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Versions: (draft-chakrabarti-nordmark-energy-aware-nd) 00 01 02 03 04 05 06 07

INTAREA WG                                                S. Chakrabarti
Internet-Draft                                                  Ericsson
Updates: 4861 (if approved)                                  E. Nordmark
Intended status: Standards Track                           Cisco Systems
Expires: May 25, 2013                                       M. Wasserman
                                                       Painless Security
                                                       November 21, 2012

         Efficiency aware IPv6 Neighbor Discovery Optimizations


   IPv6 Neighbor Discovery (RFC 4861) protocol has been designed for
   neighbor's address resolution, unreachability detection, address
   autoconfiguration, router advertisement and solicitation.  With the
   progress of Internet adoption on various industries including home,
   wireless, m2m and Cellular(LTE) networks, there is a desire for
   optimizing the legacy IPv6 Neighbor Discovery protocol.  This
   document describes a method of optimization by reducing multicast
   messages and introducing an IPv6 address Registration mechanism.
   Efficient IPv6 Neighbor Discovery protocol is useful for energy-
   efficient IPv6 networks and as well as Data Center and Home Networks.
   The solution is capable of handling existing legacy IPv6 nodes in the

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on May 25, 2013.

Copyright Notice

   Copyright (c) 2012 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

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   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4
   2.  Definition Of Terms  . . . . . . . . . . . . . . . . . . . . .  5
   3.  Assumptions for efficiency-aware Neighbor Discovery  . . . . .  7
   4.  The set of Requirements for efficiency and optimization  . . .  7
   5.  Basic Operations . . . . . . . . . . . . . . . . . . . . . . .  7
   6.  Applicability Statement  . . . . . . . . . . . . . . . . . . .  8
   7.  New Neighbor Discovery Options and Messages  . . . . . . . . .  9
     7.1.  Address Registration Option  . . . . . . . . . . . . . . .  9
     7.2.  Refresh and De-registration  . . . . . . . . . . . . . . . 10
     7.3.  A New Router Advertisement Flag  . . . . . . . . . . . . . 11
   8.  Efficiency-aware Neighbor Discovery Messages . . . . . . . . . 11
   9.  Efficiency-aware Host Behavior . . . . . . . . . . . . . . . . 13
   10. The Energy Aware Default Router (NEAR) Behavior  . . . . . . . 13
     10.1. Router Configuration Modes . . . . . . . . . . . . . . . . 14
   11. NCE Management in efficiency-aware Routers . . . . . . . . . . 15
     11.1. Handling ND DOS Attack . . . . . . . . . . . . . . . . . . 16
   12. Mixed-Mode Operations  . . . . . . . . . . . . . . . . . . . . 17
   13. Bootstrapping  . . . . . . . . . . . . . . . . . . . . . . . . 18
   14. Handling Sleepy Nodes  . . . . . . . . . . . . . . . . . . . . 19
   15. Duplicate Address Detection  . . . . . . . . . . . . . . . . . 19
   16. Use Case Analysis  . . . . . . . . . . . . . . . . . . . . . . 19
     16.1. Data Center Routers on the link  . . . . . . . . . . . . . 19
     16.2. Edge Routers and Home Networks . . . . . . . . . . . . . . 20
     16.3. M2M Networks . . . . . . . . . . . . . . . . . . . . . . . 20
     16.4. Cellular and Wi-fi Networks  . . . . . . . . . . . . . . . 20
   17. Mobility Considerations  . . . . . . . . . . . . . . . . . . . 20
   18. Other Considerations . . . . . . . . . . . . . . . . . . . . . 21
     18.1. Detecting Network Attachment(DNA)  . . . . . . . . . . . . 21
     18.2. Proxying for Efficiency-Aware hosts  . . . . . . . . . . . 21
     18.3. DHCPv6 Interaction . . . . . . . . . . . . . . . . . . . . 21
   19. Updated Neighbor Discovery Constants . . . . . . . . . . . . . 22
   20. Security Considerations  . . . . . . . . . . . . . . . . . . . 22
   21. IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 22
   22. Changelog  . . . . . . . . . . . . . . . . . . . . . . . . . . 22
   23. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 23
   24. References . . . . . . . . . . . . . . . . . . . . . . . . . . 23
     24.1. Normative References . . . . . . . . . . . . . . . . . . . 23
     24.2. Informative References . . . . . . . . . . . . . . . . . . 24
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 25

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1.  Introduction

   IPv6 ND [ND] is based on multicast signaling messages on the local
   link in order to avoid broadcast messages.  Following power-on and
   initialization of the network in IPv6 Ethernet networks, a node joins
   the solicited-node multicast address on the interface and then
   performs duplicate address detection (DAD) for the acquired link-
   local address by sending a solicited-node multicast message to the
   link.  After that it sends multicast router solicitation (RS)
   messages to the all-router address to solicit router advertisements.
   Once the host receives a valid router advertisement (RA) with the "A"
   flag, it autoconfigures the IPv6 address with the advertised prefix
   in the router advertisement (RA).  Besides this, the IPv6 routers
   usually send router advertisements periodically on the network.  RAs
   are sent to the all-node multicast address.  The minimum RA interval
   range can be 3sec to 600sec depending on applications.  Nodes send
   Neighbor Solicitation (NS) and Neighbor Advertisement (NA) messages
   to resolve the IPv6 address of the destination on the link.  These
   NS/NA messages are also often multicast messages and it is assumed
   that the node is on the same link and relies on the fact that the
   destination node is always powered and generally available.

   The periodic RA messages in IPv6 ND [ND], and NS/NA messages require
   all IPv6 nodes in the link to be in listening mode even when they are
   in idle cycle.  It requires energy for the sleepy nodes which may
   otherwise be sleeping during the idle period.  Non-sleepy nodes also
   save energy if instead of continuous listening, they actually pro-
   actively synchronize their states with one or two entities in the
   network.  With the explosion of Internet-of-things and machine to
   machine communication, more and more devices would be using IPv6
   addresses in the near future.

   IPv6 Neighbor Discovery Optimization for 6LoWPAN [6LOWPAN-ND]
   addresses many of the concerns described above by optimizing the
   Router advertisement, minimizing periodic multicast packets in the
   network and introducing two new options - one for node registration
   and another for prefix dissemination in a network where all nodes in
   the network are uniquely identified by their 64-bit Interface
   Identifier.  EUI-64 identifiers are recommended as unique Interface
   Identifiers, however if the network is isolated from the Internet,
   uniqueness of the identifiers may be obtained by other mechanisms
   such as a random number generator with lowest collision rate.
   Although, the ND optimization [6LOWPAN-ND] applies to 6LoWPAN
   [LOWPAN] network, the concept is mostly applicable to a power-aware
   IPv6 network.  Therefore, this document generalizes the address
   registration and multicast reduction in [6LOWPAN-ND] to all IPv6

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   Thus optimizing the regular IPv6 Neighbor Discovery [ND] to minimize
   total number of related signaling messages without losing generality
   of Neighbor Discovery, autoconfiguration and reliable host-router
   communication, are desirable in any efficient IPv6 networks such as
   Home, Enterprise networks, Data Centers and Operator's Cellular/
   Wireless networks.

   The optimization will be highly effective for links and nodes which
   do not support multicast and as well as for a multicast network
   without MLD snooping switches.  Moreover, in the MLD-snooping
   networks the MLD switches will deal with less number of multicasts.

   The goal of this document is to provide an efficient Neighbor
   Discovery Protocol in classic IPv6 subnets and links.  Research
   indicates that often networked-nodes require more energy than stand-
   alone nodes because a node's energy usage depends on network messages
   it receives and responds.  While reducing energy consumption is
   essential for battery operated nodes in some machines, saving energy
   actually a cost factor in business in general as the explosion of
   more device usage is leading to usage of more servers and network
   infrastructure in all sectors of the society and business.  Thus this
   document introduces the node registration concept discussed in
   6LoWPAN [LOWPAN], without handling the 'multi-level subnets'
   scenarios that are not the typical usecases in classic IPv6 subnets.

   In the process, the node registration method is also deemed to be
   useful for preventing Neighbor Discovery denial of service ( ND DOS)

   The proposed changes can be used in two different ways.  In one case
   all the hosts and routers on a link implement the new mechanisms,
   which gives the maximum benefits.  In another case the link has a
   mixture of new hosts and/or routers and legacy [RFC4861] hosts and
   routers, operating in a mixed-mode providing some of the benefits.

   In the following sections the document describes the basic operations
   of registration methods, optimization of Neighbor Discovery messages,
   interoperability with legacy IPv6 implementations and provides a
   section on use-case scenarios where it can be typically applicable.

2.  Definition Of Terms

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   document are to be interpreted as described in [RFC2119].

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   multi-level Subnets:
      It is a wireless link determined by one IPv6 off-link prefix in a
      network where in order to reach a destination with same prefix a
      packet may have to travel throguh one more 'intermediate' routers
      which relays the packet to the next 'intermediate' router or the
      host in its own.
   Border Rotuer(BR):
      A border router is typically located at the junction Internet and
      Home Network.  An IPv6 router with one interface connected to IPv6
      subnet and other interface connecting to a non-classic IPv6
      interface such as 6LoWPAN interface.  Border router is usually the
      gateway to the IPv6 network or Internet.
   Efficiency-Aware Network:
      An Efficiency-Aware network is composed of network elements that
      are sensitive to energy usage or number of signalling messages in
      the network.  An efficiency-aware network may also contain links
      that do not support multicast or it does not have MLD snooping
      capabilities and yet the network likes to communicate most
      efficiently with minimum number of signaling messages.  Data
      center networks with virtual machines, cellular IPv6 networks, any
      IPv6 networks with energy-sensitive nodes are examples of
      Efficiency-Aware networks.
   IPv6 ND-efficiency-aware Rotuer(NEAR):
      It is the default Router of the single hop IPv6 subnet.  This
      router implements the optimizations specified in this document.
      This router should be able to handle both legacy IPv6 nodes and
      nodes that sends registration request.
   Efficiency-Aware Host(EAH):
      A host in a IPv6 network is considered a IPv6 node without routing
      and forwarding capability.  The EAH is the host which implements
      the host functionality for optimized Neighbor Discovery mentioned
      in this document.
   Legacy IPv6 Host:
      A host in a IPv6 network is considered a IPv6 node without routing
      and forwarding capability and implements RFC 4861 host functions.
   Legacy IPv6 Router:
      An IPv6 Router which implements RFC 4861 Neighbor Discovery
      It is the IEEE defined 64-bit extended unique identifier formed by
      concatenation of 24-bit or 36-bit company id value by IEEE
      Registration Authority and the extension identifier within that
      company-id assignment.  The extension identifiers are 40-bit (for
      24-bit company-id) or 28-bit (for the 36-bit company-id)

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3.  Assumptions for efficiency-aware Neighbor Discovery

   o  The efficiency-aware nodes in the network carry unique interface
      ID in the network in order to form the auto-configured IPv6
      address uniquely.  An EUI-64 interface ID required for global
   o  All nodes are single IPv6-hop away from their default router in
      the subnet.
   o  /64-bit IPv6 prefix is used for Stateless Auto-address
      configuration (SLAAC).  The IPv6 Prefix may be distributed with
      Router Advertisement (RA) from the default router to all the nodes
      in that link.

4.  The set of Requirements for efficiency and optimization

   o  Node Registration: Node initiated Registration and address
      allocation is done in order to avoid periodic multicast Router
      Advertisement messages and often Neighbor Address resolution can
      be skipped as all packets go via the default router which now
      knows about all the registered nodes.  Node Registration enables
      reduction of all-node and solicited-node multicast messages in the
   o  Address allocation of registered nodes [ND] are performed using
      IPv6 Autoconfiguration [AUTOCONF].
   o  Host initiated Registration and Refresh is done by sending a
      Router Solicitation and then a Neighbor Solicitation Messge using
      Address Registration Option (described below).
   o  The node registration may replace the requirement of doing
      Duplicate Address Detection.
   o  Sleepy hosts are supported by this Neighbor Discovery procedures
      as they are not woken up periodically by Router Advertisement
      multicast messages or Neighbor Solicitation multicast messages.
      Sleepy nodes may wake up in its own schedule and send unicast
      registration refresh messages when needed.
   o  Since this document requires formation of an IPv6 address with an
      unique 64-bit Interface ID(EUI-64) is required for global IPv6
      addresses, if the network is an isolated one and uses ULA [ULA] as
      its IPv6 address then the deployment should make sure that each
      MAC address in that network has unique address and can provide a
      unique 64-bit ID for each node in the network.
   o  /64-bit Prefix is required to form the IPv6 address.
   o  MTU requirement is same as IPv6 network.

5.  Basic Operations

   In the efficient-nd IPv6 Network, the NEAR routers are the default

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   routers for the efficiency-aware hosts (EAH).  During the startup or
   joining the network the host does not wait for the Router
   Advertisements as the NEAR routers do not perform periodic multicast
   RA as per RFC 4861.  Instead, the EAH sends a multicast RS to find
   out a NEAR router in the network.  The RS message is the same as in
   RFC 4861.  The advertising routers in the link responds to the RS
   message with RA with Prefix Information Option and any other options
   configured in the network.  If EAH hosts will look for a RA from a
   NEAR (E-flag) and choose a NEAR as its default router and
   consequently sends a unicast Neighbor Solicitation Message with ARO
   option in order to register itself with the default router.  The EAH
   does not do Duplicate Address Detection or NS Resolution of
   addresses.  NEAR maintains a binding of registered nodes and
   registration life-time information along with the neighbor Cache
   information.  The NEAR is responsible for forwarding all the messages
   from its EAH including on-link messages from one EAH to another.  For
   details of protocol operations please see the sections below.

   When a IPv6 network consists of both legacy hosts and EAH, and if the
   NEAR is configured for 'mixed mode' operation, it should be able to
   handle ARO requests and send periodic RA.  Thus it should be able to
   serve both efficiency-aware hosts and legacy hosts.  Similarly, a
   legacy host compatible EAH falls back to RFC 4861 host behavior if a
   NEAR is not present in the link.  See the section on 'Mixed Mode
   Operations' for details below.

6.  Applicability Statement

   This document aims to guide the implementors to choose an appropriate
   IPv6 neighbor discovery and Address configuration procedures suitable
   for any efficient IPv6 network.  These optimization is equally useful
   for the energy-sensitive, non-multicast links and for classical IPv6
   networks i.e home networks, Data-Center IPv6 overlay networks where
   saving Neighbor Discovery messages will reduce cost and increase
   bandwidth availability.  See use cases towards the end of the

   Note that the specification allows 'Mixed-mode' operation in the
   efficiency-aware nodes for backward compatibility and transitioning
   to a complete efficiency-aware network of hosts and routers.  Though
   the efficiency-aware only nodes will minimize the ND signalling and
   DOS attacks in the LAN.

   Applicability of this solution is limited to the legacy IPv6 nodes
   and subnets and it optimizes the generic IPv6 siganling activities at
   network layer.  However, further optimization at the application
   layers are possible for increased efficiency based on particular

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   usecases and applications.

7.  New Neighbor Discovery Options and Messages

   This section will discuss the registration and de-registration
   procedure of the hosts in the network.

7.1.  Address Registration Option

   The Address Registration Option(ARO) is useful for avoiding Duplicate
   Address Detection messages since it requires a unique ID for
   registration.  The address registration is used for maintaining
   reachability of the node or host by the router.  This option is
   exactly the same as in [6LOWPAN-ND] which is reproduced here for the
   benefits of the readers.

   The routers keep track of host IP addresses that are directly
   reachable and their corresponding link-layer addresses.  This is
   useful for lossy and lowpower networks and as well as wired networks.
   An Address Registration Option (ARO) can be included in unicast
   Neighbor Solicitation (NS) messages sent by hosts.  Thus it can be
   included in the unicast NS messages that a host sends as part of
   Neighbor Unreachability Detection to determine that it can still
   reach a default router.  The ARO is used by the receiving router to
   reliably maintain its Neighbor Cache.  The same option is included in
   corresponding Neighbor Advertisement (NA) messages with a Status
   field indicating the success or failure of the registration.  This
   option is always host initiated.

   The ARO is required for reliability and power saving.  The lifetime
   field provides flexibility to the host to register an address which
   should be usable (the reachability information may be propagated to
   the routing protocols) during its intended sleep schedule of nodes
   that switches to frequent sleep mode.

   The sender of the NS also includes the EUI-64 of the interface it is
   registering an address from.  This is used as a unique ID for the
   detection of duplicate addresses.  It is used to tell the difference
   between the same node re-registering its address and a different node
   (with a different EUI-64) registering an address that is already in
   use by someone else.  The EUI-64 is also used to deliver an NA
   carrying an error Status code to the EUI-64 based link-local IPv6
   address of the host.

   When the ARO is used by hosts an SLLA option MUST be included and the
   address that is to be registered MUST be the IPv6 source address of
   the Neighbor Solicitation message.

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   0                   1                   2                   3
   0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   |     Type      |   Length = 2  |    Status     |   Reserved    |
   |           Reserved            |     Registration Lifetime     |
   |                                                               |
   +               EUI-64 or equivalent                            +
   |                                                               |

   Type:          33 ( See [6LOWPAN-ND] )
   Length:        8-bit unsigned integer.  The length of the option in
                  units of 8 bytes.  Always 2.
   Status:        8-bit unsigned integer.  Indicates the status of a
                  registration in the NA response.  MUST be set to 0 in
                  NS messages.  See below.
   Reserved:      This field is unused.  It MUST be initialized to zero
                  by the sender and MUST be ignored by the receiver.
   Registration Lifetime:  16-bit unsigned integer.  The amount of time
                  in a unit of 60 seconds that the router should retain
                  the Neighbor Cache entry for the sender of the NS that
                  includes this option.
   EUI-64:        64 bits.  This field is used to uniquely identify the
                  interface of the registered address by including the
                  EUI-64 identifier assigned to it unmodified.

   The Status values used in Neighbor Advertisements are:

          | Status |                 Description                |
          |    0   |                   Success                  |
          |    1   |              Duplicate Address             |
          |    2   |             Neighbor Cache Full            |
          |  3-255 | Allocated using Standards Action [RFC2434] |

                                  Table 1

7.2.  Refresh and De-registration

   A host SHOULD send a Registration messge in order to renew its
   registration before its registration lifetime expires in order to
   continue its connectivity with the network.  If anytime, the node

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   decides that it does not need the default router's service anymore,
   it MUST send a de-registration message - i,e, a registration message
   with lifetime being set to zero.  A mobile host SHOULD first de-
   register with the default router before it moves away from the

7.3.  A New Router Advertisement Flag

   A new Router Advertisment flag [RF] is needed in order to distnguish
   a router advertisement from a efficiency-aware default router or a
   legacy IPv6 router.  This flag is ignored by the legacy IPv6 hosts.
   EAH hosts use this flag in oder to discover a NEAR router if it
   receives multiple RA from both legacy and NEAR routers.

             0 1 2 3 4 5 6 7

   The 'E' bit above MUST be 1 when a IPv6 router implements and
   configures the efficiency-aware Router behavior for Neighbor
   Discovery as per this document.  All other cases E bit is 0.

   The legacy IPv6 hosts will ignore the E bit in RA advertisement.  All
   EAH MUST look for E bit in RA in order to determine the efficiency-
   aware support in the default router in the link.

   This document assumes that an implementation will have configuration
   knobs to determine whether it is running in classical IPv6 ND [ND] or
   Optimized Energy Aware ND (this document) mode or both(Mixed mode).

8.  Efficiency-aware Neighbor Discovery Messages

   Router Advertisement(RA):   Periodic RAs SHOULD be avoided.  Only
                           solicited RAs are RECOMMENDED.  An RA MUST
                           contain the Source Link-layer Address option
                           containing Router's link-layer address (this
                           is optional in [ND].  An RA MUST carry Prefix
                           information option with L bit being unset, so
                           that hosts do not multicast any NS messages
                           as part of address resolution.  A new flag
                           (E-flag) is introduced in the RA in order to
                           characterize the efficiency-aware mode
                           support.  Unlike RFC4861 which suggests

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                           multicast Router Advertisements, this
                           specification optimizes the exchange by
                           always unicasting RAs in response to RS.
                           This is possible since the RS always includes
                           a SLLA option, which is used by the router to
                           unicast the RA.
   Router Solicitation(RS):   Upon system startup, the node sends a
                           multicast or link broadcast (when multicast
                           is not supported at the link-layer) RS to
                           find out the available routers in the link.
                           An RS may be sent at other times as described
                           in section 6.3.7 of RFC 4861.  A Router
                           Solicitation MUST carry Source Link-layer
                           Address option.  Since no periodic RAs are
                           allowed in the efficiency-aware IPv6 network,
                           the host may send periodic unicast RS to the
                           routers.  The time-periods for the RS varies
                           on the deployment scenarios and the Default
                           Router Lifetime advertised in the RAs.
   Default Router Selection:   Same as in section 6.3.6 of RFC 4861[ND].
   Neighbor Solicitation (NS):   Neighbor solicitation is used between
                           the hosts and the default-router as part of
                           NUD and registering the host's address(es).
                           An NS message MUST use the Address
                           Registration option in order to accomplish
                           the registration.
   Neighbor Advertisement (NA):   As defined in [ND] and ARO option.
   Redirect Messages:      A router SHOULD NOT send a Redirect message
                           to a host since the link has non-transitive
                           reachability.  The host behavior is same as
                           described in section 8.3 of RFC 4861[ND],
                           i,e. a host MUST NOT send or accept redirect
                           messages when in efficiency-aware mode.
                           Same as in RFC 4861[ND]
   MTU option:             As per the RFC 4861.
   Address Resolution:     No NS/NA are sent as the prefixes are treated
                           as off-link.  Thus no address resolution is
                           performed at the hosts.  The routers keep
                           track of Neighbor Solicitations with Address
                           Registration options(ARO) and create an
                           extended neighbor cache of reachable
                           addresses.  The router also knows the nexthop
                           link-local address and corresponding link-
                           layer address when it wants to route a

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   Neighbor Unreachability Detection(NUD):   NUD is performed in
                           "forward-progress" fashion as described in
                           section 7.3.1 of RFC 4861[ND].  However, if
                           Address Registration Option is used, the NUD
                           SHOULD be combined with the Re-registration
                           of the node.  This way no extra message for
                           NUD is required.

9.  Efficiency-aware Host Behavior

   A host sends Router Solicitation at the system startup and also when
   it suspects that one of its default routers have become
   unreachable(after NUD fails).  The EAH MUST process the E-bit in RA
   as described in this document.  The EAH MUST use ARO option to
   register with the neighboring NEAR router.

   A host SHOULD be able to autoconfigure its IPv6 addresses using the
   IPv6 prefix obtained from Router Advertisement.  The host SHOULD form
   its link-local address from the EUI-64 as specified by IEEE
   Registration Authority and RFC 2373.  If this draft feature is
   implemented and configured, the host MUST NOT re-direct Neighbor
   Discovery messages.  The host does not require to join solicited-node
   multicast address but it MUST join the all-node multicast address.

   A host always sends packets to (one of) its default router(s).  This
   is accomplished by the routers never setting the 'L' flag in the
   Prefix options.

   The host is unable to forward routes or participate in a routing
   protocol.  A legacy IPv6 Host compliant EAH SHOULD be able to fall
   back to RFC 4861 host behavior if there is no efficiency-aware router
   (NEAR) in the link.

   The efficiency-aware host MUST NOT send or accept re-direct messages.
   It does not join solicited node multicast address.

10.  The Energy Aware Default Router (NEAR) Behavior

   The main purpose of the default router in the context of this
   document is to receive and process the registration request, forward
   packets from one neighbor to the other, informs the routing protocol
   about the un-availability of the registered nodes if the routing
   protocol requires this information for the purpose of mobility or
   fast convergence.  A default router (NEAR) behavior may be observed
   in one or more interfaces of a Border Router(BR).

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   A Border Router normally may have multiple interfaces and connects
   the nodes in a link like a regular IPv6 subnet(s) or acts as a
   gateway between separate networks such as Internet and home networks
   .  The Border Router is responsible for distributing one or more /64
   prefixes to the nodes to identify a packet belonging to the
   particular network.  One or more of the interfaces of the Border
   Router may be connected with the efficiency-aware hosts or a
   efficiency-aware router(NEAR).

   The efficiency-aware default router MUST not send periodic RA unless
   it is configured to support both legacy IPv6 and efficiency-aware
   hosts.  If the Router is configured for efficiency-aware hosts
   support, it MUST send Router Advertisments with E-bit flag ON and
   MUST NOT set 'L' bit in the advertisements.

   The router SHOULD NOT garbage collect Registered Neighbor Cache
   entries since they need to retain them until the Registration
   Lifetime expires.  If a NEAR receives a NS message from the same host
   one with ARO and another without ARO then the NS message with ARO
   gets the precedence and the NS without ARO is ignored.  This behavior
   protects the router from Denial Of Service attacks.  Similarly, if
   Neighbor Unreachability Detection on the router determines that the
   host is UNREACHABLE (based on the logic in [ND]), the Neighbor Cache
   entry SHOULD NOT be deleted but be retained until the Registration
   Lifetime expires.  If an ARO arrives for an NCE that is in
   UNCREACHABLE state, that NCE should be marked as STALE.

   A default router keeps a cache for all the nodes' IP addresses,
   created from the Address Registration processing.

10.1.  Router Configuration Modes

   An efficiency-aware Router(NEAR) MUST be able to configure in
   efficiency-aware-only mode where it will expect all hosts register
   with the router following RS; thus will not support legacy hosts.
   However, it will create legacy NCE for NS messages for other routers
   in the network.  This mode is able to prevent ND flooding on the

   An efficiency-aware Router(NEAR) SHOULD be able to have configuration
   knob to configure itself in Mixed-Mode where it will support both
   efficiency-aware hosts and legacy hosts.  However even in mixed-mode
   the router should check for duplicate entries in the NCE before
   creating a new ones and it should rate-limit creating new NCE based
   on requests from the same host MAC address.

   The RECOMMENDED default mode of operation for the efficiency-aware
   router is Mixed-mode.

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11.  NCE Management in efficiency-aware Routers

   The use of explicit registrations with lifetimes plus the desire to
   not multicast Neighbor Solicitation messages for hosts imply that we
   manage the Neighbor Cache entries slightly differently than in [ND].
   This results in two different types of NCEs and the types specify how
   those entries can be removed:

   Legacy:               Entries that are subject to the normal rules in
                         [ND] that allow for garbage collection when low
                         on memory.  Legacy entries are created only
                         when there is no duplicate NCE.  In mixed-mode
                         and efficiency-aware mode the legacy entries
                         are converted to the registered entries upon
                         successful processing of ARO.  Legacy type can
                         be considered as union of garbage-collectible
                         and Tentative Type NCEs described in
   Registered:           Entries that have an explicit registered
                         lifetime and are kept until this lifetime
                         expires or they are explicitly unregistered.

   Note that the type of the NCE is orthogonal to the states specified
   in [ND].

   When a host interacts with a router by sending Router Solicitations
   that does not match with the existing NCE entry of any type, a Legacy
   NCE is first created.  Once a node successfully registers with a
   Router the result is a Registered NCE.  As Routers send RAs to legacy
   hosts, or receive multicast NS messages from other Routers the result
   is Legacy NCEs.  There can only be one kind of NCE for an IP address
   at a time.

   A Router Solicitation might be received from a host that has not yet
   registered its address with the router or from a legacy[ND] host in
   the Mixed-mode of operation.

   In the 'Efficiency-aware' only mode the router MUST NOT modify an
   existing Neighbor Cache entry based on the SLLA option from the
   Router Solicitation.  Thus, a router SHOULD create a tentative Legacy
   Neighbor Cache entry based on SLLA option when there is no match with
   the existing NCE.  Such a legacy Neighbor Cache entry SHOULD be timed
   out in TENTATIVE_LEGACY_NCE_LIFETIME seconds unless a registration
   converts it into a Registered NCE.

   However, in 'Mixed-mode' operation, the router does not require to
   keep track of TENTATIVE_LEGACY_NCE_LIFETIME as it does not know if
   the RS request is from a legacy host or the efficiency-aware hosts.

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   However, it creates the legacy type of NCE and updates it to a
   registered NCE if the ARO NS request arrives corresponding to the
   legacy NCE.  Successful processing of ARO will complete the NCE
   creation phase.

   If ARO did not result in a duplicate address being detected, and the
   registration life-time is non-zero, the router creates and updates
   the registered NCE for the IPv6 address. if the Neighbor Cache is
   full and new entries need to be created, then the router SHOULD
   respond with a NA with status field set to 2.  For successful
   creation of NCE, the router SHOULD include a copy of ARO and send NA
   to the requestor with the status field 0.  A TLLA(Target Link Layer)
   Option is not required with this NA.

   Typically for efficiency-aware routers (NEAR), the registration life-
   time and EUI-64 are recorded in the Neighbor Cache Entry along with
   the existing information described in [ND].  The registered NCE are
   meant to be ready and reachable for communication and no address
   resolution is required in the link.  The efficiency-aware hosts will
   renew their registration to keep maintain the state of reachability
   of the NCE at the router.  However the router may do NUD to the idle
   or unreachable hosts as per [ND].

11.1.  Handling ND DOS Attack

   IETF community has discussed possible issues with /64 DOS attacks on
   the ND networks when a attacker host can send thousands of packets to
   the router with a on-link destination address or sending RS messages
   to initiate a Neighbor Solicitation from the neighboring router which
   will create a number of INCOMPLETE NCE entries for non-existent nodes
   in the network resulting in table overflow and denial of service of
   the existing communications.

   The efficiency-aware behavior documented in this specification avoids
   the ND DOS attacks by:

   o  Having the hosts register with the default router
   o  Having the hosts send their packets via the default router
   o  Not resolving addresses for the Routing Solicitor by mandating
      SLLA option along with RS
   o  Checking for duplicates in NCE before the registration
   o  Checking against the MAC-address and EUI-64 id is possible now for
      NCE matches
   o  On-link IPv6-destinations on a particular link must be registered
      else these packets are not resolved and extra NCEs are not created

   It is recomended that Mixed-mode operation and legacy hosts SHOULD
   NOT be used in the IPv6 link in order to avoid the ND DOS attacks.

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   For the general case of Mixed-mode the router does not create
   INCOMPLETE NCEs for the registered hosts, but it follows the [ND]
   steps of NCE states for legacy hosts.

12.  Mixed-Mode Operations

   Mixed-Mode operation discusses the protocol behavior where the IPv6
   subnet is composed with legacy IPv6 Neighbor Discovery compliant
   nodes and efficiency-aware IPv6 nodes implementing this

   The mixed-mode model SHOULD support the following configurations in
   the IPv6 link:
   o  The legacy IPv6 hosts and efficiency-aware-hosts in the network
      and a NEAR router
   o  legacy IPv6 default-router and efficiency-aware hosts(EAH) in the
   o  one router is in mixed mode and the link contains both legacy IPv6
      hosts and EAH
   o  A link contains both efficiency-aware IPv6 router and hosts and
      legacy IPv6 routers and hosts and each host should be able to
      communicate with each other.

   In mixed-mode operation, a NEAR MUST be configured for mixed-mode in
   order to support the legacy IPv6 hosts in the network.  In mixed-
   mode, the NEAR MUST act as proxy for Neighbor Solicitation for DAD
   and Address Resolution on behalf of its registered hosts on that
   link.  It should follow the NCE management for the EAH as described
   in this document and follow RFC 4861 NCE management for the legacy
   IPv6 hosts.  Both in mixed-mode and efficiency-aware mode, the NEAR
   sets E-bit flag in the RA and does not set 'L' on-link bit.

   If a NEAR receives NS message from the same host one with ARO and
   another without ARO then the NS message with ARO gets the precedence.

   An efficiency-aware Host implementation SHOULD support falling back
   to legacy IPv6 node behavior when no efficiency-aware routers are
   available in the network during the startup.  If the EAH was
   operational in efficiency-aware mode and it determines that the NEAR
   is no longer available, then it should send a RS and find an
   alternate default router in the link.  If no efficiency-aware router
   is indicated from the RA, then the EAH SHOULD fall back into RFC 4861
   behavior.  On the otherhand, in the efficiency-aware mode EAH SHOULD
   ignore multicast Router Advertisements(RA) sent by the legacy and
   Mixed-mode routers in the link.

   The routers that are running on efficiency-aware mode or legacy mode

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   SHOULD NOT dynamically switch the mode without flushing the Neighbor
   Cache Entries.

13.  Bootstrapping

   If the network is a efficiency-aware IPv6 subnet, and the efficiency-
   aware Neighbor Discovery mechansim is used by the hosts and routers
   as described in this document.  At the start, the node uses its link-
   local address to send Router Solicitation and then it sends the Node
   Registration message as described in this document in order to form
   the address.  The Duplicate address detection process should be
   skipped if the network is guaranteed to have unique interface
   identifiers which is used to form an IPv6 address.

      Node                                                  Router

   0.  |[Forms LL IPv6 addr]                                  |

   1.  |       ---------- Router Solicitation -------->       |

       |                     [SLLAO]                          |

   2.  |       <-------- Router Advertisement ---------       |

       |                     [PIO + SLLAO]                    |
       |                                                      |

   3.  |       ----- Address Registration (NS) -------->      |

       |                     [ARO + SLLAO]                    |

   4.  |       <-------- Neighbor Advertisement -------       |

       |                    [ARO with Status code]            |

   5. ====> Address Assignment Complete

    Figure 1: Neighbor Discovery Address Registration and bootstrapping

   In the mixed mode operation, it is expected that logically there will
   be at least one legacy IPv6 router and another NEAR router present in
   the link.  The legacy IPv6 router will follow RFC 4861 behavior and
   NEAR router will follow the efficiency-aware behavior for
   registration, NCE maintenance, forwarding packets from a EAH and it
   will also act as a ND proxy for the legacy IPv6 hosts querying to

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   resolve a EAH node.

   A legacy IPv6 host and EAH are not expected to see a difference in
   their bootstrapping if both legacy and efficiency-aware
   functionalities of rotuers are available in the network.  It is
   RECOMMEDED that the EAH implementation SHOULD be able to behave like
   a legacy IPv6 host if it discovers that no efficiency-aware routing
   support is present in the link.

14.  Handling Sleepy Nodes

   The solution allows the sleepy nodes to complete its sleep schedule
   without waking up due to periodic Router Advertisement messages or
   due to Multicast Neighbor Solicitation for address resolution.  The
   node registration lifetime SHOULD be synchronized with its sleep
   interval period in order to avoid waking up in the middle of sleep
   for registration refresh.  Depending on the application, the
   registration lifetime SHOULD be equal to or integral multiple of a
   node's sleep interval period.

15.  Duplicate Address Detection

   In efficiency-aware mode, there is no need for Duplicate Address
   Detection(DAD) assuming that the deployment ensures unique 64bit
   identification availability for each registered host.  In the event
   of collision of EUI64 field of ARO by two registration requests, the
   later request is denied if the first one is a valid request.  The
   denied EAH node SHOULD pick another alternative IPv6 address to
   register to prevent further registration denial.  The method of
   assignment of alternate IPv6 address is out of scope of this

16.  Use Case Analysis

   This section provides applicability scenarios where the efficiency-
   aware Neighbor Discovery will be most beneficial.

16.1.  Data Center Routers on the link

   Efficiency-aware Routers and hosts are useful in IPv6 networks in the
   Data Center as they produce less signaling and also provides ways to
   minimize the ND flood of messages.  Moreover, this mechanism will
   work with data-center nodes which are deliberately in sleep mode for
   saving energy.

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   This solution will work well in Data Center Virtual network and VM
   scenarios where number of VLANs are very high and ND signalings are
   undesirably high due the multicast messaging and periodic Router
   Advertisments and Neighbor Unreachability detections.

16.2.  Edge Routers and Home Networks

   An Edge Router in the network will also benefit implementing the
   efficiency-aware Neighbor Discovery behavior in order to save the
   signaling and keeping track of the registered nodes in its domain.  A
   BNG sits at the operator's edge network and often the BNG has to
   handle a large number of home CPEs.  If a BNG runs Neighbor Discovery
   protocol and acts as the default router for the CPE at home, this
   solution will be helpful for reducing the control messages and
   improving network performances.

   The same solution can be run on CPE or Home Residential Gateways to
   assign IPv6 addresses to the wired and wireless home devices without
   the problem of ND flooding issues and consuming less power.  It
   provides mechanism for the sleepy nodes to adjust their registration
   lifetime according to their sleep schedules.

16.3.  M2M Networks

   Any Machine-to-machine(M2M) networks such as IPv6 surveilance
   networks, wireless monitoring networks and other m2m networks desire
   for efficiency-aware control protocols and dynamic address
   allocation.  The in-built address allocation and autoconfiguration
   mechanism in IPv6 along with the default router capability will be
   useful for the simple small-scale networks without having the burden
   of DHCPv6 service and Routing Protocols.

16.4.  Cellular and Wi-fi Networks

   The cellular and Wi-fi IPv6 devices can act as efficiency-aware hosts
   and register with their nearest default router.  This will reduce
   number of signalings and the registration method(ARO) will provide
   operators a mechanism for tracking the nodes in the default router.

17.  Mobility Considerations

   If the hosts move from one subnet to another, they MUST first de-
   register and then register themselves in the new subnet or network.
   If a node moves away without de-registration and returns to the
   network before the registration lifetime expires, its registration is
   still considered valid.  For run-away nodes the registration expires
   after the lifetime expiry or due to unreachablity whichever comes

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   first.  Otherwise, the regular IPv6 Mobility [IPV6M]behavior applies.

18.  Other Considerations

18.1.  Detecting Network Attachment(DNA)

   IPv6 DNA[DNA] uses unicast ND probes and link-layer indications to
   detect movement of its network attachments.  Upon detecting link-
   layer indication, it sends a all-routers Solicitation message.  When
   the node implements this document along with DNA, it MUST send ARO
   option with its Neighbor Solicitation unicast message if the
   candidate router advertisement indicates that the router is a NEAR
   router.  If the candiate router is a legacy router then and it is the
   only choice then the EAH host adapt to the legacy behavior.  However
   if EAH node implements DNA host capability as well, then it SHOULD
   give preference to the NEAR routers in its candidate list of routers.

   Thus the ND optimization solution will work seamlessly with DNA
   implementations and no change is required in DNA solution because of
   Neighbor Discovery updates.  It is a deployment and configuration
   consideration as to run the network in mixed mode or efficient-mode.

18.2.  Proxying for Efficiency-Aware hosts

   The efficient-ND SHOULD continue to support the legacy IPv6 Neighbor
   Solicitation requests in the mixed mode.  The NEAR router SHOULD act
   as the ND proxy on behalf of EAH hosts for the legacy nodes' NS
   requests for EAH.

18.3.  DHCPv6 Interaction

   Co-existence with DHCP: For classical IPv6, if DHCPv6 or central
   address allocation mechanism is used, then Neighbor Discovery
   autoconfiguration is not used for global address allocation.
   However, link-local duplicate address detection, Neighbor
   solicitation, Neighbor unreachability detection are still used.  Upon
   assignment of the IPv6-address from DHCPv6, a EAH node SHOULD then
   register the IP-address with the default router for avoiding
   Duplicate address detection and Address Resolution.  For Legacy
   DHCPv6 nodes there is no change in behavior.  NOTE: DHCPv6 Server
   MUST be notified by NEAR for its efficiency-aware service interfaces.
   DHCPv6 server then SHOULD inform the DHCP requestor node about the
   default-rotuer capability during the address assignment period.

   Although the solution described in this document prevents unnecesary
   multicast messages in the IPv6 ND procedure, it does not affect
   normal IPv6 multicast packets and ability of nodes to join and leave

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   the multicast group or forwarding multicast traffic or responding to
   multicast queries.

19.  Updated Neighbor Discovery Constants

   This section discusses the updated default values of ND constants
   based on [ND] section 10.  New and changed constants are listed only
   for efficiency-aware-nd implementation.  These values SHOULD be
   configurable and tunable to fit implementations and deployment.

   Router Constants:
   MAX_RTR_ADVERTISEMENTS(NEW)             3 transmissions
   MIN_DELAY_BETWEEN_RAS(CHANGED)          1 second

   Host Constants:

   Also refer to [ENH-ND] , [IMPAT-ND] and [6LOWPAN-ND] for further
   tuning of ND constants.

20.  Security Considerations

   These optimizations are not known to introduce any new threats
   against Neighbor Discovery beyond what is already documented for IPv6
   [RFC 3756].

   Section 11.2 of [ND] applies to this document as well.

   This mechanism minimizes the possibility of ND /64 DOS attacks in
   efficiency-aware mode.  See Section 11.1.

21.  IANA Considerations

   A new flag (E-bit) in RA has been introduced.  IANA assignment of the
   E-bit flag is required upon approval of this document.

22.  Changelog

   Changes from draft-chakrabarti-nordmark-energy-aware-nd-02:
      o Replaced energy-aware with efficency-aware which covers both
      energy efficiency and other operational efficiency

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      o Added consideration for DNA, ND proxy and clarified that this is
      useful for networks with MLD-snooping switches as well
      o Added use-cases, Support for Mixed-mode operations and a diagram
      for bootstrapping scenario.
      o Clarified its applicability when DHCP is used for address

23.  Acknowledgements

   The primary idea of this document are from 6LoWPAN Neighbor Discovery
   document [6LOWPAN-ND] and the discussions from the 6lowpan working
   group members, chairs Carsten Bormann and Geoff Mulligan and through
   our discussions with Zach Shelby, editor of the [6LOWPAN-ND].

   The inspiration of such a IPv6 generic document came from Margaret
   Wasserman who saw a need for such a document at the IOT workshop at
   Prague IETF.

   The authors acknowledge the ND denial of service issues and key
   causes mentioned in the draft-halpern-6man-nddos-mitigation document
   by Joel Halpern.  Thanks to Joel Halpern for pinpointing the problems
   that are now addressed in the NCE management section.

   The authors like to thank Dave Thaler, Jari Arkko, Ylva Jading,
   Niklas J. Johnsson, Reda Nedjar, Purvi Shah, Jaume Rius Riu, Fredrik
   Garneij for their useful comments on this work.

24.  References

24.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2434]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
              IANA Considerations Section in RFCs", BCP 26, RFC 2434,
              October 1998.

              Shelby, Z., Chakrabarti, S., Nordmark, E., and C. Bormann,
              "ND Optimizations for 6LoWPAN", RFC 6775, November 2012.

   [ND]       Narten, T., Nordmark, E., Simpson, W., and H. Soliman,
              "Neighbor Discovery for IP version 6", RFC 4861,
              September 2007.

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   [LOWPAN]   Montenegro, G. and N. Kushalnagar, "Transmission of IPv6
              Packets over IEEE 802.15.4 networks", RFC 4944,
              September 2007.

   [LOWPANG]  Kushalnagar, N. and G. Montenegro, "6LoWPAN: Overview,
              Assumptions, Problem Statement and Goals", RFC 4919,
              August 2007.

24.2.  Informative References

   [IPV6]     Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6), Specification", RFC 2460, December 1998.

   [DNA]      Krishnan, S. and G. Daley, "Simple Procedures for
              Detecting Network Attachments in IPv6", RFC 6059,
              November 2010.

              Thomson, S., Narten, T., and T. Jinmei, "IPv6 Stateless
              Autoconfiguration", RFC 4862, September 2007.

   [SEND]     Arkko, J., Kempf, J., Zill, B., and P. Nikander, "Secure
              Neighbor Discovery", RFC 3971, March 2005.

              Baccelli, E. and M. Townsley, "IP Addressing Model in
              Adhoc Networks", RFC 5889, September 2010.

              Halpern, J., "IP Addressing Model in Adhoc Networks",
              draft-halpern-6man-nddos-mitigation-00.txt (work in
              progress), October 2011.

   [ENH-ND]   Kumari, W., Gashinsky, I., Jaeggli, J., and K.
              Chittimaneni, "Neighbor Discovery Enhancement for DOS
              mitigation", draft-gashinsky-6man-v6nd-enhance-02 (work in
              progress), October 2012.

              Nordmark, E. and I. Gashinsky, "Neighbor Unreachability
              Detection is too impatient",
              draft-ietf-6man-impatient-nud-05 (work in progress),
              October 2012.

   [IEEE]     IEEE Computer Society, "IEEE Std. 802.15.4-2003",  ,
              October 2003.

   [PD]       Miwakawya, S., "Requirements for Prefix Delegation",

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              RFC 3769, June 2004.

   [RF]       Haberman, B. and B. Hinden, "IPv6 Router Advertisement
              Flags option", RFC 5175, March 2008.

   [ULA]      "Unique Local IPv6 Addresses", RFC 4193.

   [IPV6M]    Johnson, D., Perkins, C., and J. Arkko, "Mobility Support
              in IPv6", RFC 6275, July 2011.

Authors' Addresses

   Samita Chakrabarti
   San Jose, CA

   Email: samita.chakrabarti@ericsson.com

   Erik Nordmark
   Cisco Systems
   San Jose, CA

   Email: nordmark@cisco.com

   Margaret Wasserman
   Painless Security

   Email: mrw@lilacglade.org

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