------------------------+
          ||        |+-----------------------+      +--------------+ |
          ||        ||         GIMPS         |      |    GIMPS     | |
          ||        ||     Encapsulation     |      |Internal State| |
          ||        ||                       |<<<>>>| Maintenance  | |
          ||        |+-----------------------+      +--------------+ |
          ||        |GIMPS: Messaging Layer                          |
          ||        +------------------------------------------------+
         NSIS               |       |       |       |
       Transport          .............................
         Level            . Transport Layer Security  .
       ("NTLP")           .............................
          ||                |       |       |       |
          ||              +----+  +----+  +----+  +----+
          ||              |UDP |  |TCP |  |SCTP|  |DCCP|....
          ||              +----+  +----+  +----+  +----+
          ||                |       |       |       |
          ||              .............................
          ||              .     IP Layer Security     .
          ||              .............................
          VV                |       |       |       |
   =========================|=======|=======|=======|===============
                            |       |       |       |
                    +----------------------------------------------+
                    |                      IP                      |
                    +----------------------------------------------+

           Figure 2: Protocol Stacks for Signaling Transport



Schulzrinne & Hancock    Expires August 16, 2004                [Page 8]

Internet-Draft                   GIMPS                     February 2004


   The datagram mode uses a lower-layer unreliable unsecured datagram
   transport mechanism, with UDP as the initial choice. The connection
   mode can use any stream or message-oriented transport protocol. It
   may employ specific network layer security associations (e.g. IPsec),
   or an internal transport layer security association (e.g. TLS).

   It is possible to mix these two modes along a chain of nodes, without
   coordination or manual configuration.  This allows, for example, the
   use of datagram mode at the edges of the network and connection mode
   in the core of the network.  Such combinations may make operation
   more efficient for mobile endpoints, while allowing multiplexing of
   signaling messages across shared security associations and transport
   connections between core routers.

   It must be understood that the routing and transport decisions made
   by GIMPS are not totally independent. If the message transfer has
   requirements that enforce the use of connection mode (e.g. because
   fragmentation is required), this can only be used between explicitly
   identified nodes. In such cases, the GIMPS node must carry out
   signaling in datagram mode to identify the peer and then set up the
   necessary transport connection. The datagram mode option of sending
   the message in the direction of the flow receiver and relying on
   interception is not available, even for downstream signaling.

   In general, the state associated with connection mode messaging to a
   particular peer (signaling destination address, protocol and port
   numbers, internal protocol configuration and state information) is
   referred to as a "messaging association". There may be any number of
   messaging associations between two GIMPS peers (although the usual
   case is 0 or 1), and they are set up and torn down by managment
   actions within GIMPS itself.

3.2 Design Attributes

   Soft state: All parts of GIMPS state are subject to time-out
      ("soft-state"). Explicit removal is also logically possible (see
      Section 8.7). 'State' here includes the messaging associations
      managed by GIMPS.

   Application-neutral: GIMPS is designed to support the largest range
      of signaling applications.  While a number of such applications
      have been identified, it appears likely that new ones will emerge.

   Mobility support: End systems can change their network attachment
      point and network address during a session. GIMPS minimises the
      use of IP addresses as identifiers for non-topological information
      (e.g. authentication state).




Schulzrinne & Hancock    Expires August 16, 2004                [Page 9]

Internet-Draft                   GIMPS                     February 2004


   Efficient: Signaling often occurs before an application such as an IP
      telephone conversation can commence, so that any signaling delay
      becomes noticeable to the application.  Signaling delays are
      incurred by the delay in finding signaling nodes along the path
      (peer discovery), in retransmitting lost signaling messages and in
      setting up security associations between nodes, among other
      factors. GIMPS attempts to minimise these delays by several
      mechanisms, such as the use of high performance transport
      protocols to circumvent message loss, and the re-use of messaging
      associations to avoid setup latency. If discovery is needed it is
      a lightweight process which only probes local topology, and GIMPS
      also allows it to be bypassed completely for downstream datagram
      mode messages.

   IP version neutral: GIMPS supports both IPv4 and IPv6: it can use
      either for transport, largely as a result of their support in the
      underlying transport protocols, and can signal for either type of
      flow. In addition, GIMPS is able to operate on dual-stack nodes
      (to bridge between v4 and v6 regions) and also to operate across
      v4/v6 boundaries and other addressing boundaries. Specific
      transition issues are considered in Section 6.5.

   Transport neutral: GIMPS can operate over any message or
      stream-oriented transport layer, including UDP, DCCP, TCP and
      SCTP. Messages sent over protocols that do not offer a native
      fragmentation service, such as UDP or DCCP, are strictly limited
      in size to avoid loss-amplification; in the case of UDP, they must
      also be limited in rate to avoid network congestion.

   Proxy support: The end systems in a session may not be capable of
      handling either the signaling transport or the application and may
      instead rely on proxies to initiate and terminate signaling
      sessions. GIMPS decouples the operation of the messaging functions
      from the flow source and destination addresses, treating these
      primarily as data.

   Scaleable: As will be discussed in Section 4.3, up to one messaging
      association is generally kept for each adjacent GIMPS peer and
      thus association state scales better than the number of sessions.
      (Many peers may not have association state at all, if there are no
      messages on sessions visiting those nodes that warrant such
      treatment.) Messaging associations are managed based on policy at
      each node, depending on trade-offs between fast peer-to-peer
      communication and state overhead. Messaging association state can
      be removed immediately after the last signaling session to a
      particular next-hop is removed, after some delay to wait for new
      sessions or only if resource demands warrant it.




Schulzrinne & Hancock    Expires August 16, 2004               [Page 10]

Internet-Draft                   GIMPS                     February 2004


3.3 Example of Operation

   This section presents an example of GIMPS usage in a relatively
   simple signaling scenario, to illustrate its main features.

   Consider the case of an RSVP-like signaling application which
   allocates resources for a flow from sender to receiver; we will
   consider how GIMPS transfers messages between two adjacent peers
   along the path, GN1 and GN2 (see Figure 1). In this example, the
   end-to-end exchange is initiated by the signaling application
   instance in the sender; we take up the story at the point where the
   first message has been received by the signaling application in GN1.

   1.  The signaling application in GN1 determines that this message is
       a simple description of resources that would be appropriate for
       the flow. It determines that it has no special security or
       transport requirements for the message, but simply that it should
       be transferred to the next downstream signaling application peer
       on the path that the flow will take.

   2.  The message payload is passed to the GIMPS layer in GN1, along
       with a definition of the flow and description of the transfer
       requirements {downstream, unsecured, unreliable}. GIMPS
       determines that this particular message does not require
       fragmentation and that it has no knowledge of the next peer for
       this flow and signaling application; however, it also determines
       (e.g. from local policy for that signaling application
       identifier) that this application is likely to require secured
       upstream and downstream transport of large messages in the
       future.

   3.  GN1 therefore constructs a UDP datagram with the signaling
       application payload, and additional payloads at the GIMPS level
       to be used to initiate the possible setup of a messaging
       association. This datagram is injected into the network,
       addressed towards the flow destination and with a Router Alert
       Option included.

   4.  This D-mode message passes through the network towards the flow
       receiver, and is seen by each router in turn. GIMPS-unaware
       routers will not recognise the RAO value and will forward the
       message unchanged; GIMPS-aware routers which do not support the
       signaling application in question will also forward the message
       unchanged, although they may need to process more of the message
       to decide this.

   5.  The message is finally intercepted at GN2. The GIMPS layer
       identifies that the message is relevant to a local signaling



Schulzrinne & Hancock    Expires August 16, 2004               [Page 11]

Internet-Draft                   GIMPS                     February 2004


       application, and passes the signaling application payload and
       flow description to upwards to it. From there, the signaling
       application in GN2 can continue to process this message as in GN1
       (compare step 1), and this will eventually result in the message
       reaching the flow receiver.

   6.  In parallel, GIMPS internally recognises that GN1 is attempting
       to discover GN2 in order to set up a messaging association for
       future signaling for the flow. There are two possible cases:

       A.  GN1 and GN2 already have an appropriate association. GN2
           simply records the identity of GN1 as its upstream peer for
           that flow and signaling application, and sends a GIMPS
           message back to GN1 over the association identifying itself.

       B.  No messaging association exists. Again, GN2 records the
           identity of GN1 as before, but sends an upstream D-mode
           message to GN1, identifying itself and agreeing to the
           association setup. The protocol exchanges needed to complete
           this will proceed in the background, controlled by GN1.

   7.  Eventually, another signaling application message works its way
       upstream from the receiver to GN2. This message contains a
       description of the actual resources requested, along with
       authorisation and other security information. The signaling
       application in GN2 passes this payload to the GIMPS level, along
       with the flow definition and transfer requirements {upstream,
       secured, reliable}.

   8.  The GIMPS layer in GN2 identifies the upstream peer for this flow
       and signaling application as GN1, and determines that it has a
       messaging association with the appropriate properties. The
       message is queued on the association for transmission (this may
       mean some delay if the negotiations begun in step 6.B have not
       yet completed).

   Further messages can be passed in each direction in the same way. The
   GIMPS layer in each node can in parallel carry out maintenance
   operations such as route change detection (this can be done by
   sending additional GIMPS-only datagram mode messages, see Section 6.1
   for more details).

   It should be understood that many of these details of GIMPS
   operations can be varied, either by local policy or according to
   signaling application requirements, and they are also subject to
   development and refinement as the protocol design proceeds. The
   authoritative details are contained in the remainder of this
   document.



Schulzrinne & Hancock    Expires August 16, 2004               [Page 12]

Internet-Draft                   GIMPS                     February 2004


4. GIMPS Processing Overview

   This section defines the basic structure and operation of GIMPS. It
   is divided into three parts. Section 4.1 gives an overview of the
   per-flow and per-peer state that GIMPS maintains for the purpose of
   transferring messages. Section 4.2 describes how messages are
   processed in the case where any necessary messaging associations and
   associated routing state already exist; this includes the simple
   scenario of pure datagram mode operation, where no messaging
   associations are necessary in the first place (equivalent to the
   transport functionality of base RSVP as defined in [9]). Section 4.3
   describes how routing state is maintained and how messaging
   associations are initiated and terminated.

4.1 GIMPS State

   For each flow, the GIMPS layer can maintain message routing state to
   manage the processing of outgoing messages. This state is
   conceptually organised into a table with the following structure.

   The primary key (index) for the table is the combination of {flow
   routing info, session id, signaling application id}:

   Flow: the header N-tuple that determines the route taken by the flow
      through the network; in particular, including the flow destination
      address.

   Session: a cryptographically random and (probabilistically) globally
      unique identifier of the application layer session that is using
      the flow. For a given flow, different signaling applications may
      or may not use the same session identifier. Often there will only
      be one flow for a given session, but in mobility/multihoming
      scenarios there may be more than one and they may be differently
      routed.

   Signaling application: an IANA assigned identifier of the signaling
      application which is generating messages for this flow. The
      inclusion of this identifier allows the routing state to be
      different for different signaling applications (e.g. because of
      different adjacencies).

   The state information for a given key is as follows:

   Upstream peer: the adjacent GIMPS peer closer to the flow source.
      This could be an IP address (learned from previous signaling) or a
      pointer to a messaging association. It could also be null, if this
      node is the flow sender or this node is not storing reverse
      routing state, or a special value to indicate that this node is



Schulzrinne & Hancock    Expires August 16, 2004               [Page 13]

Internet-Draft                   GIMPS                     February 2004


      the last upstream node (but not the sender).

   Downstream peer: the adjacent GIMPS peer closer to the flow
      destination. This could be a pointer to a messaging association,
      or it could be null, if this node is the flow receiver or this
      node is only sending downstream datagram mode messages for this
      flow and signaling application, or a special value to indicate
      that this node is the last downstream node (but not the receiver).

   Note that both the upstream and downstream peer state may be null,
   and that the session identifier information is not actually required
   for message processing; in that case, no state information at all
   needs to be stored in the table. Both items of peer identification
   state have associated timers for how long the identification can be
   considered accurate; when these timers expire, the peer
   identification (IP address or messaging association pointer) is
   purged if it has not been refreshed. An example of a routing state
   table for a simple scenario is given in Appendix B.

   Note also that the information is described as a table of flows, but
   that there is no implied constraint on how the information is stored.
   For example, in a network using pure destination address routing
   (without load sharing or any form of policy-based forwarding), the
   downstream peer information might be possible to store in an
   aggregated form in the same manner as the IP forwarding table. In
   addition, many of the per-flow entries may point to the same per-peer
   state (e.g. the same messaging association) if the flows go through
   the same adjacent peer.

   The per-flow message routing state is not the only state stored by
   GIMPS. There is also the state implied in the messaging associations.
   Since we assume that these associations are typically per-peer rather
   than per-flow, they are stored in a separate table. As well as the
   messaging association state itself, this table also stores
   per-association information including:

   o  messages pending transmission while an association is being
      established;

   o  an inactivity timer for how long the association has been idle.


4.2 Basic Message Processing

   This section describes how signaling application messages are
   processed in the simple case where any necessary messaging
   associations and routing state are already in place. The description
   is divided into several parts: message reception, local processing



Schulzrinne & Hancock    Expires August 16, 2004               [Page 14]

Internet-Draft                   GIMPS                     February 2004


   and delivery to signaling applications, and message transmission. An
   overview is given in Figure 3.

       +---------------------------------------------------------+
       |        >>  Signaling Application Processing   >>        |
       |                                                         |
       +--------^---------------------------------------V--------+
                ^                                       V
                ^             NSLP Payloads             V
                ^                                       V
       +--------^---------------------------------------V--------+
       |                    >>    GIMPS   >>                     |
       |  ^           ^  ^     Processing      V  V           V  |
       +--x-----------u--d---------------------d--u-----------x--+
          x           u  d                     d  u           x
          x           u  d>>>>>>>>>>>>>>>>>>>>>d  u           x
          x           u  d      Bypass at      d  u           x
       +--x-----+  +--u--d--+  GIMPS level  +--d--u--+  +-----x--+
       | C-mode |  | D-mode |               | D-mode |  | C-mode |
       |Handling|  |Handling|               |Handling|  |Handling|
       +--x-----+  +--u--d--+               +--d--u--+  +-----x--+
          x          u   d                     d   u          x
          x    uuuuuu    d>>>>>>>>>>>>>>>>>>>>>d    uuuuuu    x
          x   u          d      Bypass at      d          u   x
       +--x--u--+  +-----d--+    router     +--d-----+  +--u--x--+
       |IP Host |  |  RAO   |  alert level  |  RAO   |  |IP Host |
       |Handling|  |Handling|               |Handling|  |Handling|
       +--x--u--+  +-----d--+               +--d-----+  +--u--x--+
          x  u           d                     d           u  x
       +--x--u-----------d--+               +--d-----------u--x--+
       |      IP Layer      |               |      IP Layer      |
       |   (Receive Side)   |               |  (Transmit Side)   |
       +--x--u-----------d--+               +--d-----------u--x--+
          x  u           d                     d           u  x
          x  u           d                     d           u  x
          x  u           d                     d           u  x


            uuuuuuuuuuuuuu = upstream datagram mode messages
            dddddddddddddd = downstream datagram mode messages
            xxxxxxxxxxxxxx = connection mode messages
                       RAO = Router Alert Option

              Figure 3: Message Paths through a GIMPS Node

   Note that the same messages are used for maintaining internal GIMPS
   state and carrying signaling application payloads. The state
   maintenance takes place as a result of processing specific GIMPS



Schulzrinne & Hancock    Expires August 16, 2004               [Page 15]

Internet-Draft                   GIMPS                     February 2004


   payloads in these messages. The processing of these payloads is the
   subject of Section 4.3.

   Message Reception: Messages can be received in connection or datagram
      mode, and from upstream or downstream peers.

      Reception in connection mode is simple: incoming packets undergo
      the security and transport treatment associated with the messaging
      association, and the messaging association provides complete
      messages to the GIMPS layer for further processing.

      Reception in datagram mode depends on the message direction.
      Upstream messages (from a downstream peer) will arrive UDP
      encapsulated and addressed directly to the receiving signaling
      node. Each datagram contains a single complete message which is
      passed to the GIMPS layer for further processing, just as in the
      connection mode case.

      Downstream datagram mode messages are UDP encapsulated and
      addressed to the flow receiver with an IP router alert option to
      cause interception. The signaling node will therefore 'see' all
      such messages, including those in which it is not interested.
      There are then two cases. If the node categorises the message as
      'not interesting' (which includes the case that the node does not
      implement the signaling application which the message is about),
      it is passed on to the IP layer for message transmission without
      further processing (further criteria and mechanisms for
      categorisation are discussed in Section 8.4). If the message is
      determined to be interesting, it is passed up to the GIMPS layer
      for further processing as in the other cases.

   Local Processing: Once a message has been received, by any method, it
      is processed locally within the GIMPS layer. The GIMPS processing
      to be done depends on the payloads carried; most of the
      GIMPS-internal payloads are associated with state maintenance and
      are covered in the next subsection.

      One GIMPS-internal payload which can be carried in any message and
      requires processing is the GIMPS hop count. This is decremented on
      input processing, and checked to be greater than zero on output
      processing. The primary purpose of the GIMPS hop count is to
      prevent message looping.

      The remainder of the GIMPS message consists of an NSLP payload.
      This is delivered locally to the signaling application identified
      at the GIMPS level; the format of the NSLP payload is not
      constrained by GIMPS, and the content is not interpreted.




Schulzrinne & Hancock    Expires August 16, 2004               [Page 16]

Internet-Draft                   GIMPS                     February 2004


      Signaling applications can generate their messages for
      transmission, either asynchronously, or in response to an input
      message. Messages may also be forwarded in the GIMPS layer if
      there is no appropriate local signaling application to process
      them. Regardless of the source, outgoing messages are passed
      downwards for message transmission.

   Message Transmission: When a message is available for transmission,
      GIMPS uses internal policy and the stored routing state to
      determine how to handle it. The following processing applies
      equally to locally generated messages and messages forwarded from
      within the GIMPS or signaling application levels.

      The main decision is whether the message must be sent in
      connection mode or datagram mode. Reasons for using the former
      could be:

      *  NSLP requirements: for example, the signaling application has
         requested channel secured delivery, or reliable delivery;

      *  protocol specification: for example, this document could
         specify that a message that requires fragmentation MUST be sent
         over a messaging association;

      *  local GIMPS policy: for example, a node may prefer to send
         messages over a messaging association to benefit from
         congestion control.

      In principle, as well as determining that some messaging
      association must be used, GIMPS could select between a set of
      alternatives, e.g. for load sharing or because different messaging
      associations provide different transport or security attributes
      (see Section 8.5 for further discussion).

      If the use of a messaging association is selected, the message is
      queued on the association (found from the upstream or downstream
      peer state table), and further output processing is carried out
      according to the details of the protocol stack used for the
      association. If no appropriate association exists, the message is
      queued while one is created (see next subsection). If no
      association can be created, this is again an error condition.

      If a messaging association is not required, the message is sent in
      datagram mode. The processing in this case depends on whether the
      message is directed upstream or downstream.

      *  If the upstream peer IP address is available from the per-flow
         routing table, the message is UDP encapsulated and sent



Schulzrinne & Hancock    Expires August 16, 2004               [Page 17]

Internet-Draft                   GIMPS                     February 2004


         directly to that address. Otherwise, the message cannot be
         forwarded (i.e. this is an error condition).

      *  In the downstream direction, messages can always be sent. They
         are simply UDP encapsulated and IP addressed to the flow
         receiver, with the appropriate router alert option.


4.3 Routing State and Messaging Association Maintainance

   The main responsibility of the GIMPS layer is to manage the routing
   state and messaging associations which are used in the basic message
   processing described above. Routing state is installed and maintained
   by datagram mode messages containing specific GIMPS payloads.
   Messaging associations are dependent on the existence of routing
   state, but are actually set up by the normal procedures of the
   transport and security protocols that comprise the messaging
   association. Timers control routing state and messaging association
   refresh and expiration.

   The complete sequence of possible messages for state setup between
   adjacent peers is shown in Figure 4 and described in detail in the
   following text.

   The initial message in any routing state maintenance operation is a
   downstream datagram mode message, sent from the querying node and
   intercepted at the responding node. This is encapsulated and
   addressed just as in the normal case; in particular, it has
   addressing and other identifiers appropriate for the flow and
   signaling application that state maintenance is being done for, and
   it is allowed to contain an NSLP payload. Processing at the querying
   and responding nodes is also essentially the same. However, the
   querying node includes additional payloads: its own address
   information, and optionally 'Discover-Query' information, including a
   Response Request flag and a Query Cookie. This message is informally
   referred to as a 'GIMPS-query'. The role of the cookies in this and
   subsequent messages is to protect against certain denial of service
   attacks.













Schulzrinne & Hancock    Expires August 16, 2004               [Page 18]

Internet-Draft                   GIMPS                     February 2004


           +----------+              +----------+
           | Querying |              |Responding|
           |   Node   |              |   Node   |
           +----------+              +----------+

                      GIMPS-query
                ---------------------->
                Router Alert Option      ...........
                Flow/Session/Sig App ID  . Routing .
                Q-Node Addressing        .  state  .  ^
                [Query Cookie]           .installed.  |     Existing
                [Response Request]       .   at    .  |    messaging
                [NSLP Payload]           . R-node  .  |   associations
                                         ...........  |   can be used
                    GIMPS-response                    |    from here
   ...........  <----------------------               |     onwards
   . Routing .  Flow/Session/Sig App ID               |
   .  state  .  Query cookie                          |
   .installed.  R-Node Addressing                     | ^
   .   at    .            (D Mode only)               | |
   . Q-node  .  [Responder Cookie]                    | |
   ...........  [Response Request]                    | |     New
                [NSLP Payload]                        | |  messaging
                                                      | | associations
                    Final handshake                   | |  can be set
                ---------------------->               | | up from here
                Flow/Session/Sig App ID  ...........  | |   onwards
                Responder Cookie         . Routing .  | |
                Q-Node Addressing        .  state  .  | |
                         (D Mode only)   .installed.  | |
                [NSLP Payload]           .   at    .  | |
                                         . R-node  .  | |
                                         ...........  | |

               Figure 4: Message Sequence at State Setup

   In the responding node, the GIMPS level processing of the
   Discover-Query information triggers the generation of a
   'GIMPS-response' message. This is also a normally encapsulated and
   addressed message with particular payloads, this time in the upstream
   direction. Again, it can contain an NSLP payload (possibly a response
   to the NSLP payload in the initial message). It includes its own
   addressing information and the Query Cookie, and optionally
   'Discover-Response' information, including another Response Request
   flag and a Responder Cookie. Note that if a messaging association
   already exists towards the querying node, this can be used to deliver
   the GIMPS-response message; otherwise, datagram mode is used.




Schulzrinne & Hancock    Expires August 16, 2004               [Page 19]

Internet-Draft                   GIMPS                     February 2004


   The querying node installs the responder address as downstream peer
   state information after verifying the Query Cookie in the
   GIMPS-response. The responding node can install the querying address
   as upstream peer state information after the receipt of the initial
   GIMPS-query, or after a third message in the downstream direction
   containing the Responder Cookie. The detailed constraints on
   precisely when state information is installed are driven by security
   considerations on prevention of denial-of-service attacks and state
   poisoning attacks, which are discussed further in Section 7.

   Setup of messaging associations begins when both downstream peer
   addressing information is available and a new messaging association
   is actually needed. (In many cases, the GIMPS-response message above
   will identify a downstream peer for whom an appropriate messaging
   association already exists, in which case no further action is
   needed.) Setup of the messaging association always starts from the
   upstream node, but it can be used equally in both directions.

   Refresh and expiration of all types of state is controlled by timers.
   State in the routing table has a per-flow, per-direction timer, which
   expires after a routing state lifetime. It is the responsibility of
   the querying node to generate a GIMPS-query message, optionally with
   a discover-query payload, before this timer expires, if it believes
   that the flow is still active. Receipt of the message at the
   responding node will refresh upstream peer addressing state, and
   receipt of a GIMPS-response at the querying node will refresh any
   downstream peer addressing state if it exists. Note that nodes do not
   control the refresh of upstream peer state themselves, they are
   dependent on the upstream peer for this.

   Messaging associations can be managed by either end. Management
   consists of tearing down unneeded associations. Whether an
   association is needed is a local policy decision, which could take
   into account the cost of keeping the messaging association open, the
   level of past activity on the association, and the likelihood of
   future activity (e.g. if there are flows still in place which might
   generate messages that would use it). Messaging associations can
   always be set up on demand, and messaging association status is not
   made directly visible outside the GIMPS layer. Therefore, even if
   GIMPS tears down and later re-establishes a messaging association,
   signaling applications cannot distinguish this from the case where
   the association is kept permanently open.









Schulzrinne & Hancock    Expires August 16, 2004               [Page 20]

Internet-Draft                   GIMPS                     February 2004


5. Message Formats and Encapsulations

5.1 GIMPS Messages

   All GIMPS messages begin with a common header, which includes a
   version number, information about message type, signaling
   application, and additional control information. The remainder of the
   message is encoded in an RSVP-style format, i.e., as a sequence of
   type-length-value (TLV) objects. This subsection describes the
   possible GIMPS messages and their contents at a high level; a more
   detailed description of each information element is given in Section
   5.2.

   The following gives the syntax of GIMPS messages in ABNF [3].

   GIMPS-message: A message is either a datagram mode message or a
   connection mode message. GIMPS can detect which by the encapsulation
   the message arrives over.

       GIMPS-message = D-message / C-message

   D-message: A datagram mode message is either upstream or downstream
   (slightly different contents are allowed); the common header contains
   a flag to say which.

       D-message = D-upstream-message / D-downstream-message

   C-message: A connection mode message is either upstream or downstream
   (again, slightly different contents are allowed); the common header
   contains a flag to say which. Note that upstream and downstream
   messages can be mixed on a single messaging association.

       C-message = C-upstream-message / C-downstream-message

   D-downstream-message: A downstream datagram mode message is used for
   the GIMPS-query and final handshake in the discovery procedure, and
   can also be used simply for carrying NSLP data.

       D-downstream-message = Common-Header
                              Flow-Routing-Information
                              Node-Addressing
                              Session-Identification
                              [ Query-Cookie / Responder-Cookie ]
                              [ Routing-State-Lifetime ]
                              [ NSLP-Data ]

   D-upstream-message: An upstream datagram mode message is used for the
   GIMPS-response in the discovery procedure, and can also be used



Schulzrinne & Hancock    Expires August 16, 2004               [Page 21]

Internet-Draft                   GIMPS                     February 2004


   simply for carrying NSLP data.

       D-upstream-message   = Common-Header
                              Flow-Routing-Information
                              Node-Addressing
                              Session-Identification
                              [ Query-Cookie [ Responder-Cookie ] ]
                              [ Routing-State-Lifetime ]
                              [ NSLP-Data ]

   C-downstream-message: A downstream connection mode message is used
   primarily for carrying NSLP data, but can also be used for the final
   handshake during discovery. Connection mode messages do not carry
   node addressing, since this can be inferred from the messaging
   association.

       C-downstream-message = Common-Header
                              Flow-Routing-Information
                              Session-Identification
                              [ Responder-Cookie ]
                              [ Routing-State-Lifetime ]
                              [ NSLP-Data ]

   C-upstream-message: An upstream connection mode message is used
   primarily for carrying NSLP data, but can also be used for the
   GIMPS-response during discovery.

       C-upstream-message   = Common-Header
                              Flow-Routing-Information
                              Session-Identification
                              [ Query-Cookie [ Responder-Cookie ] ]
                              [ Routing-State-Lifetime ]
                              [ NSLP-Data ]


5.2 Information Elements

   This section describes the content of the various information
   elements that can be present in each GIMPS message, both the common
   header, and the individual TLVs. The format description in terms of
   bit patterns is provided (in an extremely preliminary form) in
   Appendix C.

5.2.1 The Common Header

   Each message begins with a fixed format common header, which contains
   the following information:




Schulzrinne & Hancock    Expires August 16, 2004               [Page 22]

Internet-Draft                   GIMPS                     February 2004


   Version: The version number of the GIMPS protocol.

   Length: The number of TLVs following in this message.

   Signaling application identifier: This describes the signaling
      application, such as resource reservation or firewall control.

   GIMPS hop counter: A hop counter prevents a message from looping
      indefinitely. (Since messages may get translated between different
      lower-layer transport protocols, the IP hop count may be reset and
      cannot be relied upon.)

   U/D flag: A bit to indicate if this message is to propagate upstream
      or downstream relative to the flow.

   Response requested flag: A bit to indicate that this message contains
      a cookie which must be echoed in the response.


5.2.2 TLV Objects

   All data following the common header is encoded as a sequence of
   type-length-value objects. Currently, each object can occur at most
   once; the set of required and permitted objects is determined by the
   message type and further information in the common header.

   These items are contained in each GIMPS message:

   Flow-Routing-Information: Information sufficient to define the route
      that the flow will take through the network. Minimally, this could
      just be the flow destination address; however, to account for
      policy based forwarding and other issues a more complete set of
      header fields should be used (see Section 6.2 and Section 6.3 for
      further discussion).

       Flow-Routing-Information = network-layer-version
                                  source-address prefix-length
                                  destination-address prefix-length
                                  IP-protocol
                                  traffic-class
                                  [ flow-label ]
                                  [ ipsec-SPI / L4-ports]

      Additional control information defines whether the flow-label, SPI
      and port information are present, and whether the IP-protocol and
      traffic-class fields should be interpreted as significant.





Schulzrinne & Hancock    Expires August 16, 2004               [Page 23]

Internet-Draft                   GIMPS                     February 2004


   Session-Identification: The GIMPS session identifier is a long,
      cryptographically random identifier chosen by the node which
      begins the signaling exchange (the signaling application at the
      node may specify it explicitly, or leave it up to GIMPS to select
      a value).  The length is open, but 128 bits should be more than
      sufficient to make the probability of collisions orders of
      magnitude lower than other failure reasons. The session identifier
      should be considered immutable end-to-end along the flow path
      (GIMPS never changes it, and signaling applications should
      propagate it unchanged on messages for the same flow).

   The following items are optional:

   Node addressing: Minimally, this is the IP address at which the GIMPS
      node originating the message can be reached; this will be used to
      fill in peer routing state. A logical interface identifier is also
      included to assist in route change handling, see Section 6.1.
      Additional information can be provided on node capabilities and
      policy on messaging association management, as well as currently
      available associations. The level of flexibility required in this
      field is discussed in Section 8.5.

   Query-Cookie/Responder-Cookie: A query-cookie is optional in a
      GIMPS-query message and if present must be echoed in a
      GIMPS-response; a response-cookie is optional in a GIMPS-response
      message, and if present must be echoed in the following downstream
      message. Cookies are variable length (chosen by the cookie
      generator) and need to be designed so that a node can determine
      the validity of a cookie without keeping state.

   Routing-State-Lifetime: The lifetime of GIMPS routing state in the
      absence of refreshes, measured in seconds. Defaults to 30 seconds.

   NSLP-Data: The NSLP payload to be delivered to the signaling
      application. GIMPS does not interpret the payload content.


5.3 Encapsulation in Datagram Mode

   Encapsulation in datagram mode is simple. The complete set of GIMPS
   payloads for a single message is concatenated together with the
   common header, and placed in the data field of a UDP datagram. UDP
   checksums should be enabled. Upstream messages are directly addressed
   to the adjacent peer. Downstream messages are addressed to the flow
   receiver and encapsulated with a Router Alert Option; GIMPS may set
   the traffic class and (for IPv6) flow label to match the values in
   the Flow-Routing-Information if this would be needed to ensure
   correct routing. Open issues about alternative encapsulations,



Schulzrinne & Hancock    Expires August 16, 2004               [Page 24]

Internet-Draft                   GIMPS                     February 2004


   addressing possibilities, and router alert option value-field setting
   are discussed in Section 8.2, Section 8.3 and Section 8.4
   respectively.

   The source UDP port is selected by the message sender. A destination
   UDP port should be allocated by IANA. Note that GIMPS may send
   messages addressed as {flow sender, flow receiver} which could make
   their way to the flow receiver even if that receiver were
   GIMPS-unaware. This should be rejected (with an ICMP message) rather
   than delivered to the user application (which would be unable to use
   the source address to identify it as not being part of the normal
   data flow). Therefore, a "well-known" port would seem to be required.

5.4 Encapsulation in Connection Mode

   Encapsulation in connection mode is more complex, because of the
   variation in available transport functionality. This issue is treated
   in Section 5.4.1. The actual encapsulation is given in Section 5.4.2.

5.4.1 Choice of Transport Protocol

   It is a general requirement of the NTLP defined in [20] that it
   should be able to support bundling (of small messages), fragmentation
   (of large messages), and message boundary delineation. Not all
   transport protocols natively support all these features.

   SCTP [6] satisfies all requirements. (The bundling requirement is met
      implicitly by the use of Nagle-like algorithms inside the SCTP
      stack.)

   DCCP [7] is message based but does not provide bundling or
      fragmentation. Bundling can be carried out by the GIMPS layer
      sending multiple messages in a single datagram; because the common
      header includes length information (number of TLVs), the message
      boundaries within the datagram can be discovered during parsing.
      Fragmentation of GIMPS messages over multiple datagrams should be
      avoided, because of amplification of message loss rates that this
      would cause.

   TCP provides both bundling and fragmentation, but not message
      boundaries. However, the length information in the common header
      allows the message boundary to be discovered during parsing.

   UDP can be augmented as in the DCCP case. (An additional reason for
      avoiding fragmentation is the lack of congestion control
      functionality in UDP.)

   It can be seen that all of these protocol options can be supported by



Schulzrinne & Hancock    Expires August 16, 2004               [Page 25]

Internet-Draft                   GIMPS                     February 2004


   the basic GIMPS message format already presented. GIMPS messages
   requiring fragmentation must be carried using a reliable transport
   protocol, TCP or SCTP.

5.4.2 Encapsulation Format

   The GIMPS message, consisting of common header and TLVs, is carried
   directly in the transport protocol (possibly incorporating transport
   layer security protection). Further GIMPS messages can be carried in
   a continuous stream (for TCP), or up to the next transport layer
   message boundary (for SCTP/DCCP/UDP). This situation is shown in
   Figure 5; it applies to both upstream and downstream messages.

      +---------------------------------------------+
      |                  L2 Header                  |
      +---------------------------------------------+
      |                  IP Header                  |   ^
      |      Source address = signaling source      |   ^
      | Destination address = signaling destination |   .
      +---------------------------------------------+   .
      |                  L4 Header                  |   . ^
      |     (Standard TCP/SCTP/DCCP/UDP header)     |   . ^
      +---------------------------------------------+   . .
      |                GIMPS Message                |   . . ^
      | (Common header and TLVs as in section 5.1)  |   . . ^  Scope of
      +---------------------------------------------+   . . .  security
      | Additional GIMPS messages, each with its    |   . . . protection
      | own common header, either as a continuous   |   . . . (depending
      |   stream, or continuing to the next L4      |   . . . on channel
      .             message boundary                .   . . .  security
      .                                             .   V V V  mechanism
      .                                             .   V V V   in use)

                Figure 5: Connection Mode Encapsulation

   Note that when GIMPS messages are carried in connection mode in this
   way, between the GIMPS peers they are treated just like any other
   traffic by intermediate routers. Indeed, it would be impossible for
   intermediate routers to carry out any processing on the messages
   without terminating the transport and security protocols used.

   Signaling messages are only ever delivered between peers established
   in GIMPS-query/response exchanges. Any route change is not detected
   until another GIMPS-query/response procedure takes place; in the
   meantime, signaling messages are misdelivered. GIMPS is responsible
   for prompt detection of route changes to minimise the period during
   which this can take place.




Schulzrinne & Hancock    Expires August 16, 2004               [Page 26]

Internet-Draft                   GIMPS                     February 2004


6. Advanced Protocol Features

6.1 Route Changes and Local Repair

6.1.1 Introduction

   When re-routing takes place in the network, GIMPS and signaling
   application state needs to be updated for all flows whose paths have
   changed. The updates to signaling application state are usually
   signaling application dependent: for example, if the path
   characteristics have actually changed, simply moving state from the
   old to the new path is not sufficient. Therefore, GIMPS cannot carry
   out the complete path update processing. Its responsibilities are to
   detect the route change, update its own routing state consistently,
   and inform interested signaling applications at affected nodes.

   Route change management is complicated by the distributed nature of
   the problem. Consider the re-routing event shown in Figure 6. An
   external observer can tell that the main responsibility for
   controlling the updates will probably lie with nodes A and E;
   however, D1 is best placed to detect the event quickly at the GIMPS
   level, and B1 and C1 could also attempt to initiate the repair.

   On the assumption that NSLPs are soft-state based and operate end to
   end, and because GIMPS also periodically updates its picture of
   routing state, route changes will eventually be repaired
   automatically. However, especially if NSLP refresh times are extended
   to reduce signaling load, the duration of inconsistent state may be
   very long indeed. Therefore, GIMPS includes logic to deliver prompt
   notifications to NSLPs, to allow NSLPs to carry out local repair if
   possible.




















Schulzrinne & Hancock    Expires August 16, 2004               [Page 27]

Internet-Draft                   GIMPS                     February 2004


                xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx
               x  +--+        +--+        +--+  x      Initial
              x  .|B1|_.......|C1|_.......|D1|   x     Configuration
             x  . +--+.      .+--+.      .+--+\.  x
            x  .       .    .      .    .       .  x
    >>xxxxxx  .         .  .        .  .         .  xxxxxx>>
         +-+ .           ..          ..           . +-+
    .....|A|/            ..          ..            .|E|_....
         +-+ .          .  .        .  .          . +-+
              .        .    .      .    .        .
               .      .      .    .      .      .
                . +--+        +--+        +--+ .
                 .|B2|_.......|C2|_.......|D2|/
                  +--+        +--+        +--+

                  +--+        +--+        +--+         Configuration
                 .|B1|........|C1|........|D1|         after failure
                . +--+       .+--+        +--+         of D1-E link
               .      \.    .     \.    ./
              .         .  .        .  .
         +-+ .           ..          ..             +-+
    .....|A|.            ..          ..            .|E|_....
         +-+\.          .  .        .  .          . +-+
    >>xxxxxx  .        .    .      .    .        .  xxxxxx>>
            x  .      .      .    .      .      .  x
             x  . +--+        +--+        +--+ .  x
              x  .|B2|_.......|C2|_.......|D2|/  x
               x  +--+        +--+        +--+  x
                xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx


               ........... = physical link topology

               >>xxxxxxx>> = flow direction

               _.......... = indicates outgoing link
                             for flow xxxxxx given
                             by local forwarding table

                      Figure 6: A Re-Routing Event


6.1.2 Route Change Detection

   There are two aspects to detecting a route change at a single node:






Schulzrinne & Hancock    Expires August 16, 2004               [Page 28]

Internet-Draft                   GIMPS                     February 2004


      Detecting that the downstream path has (or may have) changed.

      Detecting that the upstream path has (or may have) changed (in
      which case the node may no longer be on the path at all).

   At a single node, these processes are largely independent, although
   clearly a change in downstream path at a node corresponds to a change
   in upstream path at the downstream peer. Note that there are two
   primary elements to route change:

   Interface: The interface through which a flow leaves or enters a node
      may change.

   Peer: The adjacent upstream peer or downstream peer may change.

   In general, a route change could include one or the other or both.
   (In theory it could include neither, although such changes are hard
   to detect and even harder to do anything useful about.)

   There are five mechanisms for a GIMPS node to detect that a route
   change has occurred, which are listed below. They apply differently
   depending on whether the change is in the upstream or downstream
   path, and these differences are given in the following table.

   Local Trigger: In trigger mode, a node finds out that the next hop
      has changed. This is the RSVP trigger mechanism where some form of
      notification mechanism from the routing table to the protocol
      handler is assumed. Clearly this only works if the routing change
      is local, not if the routing change happens somewhere a few
      routing hops away (including the case that the change happens at a
      GIMPS-unaware node).

   Extended Trigger: An extended trigger, where the node checks a
      link-state routing table to discover that the path has changed.
      This makes certain assumptions on consistency of route computation
      (but you probably need to make those to avoid routing loops) and
      only works intra-domain for OSPF and similar link-state protocols.
      Where available, this offers the most accurate and expeditious
      indication of route changes, but requires more access to the
      routing internals than a typical OS may provide.

   GIMPS C-mode Monitoring: A node may find that C-mode packets are
      arriving (from upstream or downstream peer) with a different TTL
      or on a different interface. This provides no direct information
      about the new flow path, but indicates that routing has changed
      and that rediscovery may be required.





Schulzrinne & Hancock    Expires August 16, 2004               [Page 29]

Internet-Draft                   GIMPS                     February 2004


   Data Plane Monitoring: The signaling application on a node may detect
      a change in behaviour of the flow, such as TTL change, arrival on
      a different interface, or loss of the flow altogether. The
      signaling application on the node is allowed to notify this
      information locally to GIMPS.

   GIMPS D-mode Probing: In probing mode, each GIMPS node periodically
      repeats the discovery (GIMPS-query/GIMPS-response) operation. The
      querying node will discover the route change by a modification in
      the Node-Addressing information in the GIMPS-response. This is
      similar to RSVP behavior, except that there is an extra degree of
      freedom since not every message needs to repeat the discovery,
      depending on the likely stability of routes.  All indications are
      that, leaving mobility aside, routes are stable for hours and
      days, so this may not be necessary on a 30-second interval,
      especially if the other techniques listed above are available.

   When these methods discover a route change in the upstream direction,
   this cannot be handled directly by GIMPS at the detecting node, since
   route discovery proceeds only in the downstream direction. Therefore,
   to exploit these mechanisms, it must be possible for GIMPS to send a
   notification message in the upstream direction to initiate this.
   (This would be possible for example by setting an additional flag in
   the Common-Header of an upstream message.)

   +----------------------+----------------------+---------------------+
   | Method               | Downstream           | Upstream            |
   +----------------------+----------------------+---------------------+
   | Local Trigger        | Discovers new        | Not applicable      |
   |                      | downstream interface |                     |
   |                      | (and peer if local)  |                     |
   |                      |                      |                     |
   | Extended Trigger     | Discovers new        | May determine that  |
   |                      | downstream interface | route from upstream |
   |                      | and may determine    | peer will have      |
   |                      | new downstream peer  | changed             |
   |                      |                      |                     |
   | C-Mode Monitoring    | Provides hint that   | Provides hint that  |
   |                      | change has occurred  | change has occurred |
   |                      |                      |                     |
   | Data Plane           | Not applicable       | NSLP informs GIMPS  |
   | Monitoring           |                      | that a change may   |
   |                      |                      | have occurred       |
   |                      |                      |                     |
   | D-Mode Probing       | Discovers changed    | Discovers changed   |
   |                      | Node-Addressing in   | Node-Addressing in  |
   |                      | GIMPS-response       | GIMPS-query         |
   +----------------------+----------------------+---------------------+



Schulzrinne & Hancock    Expires August 16, 2004               [Page 30]

Internet-Draft                   GIMPS                     February 2004


6.1.3 Local Repair

   Once a node has detected that a change may have occurred, there are
   three possible cases:

   1.  Only an upstream change is indicated. There is nothing that can
       be done locally; GIMPS must propagate a notification to its
       upstream peer.

   2.  A downstream change has been detected and an upstream change is
       indicated. Although some local repair may be appropriate, it is
       difficult to decide what, since the path change may actually have
       taken place upstream of the detecting node (so that this node is
       no longer on the path at all).

   3.  A downstream change has been detected, but there is no upstream
       change. In this case, the detecting node is the true crossover
       router, i.e. the point in the network where old and new paths
       diverge. It is the correct node to initiate the local repair
       process.

   In case (3), i.e. at the upstream crossover node, the local repair
   process is initiated by the GIMPS level as follows:

   o  GIMPS marks its downstream routing state information for this flow
      as 'invalid', unless the route change was actually detected by
      D-mode probing (in which case the new state has already been
      installed).

   o  GIMPS notifies the local NSLP that local repair is necessary.

   It is assumed that the second step will typically trigger the NSLP to
   generate a downstream message, and the attempt to send it will
   stimulate a GIMPS-query/response. This signaling application message
   will propagate downstream, also discovering the new route, until it
   rejoins the old path; the node where this happens may also have to
   carry out local repair actions.

   A problem is that there is usually no robust technique to distinguish
   case (2) from case (3), because of the relative weakness of the
   techniques in determining that upstream change has not occurred.
   (They can be effective in determining that a change has occurred;
   however, even where they can tell that the route from the upstream
   peer has not changed, they cannot rule out a change beyond that
   peer.) There is therefore a danger that multiple nodes within the
   network would attempt to carry out local repair in parallel.

   One possible technique to address this problem is that a GIMPS node



Schulzrinne & Hancock    Expires August 16, 2004               [Page 31]

Internet-Draft                   GIMPS                     February 2004


   that detects case (3) locally, rather than initiating local repair
   immediately, still sends a route change notification upstream, just
   in case (2) actually applies. If the upstream peer locally detects no
   downstream route change, it can signal this to the downstream node
   (e.g. by setting another flag in the Common-Header of a GIMPS
   message). This acts to damp the possibility of a 'local repair
   storm', at the cost of an additional peer-peer round trip time.

6.1.4 Local Signaling Application State Removal

   After a route change, a signaling application may wish to remove
   state at another node which is no longer on the path. However, since
   it is no longer on the path, in principle GIMPS can no longer send
   messages to it. (In general, provided this state is soft, it will
   time out anyway; however, the timeouts involved may have been set to
   be very long to reduce signaling load.) The requirement to remove
   state in a specific peer node is identified in [23].

   This requirement can be met provided that GIMPS is able to 'remember'
   the old path to the signaling application peer for the period while
   the NSLP wishes to be able to use it. Since NSLP peers are a single
   GIMPS hop apart, the necessary information is just the old entry in
   the node's routing state table for that flow. Rather than requiring
   the GIMPS level to maintain multiple generations of this information,
   it can just be provided to the signaling application in the same node
   (in an opaque form), which can store it if necessary and provide it
   back to the GIMPS layer in case it needs to be used.

6.1.5 Operation with Heterogeneous NSLPs

   A potential problem with route change detection is that the detecting
   GIMPS node may not implement all the signaling applications that need
   to be informed. Therefore, it would need to be able to send a
   notification back along the unchanged path to trigger the nearest
   signaling application aware node to take action. If multiple
   signaling applications are in use, it would be hard to define when to
   stop propagating this notification. However, given the rules on
   message interception and routing state maintenance in Section 4.2,
   Section 4.3 and Section 8.4, this situation cannot arise: all NSLP
   peers are exactly one GIMPS hop apart.

   The converse problem is that the ability of GIMPS to detect route
   changes by purely local monitoring of forwarding tables is more
   limited. (This is probably an appropriate limitation of GIMPS
   functionality. If we need a protocol for distributing notifications
   about local changes in forwarding table state, a flow signaling
   protocol is probably not the right starting point.)




Schulzrinne & Hancock    Expires August 16, 2004               [Page 32]

Internet-Draft                   GIMPS                     February 2004


6.2 Policy-Based Forwarding and Flow Wildcarding

   Signaling messages almost by definition need to contain address and
   port information to identify the flow they are signaling for. We can
   divide this information into two categories:

   Flow-Routing-Information: This is the information needed to determine
      how a flow is routed within the network. Minimally it is the flow
      destination address, but to handle load sharing, QoS routing, and
      other forms of policy based forwarding, additional information may
      be required. It is carried as an object in each GIMPS message (see
      Section 5.1).

   Additional Packet Classification Information: This is any further
      higher layer information needed to select a subset of packets for
      special treatment by the signaling application. The need for this
      is highly signaling application specific, and so this information
      is invisible to GIMPS (if indeed it exists); it will be carried
      only in the corresponding NSLP.

   The correct pinning of signaling messages to the data path depends on
   how well the downstream messages in datagram mode can be made to be
   routed correctly. Two strategies are used:

      The messages themselves have the flow destination address, and
      possibly source address and traffic class (see Section 8.3 for
      further discussion). In many cases, this will cause the messages
      to be routed correctly even by GIMPS-unaware nodes.

      A GIMPS-aware node carrying out policy based forwarding on higher
      layer identifiers (in particular, the protocol and port numbers
      for IPv4) should take into account the entire
      Flow-Routing-Information object in selecting the outgoing
      interface rather than relying on the IP layer.

   The current Flow-Routing-Information format allows a limited degree
   of 'wildcarding', for example by applying a prefix length to the
   source or destination address, or by leaving certain fields
   unspecified. A GIMPS-aware node must verify that all flows matching
   the Flow-Routing-Information would be routed identically in the
   downstream direction, or else reject the message with an error.

6.3 NAT Traversal

   A already noted, GIMPS messages must carry packet addressing and
   higher layer information as payload data in order to define the flow
   signalled for. (This applies to all GIMPS messages, regardless of how
   they are encapsulated or which direction they are travelling in.) At



Schulzrinne & Hancock    Expires August 16, 2004               [Page 33]

Internet-Draft                   GIMPS                     February 2004


   an addressing boundary the data flow packets will have their headers
   translated; if the signaling payloads are not likewise translated,
   the signaling messages will refer to incorrect (and probably
   meaningless) flows after passing through the boundary.

   The simplest solution to this problem is to require that a NAT is
   GIMPS-aware, and to allow it to modify datagram mode messages based
   on the contents of the Flow-Routing-Information payload. (This is
   making the implicit assumption that NATs only rewrite the header
   fields included in this payload, and not higher layer identifiers.)
   Provided this is done consistently with the data flow header
   translation, signaling messages will be valid each side of the
   boundary, without requiring the NAT to be signaling application
   aware. An outline of the set of operations necessary on a downstream
   datagram mode message is as follows:

   1.  Verify that bindings for the data flow are actually in place.

   2.  Create bindings for subsequent C-mode signaling (based on the
       information in the Node-Addressing field).

   3.  Create a new Flow-Routing-Information payload with fields
       modified according to the data flow bindings.

   4.  Create a new Node-Addressing payload with fields to force
       upstream D-mode messages through the NAT, and to allow C-mode
       exchanges using the C-mode signaling bindings.

   5.  Forward the message with these new payloads.

   The original Flow-Routing-Information and Node-Addressing payloads
   should be retained in the message, but encapsulated in a new TLV
   type. (In the case of a sequence of NATs, this TLV would become a
   list.) This TLV essentially becomes a recorded route for the D-mode
   message; GIMPS node that wished to do topology hiding could replace
   this original payloads with opaque tokens, or omit them altogether.
   Note that a consequence of this approach is that the routing state
   tables at the actual signaling application peers (either side of the
   NAT) are no longer directly compatible (the values of
   Flow-Routing-Information are different, and the Node-Addressing may
   be different between C- and D-mode). Details are for further study.

   The case of traversing a GIMPS unaware NAT is also for further study.
   There is a dual problem of whether the GIMPS peers either side of the
   boundary can work out how to address each other, and whether they can
   work out what translation to apply to the flow routing information
   from what is done to the signaling packet headers. The fundamental
   problem is that GIMPS messages contain 3 or 4 interdependent



Schulzrinne & Hancock    Expires August 16, 2004               [Page 34]

Internet-Draft                   GIMPS                     February 2004


   addresses which all have to be consistently translated, and existing
   generic NAT traversal techniques such as STUN [19] can process only
   two.

6.4 Interaction with IP Tunnelling

   The interaction between GIMPS and IP tunnelling is very simple. An IP
   packet carrying a GIMPS message is treated exactly the same as any
   other packet with the same source and destination addresses: in other
   words, it is given the tunnel encapsulation and forwarded with the
   other data packets.

   Tunnelled packets will not have the router alert option or the
   standard GIMPS protocol encapsulation (e.g. port numbers). They will
   not be identifiable as GIMPS messages until they leave the tunnel
   again. If signaling is needed for the tunnel itself, this has to be
   initiated as a separate signaling session by one of the tunnel
   endpoints - that is, the tunnel counts as a new flow. Because the
   relationship between signaling for the 'microflow' and signaling for
   the tunnel as a whole will depend on the signaling application in
   question, we are assuming that it is a signaling application
   responsibility to be aware of the fact that tunnelling is taking
   place and to carry out additional signaling if necessary; in other
   words, one tunnel endpoint must be signaling application aware.

   In some cases, it is the tunnel exit point (i.e. the node where
   tunnelled data and downstream signaling packets leave the tunnel)
   that will wish to carry out the tunnel signaling, but this node will
   not have knowledge or control of how the tunnel entry point is
   carrying out the data flow encapsulation. This information could be
   carried as additional data (an additional GIMPS payload) in the
   tunnelled signaling packets if the tunnel entry point was at least
   GIMPS aware. This payload would be the GIMPS equivalent of the RSVP
   SESSION_ASSOC object of [11]. Whether this functionality should
   really be part of GIMPS and if so how the payload should be handled
   will be considered in a later version.

6.5 IPv4-IPv6 Transition and Interworking

   GIMPS itself is essentially IP version neutral (version dependencies
   are isolated in the formats of the Flow-Routing-Information and
   Node-Addressing TLVs, and GIMPS also depends on the version
   independence of the protocols that underly messaging associations).
   In mixed environments, GIMPS operation will be influenced by the IP
   transition mechanisms in use. This section provides a high level
   overview of how GIMPS is affected, considering only the currently
   predominant mechanisms.




Schulzrinne & Hancock    Expires August 16, 2004               [Page 35]

Internet-Draft                   GIMPS                     February 2004


   Dual Stack: (This applies both to the basic approach described in
      [24] as well as the dual-stack aspects of more complete
      architectures such as [26].) In mixed environments, GIMPS should
      use the same IP version as the flow it is signaling for; hosts
      which are dual stack for applications and routers which are dual
      stack for forwarding should have GIMPS implementations which can
      support both IP versions.

      In theory, for some connection mode encapsulation options, a
      single messaging association could carry signaling messages for
      flows of both IP versions, but the saving seems of limited value.
      The IP version used in datagram mode is closely tied to the IP
      version used by the data flow, so it is intrinsically impossible
      for a IPv4-only or IPv6-only GIMPS node to support signaling for
      flows using the other IP version.

      Applications with a choice of IP versions might select a version
      for which GIMPS support was available in the network, which could
      be established by running parallel discovery procedures. In
      theory, a GIMPS message related to a flow of one IP version could
      flag support for the other; however, given that IPv4 and IPv6
      could easily be separately routed, the correct GIMPS peer for a
      given flow might well depend on IP version anyway, making this
      flagged information irrelevant.

   Packet Translation: (Applicable to SIIT [5] and NAT-PT [12].) Some
      transition mechanisms allow IPv4 and IPv6 nodes to communicate by
      placing packet translators between them. From the GIMPS
      perspective, this should be treated essentially the same way as
      any other NAT operation (e.g. between 'public' and 'private'
      addresses) as described in Section 6.3. In other words, the
      translating node needs to be GIMPS aware; it will run GIMPS with
      IPv4 on some interfaces and with IPv6 on others, and will have to
      translate the Flow-Routing-Information payload between IPv4 and
      IPv6 formats for flows which cross between the two. The
      translation rules for the fields in the payload (including e.g.
      traffic class and flow label) are as defined in [5].

   Tunnelling: (Applicable to 6to4 [14] and a whole host of other
      tunnelling schemes.) Many transition mechanisms handle the problem
      of how an end to end IPv6 (or IPv4) flow can be carried over
      intermediate IPv4 (or IPv6) regions by tunnelling; the methods
      tend to focus on minimising the tunnel administration overhead.

      From the GIMPS perspective, the treatment should be as similar as
      possible to any other IP tunnelling mechanism, as described in
      Section 6.4. In particular, the end to end flow signaling will
      pass transparently through the tunnel, and signaling for the



Schulzrinne & Hancock    Expires August 16, 2004               [Page 36]

Internet-Draft                   GIMPS                     February 2004


      tunnel itself will have to be managed by the tunnel endpoints.
      However, additional considerations may arise because of special
      features of the tunnel management procedures. For example, [15] is
      based on using an anycast address as the destination tunnel
      endpoint. It might be unwise to carry out signaling for the tunnel
      to such an address, and the GIMPS implementation there would not
      be able to use it as a source address for its own signaling
      messages (e.g. GIMPS-responses). Further analysis will be
      contained in a future version of this specification.










































Schulzrinne & Hancock    Expires August 16, 2004               [Page 37]

Internet-Draft                   GIMPS                     February 2004


7. Security Considerations

   The security requirement for the GIMPS layer is to protect the
   signaling plane against identified security threats. For the
   signaling problem as a whole, these threats have been outlined in
   [21]; the NSIS framework [20] assigns a subset of the responsibility
   to the NTLP. The main issues to be handled can be summarised as:

   Message Protection: Signaling message content should be protected
      against eavesdropping, modification, injection and replay while in
      transit. This applies both to GIMPS payloads, and GIMPS should
      also provide such protection as a service to signaling
      applications between adjacent peers.

   State Integrity Protection: It is important that signaling messages
      are delivered to the correct nodes, and nowhere else. Here,
      'correct' is defined as 'the same nodes that the infrastructure
      will route data flow packets through'. (GIMPS has no role in
      deciding whether the data flow itself is being routed correctly;
      all it can do is ensure the signaling is routed consistently with
      it.) GIMPS uses internal state to decide how to route signaling
      messages, and this state needs to be protected against corruption.

   Prevention of Denial of Service Attacks: GIMPS nodes and the network
      have finite resources (state storage, processing power,
      bandwidth). The protocol should try to minimise exhaustion attacks
      against these resources and not allow GIMPS nodes to be used to
      launch attacks on other network elements.

   The main missing issue is handling authorisation for executing
   signaling operations (e.g. allocating resources). This is assumed to
   be done in each signaling application.

   In many cases, GIMPS relies on the security mechanisms available in
   messaging associations to handle these issues, rather than
   introducing new security measures. Obviously, this requires the
   interaction of these mechanisms with the rest of the GIMPS protocol
   to be understood and verified.

7.1 Message Confidentiality and Integrity

   GIMPS can use messaging association functionality, such as TLS or
   IPsec, to ensure message confidentiality and integrity. In many
   cases, confidentiality of GIMPS information itself is not likely to
   be a prime concern, in particular since messages are often sent to
   parties which are unknown ahead of time, although the content visible
   even at the GIMPS level gives significant opportunities for traffic
   analysis. Signaling applications may have their own mechanism for



Schulzrinne & Hancock    Expires August 16, 2004               [Page 38]

Internet-Draft                   GIMPS                     February 2004


   securing content as necessary; however, they may find it convenient
   to rely on protection provided by messaging associations,
   particularly if this is provided efficiently and if it runs unbroken
   between signaling application peers.

7.2 Peer Node Authentication

   Cryptographic protection (of confidentiality or integrity) requires a
   security association with session keys, which can be established
   during an authentication and key exchange protocol run based on
   shared secrets, public key techniques or a combination of both.
   Authentication and key agreement is possible using the protocols
   associated with the messaging association being secured (TLS
   incorporates this functionality directly; IKE, IKEv2 or KINK can
   provide it for IPsec). GIMPS nodes rely on these protocols to
   authenticate the identity of the next hop, and GIMPS has no
   authentication capability of its own.

   However, with discovery, there are few effective ways to know what is
   the legitimate next or previous hop as opposed to an impostor. In
   other words, cryptographic authentication here only provides
   assurance that a node is 'who' it is (i.e. the legitimate owner of
   identity in some namespace), not 'what' it is (i.e. a node which is
   genuinely on the flow path and therefore can carry out signaling for
   a particular flow). Authentication provides only limited protection,
   in that a known peer is unlikely to lie about its role. Additional
   methods of protection against this type of attack are considered in
   Section 7.3 below.

   It is open whether peer node authentication should be made signaling
   application dependent; for example, whether successful authentication
   could be made dependent on presenting authorisation to act in a
   particular signaling role (e.g. signaling for QoS).

7.3 Routing State Integrity

   The internal state in a node (see Section 4.1), specifically the
   upstream and downstream peer identification, is used to route
   messages along the data flow path. If this state is corrupted,
   signaling messages may be misdirected.

   The routing state table is the GIMPS view of how flows are being
   routed through the network in the immediate neighbourhood of the
   node. Routes are only weakly secured (e.g. there is usually no
   cryptographic binding of a flow to a route), and there is no other
   authoritative information about flow routes than the current state of
   the network itself. Therefore, consistency between GIMPS and network
   routing state has to be ensured by directly interacting with the



Schulzrinne & Hancock    Expires August 16, 2004               [Page 39]

Internet-Draft                   GIMPS                     February 2004


   routing mechanisms to ensure that the upstream and downstream
   signaling peers are the appropriate ones for any given flow. A good
   overview of security issues and techniques in this sort of context is
   provided in [25].

   Downstream peer identification is installed and refreshed only on
   receiving a GIMPS-reponse message (compare Figure 4). This must echo
   the cookie from a previous GIMPS-query message, which will have been
   sent downstream along the flow path (in datagram mode, i.e.
   end-to-end addressed). Hence, only the true next peer or an on-path
   attacker will be able to generate such a message, provided freshness
   of the cookie can be checked at the querying node.

   Upstream peer identification can be installed directly on receiving a
   GIMPS-query message containing addressing information for the
   upstream peer. However, any node in the network could generate such a
   message (indeed, almost any node in the network could be the genuine
   upstream peer for a given flow). To protect against this, two
   strategies are possible:

   Filtering: the receiving node may be able to reject signaling
      messages which claim to be for flows with flow source addresses
      which would be ruled out by ingress filtering. An extension of
      this technique would be for the receiving node to monitor the data
      plane and to check explicitly that the flow packets are arriving
      over the same interface and if possible from the same link layer
      neighbour as the datagram mode signaling packets. (If they are
      not, it is likely that at last one of the signaling or flow
      packets is being spoofed.) Signaling applications should only
      install state on the route taken by the signaling itself.

   Authentication (weak or strong): the receiving node may refuse to
      install upstream state until it has handshaked by some means with
      the upstream peer. This handshaking could be as simple as
      requesting the upstream peer to echo the response cookie in the
      discover-response payload of a GIMPS-response message (to
      discourage nodes impersonating upstream peers from using forged
      source addresses); or, it could be full peer authentication within
      the messaging association, the reasoning being that an
      authenticated peer can be trusted not to pretend to be on path
      when it is not.

   The second technique also plays a role in denial of service
   prevention, see below. In practice, a combination of both techniques
   may be appropriate.






Schulzrinne & Hancock    Expires August 16, 2004               [Page 40]

Internet-Draft                   GIMPS                     February 2004


7.4 Denial of Service Prevention

   GIMPS is designed so that each connectionless discovery message only
   generates at most one response, so that a GIMPS node cannot become
   the source of a denial of service amplification attack.

   However, GIMPS can still be subjected to denial-of-service attacks
   where an attacker using forged source addresses forces a node to
   establish state without return routability, causing a problem similar
   to TCP SYN flood attacks. In addition to vulnerabilities of a next
   peer discovery an unprotected path discovery procedure might
   introduce more denial of service attacks since a number of nodes
   could possibly be forced to allocate state.  Furthermore, an
   adversary might modify or replay unprotected signaling messages.
   There are two types of state attacks and one computational resource
   attack.  In the first state attack, an attacker floods a node with
   messages that the node has to store until it can determine the next
   hop.  If the destination address is chosen so that there is no
   GIMPS-capable next hop, the node would accumulate messages for
   several seconds until the discovery retransmission attempt times out.
   The second type of state-based attack causes GIMPS state to be
   established by bogus messages.  A related computational/
   network-resource attack uses unverified messages to cause a node to
   make AAA queries or attempt to cryptographically verify a digital
   signature.  (RSVP is vulnerable to this type of attack.) Relying only
   on upper layer security, for example based on CMS, might open a
   larger door for denial of service attacks since the messages are
   often only one-shot-messages without utilizing multiple roundtrips
   and DoS protection mechanisms.

   There are at least three defenses against these attacks:

   1.  The responding node does not establish a session or discover its
       next hop on receiving the GIMPS-query message, but can wait for a
       setup message on a reliable channel.  If the reliable channel
       exists, the additional delay is a one one-way delay and the total
       is no more than the minimal theoretically possible delay of a
       three-way handshake, i.e., 1.5 node-to-node round-trip times.
       The delay gets significantly larger if a new connection needs to
       be established first.

   2.  The response to the initial discovery message contains a cookie.
       The previous hop repeats the discovery with the cookie included.
       State is only established for messages that contain a valid
       cookie.  The setup delay is also 1.5 round-trip times.  (This
       mechanism is similar to that in SCTP [6] and other modern
       protocols.)




Schulzrinne & Hancock    Expires August 16, 2004               [Page 41]

Internet-Draft                   GIMPS                     February 2004


   3.  If there is a chance that the next-hop node shares a secret with
       the previous hop, the sender could include a hash of the session
       ID and the sender's secret. The receiver can then verify that the
       message was likely sent by the purported source. This does not
       scale well, but may work if most nodes tend to communicate with a
       small peer clique of nodes. (In that case, however, they might as
       well establish more-or-less permanent transport sessions with
       each other.)

   These techniques are complementary; we chose a combination of the
   first and second method.

   Once a node has decided to establish routing state, there may still
   be transport and security state to be established between peers. This
   state setup is also vulnerable to additional denial of service
   attacks. GIMPS relies on the lower layer protocols that make up
   messaging associations to mitigate such attacks. The current
   description assumes that the upstream node is always the one wishing
   to establish a messaging association, so it is typically the
   downstream node that is protected. Extensions are considered in
   Section 8.6; these would require further analysis.






























Schulzrinne & Hancock    Expires August 16, 2004               [Page 42]

Internet-Draft                   GIMPS                     February 2004


8. Open Issues

8.1 Protocol Naming

   Alternate names:
   GIST: General Internet Signaling Transport
   GIMPS: General Internet Messaging Protocol for Signaling
   LUMPS: Lightweight Universal Messaging for Path associated Signaling

   There is a danger of some ambiguity as to whether the protocol name
   refers to the complete transport stack below the signaling
   applications, or only to the additional protocol functionality above
   the standard transport protocols (UDP, TCP etc.) The NSIS framework
   uses the term NTLP for the first, but this specification uses the
   GIST/variants names for the second (see Figure 2 in Section 3.1). In
   other words, this specification proposes to meet the requirements for
   NTLP functionality by layering GIMPS/... over existing standard
   transport protocols. It isn't clear if additional terminological
   surgery is needed to make this clearer.

8.2 General IP Layer Issues

   Some NSIS messages have to be addressed end-to-end but intercepted at
   intermediate routers, and this imposes some special constraints on
   how they can be encapsulated. RSVPv1 [9] primarily uses raw IP with a
   specific protocol number (46); a UDP encapsulation is also possible
   for hosts unable to perform raw network i/o. RSVP aggregation [17]
   uses an additional protocol number (134) to bypass certain interior
   nodes.

   The critical requirements for the encapsulation at this level are
   that routers should be able to identify signaling packets for
   processing, and that they should not mis-identify packets for
   'normal' end-to-end user data flows as signaling packets. The current
   assumption is that UDP encapsulation can be used for such messages,
   by allocating appropriate (new) value codes for the router alert
   option (RAO) [1][4] to identify NSIS messages. Specific open issues
   about how to allocate such values are discussed in Section 8.4.

   An alternative approach would be to use raw IP with the RSVP protocol
   numbers and a new RSVP version number. Although this would provide
   some more commonality with existing RSVP implementations, the NAT
   traversal problems for such an encapsulation seem much harder to
   solve.

8.3 Encapsulation and Addressing for Datagram Mode

   The discussion in Section 4 essentially assumes that datagram mode



Schulzrinne & Hancock    Expires August 16, 2004               [Page 43]

Internet-Draft                   GIMPS                     February 2004


   messages are UDP encapsulated. This leaves open the question of
   whether other encapsulations are possible, and exactly how these
   messages should be addressed.

   As well as UDP/IP (and raw IP as discussed and temporarily ruled out
   in Section 8.2), DCCP/IP and UDP/IPsec could also be considered as
   'datagram' encapsulations. However, they still require explicit
   addressing between GIMPS peer nodes and some per-peer state to be set
   up and maintained. Therefore, it seems more appropriate to consider
   these encapsulation options as possible messaging association types,
   for use where there is a need for congestion control or security
   protection but without reliability. This would leave UDP/IP as the
   single encapsulation allowed for all datagram mode messages.

   Addressing for upstream datagram mode messages is simple: the IP
   source address is the signaling source address, and the IP
   destination address is the signaling destination address (compare
   Figure 1). For downstream datagram mode messages, the IP destination
   address will be the flow destination address, but the IP source
   address could be either of the flow source address or signaling
   source address. Some of the relative merits of these options are as
   follows:

   o  Using the flow source address makes it more likely that the
      message will be correctly routed through any intermediate
      NSIS-unaware region which is doing load sharing or policy routing
      on the {source, destination} address pair. If the signaling source
      address is used, the message will be intercepted at some node
      closer to the flow destination, but it may not be the same as the
      next node for the data flow packets.

   o  Conversely, using the signaling source address means that ICMP
      error messages (specifically, unreachable port or address) will be
      correctly delivered to the message originator, rather than being
      sent back to the flow source. Without seeing these messages, it is
      very difficult for the querying node to recognise that it is the
      last NSIS node on the path. In addition, using the signaling
      source address may make it possible to exchange messages through
      GIMPS unaware NATs (although it isn't clear how useful the
      resulting messages will be, see Section 6.3).

   It is not clear which of these situations it is more important to
   handle correctly and hence which source addressing option to use.
   (RSVP uses the flow source address, although this is primarily for
   multicast routing reasons.) A conservative approach would be to allow
   both, possibly even in parallel (although this might open up the
   protocol to amplification attacks).




Schulzrinne & Hancock    Expires August 16, 2004               [Page 44]

Internet-Draft                   GIMPS                     February 2004


   As well as the addressing, downstream datagram mode messages could be
   given the same traffic class (and, in the case of IPv6, flow label)
   as data flow messages. Doing this would increase the faithfulness of
   the routing of such messages. The traffic class may not be strictly
   appropriate for signaling; however, in many cases the bulk of the
   signaling messages will be sent in connection mode (for which a
   different traffic class can be freely chosen).

8.4 Intermediate Node Bypass and Router Alert Values

   We assume that the primary mechanism for intercepting messages is the
   use of the RAO. The RAO contains a 16 bit value field, within which
   35 values have currently been assigned by IANA. It is open how to
   assign values for use by GIMPS messages to optimise protocol
   processing, i.e. to minimise the amount of slow-path processing that
   nodes have to carry out for messages they are not actually interested
   in the content of.

   There are two basic reasons why a GIMPS node might wish to ignore a
   message:

   o  because it is for a signaling application that the node does not
      process;

   o  because even though the signaling application is present, the node
      is only processing signaling messages at the aggregate level and
      not for individual flows (compare [17]).

   Once a message is ignored and forwarded onwards towards the next
   node, the current node has essentially dropped out of the signaling
   path for this flow and signaling application. Its address will not be
   discovered and used for upstream datagram mode messages or any
   connection mode messages.

   Some or all of this information could be encoded in the RAO value
   field, which would then allow these messages to be filtered on the
   fast path. (Even if the information is encoded deeper into the
   message, such as in the GIMPS fixed header, it may still be possible
   to process it on the fast path, and the semantics of the node
   dropping out of the signaling path are the same however the filtering
   is done. However, using the RAO seems the most efficient method if
   this is possible.) It is not clear whether the signaling application
   and aggregation level should be directly identified in the RAO value,
   or whether IANA should allocate special values for 'popular'
   applications or groups of applications or network configurations. The
   former is most flexible but is liable to be expensive in terms of
   value allocations.




Schulzrinne & Hancock    Expires August 16, 2004               [Page 45]

Internet-Draft                   GIMPS                     February 2004


   There is a special consideration in the case of the aggregation
   level. In this case, whether a message should be processed depends on
   the network region it is in. There are then two basic possibilities:

   1.  All routers have essentially the same algorithm for which
       messages they process, i.e. all messages at aggregation level 0.
       However, messages have their aggregation level incremented on
       entry to an aggregation region and decremented on exit.

   2.  Routers process messages only above a certain aggregation level
       and ignore all others. The aggregation level of a message is
       never changed; signaling messages for end to end flows have level
       0, but signaling messages for aggregates are generated with a
       higher level.

   The first technique requires aggregating/deaggregating routers to be
   configured as being at a particular aggregation level, and also
   requires consistent message rewriting at these boundaries. The second
   technique eliminates the rewriting, but requires interior routers to
   be configured also. It is not clear what the right trade-off between
   these options is.

8.5 Messaging Association Flexibility

   The language of Section 4 is mainly based on the use of 0 or 1
   messaging associations between any pair of GIMPS nodes. However,
   logically it would be quite possible to have more than one
   association, for example:

   o  to allow different reliability characteristics;

   o  to provide different levels of security protection or to have
      security separation between different signaling streams;

   o  even simply to have load split between different connections
      according to priority (so there could be two associations with
      identical protocol stacks).

   It is possible to imagine essentially infinite flexibility in these
   options, both in terms of how many possibilities are allowed and how
   nodes signal their capabilities and preferences, without much
   changing the overall GIMPS structure. (The GIMPS-query and
   GIMPS-response messages described in section Section 4.3 can be used
   to exchange this information.) What is not clear is how much
   flexibility is actually needed.






Schulzrinne & Hancock    Expires August 16, 2004               [Page 46]

Internet-Draft                   GIMPS                     February 2004


8.6 Messaging Association Setup Message Sequences

   The discussion of Section 4.3 assumes a simple fixed message
   sequence, which we can picture as follows:

   +---------------------------------+---------------------------------+
   |            Direction            | Message                         |
   +---------------------------------+---------------------------------+
   |               --->              | GIMPS-query message             |
   |                                 |                                 |
   |               <---              | GIMPS-response message          |
   |                                 |                                 |
   |               ===>              | Querying node initiates         |
   |                                 | messaging association setup     |
   |                                 | messages                        |
   |                                 |                                 |
   |               <-->              | Signaling messages exchanged    |
   +---------------------------------+---------------------------------+

   There are several variants which could be considered at this level,
   for example whether the messaging association could be set up by the
   responding node:

   +---------------------------------+---------------------------------+
   |            Direction            | Message                         |
   +---------------------------------+---------------------------------+
   |               --->              | GIMPS-query message             |
   |                                 |                                 |
   |               <===              | Responding node initiates       |
   |                                 | messaging association setup     |
   |                                 | messages                        |
   |                                 |                                 |
   |               <-->              | Signaling messages exchanged    |
   +---------------------------------+---------------------------------+

   This saves a message but may be vulnerable to additional denial of
   service attacks.

   Another open area is how the responding node propagates the signaling
   message downstream. It could initiate the downstream discovery
   process as soon as it received the initial GIMPS-query message, or it
   could wait until the first signaling application message has been
   received (which might not be until a messaging association has been
   established). A similar timing question applies to when it should
   initiate its own downstream messaging associations. It is possible
   that all these options are simply a matter for implementation
   freedom, although leaving them open will make mobility and re-routing
   behaviour rather harder to analyse, and again there are denial of



Schulzrinne & Hancock    Expires August 16, 2004               [Page 47]

Internet-Draft                   GIMPS                     February 2004


   service implications for some approaches (see Section 7.4).

   A final open area is how to manage the protocol exchanges that take
   place in setting up the messaging association itself. It is probably
   an implementation matter to consider whether to carry out, for
   example, the SCTP 4-way handshake only after IKE exchanges (for IPsec
   SA initialisation) have completed, or whether these can be done
   partly in parallel. A more radical step is to carry the initial
   request and response messages of both exchanges as payloads in the
   GIMPS-query/response exchange, with the request message initially
   formatted by the querying node with an unspecified destination IP
   address. This would require modifications to the protocol
   implementations (especially at the querying node) similar to what is
   needed for NAT traversal; it would have to be evaluated whether this
   was worth the one or two round trip times that are saved.

8.7 GIMPS State Teardown

   The description of Section 4.3 provides for GIMPS state (per-flow
   routing state and per-peer messaging association state) to be removed
   on timer expiry; routing state can also be replaced (updated). This
   is the fundamental technique. An additional possibility would be to
   have explicit removal, i.e. a protocol mechanism to tear down GIMPS
   state immediately for a particular flow. On recieving such a message,
   a GIMPS node would clear routing entries and possibly take down
   messaging associations that were no longer used.

   Even if one peer indicates that routing state is no longer required,
   the receiving GIMPS node would have to ensure that no other peers
   (e.g. supporting different signaling applications) might generate
   messages of their own still needing the state. In addition, it is not
   clear how useful it is to remove GIMPS state promptly, since
   maintaining it only requires table storage without retention of any
   actual network resources.

8.8 Datagram Mode Retries and Single Shot Message Support

   The GIMPS-query and GIMPS-response messages may suffer from message
   loss (e.g. due to congestion or corruption). Because a successful
   handshake is necessary before a messaging association can even be
   initiated, GIMPS must provide its own recovery method for these
   cases. A working assumption is that the querying node can repeat the
   GIMPS-query with an exponential backoff until a response is received
   or some retry threshold is reached.

   The same technique could be used by the GIMPS layer to provide a
   'low-cost' reliable message transfer service, restricted to short
   messages, without incurring the cost of setting up a messaging



Schulzrinne & Hancock    Expires August 16, 2004               [Page 48]

Internet-Draft                   GIMPS                     February 2004


   association. (If a messaging association exists, it will often be
   cheaper to discover and use that.) Providing such a service would
   require some minor extensions to the basic GIMPS protocol. It isn't
   clear if this additional option fills an important gap in the
   spectrum between datagram and connection mode message transfer.

8.9 GIMPS Support for Message Scoping

   Many signaling applications are interested in sending messages over a
   specific region of the network. Message scoping of this nature seems
   to be hard to achieve in a topologically robust way, because such
   region boundaries are not well defined in the network layer.

   It may be that the GIMPS layer can assist such scoping, by detecting
   and counting different types of nodes in the signaling plane. The
   simplest solution would be to count GIMPS nodes supporting the
   relevant signaling application - this is already effectively done by
   the GIMPS hop count. A more sophisticated approach would be to track
   the crossing of aggregation region boundaries, as introduced in
   Section 8.4. Whether this is plausible depends on the willingness of
   operators to configure such boundary information in their routers.

8.10 Mandatory or Optional Reverse Routing State

   Reverse routing state (i.e. the upstream peer addressing information
   in the routing state table) is installed per-flow when receiving a
   downstream datagram mode message containing an addressing information
   payload for the signaling source.

   Technically, the presence of this payload (and hence the installation
   of the state) is optional. This allows for very lightweight sending
   of multi-hop downstream signaling messages (even all the way from
   flow sender to flow receiver) because no state needs to be installed
   or managed by GIMPS at the intermediate nodes. However, this rules
   out the possibility of any downstream node sending signaling
   responses (including error messages) directly upstream; they have to
   be sent via the flow endpoints, leading to additional processing
   there, as well as more complex security considerations.

8.11 Additional Discovery Mechanisms

   The routing state maintenance procedures described in Section 4.3 are
   strongly focussed on the problem of discovering, implicitly or
   explicitly, the neighbouring peers on the flow path - which is the
   necessary functionality for path-coupled signaling.

   As well as the GIMPS-query/response discovery mechanism, other
   techniques may sometimes also be possible. For example, in many



Schulzrinne & Hancock    Expires August 16, 2004               [Page 49]

Internet-Draft                   GIMPS                     February 2004


   environments, a host has a single access router, i.e. the downstream
   peer (for outgoing flows) and the upstream peer (for incoming ones)
   are known a priori. More generally, a link state routing protocol
   database can be analysed to determine downstream peers in more
   complex topologies, and maybe upstream ones if strict ingress
   filtering is in effect. More radically, much of the GIMPS protocol is
   unchanged if we consider off-path signaling nodes, although there are
   significant differences in some of the security analysis (Section
   7.3). However, none of these possibilities are considered further in
   this specification.

8.12 Alternative Message Routing Requirements

   The basic assumption of GIMPS is that signaling messages are to be
   routed identically to data flow messages. GIMPS messages include
   information (the Flow-Routing-Information TLV and upstream/downstream
   flag in the Common-Header) which defines the flow and the
   relationship of the signaling to it sufficiently for GIMPS to route
   its messages correctly. However, some additional modes of routing
   signaling messages have been identified:

   Predictive Routing: Here, the intent is to send signaling along a
      path that the data flow may or will follow in the future. Possible
      cases are pre-installation of state on the backup path that would
      be used in the event of a link failure; and predictive
      installation of state on the path that will be used after a mobile
      node handover. It is currently unclear whether these cases can be
      met using the existing GIMPS routing capabilities (and if they
      cannot, whether they are in the initial scope of the work).

   NAT Address Reservations: This applies to the case where a node
      behind a NAT wishes to use NSIS signaling to reserve an address
      from which it can be reached by a sender on the other side. This
      requires a message to be sent outbound from what will be the flow
      receiver although no reverse routing state exists. One possible
      solution (assumed in [22]) is to construct a message with the
      Flow-Routing-Information matching the possible senders and send it
      as though it was downstream signaling. It is not clear whether
      signaling for the 'wrong direction' in this way will always be
      treated consistently by GIMPS, especially if routing policies and
      encapsulations for inbound and outbound traffic are treated very
      differently within the rest of the network.


8.13 Congestion Control in Datagram Mode

   Datagram mode still requires (primitive) transport functions for
   backoff on retransmission (for example, when failing to receive a



Schulzrinne & Hancock    Expires August 16, 2004               [Page 50]

Internet-Draft                   GIMPS                     February 2004


   response to a GIMPS-query), and rate limiting in general.

   Retransmission should probably be handled with a simple exponential
   backoff process. This is cautious, but since by definition it is
   required when the peer is actually unknown, it is probably the best
   that can be achieved anyway.

   More subtle is the case where there is a stream of D-mode messages
   with no immediate feedback from the neighbour node. This could be the
   case where a signaling application was generating messages for
   stateless processing in the interior of the network. Here, the
   appropriate approach may be to use rate-limiting algorithms such as
   in ICMPv6 [10]. Another possibility would be to use ECN [16], if the
   datagram mode messages can be correlated with a congestion controlled
   messaging association which also supports ECN. Details are clearly
   for further study.

8.14 Protocol Design Details

   Clearly, not all details of GIMPS operation have been defined so far.
   This section provides a list of slightly non-trivial areas where more
   detail is need, where these have not been mentioned elsewhere in the
   text.

   o  Processing of the GIMPS hop count and IP TTL needs to be
      clarified, especially for messages which are being bypassed
      without going through full GIMPS processing.

   o  Receiver initiated signaling applications need to have reverse
      path state set up in the network. Should this be done by GIMPS
      carrying out the discovery for the specific signaling application
      (which requires the flow sender to know what signaling
      applications are going to be used), or should the discovery
      attempt to find every GIMPS node and the signaling applications
      they support?
















Schulzrinne & Hancock    Expires August 16, 2004               [Page 51]

Internet-Draft                   GIMPS                     February 2004


9. Change History

9.1 Changes In Version -01

   The major change in version -01 is the elimination of
   'intermediaries', i.e. imposing the constraint that signaling
   application peers are also GIMPS peers. This has the consequence that
   if a signaling application wishes to use two classes of signaling
   transport for a given flow, maybe reaching different subsets of
   nodes, it must do so by running different signaling sessions; and it
   also means that signaling adaptations for passing through NATs which
   are not signaling application aware must be carried out in datagram
   mode. On the other hand, it allows the elimination of significant
   complexity in the connection mode handling and also various other
   protocol features (such as general route recording).

   The full set of changes is as follows:

   1.   Added a worked example in Section 3.3.

   2.   Stated that nodes which do not implement the signaling
        application should bypass the message (Section 4.2).

   3.   Decoupled the state handling logic for routing state and
        messaging association state in Section 4.3. Also, allow
        messaging associations to be used immediately in both directions
        once they are opened.

   4.   Added simple ABNF for the various GIMPS message types in a new
        Section 5.1, and more details of the common header and each
        object in Section 5.2, including bit formats in Appendix C. The
        common header format means that the encapsulation is now the
        same for all transport types (Section 5.4.1).

   5.   Added some further details on datagram mode encapsulation in
        Section 5.3, including more explanation of why a well known port
        it needed.

   6.   Removed the possibility for fragmentation over DCCP (xref
        target='shims'/>), mainly in the interests of simplicity and
        loss amplification.

   7.   Removed all the tunnel mode encapsulations (old sections 5.3.3
        and 5.3.4).

   8.   Fully re-wrote the route change handling description (xref
        target='route-changes'/>), including some additional detection
        mechanisms and more clearly distinguishing between upstream and



Schulzrinne & Hancock    Expires August 16, 2004               [Page 52]

Internet-Draft                   GIMPS                     February 2004


        downstream route changes. Included further details on GIMPS/NSLP
        interactions, including where notifications are delivered and
        how local repair storms could be avoided. Removed old discussion
        of propagating notifications through signaling application
        unaware nodes (since these are now bypassed automatically).
        Added discussion on how to route messages for local state
        removal on the old path.

   9.   Revised discussion of policy-based forwarding (Section 6.2) to
        account for actual FLow-Routing-Information definition, and also
        how wildcarding should be allowed and handled.

   10.  Removed old route recording section (old Section 6.3).

   11.  Extended the discussion of NAT handling (Section 6.3) with an
        extended outline on processing rules at a GIMPS-aware NAT and a
        pointer to implications for C-mode processing and state
        management.

   12.  Clarified the definition of 'correct routing' of signaling
        messages in Section 7 and GIMPS role in enforcing this. Also,
        opened the possibility that peer node authentication could be
        signaling application dependent.

   13.  Removed old open issues on Connection Mode Encapsulation
        (section 8.7); added new open issues on Message Routing (Section
        8.12) and Datagram Mode congestion control (Section 8.13).

   14.  Added this change history.






















Schulzrinne & Hancock    Expires August 16, 2004               [Page 53]

Internet-Draft                   GIMPS                     February 2004


Normative References

   [1]  Katz, D., "IP Router Alert Option", RFC 2113, February 1997.

   [2]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", BCP 14, RFC 2119, March 1997.

   [3]  Crocker, D. and P. Overell, "Augmented BNF for Syntax
        Specifications: ABNF", RFC 2234, November 1997.

   [4]  Partridge, C. and A. Jackson, "IPv6 Router Alert Option", RFC
        2711, October 1999.

   [5]  Nordmark, E., "Stateless IP/ICMP Translation Algorithm (SIIT)",
        RFC 2765, February 2000.

   [6]  Stewart, R., Xie, Q., Morneault, K., Sharp, C., Schwarzbauer,
        H., Taylor, T., Rytina, I., Kalla, M., Zhang, L. and V. Paxson,
        "Stream Control Transmission Protocol", RFC 2960, October 2000.

   [7]  Kohler, E., "Datagram Congestion Control Protocol (DCCP)",
        draft-ietf-dccp-spec-05 (work in progress), October 2003.

   [8]  Stewart, R., "SCTP Partial Reliability Extension",
        draft-ietf-tsvwg-prsctp-03 (work in progress), January 2004.


























Schulzrinne & Hancock    Expires August 16, 2004               [Page 54]

Internet-Draft                   GIMPS                     February 2004


Informative References

   [9]   Braden, B., Zhang, L., Berson, S., Herzog, S. and S. Jamin,
         "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional
         Specification", RFC 2205, September 1997.

   [10]  Conta, A. and S. Deering, "Internet Control Message Protocol
         (ICMPv6) for the Internet Protocol Version 6 (IPv6)
         Specification", RFC 2463, December 1998.

   [11]  Terzis, A., Krawczyk, J., Wroclawski, J. and L. Zhang, "RSVP
         Operation Over IP Tunnels", RFC 2746, January 2000.

   [12]  Tsirtsis, G. and P. Srisuresh, "Network Address Translation -
         Protocol Translation (NAT-PT)", RFC 2766, February 2000.

   [13]  Berger, L., Gan, D., Swallow, G., Pan, P., Tommasi, F. and S.
         Molendini, "RSVP Refresh Overhead Reduction Extensions", RFC
         2961, April 2001.

   [14]  Carpenter, B. and K. Moore, "Connection of IPv6 Domains via
         IPv4 Clouds", RFC 3056, February 2001.

   [15]  Huitema, C., "An Anycast Prefix for 6to4 Relay Routers", RFC
         3068, June 2001.

   [16]  Ramakrishnan, K., Floyd, S. and D. Black, "The Addition of
         Explicit Congestion Notification (ECN) to IP", RFC 3168,
         September 2001.

   [17]  Baker, F., Iturralde, C., Le Faucheur, F. and B. Davie,
         "Aggregation of RSVP for IPv4 and IPv6 Reservations", RFC 3175,
         September 2001.

   [18]  Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
         Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:
         Session Initiation Protocol", RFC 3261, June 2002.

   [19]  Rosenberg, J., Weinberger, J., Huitema, C. and R. Mahy, "STUN -
         Simple Traversal of User Datagram Protocol (UDP) Through
         Network Address Translators (NATs)", RFC 3489, March 2003.

   [20]  Hancock, R., "Next Steps in Signaling: Framework",
         draft-ietf-nsis-fw-05 (work in progress), October 2003.

   [21]  Tschofenig, H. and D. Kroeselberg, "Security Threats for NSIS",
         draft-ietf-nsis-threats-03 (work in progress), October 2003.




Schulzrinne & Hancock    Expires August 16, 2004               [Page 55]

Internet-Draft                   GIMPS                     February 2004


   [22]  Stiemerling, M., "A NAT/Firewall NSIS Signaling Layer Protocol
         (NSLP)", draft-ietf-nsis-nslp-natfw-00 (work in progress),
         October 2003.

   [23]  Bosch, S., "NSLP for Quality-of-Service signaling",
         draft-ietf-nsis-qos-nslp-01 (work in progress), October 2003.

   [24]  Nordmark, E. and R. Gilligan, "Basic Transition Mechanisms for
         IPv6 Hosts and Routers", draft-ietf-v6ops-mech-v2-02 (work in
         progress), February 2004.

   [25]  Nikander, P., "Mobile IP version 6 Route Optimization Security
         Design Background", draft-nikander-mobileip-v6-ro-sec-02 (work
         in progress), December 2003.

   [26]  Bound, J., "Dual Stack Transition Mechanism",
         draft-bound-dstm-exp-00 (work in progress), August 2003.


Authors' Addresses

   Henning Schulzrinne
   Columbia University
   Department of Computer Science
   450 Computer Science Building
   New York, NY  10027
   US

   Phone: +1 212 939 7042
   EMail: hgs+nsis@cs.columbia.edu
   URI:   http://www.cs.columbia.edu


   Robert Hancock
   Siemens/Roke Manor Research
   Old Salisbury Lane
   Romsey, Hampshire  SO51 0ZN
   UK

   EMail: robert.hancock@roke.co.uk
   URI:   http://www.roke.co.uk










Schulzrinne & Hancock    Expires August 16, 2004               [Page 56]

Internet-Draft                   GIMPS                     February 2004


Appendix A. Acknowledgements

   This document is based on the discussions within the IETF NSIS
   working group. It has been informed by prior work and formal and
   informal inputs from: Cedric Aoun, Attila Bader, Bob Braden, Marcus
   Brunner, Xiaoming Fu, Ruediger Geib, Eleanor Hepworth, Georgios
   Karagiannis, John Loughney, Jukka Manner, Andrew McDonald, Dave Oran,
   Charles Shen, Melinda Shore, Martin Stiemerling, Mike Thomas, Hannes
   Tschofenig, Sven van den Bosch, Michael Welzl, and Lars Westberg. In
   particular, Hannes Tschofenig provided a detailed set of review
   comments on the security section, and Andrew McDonald provided the
   formal description for the initial packet formats. We look forward to
   inputs and comments from many more in the future.






































Schulzrinne & Hancock    Expires August 16, 2004               [Page 57]

Internet-Draft                   GIMPS                     February 2004


Appendix B. Example Routing State Table

   Figure 7 shows a signaling scenario for a single flow being managed
   by two signaling applications. The flow sender and receiver and one
   router support both, two other routers support one each.

       A                        B          C          D           E
   +------+                  +-----+    +-----+    +-----+    +--------+
   | Flow |    +-+    +-+    |NSLP1|    |NSLP1|    |     |    |  Flow  |
   |Sender|====|R|====|R|====|NSLP2|====|     |====|NSLP2|====|Receiver|
   |      |    +-+    +-+    |GIMPS|    |GIMPS|    |GIMPS|    |        |
   +------+                  +-----+    +-----+    +-----+    +--------+


                     ------------------------------>>
                              Flow Direction

                     Figure 7: A Signaling Scenario

   Routing state table at node B:

   +-------------+-----------+--------------+-----------+--------------+
   |     Flow    |  Session  |   Signaling  |  Upstream |  Downstream  |
   |   Routing   |     ID    |  Application |    Peer   |     Peer     |
   | Information |           |              |           |              |
   +-------------+-----------+--------------+-----------+--------------+
   |   {IP-#A,   |  0xABCDEF |     NSLP1    |   IP-#A   |    (null)    |
   |    IP-#E,   |           |              |           |              |
   |  protocol,  |           |              |           |              |
   |    ports}   |           |              |           |              |
   |             |           |              |           |              |
   |   {IP-#A,   |  0x123456 |     NSLP2    |   IP-#A   |  Pointer to  |
   |    IP-#E,   |           |              |           |      B-D     |
   |  protocol,  |           |              |           |   messaging  |
   |    ports}   |           |              |           |  association |
   +-------------+-----------+--------------+-----------+--------------+

   The table shows the routing state at Node B for the single flow from
   A to E. The upstream state is just the same address for each
   application. For the downstream case, NSLP1 only requires datagram
   mode messages and so no explicit routing state towards C is needed.
   NSLP2 requires a messaging association for its messages towards node
   D, and node C does not process NSLP2 at all, so the downstream peer
   state for NSLP2 is a pointer to a messaging association that runs
   directly from B to D. Note that E is not visible in the state table
   (except implicitly in the address in the flow routing information);
   routing state is stored only for adjacent peers.




Schulzrinne & Hancock    Expires August 16, 2004               [Page 58]

Internet-Draft                   GIMPS                     February 2004


Appendix C. Information Element Formats

   This appendix provides initial formats for the various component
   parts of the GIMPS messages defined abstractly in Section 5.2. It
   should be noted that these formats are extremely preliminary and
   should be expected to change completely several times during the
   further development of this specification.

C.1 The Common Header

   This header precedes all GIMPS messages. It has a fixed format, as
   shown below.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Version    |  GIMPS hops   |        Number of TLVs         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Signalling Application ID   |D|R|         Reserved          |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   The flags are:
   D - Direction (Set for "Upstream", Unset for "Downstream")
   R - Response requested


C.2 TLV Objects

C.2.1 Standard Object Header

   Each object begins with a fixed header giving the object type and
   object length. A later version of this specification will contain
   more details on rules for object encodings which enable protocol
   extensibility.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |             Type              |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   In the following object diagrams, '//' is used to indicate a variable
   sized field and ':' is used to indicate a field that is optionally
   present.

C.2.2 Flow-Routing-Information





Schulzrinne & Hancock    Expires August 16, 2004               [Page 59]

Internet-Draft                   GIMPS                     February 2004


   Type: Flow-Routing-Information

   Length: Variable (depends on address version and how much upper layer
      information is included)


   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Version    |P|T|F|S|O|              Reserved               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   //                       Source Address                        //
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   //                      Destination Address                    //
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Source Prefix |  Dest Prefix  |   Protocol    | Traffic Class |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   :       Reserved        :              Flow Label               :
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   :                              SPI                              :
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   :          Source Port          :       Destination Port        :
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   The flags are:
   P - Protocol
   T - Traffic Class
   F - Flow Label
   S - SPI
   O - Source/Destination Ports


C.2.3 Session Identification

   Type: Session-Identification

   Length: Fixed (TBD 128 bits)


   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   +                                                               +
   |                                                               |
   +                          Session ID                           +
   |                                                               |
   +                                                               +
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+





Schulzrinne & Hancock    Expires August 16, 2004               [Page 60]

Internet-Draft                   GIMPS                     February 2004


C.2.4 Node Addressing

   Type: Node-Addressing

   Length: Variable (depends on detailed format and what optional fields
      are present)


   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   //                       Node Addressing                       //
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


C.2.5 Query Cookie

   Type: Query-Cookie

   Length: Variable (selected by querying node)


   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   //                        Query Cookie                         //
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


C.2.6 Responder Cookie

   Type: Responder-Cookie

   Length: Variable (selected by querying node)


   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   //                      Responder Cookie                       //
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


C.2.7 Lifetime

   Type: Lifetime





Schulzrinne & Hancock    Expires August 16, 2004               [Page 61]

Internet-Draft                   GIMPS                     February 2004


   Length: Fixed (TBD 4 bytes)


   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                           Lifetime                            |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+


C.2.8 NSLP Data

   Type: NSLP-Data

   Length: Variable (depends on NSLP)


   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   //                          NSLP Data                          //
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+































Schulzrinne & Hancock    Expires August 16, 2004               [Page 62]

Internet-Draft                   GIMPS                     February 2004


Intellectual Property Statement

   The IETF takes no position regarding the validity or scope of any
   intellectual property or other rights that might be claimed to
   pertain to the implementation or use of the technology described in
   this document or the extent to which any license under such rights
   might or might not be available; neither does it represent that it
   has made any effort to identify any such rights. Information on the
   IETF's procedures with respect to rights in standards-track and
   standards-related documentation can be found in BCP-11. Copies of
   claims of rights made available for publication and any assurances of
   licenses to be made available, or the result of an attempt made to
   obtain a general license or permission for the use of such
   proprietary rights by implementors or users of this specification can
   be obtained from the IETF Secretariat.

   The IETF invites any interested party to bring to its attention any
   copyrights, patents or patent applications, or other proprietary
   rights which may cover technology that may be required to practice
   this standard. Please address the information to the IETF Executive
   Director.


Full Copyright Statement

   Copyright (C) The Internet Society (2004). All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works. However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assignees.

   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION



Schulzrinne & Hancock    Expires August 16, 2004               [Page 63]

Internet-Draft                   GIMPS                     February 2004


   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.


Acknowledgment

   Funding for the RFC Editor function is currently provided by the
   Internet Society.











































Schulzrinne & Hancock    Expires August 16, 2004               [Page 64]


Html markup produced by rfcmarkup 1.109, available from https://tools.ietf.org/tools/rfcmarkup/