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Versions: 06 07 08 RFC 2589

ASID Working Group                                            Y. Yaacovi
INTERNET-DRAFT                                                 Microsoft
                                                                 M. Wahl
                                                     Critical Angle Inc.
                                                             T. Genovese
                                                               Microsoft

Expires in six months from                               3 December 1998
Intended Category: Standards Track


                   Lightweight Directory Access Protocol (v3):
                    Extensions for Dynamic Directory Services
                    <draft-ietf-asid-ldapv3-dynamic-08.txt>

1. Status of this Memo

   This document is an Internet-Draft.  Internet-Drafts are working
   documents of the Internet Engineering Task Force (IETF), its areas,
   and its working groups.  Note that other groups may also distribute
   working documents as Internet-Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   To learn the current status of any Internet-Draft, please check the
   "1id-abstracts.txt" listing contained in the Internet-Drafts Shadow
   Directories on ds.internic.net (US East Coast), nic.nordu.net
   (Europe), ftp.isi.edu (US West Coast), or munnari.oz.au (Pacific Rim).

2.  Abstract

   This document defines the requirements for dynamic directory services
   and specifies the format of request and response extended operations
   for supporting client-server interoperation in a dynamic directories
   environment.

   The Lightweight Directory Access Protocol (LDAP) [1] supports
   lightweight access to static directory services, allowing relatively
   fast search and update access.  Static directory services store
   information about people that persists in its accuracy and value over
   a long period of time.

   Dynamic directory services are different in that they store
   information that only persists in its accuracy and value when it is
   being periodically refreshed.  This information is stored as dynamic
   entries in the directory.  A typical use will be a client or a person
   that is either online - in which case it has an entry in the
   directory, or is offline - in which case its entry disappears from the
   directory.  Though the protocol operations and attributes used by
   dynamic directory services are similar to the ones used for static
   directory services, clients that store dynamic information in the
   directory need to periodically refresh this information, in order to
   prevent it from disappearing.  If dynamic entries are not refreshed
   within a given timeout, they will be removed from the directory.  For
   example, this will happen if the client that set them goes offline.

   A flow control mechanism from the server is also described that allows
   a server to inform clients how often they should refresh their
   presence.

3. Requirements

   The protocol extensions must allow accessing dynamic information in a
   directory in a standard LDAP manner, to allow clients to access static
   and dynamic information in the same way.

   By definition, dynamic entries are not persistent and clients may go
   away gracefully or not.  The proposed extensions must offer a way for
   a server to tell if entries are still valid, and to do this in a way
   that is scalable.  There also must be a mechanism for clients to
   reestablish their entry with the server.

   There must be a way for clients to find out, in a standard LDAP
   manner, if servers support the dynamic extensions.

   Finally, to allow clients to broadly use the dynamic extensions, the
   extensions need to be registered as standard LDAP extended operations.

4. Description of Approach

   The Lightweight Directory Access Protocol (LDAP) [1] permits
   additional operation requests and responses to be added to the
   protocol.  This proposal takes advantage of these to support
   directories which contain dynamic information in a manner which is
   fully integrated with LDAP.

   The approach described in this proposal defines dynamic entries in
   order to allow implementing directories with dynamic information.  An
   implementation of dynamic directories, must be able to support dynamic
   directory entries.

4.1. Dynamic Entries and the dynamicObject object class

   A dynamic entry is an object in the directory tree which has a
   time-to-live associated with it.  This time-to-live is set when the
   entry is created.  The time-to-live is automatically decremented, and
   when it expires the dynamic entry disappears.  By invoking the refresh
   extended operation (defined below) to re-set the time-to-live, a
   client can cause the entry to remain present a while longer.

   A dynamic entry is created by including the objectClass value given in
   section 6 in the list of attributes when adding an entry.  This method
   is subject to standard access control restrictions.

   The extended operation covered here, allows a client to refresh a
   dynamic entry by invoking, at intervals, refresh operations containing
   that entry's name.  Dynamic entries will be treated the same as
   non-dynamic entries when processing search, compare, add, delete,
   modify and modifyDN operations.  However if clients stop sending
   refresh operations for an entry, then the server will automatically
   and without notification remove that entry from the directory.  This
   removal will be treated the same as if the entry had been deleted by
   an LDAP protocol operation.

   There is no way to change a static entry into a dynamic one and vice-
   versa.  If the client is using Modify with an objectClass of
   dynamicObject on a static entry, the server must return a service
   error either "objectClassModsProhibited" (if the server does not allow
   objectClass modifications at all) or "objectClassViolation" (if the
   server does allow objectClass modifications in general).

   A dynamic entry may be removed by the client using the delete
   operation.  This operation will be subject to access control
   restrictions.

   A non-dynamic entry cannot be added subordinate to a dynamic entry:
   the server must return an appropriate update or service error if this
   is attempted.

   The support of dynamic attributes of an otherwise static object, are
   outside the scope of this document.

4.2 Dynamic meetings (conferences)

   The way dynamicObject is defined, it has a time-to-live associated
   with it, and that's about it.  Though the most common dynamic object
   is a person object, there is no specific type associated with the
   dynamicObject as defined here.  By the use of the dynamic object's
   attributes, one can make this object represent practically anything.

   Specifically, Meetings (conferences) can be represented by dynamic
   objects.  While full-featured meeting support requires special
   semantics and handling by the server (and is not in the scope of this
   document), the extensions described here, provide basic meetings
   support.  A meeting object can be refreshed by the meeting
   participants, and when it is not, the meeting entry disappears.  The
   one meeting type that is naturally supported by the dynamic extensions
   is creator-owned meeting.

4.2.1 Creator-owned meetings

   Creator-owned meetings are created by a client that sets the
   time-to-live attribute for the entry, and it is this client's
   responsibility to refresh the meeting entry, so that it will not
   disappear.  Others might join the meeting, by modifying the
   appropriate attribute, but they are not allowed to refresh the entry.
   When the client that created the entry goes away, it can delete the
   meeting entry, or it might disappear when its time-to-live expires.
   This is consistent with the common model for dynamicObject as
   described above.

5. Protocol Additions

5.1 Refresh Request

   Refresh is a protocol operation sent by a client to tell the server
   that the client is still alive and the dynamic directory entry is
   still accurate and valuable.  The client sends a Refresh request
   periodically based on the value of the client refresh period (CRP).
   The server can request that the client change this value.  As long as
   the server receives a Refresh request within the timeout period, the
   directory entry is guaranteed to persist on the server.  Client
   implementers should be aware that since the intervening network
   between the client and server is unreliable, a Refresh request packet
   may be delayed or lost while in transit.  If this occurs, the entry
   may disappear, and the client will need to detect this and re-add the
   entry.

   A client may request this operation by transmitting an LDAP PDU
   containing an ExtendedRequest.  An LDAP ExtendedRequest is defined as
   follows:

         ExtendedRequest ::= [APPLICATION 23] SEQUENCE {
                 requestName             [0] LDAPOID,
                 requestValue            [1] OCTET STRING }

   The requestName field must be set to the string
   "1.3.6.1.4.1.1466.101.119.1".

   The requestValue field will contain as a value the DER-encoding of the
   following ASN.1 data type:

        SEQUENCE {
                entryName  [0] LDAPDN,
                requestTtl [1] INTEGER
        }

   The entryName field is the UTF-8 string representation of the name of
   the dynamic entry [3].
   This entry must already exist.

   The requestTtl is a time in seconds (between 1 and 31557600) that the
   client requests that the entry exists in the directory before being
   automatically removed.  Servers are not required to accept this value
   and might return a different TTL value to the client.  Clients must be
   able to use this server-dictated value as their CRP.

5.2 Refresh Response

   If a server implements this extension, then when the request is made
   it will return an LDAP PDU containing an ExtendedResponse.  An LDAP
   ExtendedResponse is defined as follows:

        ExtendedResponse ::= [APPLICATION 24] SEQUENCE {
                responseName            [0] LDAPOID OPTIONAL,
                response                [1] OCTET STRING OPTIONAL,
                standardResponse        [2] LDAPResult }

   The responseName field contains the same string as that present in the
   request.

   The response field will contain as a value the DER-encoding of the
   following ASN.1 data type:

        SEQUENCE {
                responseTtl [1] INTEGER
        }

   The responseTtl field is the time in seconds which the server chooses
   to have as the time-to-live field for that entry.  It must not be any
   smaller than that which the client requested, and it may be larger.
   However, to allow servers to maintain a relatively accurate directory,
   and to prevent clients from abusing the dynamic extensions, servers
   are permitted to shorten a client-requested time-to-live value, down
   to a minimum of 86400 seconds (one day).

   If the operation was successful, the errorCode field in the
   standardResponse part of an ExtendedResponse will be set to success.

   In case of an error, the responseTtl field will have the value 0, and
   the errorCode field will contain an appropriate value, as follows: If
   the entry named by entryName could not be located, the errorCode field
   will contain "noSuchObject".  If the entry is not dynamic, the
   errorCode field will contain "objectClassViolation".  If the requester
   does not have permission to refresh the entry, the errorCode field
   will contain "insufficientAccessRights".  If the requestTtl field is
   too large, the errorCode field will contain "sizeLimitExceeded".

   If a server does not implement this extension, it will return an LDAP
   PDU containing an ExtendedResponse, which contains only the
   standardResponse element (the responseName and response elements will
   be absent).  The LDAPResult element will indicate the protocolError
   result code.

   This request is permitted to be invoked when LDAP is carried by a
   connectionless transport.

   When using a connection-oriented transport, there is no requirement
   that this operation be on the same particular connection as any other.
   A client may open multiple connections, or close and then reopen a
   connection.

5.3 X.500/DAP Modify(97)

   X.500/DAP servers can map the Refresh request and response operations
   into the X.500/DAP Modify(97) operation.

6. Schema Additions

   All dynamic entries must have the dynamicObject value in their
   objectClass attribute.  This object class is defined as follows (using
   the ObjectClassDescription notation of [2]):

   ( 1.3.6.1.4.1.1466.101.119.2 NAME 'dynamicObject'
     DESC 'This class, if present in an entry, indicates that this entry
           has a limited lifetime and may disappear automatically when
           its time-to-live has reached 0.  There are no mandatory
           attributes of this class, however if the client has not
           supplied a value for the entryTtl attribute, the server will
           provide one.'
     SUP top AUXILIARY )


   Furthermore, the dynamic entry must have the following operational
   attribute.  It is described using the AttributeTypeDescription
   notation of [2]:

   ( 1.3.6.1.4.1.1466.101.119.3 NAME 'entryTtl'
     DESC 'This operational attribute is maintained by the server and
           appears to be present in every dynamic entry.  The attribute
           is not present when the entry does not contain the dynamicObject
           object class. The value of this attribute is the time in seconds
           that the entry will continue to exist before disappearing from
           the directory.  In the absence of intervening refresh
           operations, the values returned by reading the attribute in
           two successive searches are guaranteed to be nonincreasing.
           The smallest permissible value is 0, indicating that the entry
           may disappear without warning.  The attribute is marked
           NO-USER-MODIFICATION since it may only be changed using the
           refresh operation.'
     SYNTAX 'Integer' SINGLE-VALUE NO-USER-MODIFICATION USAGE dSAOperation )

   To allow servers to support dynamic entries in only a part of the
   DIT, the following operational attribute is defined.   It is described
   using the AttributeTypeDescription notation of [2]:

   ( 1.3.6.1.4.1.1466.101.119.4 NAME 'dynamicSubtrees'
     DESC 'This operational attribute is maintained by the server and
           is present in the Root DSE, if the server supports the dynamic
           extensions described in this draft. The attribute contains a
           list of all the subtrees in this directory for which the
           server supports the dynamic extensions.'
     SYNTAX 'DN' NO-USER-MODIFICATION USAGE dSAOperation )

7. Client and Server Requirements

7.1 Client Requirements

   Clients can find out if a server supports the dynamic extensions by
   checking the supportedExtension field in the root DSE, to see if the
   OBJECT IDENTIFIER described in section 5 is present. Since servers
   may select to support the dynamic extensions in only some of the
   subtrees of the DIT, clients must check the dynamicSubtrees
   operational attribute in the root DSE to find out if the dynamic
   extensions are supported on a specific subtree.

   Once a dynamic entry has been created, clients are responsible for
   invoking the refresh extended operation, in order to keep that entry
   present in the directory.

   Clients must not expect that a dynamic entry will be present in the
   DIT after it has timed out, however it must not require that the
   server remove the entry immediately (some servers may only process
   timing out entries at intervals).  If the client wishes to ensure the
   entry does not exist it should issue a RemoveRequest for that entry.

   Initially, a client needs to know how often it should send refresh
   requests to the server.  This value is defined as the CRP (Client
   Refresh Period) and is set by the server based on the entryTtl.  Since
   the LDAP AddRequest operation is left unchanged and is not modified in
   this proposal to return this value, a client must issue a Refresh
   extended operation immediately after an Add that created a dynamic
   entry.  The Refresh Response will return the CRP (in responseTtl)
   to the client.

   Clients must not issue the refresh request for dynamic entries which
   they have not created.  If an anonymous client attempts to do so,
   a server is permitted to return insufficientAccessRights (50) in the
   RefreshResponse, enforcing the client to bind first. Please note
   that servers which allow anonymous clients to create and refresh
   dynamic entries will not be able to enforce the above.

   Clients should always be ready to handle the case in which their entry
   timed out.  In such a case, the Refresh operation will fail with an
   error code such as noSuchObject, and the client is expected to
   re-create its entry.

   Clients should be prepared to experience refresh operations failing
   with protocolError, even though the add and any previous refresh
   requests succeeded.  This might happen if a proxy between the client
   and the server goes down, and another proxy is used which does not
   support the Refresh extended operation.


7.2 Server Requirements

   Servers are responsible for removing dynamic entries when they time
   out.  Servers are not required to do this immediately.

   Servers must enforce the structural rules listed in above section 4.

   Servers must ensure that the operational attribute described in
   section 6 is present in dynamic entries

   Servers may permit anonymous users to refresh entries. However, to
   eliminate the possibility of a malicious use of the Refresh
   operation, servers may require the refreshing client to bind
   first. A server implementation can achieve this by presenting ACLs
   on the entryTtl attribute, and returning insufficientAccessRights
   (50) in the RefreshResponse, if the client is not allowed to refresh
   the entry. Doing this, though, might have performance implications
   on the server and might impact the server's scalability.

   Servers may require that a client which attempts to create a dynamic
   entry have a remove permission for that entry.

   Servers which implement the dynamic extensions must have the OBJECT
   IDENTIFIER, described above in section 5 for the request and
   response, present as a value of the supportedExtension field in the
   root DSE.  They must also have as values in the attributeTypes and
   objectClasses attributes of their subschema subentries, the
   AttributeTypeDescription and ObjectClassDescription from section 6.

   Servers can limit the support of the dynamic extensions to only
   some of the subtrees in the DIT. Servers indicate for which subtrees
   they support the extensions, by specifying the OIDs for the
   supported subtrees in the dynamicSubtrees attribute described in
   section 6. If a server supports the dynamic extensions for all
   naming contexts it holds, the dynamicSubtrees attribute may be
   absent.

8. Implementation issues

8.1 Storage of dynamic information

   Dynamic information is expected to change very often.  In addition,
   Refresh requests are expected to arrive at the server very often.
   Disk-based databases that static directory services often use are
   likely inappropriate for storing dynamic information.  We recommend
   that server implementations store dynamic entries in memory sufficient
   to avoid paging.  This is not a requirement.

   We expect LDAP servers to be able to store static and dynamic entries.
   If an LDAP server does not support dynamic entries, it should respond
   with an error code such as objectClassViolation.

8.2 Client refresh behavior

   In some cases, the client might not get a Refresh response.  This may
   happen as a result of a server crash after receiving the Refresh
   request, the TCP/IP socket timing out in the connection case, or the
   UDP packet getting lost in the connection-less case.

   It is recommended that in such a case, the client will retry the
   Refresh operation immediately, and if this Refresh request does not
   get a response as well, it will resort to its original Refresh cycle,
   i.e.  send a Refresh request at its Client Refresh Period (CRP).

8.3 Configuration of refresh times

   We recommend that servers will provide administrators with the ability
   to configure the default client refresh period (CRP), and also a minimum
   and maximum CRP values. This, together with allowing administrators to
   request that the server will not change the CRP dynamically, will allow
   administrators to set CRP values which will enforce a low refresh
   traffic, or - on the other extreme, an highly up-to-date directory.

9. Replication

   Replication is only partially addressed in this draft. There is a
   separate effort in progress at the IETF on replication of static and
   dynamic directories.

   it is allowed to replicate a dynamic entry or a static entry with
   dynamic attributes. Since the entryTtl is expressed as a relative time
   (how many seconds till the entry will expire), replicating it means
   that the replicated entry will be "off" by the replication time.

10. Localization

   The are no localization issues for this extended operation.

11. Security Considerations

   Standard LDAP security rules and support apply for the extensions
   described in this document, and there are no special security issues
   for these extensions. Please note, though, that servers may permit
   anonymous clients to refresh entries which they did not create.
   Servers are also permitted to control a refresh access to an entry
   by requiring clients to bind before issuing a RefreshRequest. This
   will have implications on the server performance and scalability.

   Also, Care should be taken in making use of information obtained from
   directory servers that has been supplied by client, as it may now be
   out of date.  In many networks, for example, IP addresses are
   automatically assigned when a host connects to the network, and may be
   reassigned if that host later disconnects.  An IP address obtained
   from the directory may no longer be assigned to the host that placed
   the address in the directory.  This issue is not specific to LDAP or
   dynamic directories.

12. Acknowledgments

   Design ideas included in this document are based on those discussed in
   ASID and other IETF Working Groups.

13. Authors Addresses

       Yoram Yaacovi
       Microsoft
       One Microsoft way
       Redmond, WA 98052
       USA

       Phone:  +1 206-936-9629
       EMail:  yoramy@microsoft.com

       Mark Wahl
       Critical Angle Inc.
       4815 W. Braker Lane #502-385
       Austin, TX 78759
       USA

       EMail:  M.Wahl@critical-angle.com

       Tony Genovese
       Microsoft
       One Microsoft way
       Redmond, WA 98052
       USA

       Phone:  +1 206-703-0852
       EMail:  tonyg@microsoft.com

14. Bibliography

   [1] M.Wahl, T.  Howes, S.  Kille, "Lightweight Directory Access
       Protocol (Version 3)". INTERNET DRAFT
       <draft-ietf-asid-ldapv3-protocol-04.txt>

   [2] M.Wahl, A.Coulbeck, T.  Howes, S.  Kille, "Lightweight Directory
       Access Protocol (v3): Attribute Syntax Definitions". INTERNET DRAFT
       <draft-ietf-asid-ldapv3-attributes-04.txt>

   [3] M.Wahl, S.Kille, "Lightweight Directory Access Protocol (v3):
       UTF-8 String Representation of Distinguished Names". INTERNET DRAFT
       <draft-ietf-asid-ldapv3-dn-02.txt>


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