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Versions: 00 01 02 03 04 05 06 07 08 09 10 11 RFC 5019

 PKIX Working Group                                           A. Deacon
 Internet Draft                                                VeriSign
 Category: Informational                                       R. Hurst
                                                              Microsoft
 Expires: July 2006                                        January 2006
 
                         Lightweight OCSP Profile
                       for High Volume Environments
 
              draft-ietf-pkix-lightweight-ocsp-profile-03.txt
 
 
 Status of this Memo
 
   By submitting this Internet-Draft, each author represents that any
   applicable patent or other IPR claims of which he or she is aware
   have been or will be disclosed, and any of which he or she becomes
   aware will be disclosed, in accordance with Section 6 of BCP 79.
 
   Internet-Drafts are working documents of the Internet Engineering
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   Internet-Drafts.
 
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   The list of current Internet-Drafts can be accessed at
   http://www.ietf.org/1id-abstracts.html
 
   The list of Internet-Draft Shadow Directories can be accessed at
   http://www.ietf.org/shadow.html
 
 Abstract
 
   This specification defines a profile of the Online Certificate
   Status Protocol (OCSP) that addresses the scalability issues
   inherent when using OCSP in large scale (high volume) PKI
   environments and/or PKI environments that require a lightweight
   solution to minimize bandwidth and client side processing.
 
 Table of Contents
 
   1. OCSP Message Profile...........................................3
       1.1 OCSP Request Profile......................................3
       1.1.1 OCSPRequest Structure...................................3
       1.1.2 Signed OCSPRequests.....................................4
       1.2 OCSP Response Profile.....................................4
 
 
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       1.2.1 OCSPResponse Structure..................................4
       1.2.2 Signed OCSPResponses....................................5
       1.2.3 OCSPResponseStatus Values...............................5
       1.2.4 thisUpdate, nextUpdate and producedAt...................5
   2. Client Behavior................................................6
       2.1 OCSP Responder Discovery..................................6
       2.2 Sending an OCSP Request...................................6
   3. Ensuring an OCSPResponse is Fresh..............................6
   4. Transport Profile..............................................7
   5. Caching Recommendations........................................8
       5.1 Caching at the Client.....................................8
       5.2 HTTP Proxies..............................................9
       5.3 Caching at Servers.......................................10
   6. Security Considerations.......................................11
       6.1 Replay attacks...........................................11
       6.2 Man-in-the-middle attacks................................11
       6.3 Impersonation attacks....................................12
       6.4 Denial of service attacks................................12
       6.5 Modification of HTTP Headers.............................12
       6.6 Request Authentication and Authorization.................12
   7. Acknowledgements..............................................12
   8. References....................................................13
       8.1 Normative................................................13
       8.2 Informative..............................................13
   9. Author's Addresses............................................13
   Appendix A.  Example OCSP Messages...............................14
       Appendix A.1: OCSP Request...................................14
       Appendix A.2: OCSP Response..................................14
 
 Introduction
 
   The Online Certificate Status Protocol [OCSP] specifies a mechanism
   used to determine the status of digital certificates, without
   requiring CRL's.  Since its definition in 1999, it has been deployed
   in a variety of environments and has proven to be a useful
   certificate status checking mechanism.
 
   To date, many OCSP deployments have been used to ensure timely and
   secure certificate status information for high-value electronic
   transactions or highly sensitive information, such as in the banking
   and financial environments.  As such, the requirement for an OCSP
   responder to respond in "real time" (i.e. generating a new OCSP
   response for each OCSP request) has been important.  In addition,
   these deployments have operated in environments where bandwidth
   usage is not an issue, and have run on client and server systems
   where processing power is not constrained.
 
   As the use of PKI continues to grow and move into diverse
   environments, so does the need for a scalable and cost effective
 
 
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   certificate status mechanism.  Although OCSP  as currently defined
   and deployed meets the need of small to medium sized PKI's which
   operate on powerful systems on wired networks, there is a limit as
   to how these OCSP deployments scale from both a efficiency and cost
   perspective.  Mobile environments, where network bandwidth is at a
   premium and client side devices are constrained from a processing
   point of view, require the careful use of OCSP to minimize bandwidth
   usage and client side processing complexity.
 
   Similarly, as PKI continues to be deployed into environments where
   millions if not hundreds of millions of certificates have been
   issued and an like number of users (also known as relying parties)
   have the need to ensure that the certificate they are relying upon
   has not been revoked, it is important that OCSP is used in such a
   way that ensures the load on OCSP responders and the network
   infrastructure required to host those responders is kept to a
   minimum.
 
   This document addresses the scalability issues inherent when using
   OCSP in PKI environments described above by defining a message
   profile and OCSP client and responder behavior that will permit:
 
   1) OCSP response pre-production and distribution
   2) Reduced OCSP message size to lower bandwidth usage
   3) Response message caching both in the network and on the client
 
   It is intended that the normative requirements defined in this
   profile apply to OCSP clients and OCSP responders operating in very
   large scale (high volume) PKI environments or PKI environments that
   require a lightweight solution to minimize bandwidth and client side
   processing power (or both), as described above.
 
    1.       OCSP Message Profile
 
   This section defines a subset of OCSPRequest and OCSPResponse
   functionality as defined in [OCSP].
 
    1.1        OCSP Request Profile
 
    1.1.1 OCSPRequest Structure
 
   OCSPRequests conformant to this profile MUST include only one
   Request in the OCSPRequest.RequestList structure.
 
   Clients MUST use SHA1 as the hashing algorithm for the
   CertID.issuerNameHash and the CertID.issuerKeyHash values.
 
   Clients MUST NOT include the singleRequestExtensions structure.
 
 
 
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   Clients SHOULD NOT include the requestExtensions structure.  If a
   requestExtensions structure is included, this profile RECOMMENDS
   that it contain only the nonce extension (id-pkix-ocsp-nonce).  See
   Section 3 for issues concerning the use of a nonce in high volume
   OCSP environments.
 
    1.1.2 Signed OCSPRequests
 
   Clients SHOULD NOT create or send signed OCSPRequests.  Responders
   MAY ignore the signature on OCSPRequests.
 
   If the OCSPRequest is signed, the client SHALL specify its name in
   the OCSPRequest.requestorName field, otherwise clients SHOULD NOT
   include the requestorName field in the OCSPRequest. OCSP servers
   MUST be prepared to receive unsigned OCSP requests that contain the
   requestorName field, but must realize that the provided value is not
   authenticated.
 
    1.2        OCSP Response Profile
 
    1.2.1 OCSPResponse Structure
 
   Responders MUST generate a BasicOCSPResponse as identified by the
   id-pkix-ocsp-basic OID. Clients MUST be able to parse and accept a
   BasicOCSPResponse.  OCSPResponses conformant to this profile SHOULD
   include only one SingleResponse in the ResponseData.responses
   structure, but MAY include additional SingleResponse elements if
   necessary to improve response pre-generation performance or cache
   efficiency.
 
   The responder SHOULD NOT include responseExtensions. As specified in
   [OCSP], clients MUST ignore unrecognized non-critical
   responseExtensions in the response.
 
   In the case a responder does not have the ability to respond to an
   OCSP request containing a nonce, such as if it only has the ability
   to use pre-produced responses, it SHOULD return a response that does
   not include a nonce. Clients SHOULD attempt to accept a response
   even if the response does not include a nonce.  See Section 3 for
   details on validating responses that do not contain a nonce.  See
   also Section 6 for relevant security considerations.
 
   Responders that do not have the ability to respond to OCSP requests
   that contain a nonce MAY forward the request to an OCSP responder
   capable of doing so.
 
   The responder MAY include the singleResponse.singleResponse
   extensions structure.
 
 
 
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    1.2.2 Signed OCSPResponses
 
   Clients MUST validate the signature on the returned OCSPResponse.
 
   If the response is signed by a delegate of the issuing CA a valid
   responder certificate MUST be referenced in the
   BasicOCSPResponse.certs structure.
 
   It is RECOMMENDED that the OCSP responder's certificate contain the
   id-ocsp-nocheck extension, as defined in [OCSP], to indicate to the
   client that it need not check its status.  In addition, it is
   RECOMMENDED that neither an OCSP authorityInfoAccess (AIA) extension
   nor CDP extension be included in the OCSP responder's certificate.
   Accordingly, the responder's signing certificate SHOULD be
   relatively short-lived and rolled over regularly.
 
   Clients MUST be able to identify OCSP responder certificates using
   both the byName and byKey ResponseData.ResponderID choices.
   Responders MAY use byKey to further reduce the size of the response
   in scenarios where reducing bandwidth is an issue.
 
    1.2.3 OCSPResponseStatus Values
 
   As long as the responder has records for a particular certificate,
   an OCSPResponseStatus of "successful" will be returned.
   In order to ensure the database of revocation information does not
   grow unbounded over time, the responder MAY remove the status
   records of expired certificates.
 
   OCSP responders that pre-produce and distribute OCSP responses in
   advance do not have the ability to properly respond with a signed
   "sucessful" yet "unknown" response as it is impossible to
   pre-produce and sign a response for the set of all possible
   "unknown" CertID's in advance.  Because of this, the responder will
   return an OCSPResponseStatus of "unauthorized" when processing
   requests for which it is not capable of responding authoritatively.
   This includes the scenario where a responder has removed the records
   of expired certificates from its database.  Security considerations
   regarding the use of unsigned responses are discussed in [OCSP].
 
    1.2.4 thisUpdate, nextUpdate and producedAt
 
   When pre-producing OCSPResponse messages, the responder MUST set the
   thisUpdate, nextUpdate and producedAt times as follows:
 
   thisUpdate    The time at which the status being indicated is
                  known to be correct.
   nextUpdate    The time at or before which newer information
                  will be available about the status of the
 
 
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                  certificate.  Responders MUST always include
                  this value to aid in response caching.  See
                  Section 5 for additional information on
                  caching.
 
   producedAt    The time at which the OCSP response is signed.
 
   Note: In many cases the value of thisUpdate and producedAt will be
   the same.
 
   For the purposes of this profile, GeneralizedTime values such as
   thisUpdate, nextUpdate and producedAt MUST be expressed Greenwich
   Mean Time (Zulu) and MUST include seconds (i.e.,times are
   YYYYMMDDHHMMSSZ), even where the number of seconds is zero.
   GeneralizedTime values MUST NOT include fractional seconds.
 
   2.      Client Behavior
 
    2.1        OCSP Responder Discovery
 
   Clients MUST support the authorityInfoAccess extension as defined in
   [PKIX] and MUST recognize the id-ad-ocsp access method.  This
   enables CAs to inform clients how they can contact the OCSP service.
 
   In the case where a client is checking the status of a certificate
   that contains both an authorityInformationAccess (AIA) extension
   pointing to a OCSP responder and a cRLDistributionPoints extension
   pointing to a CRL, the client SHOULD contact the OCSP responder
   first.  Clients MAY attempt to retrieve the CRL if no OCSPResponse
   is received from the responder.
 
    2.2        Sending an OCSP Request
 
   To avoid needless network traffic, applications MUST verify the
   signature of signed data before asking an OCSP client to check the
   status of certificates used to verify the data. If the signature is
   invalid or the application is not able to verify it, an OCSP check
   MUST NOT be requested.
 
   Similarly, applications MUST validate the signature on certificates
   and its chain, before asking an OCSP client to check the status of
   the certificate. If the certificate signature is invalid or the
   application is not able to verify it, an OCSP check MUST NOT be
   requested.  Clients SHOULD NOT request the status of expired
   certificates.
 
 
   3.      Ensuring an OCSPResponse is Fresh
 
 
 
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   In order to ensure a client does not accept an out of date response
   that indicates a 'good' status when in fact there is a more up to
   date response that specifies the status of 'revoked', a client must
   ensure the responses they receive are fresh.
 
   In general, two mechanisms are available to clients to ensure a
   response is fresh.  The first uses nonces, and the second is based
   on time.  In order for time based mechanisms to work, both clients
   and responders MUST have access to an accurate source of time.
 
   Because this profile specifies that clients SHOULD NOT include a
   requestExtensions structure in OCSPRequests (See Section 1.1)
   clients MUST be able to determine OCSPResponse freshness based on an
   accurate source of time.  Clients that opt to include a nonce in the
   request SHOULD NOT reject a corresponding OCSPResponse solely on the
   basis of the non-existent expected nonce, but MUST fall back to
   validating the OCSPResponse based on time.
 
   Clients that do not include a nonce in the request MUST ignore any
   nonce that may be present in the response.
 
   Clients MUST check for the existence of the nextUpdate field and
   MUST ensure the current local time falls between the thisUpdate and
   nextUpdate times.  If the nextUpdate field is absent the client MUST
   reject the response.
 
   If the nextUpdate field is present the client MUST ensure that it is
   not earlier than current time.  If the current local time on the
   client is later than the time specified in the nextUpdate field, the
   client MUST reject the response as stale.  Clients MAY allow
   configuration of a small tolerance period for acceptance of
   responses after nextUpdate to handle minor clock differences
   relative to responders and caches.  This tolerance period should be
   chosen based on the accuracy and precision of time synchronization
   technology available to the calling application environment. e.g.
   internet peers with low latency connections typically expect NTP
   time synchronization to keep them accurate within parts of a second;
   higher latency environments or where an NTP analogue is not
   available may have to be more liberal in their tolerance.
 
   See the security considerations in Section 6 for additional details
   on replay and man-in-the-middle attacks.
 
   4.      Transport Profile
 
   The OCSP responder MUST support requests and responses over HTTP.
   When sending requests that are less than 255 bytes in total (after
   encoding) including the method (http://), server name and base64
   encoded OCSPReqeust structure, clients MUST use the GET method (to
 
 
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   enable for OCSP response caching). OCSP requests larger than 255
   bytes SHOULD be submitted using the POST method. In all cases,
   clients MUST follow the descriptions in A.1.1 of [OCSP] when
   constructing these messages.
 
   When constructing a GET message, OCSP clients MUST base64 encode the
   OCSPRequest structure and append it to the URI specified in the AIA
   extension [PKIX].  Clients MUST NOT include CR or LF characters in
   the base64-encoded string.  Clients MUST properly url-encode the
   base64 encoded OCSPRequest, e.g.
 
      http://ocsp.example.com/MEowSDBGMEQwQjAKBggqhkiG9w0CBQQQ7sp6GTKpL
      2dAdeGaW267owQQqInESWQD0mGeBArSgv%2FBWQIQLJx%2Fg9xF8oySYzol80Mbpg
      %3D%3D
 
   In response to properly formatted OCSPRequests that are cachable
   (i.e. responses that contain a nextUpdate value), the responder will
   include the binary value of the DER encoding of the OCSPResponse
   preceded by the following HTTP headers.
 
      content-type=application/ocsp-response
      content-transfer-encoding=binary
      content-length=<OCSP response length>
      last-modified: <producedAt HTTP date>
      ETag: "<strong validator>"
      expires: <nextUpdate HTTP date>
      cache-control: max-age=<n>, public, no-transform, must-revalidate
      date: <current HTTP date>
 
   See Section 5.2 for details on the use of these headers.
 
   5.      Caching Recommendations
 
   The ability to cache OCSP Responses throughout the network is an
   important factor in high volume OCSP deployments.  This section
   discusses the recommended caching behavior of OCSP clients and HTTP
   proxies and the steps that should be taken to minimize the number of
   times that OCSP clients "hit the wire".   In addition the concept of
   including OCSP responses in protocols exchanges (aka stapling or
   piggybacking), such as has been defined in TLS, is also discussed.
 
    5.1        Caching at the Client
 
   To minimize bandwidth usage, clients MUST locally cache
   authoritative OCSP responses. (i.e. those whose signature have been
   successfully validated and that indicate an OCSPResponseStatus of
   'successful')
 
 
 
 
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   Most OCSP clients will send OCSPrequests at or near the nextUpdate
   time (when the cached response expires). To avoid large spikes in
   responder load that might occur when many clients refresh cached
   responses for a popular certificate, responders MAY indicate when
   the client should fetch an updated OCSP response by leveraging the
   cache-control:max-age directive.  Clients SHOULD fetch the updated
   OCSP Response on or after the max-age time.  To ensure clients in
   fact do receive an updated OCSP response, OCSP Responders MUST
   refresh the OCSP response before the max-age time.
 
    5.2        HTTP Proxies
 
   The responder SHOULD set the HTTP headers of the OCSP response in
   such a way to allow for the intelligent use of intermediate HTTP
   proxy servers.
 
   HTTP Header     Description
   ===========    ====================================================
   date            The date and time at which the OCSP server generated
                   the HTTP response.
 
   last-modified   This value specifies the date and time at which the
                   OCSP responder last modified the response.  This
                   date and time will be the same as the thisUpdate
                   timestamp in the request itself.
 
   expires         Specifies how long the response is considered fresh.
                   This date and time will be the same as the
                   nextUpdate timestamp in the OCSP response itself.
 
   ETag            A string that identifies a particular version of
                   the associated data.  This profile RECOMMENDS that
                   the ETag value be the ASCII HEX representation of
                   the SHA1 hash of the OCSPResponse structure.
 
   cache-control   Contains a number of caching directives.
 
                * max-age=<n>- where n is a time value later than
                               thisUpdate but earlier than nextUpdate.
                * public-      makes normally uncachable response
                               cachable by both shared and
                               nonshared caches.
                * no-transform-specifies that a proxy cache cannot
                               change the type, length , or
                               encoding of the object content.
                * must-revalidate-   prevents caches from
                                     intentionally returning stale
                                     responses.
 
 
 
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   OCSP responders MUST NOT include a "Pragma: no-cache", "Cache-
   Control: no-cache" or "Cache-Control: no-store" header in OCSP
   responses.
 
   For example, assume that an OCSP response has the following time
   stamp values:
 
      thisUpdate = May 1, 2005  01:00:00 GMT
      nextUpdate = May 3, 2005 01:00:00 GMT
      productedAt = May 1, 2005 01:00:00 GMT
 
   and that an OCSP client requests the response on May 2, 2005
   01:00:00 GMT.  In this scenario the HTTP response may look like
   this:
 
      content-type: application/ocsp-response
      content-transfer-encoding: binary
      content-length: 1000
      date: Fri, 02 May 2005 01:00:00 GMT
      last-modified: Thu, 01 May 2005 01:00:00 GMT
      ETag: "c66c0341abd7b9346321d5470fd0ec7cc4dae713"
      expires: Sat, 03 May 2005 01:00:00 GMT
      cache-control: max-age=86000,public,no-transform,must-revalidate
      <...>
 
   OCSP clients MUST NOT included a no-cache header in OCSP request
   messages, unless the client encounters an expired response which may
   be a result of an intermediate proxy caching stale data.   In this
   situation clients SHOULD resend the request specifying that proxies
   should be bypassed by including an appropriate HTTP header in the
   request (i.e. Pragma: no-cache or Cache-Control: no-cache).
 
    5.3        Caching at Servers
 
   In some scenarios it is advantageous to include OCSP response
   information within the protocol being utilized between the client
   and server.  Including OCSP responses in this manner has a few
   attractive effects.
 
   First, it allows for the caching of OCSP responses on the server,
   thus lowering the number of hits to the OCSP responder.
 
   Second, it enables certificate validation in the event the client is
   not connected to a network and thus eliminates the need for clients
   to establish a new HTTP session with the responder.
 
   Third, it reduces the number of round trips the client needs to make
   in order to complete a handshake.
 
 
 
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   Fourth, it simplifies the client side OCSP implementation by
   enabling a situation where the client need only the ability to parse
   and recognize OCSP responses.
 
   This functionality has been specified as an extension to the TLS
   [TLS] protocol in Section 3.6 [TLSEXT], but can be applied to any
   client-server protocol.
 
   This profile RECOMMENDS that both TLS clients and servers implement
   the certificate status request extension mechanism for TLS.
 
   6.      Security Considerations
 
   The following considerations apply in addition to the security
   consideration addressed in Section 5 of [OCSP]
 
    6.1        Replay attacks
 
   Because the use of nonce's in this profile is optional, there is a
   possibility that an out of date OCSP response could be replayed,
   thus causing a client to accept good response when in fact there is
   a more up to date response that specifies the status of revoked.  In
   order to mitigate this attack, clients MUST have access to an
   accurate source of time and ensure that the OCSP responses they
   receive are sufficiently fresh.
 
   Required clock accuracy is relative to the validity duration of the
   client's OCSP responses.  A client using responses that are good for
   one hour SHOULD have a clock that is within a few minutes correct
   time, while a client with 24-hour responses SHOULD be within an hour
   of correct time.
 
   Clients that do not have an accurate source of date and time are
   vulnerable to service disruption due to rejection of fresh OCSP
   responses.  If this problem is not repaired, a client with a
   sufficiently slow clock may also incorrectly accept expired
   responses for currently revoked certificates.
 
    6.2        Man-in-the-middle attacks
 
   To mitigate risk associated with this class of attack, the client
   must properly validate the signature on the response.
 
   The use of signed responses in OCSP serves the purpose to
   authenticate the identity of the OCSP responder that has authority
   to sign request on the CA's behalf.
 
   Clients MUST ensure that they are communicating with an authorized
   responder by the rules described in [OCSP] Section 4.2.2.2.
 
 
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    6.3        Impersonation attacks
 
   The use of signed responses in OCSP serves the purpose to
   authenticate the identity of OCSP Responder.
 
   As detailed in [OCSP], clients must properly validate the signature
   of the OCSP response and the signature(s) on the OCSP response
   signer certificate to ensure an authorized responder created it.
 
    6.4        Denial of service attacks
 
   OCSP responders should take measures to prevent or mitigate denial
   of service attacks. In particular OCSP responders should not perform
   an unlimited number of resource intensive operations.
 
   In the case where client requests are not signed, as specified by
   this profile, OCSP responders should take additional steps to detect
   an attack of this kind.
 
   One such technique could be to attempt to match which response to
   send based on the hash of the request, this would protect against
   decode related attacks. However since extensions are supported not
   all requests for the same certificate will be the same as such it
   would also be necessary to support a full decode based lookup. As
   such this technique would only help defend against accidental
   attacks.
 
    6.5        Modification of HTTP Headers
 
   Values included in HTTP headers as described in Section 4 and 5, are
   not cryptographically protected, they may be manipulated by an
   attacker.  Clients SHOULD use these values for caching guidance only
   and should ultimately rely on the values present in the signed
   OCSPResponse.
 
    6.6        Request Authentication and Authorization
 
   The suggested use of unsigned requests in this environment removes
   an option that allows the responder to determine the authenticity of
   incoming request.  Thus, access to the responder may be implicitly
   given to any relying party.  Environments where explicit
   authorization to the OCSP responder is necessary can utilize other
   mechanisms authentication mechanism to authenticate requestors or
   restrict or meter service.
 
 
   7.      Acknowledgements
 
 
 
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   The authors wish to thank Magnus Nystrom Of RSA Security, Inc.,
   Jagjeet Sondh of Vodafone Group R&D and David Engberg of CoreStreet,
   Ltd. for their contributions to this specification.
 
   8.      References
 
    8.1        Normative
 
   [HTTP]    Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
             Masinter, L., Leach, P. and T. Berners-Lee, "Hypertext
             Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.
 
   [KEYWORDS]Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119, March 1997.
 
   [OCSP]    Myers, M., Ankney, R., Malpani, A., Galperin, S. and
             C. Adams, "Internet X.509 Public Key Infrastructure:
             Online Certificate Status Protocol - OCSP", RFC 2560,
             June 1999.
 
   [PKIX]    Housley, R., Polk, W., Ford, W. and D. Solo, "Internet
             Public Key Infrastructure - Certificate and
             Certificate Revocation List (CRL) Profile", RFC 3280,
             April 2002.
 
   [TLS]     Dierks, T. and C. Allen, "The TLS Protocol Version
             1.0", RFC 2246, January 1999.
 
   [TLSEXT]  Blake-Wilson, et. al., "Transport Layer Security (TLS)
             Extensions", RFC 3546, June 2003.
 
 
    8.2        Informative
 
   [URI]     Berners-Lee, T., Fielding, R. and L. Masinter,
             "Uniform Resource Identifiers (URI): Generic Syntax",
             RFC 2396, August 1998
 
   [PKIOP]   Housley, R. and P. Hoffman, "Internet X.509 Public Key
             Infrastructure - Operation Protocols: FTP and HTTP",
             RFC 2585, May 1999.
 
   [OCSPMP]  "OCSP Mobile Profile V1.0", Open Mobile Alliance,
             www.openmobilalliance.org.
 
   9.      Author's Addresses
 
   Alex Deacon
   VeriSign, Inc.
 
 
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   487 E. Middlefield Road      Phone:  1-650-426-3478
   Mountain View, CA. USA       Email:  alex@verisign.com
 
   Ryan Hurst
   Microsoft
   One Microsoft Way            Phone:  1-425-707-8979
   Redmond, WA. USA             Email:  rmh@microsoft.com
 
 
   Appendix A.  Example OCSP Messages
 
    Appendix A.1: OCSP Request
 
   SEQUENCE {
      SEQUENCE {
        SEQUENCE {
          SEQUENCE {
            SEQUENCE {
              SEQUENCE {
                OBJECT IDENTIFIER sha1 (1 3 14 3 2 26)
                NULL
                }
              OCTET STRING
                C0 FE 02 78 FC 99 18 88 91 B3 F2 12 E9 C7 E1 B2
                1A B7 BF C0
              OCTET STRING
                0D FC 1D F0 A9 E0 F0 1C E7 F2 B2 13 17 7E 6F 8D
                15 7C D4 F6
              INTEGER
                09 34 23 72 E2 3A EF 46 7C 83 2D 07 F8 DC 22 BA
              }
            }
          }
        }
      }
 
    Appendix A.2: OCSP Response
 
   SEQUENCE {
      ENUMERATED 0
      [0] {
        SEQUENCE {
          OBJECT IDENTIFIER ocspBasic (1 3 6 1 5 5 7 48 1 1)
          OCTET STRING, encapsulates {
            SEQUENCE {
              SEQUENCE {
                [0] {
                  INTEGER 0
                  }
 
 
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                        Lightweight OCSP Profile           January 2006
 
 
                [1] {
                  SEQUENCE {
                    SET {
                      SEQUENCE {
                        OBJECT IDENTIFIER organizationName (2 5 4 10)
                        PrintableString 'Example Trust Network'
                        }
                      }
                    SET {
                      SEQUENCE {
                        OBJECT IDENTIFIER
                          organizationalUnitName (2 5 4 11)
                        PrintableString 'Example, Inc.'
                        }
                      }
                    SET {
                      SEQUENCE {
                        OBJECT IDENTIFIER
                          organizationalUnitName (2 5 4 11)
                        PrintableString
                      'Example OCSP Responder'
                        }
                      }
                    }
                  }
                GeneralizedTime 07/11/2005 23:52:44 GMT
                SEQUENCE {
                  SEQUENCE {
                    SEQUENCE {
                      SEQUENCE {
                        OBJECT IDENTIFIER sha1 (1 3 14 3 2 26)
                        NULL
                        }
                      OCTET STRING
                      C0 FE 02 78 FC 99 18 88 91 B3 F2 12 E9 C7 E1 B2
                      1A B7 BF C0
                      OCTET STRING
                      0D FC 1D F0 A9 E0 F0 1C E7 F2 B2 13 17 7E 6F 8D
                      15 7C D4 F6
                      INTEGER
                      09 34 23 72 E2 3A EF 46 7C 83 2D 07 F8 DC 22 BA
                      }
                    [0]
                      Error: Object has zero length.
                      GeneralizedTime 07/11/2005 23:52:44 GMT
                    [0] {
                      GeneralizedTime 14/11/2005 23:52:44 GMT
                      }
                    }
 
 
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                        Lightweight OCSP Profile           January 2006
 
 
                  }
                }
              SEQUENCE {
                OBJECT IDENTIFIER
                  sha1withRSAEncryption (1 2 840 113549 1 1 5)
                NULL
                }
              BIT STRING
                0E 9F F0 52 B1 A7 42 B8 6E C1 35 E1 0E D5 A9 E2
                F5 C5 3C 16 B1 A3 A7 A2 03 8A 2B 4D 2C F1 B4 98
                8E 19 DB BA 1E 1E 72 FF 32 F4 44 E0 B2 77 1C D7
                3C 9E 78 F3 D1 82 68 86 63 12 7F A4 6F F0 4D 84
                EA F8 E2 F7 5D E3 48 44 57 28 80 C7 57 3C FE E1
                42 0E 5E 17 FC 60 D8 05 D9 EF E2 53 E7 AB 7F 3A
                A8 84 AA 5E 46 5B E7 B8 1F C6 B1 35 AD FF D1 CC
                BA 58 7D E8 29 60 79 F7 41 02 EA E0 82 0E A6 30
              [0] {
                SEQUENCE {
                  SEQUENCE {
                    SEQUENCE {
                      [0] {
                        INTEGER 2
                        }
                      INTEGER
                      49 4A 02 37 1B 1E 70 67 41 6C 9F 06 2F D8 FE DA
                      SEQUENCE {
                        OBJECT IDENTIFIER
                          sha1withRSAEncryption (1 2 840 113549 1 1 5)
                        NULL
                        }
                      SEQUENCE {
                        SET {
                          SEQUENCE {
                            OBJECT IDENTIFIER
                              organizationName (2 5 4 10)
                            PrintableString 'Example Trust Network'
                            }
                          }
                        SET {
                          SEQUENCE {
                            OBJECT IDENTIFIER
                              organizationalUnitName (2 5 4 11)
                            PrintableString 'Example, Inc.'
                            }
                          }
                        SET {
                          SEQUENCE {
                            OBJECT IDENTIFIER
                              organizationalUnitName (2 5 4 11)
 
 
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                        Lightweight OCSP Profile           January 2006
 
 
                            PrintableString
                               'Example CA'
                            }
                          }
                        }
                      SEQUENCE {
                        UTCTime 08/10/2005 00:00:00 GMT
                        UTCTime 06/01/2006 23:59:59 GMT
                        }
                      SEQUENCE {
                        SET {
                          SEQUENCE {
                            OBJECT IDENTIFIER
                              organizationName (2 5 4 10)
                            PrintableString 'Example Trust Network'
                            }
                          }
                        SET {
                          SEQUENCE {
                            OBJECT IDENTIFIER
                              organizationalUnitName (2 5 4 11)
                            PrintableString 'Example, Inc.'
                            }
                          }
                        SET {
                          SEQUENCE {
                            OBJECT IDENTIFIER
                              organizationalUnitName (2 5 4 11)
                            PrintableString
                              'Example OCSP Responder'
                            }
                          }
                        }
                      SEQUENCE {
                        SEQUENCE {
                          OBJECT IDENTIFIER
                            rsaEncryption (1 2 840 113549 1 1 1)
                          NULL
                          }
                        BIT STRING, encapsulates {
                          SEQUENCE {
                            INTEGER
                      00 AF C9 7A F5 09 CA D1 08 8C 82 6D AC D9 63 4D
                      D2 64 17 79 CB 1E 1C 1C 0C 6E 28 56 B5 16 4A 4A
                      00 1A C1 B0 74 D7 B4 55 9D 2A 99 1F 0E 4A E3 5F
                      81 AF 8D 07 23 C3 30 28 61 3F B0 C8 1D 4E A8 9C
                      A6 32 B4 D2 63 EC F7 C1 55 7A 73 2A 51 99 00 D5
                      0F B2 4E 11 5B 83 55 83 4C 0E DD 12 0C BD 7E 41
                      04 3F 5F D9 2A 65 88 3C 2A BA 20 76 1D 1F 59 3E
 
 
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                        Lightweight OCSP Profile           January 2006
 
 
                      D1 85 F7 4B E2 81 50 9C 78 96 1B 37 73 12 1A D2
                              [ Another 1 bytes skipped ]
                            INTEGER 65537
                            }
                          }
                        }
                      [3] {
                        SEQUENCE {
                          SEQUENCE {
                            OBJECT IDENTIFIER
                              basicConstraints (2 5 29 19)
                            OCTET STRING, encapsulates {
                              SEQUENCE {}
                              }
                            }
                          SEQUENCE {
                            OBJECT IDENTIFIER extKeyUsage (2 5 29 37)
                            OCTET STRING, encapsulates {
                              SEQUENCE {
                                OBJECT IDENTIFIER
                                  ocspSigning (1 3 6 1 5 5 7 3 9)
                                }
                              }
                            }
                          SEQUENCE {
                            OBJECT IDENTIFIER keyUsage (2 5 29 15)
                            OCTET STRING, encapsulates {
                              BIT STRING 7 unused bits
                                '1'B (bit 0)
                              }
                            }
                          SEQUENCE {
                            OBJECT IDENTIFIER
                              ocspNoCheck (1 3 6 1 5 5 7 48 1 5)
                            OCTET STRING, encapsulates {
                              NULL
                              }
                            }
                          }
                        }
                      }
                    SEQUENCE {
                      OBJECT IDENTIFIER
                        sha1withRSAEncryption (1 2 840 113549 1 1 5)
                      NULL
                      }
                    BIT STRING
                      3A 68 5F 6A F8 87 36 4A E2 22 46 5C C8 F5 0E CE
                      1A FA F2 25 E1 51 AB 37 BE D4 10 C8 15 93 39 73
 
 
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                        Lightweight OCSP Profile           January 2006
 
 
                      C8 59 0F F0 39 67 29 C2 60 20 F7 3F FE A0 37 AB
                      80 0B F9 3D 38 D4 48 67 E4 FA FD 4E 12 BF 55 29
                      14 E9 CC CB DD 13 82 E9 C4 4D D3 85 33 C1 35 E5
                      8F 38 01 A7 F7 FD EB CD DE F2 F7 85 86 AE E3 1B
                      9C FD 1D 07 E5 28 F2 A0 5E AC BF 9E 0B 34 A1 B4
                      3A A9 0E C5 8A 34 3F 65 D3 10 63 A4 5E 21 71 5A
                    }
                  }
                }
              }
            }
          }
        }
      }
 
 
   Full Copyright Statement
 
   Copyright (C) The Internet Society (2006).
 
   This document is subject to the rights, licenses and restrictions
   contained in BCP 78, and except as set forth therein, the authors
   retain all their rights.
 
   This document and the information contained herein are provided on
   an "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE
   REPRESENTS OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE
   INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR
   IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
   WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 Deacon                   Expires - July 2006                [Page 19]
 

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