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INFORMATIONAL

Network Working Group                                            A. Pras
Request for Comments: 3444                          University of Twente
Category: Informational                                 J. Schoenwaelder
                                                University of Osnabrueck
                                                            January 2003


                       On the Difference between
                   Information Models and Data Models

Status of this Memo

   This memo provides information for the Internet community.  It does
   not specify an Internet standard of any kind.  Distribution of this
   memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (2003).  All Rights Reserved.

Abstract

   There has been ongoing confusion about the differences between
   Information Models and Data Models for defining managed objects in
   network management.  This document explains the differences between
   these terms by analyzing how existing network management model
   specifications (from the IETF and other bodies such as the
   International Telecommunication Union (ITU) or the Distributed
   Management Task Force (DMTF)) fit into the universe of Information
   Models and Data Models.

   This memo documents the main results of the 8th workshop of the
   Network Management Research Group (NMRG) of the Internet Research
   Task Force (IRTF) hosted by the University of Texas at Austin.

Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 2
   2.  Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
   3.  Information Models . . . . . . . . . . . . . . . . . . . . . . 3
   4.  Data Models  . . . . . . . . . . . . . . . . . . . . . . . . . 4
   5.  Security Considerations  . . . . . . . . . . . . . . . . . . . 6
   6.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 6
   7.  Normative References . . . . . . . . . . . . . . . . . . . . . 6
   8.  Informative References . . . . . . . . . . . . . . . . . . . . 7
   9.  Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 7
   10. Full Copyright Statement . . . . . . . . . . . . . . . . . . . 8




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1. Introduction

   Currently multiple languages exist to define managed objects.
   Examples of such languages are the Structure of Management
   Information (SMI) [1], the Structure of Policy Provisioning
   Information (SPPI) [2] and, within the DMTF, the Managed Object
   Format (MOF) [3].  Despite the fact that multiple languages exist, a
   number of people still believe that none of these languages really
   suits all needs.

   There have been many discussions to understand the advantages and
   disadvantages, as well as the main differences, between various
   languages.  For instance, the IETF organized a BoF on "Network
   Information Modeling" (NIM) at its 48th meeting (Pittsburgh, August
   2000).  During these discussions, it turned out that people had a
   different understanding of the main terms, which caused confusion and
   long arguments.  In particular, the meaning of the terms "Information
   Model" (IM) and "Data Model" (DM) turned out to be controversial.

   In an attempt to address this issue, the IRTF Network Management
   Research Group (NMRG) dedicated its 8th workshop (Austin, December
   2000) to harmonizing the terminology used in information and data
   modeling.  Attendees included experts from the IETF, DMTF and ITU, as
   well as academics who do research in this field (see the
   Acknowledgments section for a list of participants).  The main
   outcome of this successful workshop -- a better understanding of the
   terms "Information Model" and "Data Model" -- is presented in this
   document.

   Short definitions of these terms can also be found elsewhere (e.g.,
   in RFC 3198 [8]).  Compared to most other documents, this one
   explains the rationale behind the proposed definitions and provides
   examples.

2. Overview

   One of the key observations made at the NMRG workshop was that IMs
   and DMs are different because they serve different purposes.

   The main purpose of an IM is to model managed objects at a conceptual
   level, independent of any specific implementations or protocols used
   to transport the data.  The degree of specificity (or detail) of the
   abstractions defined in the IM depends on the modeling needs of its
   designers.  In order to make the overall design as clear as possible,
   an IM should hide all protocol and implementation details.  Another
   important characteristic of an IM is that it defines relationships
   between managed objects.




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   DMs, conversely, are defined at a lower level of abstraction and
   include many details.  They are intended for implementors and include
   protocol-specific constructs.

             IM                --> conceptual/abstract model
              |                    for designers and operators
   +----------+---------+
   |          |         |
   DM        DM         DM     --> concrete/detailed model
                                   for implementors

   The relationship between an IM and DM is shown in the Figure above.
   Since conceptual models can be implemented in different ways,
   multiple DMs can be derived from a single IM.

   Although IMs and DMs serve different purposes, it is not always
   possible to precisely define what kind of details should be expressed
   in an IM and which ones belong in a DM.  There is a gray area where
   IMs and DMs overlap -- just like there are gray areas between the
   models produced during the analysis, high-level design and low-level
   design phases in object-oriented software engineering.  In some
   cases, it is very difficult to determine whether an abstraction
   belongs to an IM or a DM.

3. Information Models

   IMs are primarily useful for designers to describe the managed
   environment, for operators to understand the modeled objects, and for
   implementors as a guide to the functionality that must be described
   and coded in the DMs.  The terms "conceptual models" and "abstract
   models", which are often used in the literature, relate to IMs.  IMs
   can be implemented in different ways and mapped on different
   protocols.  They are protocol neutral.

   An important characteristic of IMs is that they can (and generally
   should) specify relationships between objects.  Organizations may use
   the contents of an IM to delimit the functionality that can be
   included in a DM.

   IMs can be defined in an informal way, using natural languages such
   as English.  An example of such an IM is provided by RFC 3290 [9],
   which describes a conceptual model of a Diffserv Router and specifies
   the relationships between the components of such a router that need
   to be managed.  Within the IETF, however, it is exceptional that an
   IM be explicitly described, and even more that the IM and DM be
   specified in separate RFCs.  In such cases, the document specifying
   the IM is usually an Informational RFC whereas the document defining
   the DM usually follows the Standards Track [4].  In general, most of



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   the RFCs that define an SNMP Management Information Base (MIB) module
   also include some kind of informal description explaining parts of
   the model behind that MIB module.  Such a model can be considered as
   a document of an IM.  An example of this is RFC 2863, which defines
   "The Interfaces Group MIB" [10].  But most MIB modules published to
   date include only a rudimentary and incomplete description of the
   underlying IM.

   Alternatively, IMs can be defined using a formal language or a semi-
   formal structured language.  One of the possibilities to formally
   specify IMs is to use class diagrams of the Unified Modeling Language
   (UML).  Although such diagrams are still rarely used within the IETF,
   several other organizations routinely use them for defining IMs,
   including the DMTF, the ITU-T SG 4, 3GPP SA5, the TeleManagement
   Forum, and the ATM Forum.  An important advantage of UML class
   diagrams is that they represent objects and the relationships between
   them in a standard graphical way.  Because of this graphical
   representation, designers and operators may find it easier to
   understand the underlying management model.  Although there are other
   techniques to graphically represent objects and relationships (e.g.,
   Entity-Relationship (ER) diagrams), UML presents the advantage of
   being widely adopted in the industry and taught in universities.
   Also, many tools for editing UML diagrams are now available.  UML is
   standardized by the Object Management Group (OMG) [5].

   In general, it seems advisable to use object-oriented techniques to
   describe an IM.  In particular, the notions of abstraction and
   encapsulation, as well as the possibility that object definitions
   include methods, are considered to be important.

4. Data Models

   Compared to IMs, DMs define managed objects at a lower level of
   abstraction.  They include implementation- and protocol-specific
   details, e.g. rules that explain how to map managed objects onto
   lower-level protocol constructs.

   Most of the management models standardized to date are DMs.  Examples
   include:

   o  Management Information Base (MIB) modules defined within the IETF.
      The language (syntax) used to define these DMs is called the
      "Structure of Management Information" (SMI) [1] and is derived
      from ASN.1 [6].







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   o  Policy Information Base (PIB) modules, developed within the IETF.
      Their syntax is defined by the "Structure of Policy Provisioning
      Information" (SPPI) [2], which is close to SMI and is also derived
      from ASN.1 [6].

   o  Management Information Base (MIB) modules, originally defined by
      the ISO and currently maintained and enhanced by the ITU-T.  The
      syntax of these DMs is specified in the "Guidelines for the
      Definition of Managed Objects" (GDMO) [7].  GDMO MIB modules make
      use of object-oriented principles.

   o  CIM Schemas, developed within the DMTF.  The DMTF publishes them
      in two forms: graphical and textual.  The graphical forms use UML
      diagrams and are not normative (because not all details can be
      represented graphically).  They can be downloaded from the DMTF
      Web site in PDF and Visio formats.  (Visio is a tool to draw UML
      class diagrams.)  The textual forms are normative and written in a
      language called the "Managed Object Format" (MOF) [3].  CIM
      Schemas are object-oriented.

   Because CIM Schemas support a graphical notation whereas IETF MIB
   modules do not, designers and operators may find it easier to
   understand CIM Schemas than IETF MIB modules.  One could therefore
   argue that CIM Schemas are closer to IMs than IETF MIB modules.

   The Figure below summarizes these examples.  The languages that are
   used to define the DMs are shown between brackets.

                       IM                              --> IM
                        |
     +----------+-------+-------+--------------+
     |          |               |              |
    MIB        PIB          CIM schema      OSI-MIB    --> DM
   (SMI)      (SPPI)          (MOF)          (GDMO)

   To illustrate what details are included in a DM, let us consider the
   example of IETF MIB modules.  As opposed to IMs, IETF MIB modules
   include details such as OID assignments and indexing structures.  The
   relationships defined in the IM are implemented as OID pointers or
   realized through indexing relationships specified in INDEX clauses.
   Many other implementation-specific details are included, such as MAX-
   ACCESS and STATUS clauses and conformance statements.

   A special kind of DM language is the SMIng language defined by the
   NMRG.  This language was designed at a higher conceptual level than
   SMIv1/SMIv2 and SPPI.  In fact, one of the intentions behind SMIng
   was to stop the proliferation of different DM languages within the
   IETF and to harmonize the various models.  As a result, MIB and PIB



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   modules defined in SMIng can be mapped on different underlying
   protocols.  There is a mapping on SNMP and another mapping on COPS-
   PR.  SMIng is therefore more protocol neutral than other IETF
   approaches.  It also supports some object-oriented principles and
   provides extension mechanisms that allow the addition of new features
   (e.g., the support for methods).  New features can then be used when
   they are supported by the underlying protocols, without breaking
   SMIng implementations.  Still, SMIng should be considered a DM.  For
   instance, to express relationships between managed objects,
   techniques such as UML and ER diagrams still give better results
   because these diagrams are easier to understand.

   Note that the IETF SMING Working Group took a different approach and
   decided not to use the SMIng language defined by the NMRG.  Instead,
   the SMING Working Group is developing a third version of SMI (SMIv3)
   that is primarily targeted towards SNMP, and which incorporates only
   some of the ideas developed within the NMRG.

5. Security Considerations

   The meaning of the terms Information Model and Data Model has no
   direct security impact on the Internet.

6. Acknowledgments

   The authors would like to thank everyone who participated in the 8th
   NMRG workshop (in alphabetic order): Szabolcs Boros, Marcus Brunner,
   David Durham, Dave Harrington, Jean-Philippe Martin-Flatin, George
   Pavlou, Robert Parhonyi, David Perkins, David Sidor, Andrea
   Westerinen and Bert Wijnen.

7. Normative References

   [1]  McCloghrie, K., Perkins, D. and J. Schoenwaelder, "Structure of
        Management Information Version 2 (SMIv2)", STD 58, RFC 2578,
        April 1999.

   [2]  McCloghrie, K., Fine, M., Seligson, J., Chan, K., Hahn, S.,
        Sahita, R., Smith, A. and F. Reichmeyer, "Structure of Policy
        Provisioning Information (SPPI)", RFC 3159, August 2001.

   [3]  Distributed Management Task Force, "Common Information Model
        (CIM) Specification Version 2.2", DSP 0004, June 1999.

   [4]  Bradner, S., "The Internet Standards Process -- Revision 3", BCP
        9, RFC 2026, October 1996.





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   [5]  Object Management Group, "Unified Modeling Language (UML),
        Version 1.4", formal/2001-09-67, September 2001.

   [6]  International Organization for Standardization, "Information
        processing systems - Open Systems Interconnection -
        Specification of Abstract  Syntax Notation One (ASN.1)",
        International Standard 8824, December 1987.

   [7]  International Telecommunication Union, "Information technology -
        Open Systems Interconnection  - Structure of Management
        Information:  Guidelines for the Definition of Managed Objects",
        Recommendation X.722, 1992.

8. Informative References

   [8]  Westerinen, A., Schnizlein, J., Strassner, J., Scherling, M.,
        Quinn, B., Herzog, S., Huynh, A., Carlson, M., Perry, J. and S.
        Waldbusser, "Terminology for Policy-Based Management", RFC 3198,
        November 2001.

   [9]  Bernet, Y., Blake, S., Grossman, D. and A. Smith, "An Informal
        Management Model for Diffserv Routers", RFC 3290, May 2002.

   [10] McCloghrie, K. and F. Kastenholz, "The Interfaces Group MIB",
        RFC 2863, June 2000.

9. Authors' Addresses

   Aiko Pras
   University of Twente
   PO Box 217
   7500 AE Enschede
   The Netherlands

   Phone: +31 53 4893778
   EMail: pras@ctit.utwente.nl


   Juergen Schoenwaelder
   University of Osnabrueck
   Albrechtstr. 28
   49069 Osnabrueck
   Germany

   Phone: +49 541 969-2483
   EMail: schoenw@informatik.uni-osnabrueck.de





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10.  Full Copyright Statement

   Copyright (C) The Internet Society (2003).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
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   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing
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   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
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   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
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   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.



















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