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dice                                                  H. Tschofenig, Ed.
Internet-Draft                                                  ARM Ltd.
Intended status: Standards Track                              T. Fossati
Expires: June 11, 2015                                    Alcatel-Lucent
                                                        December 8, 2014


A Datagram Transport Layer Security (DTLS) 1.2 Profile for the Internet
                               of Things
                     draft-ietf-dice-profile-06.txt

Abstract

   This document defines a DTLS 1.2 profile that is suitable for
   Internet of Things applications and is reasonably implementable on
   many constrained devices.

   A common design pattern in IoT deployments is the use of a
   constrained device (typically providing sensor data) that interacts
   with the web infrastructure.  This document focuses on this
   particular pattern.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on June 11, 2015.

Copyright Notice

   Copyright (c) 2014 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents



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   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .   4
   3.  DTLS Protocol Overview  . . . . . . . . . . . . . . . . . . .   4
   4.  The Communication Model . . . . . . . . . . . . . . . . . . .   5
   5.  The Ciphersuite Concept . . . . . . . . . . . . . . . . . . .   7
   6.  Credential Types  . . . . . . . . . . . . . . . . . . . . . .   9
     6.1.  Pre-Shared Secret . . . . . . . . . . . . . . . . . . . .   9
     6.2.  Raw Public Key  . . . . . . . . . . . . . . . . . . . . .  11
     6.3.  Certificates  . . . . . . . . . . . . . . . . . . . . . .  13
   7.  Signature Algorithm Extension . . . . . . . . . . . . . . . .  15
   8.  Error Handling  . . . . . . . . . . . . . . . . . . . . . . .  16
   9.  Session Resumption  . . . . . . . . . . . . . . . . . . . . .  17
   10. Compression . . . . . . . . . . . . . . . . . . . . . . . . .  18
   11. Perfect Forward Secrecy . . . . . . . . . . . . . . . . . . .  18
   12. Keep-Alive  . . . . . . . . . . . . . . . . . . . . . . . . .  19
   13. Timeouts  . . . . . . . . . . . . . . . . . . . . . . . . . .  20
   14. Random Number Generation  . . . . . . . . . . . . . . . . . .  21
   15. Truncated MAC Extension . . . . . . . . . . . . . . . . . . .  22
   16. Server Name Indication (SNI)  . . . . . . . . . . . . . . . .  22
   17. Maximum Fragment Length Negotiation . . . . . . . . . . . . .  22
   18. TLS Session Hash  . . . . . . . . . . . . . . . . . . . . . .  23
   19. Re-Negotiation Attacks  . . . . . . . . . . . . . . . . . . .  23
   20. Downgrading Attacks . . . . . . . . . . . . . . . . . . . . .  23
   21. Crypto Agility  . . . . . . . . . . . . . . . . . . . . . . .  24
   22. Key Length Recommendations  . . . . . . . . . . . . . . . . .  25
   23. TLS False Start . . . . . . . . . . . . . . . . . . . . . . .  25
   24. Privacy Considerations  . . . . . . . . . . . . . . . . . . .  26
   25. Security Considerations . . . . . . . . . . . . . . . . . . .  27
   26. IANA Considerations . . . . . . . . . . . . . . . . . . . . .  27
   27. Acknowledgements  . . . . . . . . . . . . . . . . . . . . . .  27
   28. References  . . . . . . . . . . . . . . . . . . . . . . . . .  27
     28.1.  Normative References . . . . . . . . . . . . . . . . . .  28
     28.2.  Informative References . . . . . . . . . . . . . . . . .  29
   Appendix A.  Conveying DTLS over SMS  . . . . . . . . . . . . . .  32
     A.1.  Overview  . . . . . . . . . . . . . . . . . . . . . . . .  32
     A.2.  Message Segmentation and Re-Assembly  . . . . . . . . . .  33
     A.3.  Multiplexing Security Associations  . . . . . . . . . . .  34
     A.4.  Timeout . . . . . . . . . . . . . . . . . . . . . . . . .  34
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  35




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1.  Introduction

   This document defines a DTLS 1.2 [RFC6347] profile that offers
   communication security for Internet of Things (IoT) applications and
   is reasonably implementable on many constrained devices.  The DTLS
   1.2 protocol is based on Transport Layer Security (TLS) 1.2 [RFC5246]
   and provides equivalent security guarantees.  This document aims to
   meet the following goals:

   o  Serves as a one-stop shop for implementers to know which pieces of
      the specification jungle contain relevant details.

   o  Does not alter the TLS/DTLS specifications.

   o  Does not introduce any new extensions.

   o  Aligns with the DTLS security modes of the Constrained Application
      Protocol (CoAP) [RFC7252].

   DTLS is used to secure a number of applications run over an
   unreliable datagram transport.  CoAP [RFC7252] is one such protocol
   and has been designed specifically for use in IoT environments.  CoAP
   can be secured a number of different ways, also called security
   modes.  These security modes are as follows, see Section 6.1,
   Section 6.2, Section 6.3 for additional details:

   No Security Protection at the Transport Layer:  No DTLS is used but
      instead application layer security functionality is assumed.

   Shared Secret-based DTLS Authentication:  DTLS supports the use of
      shared secrets [RFC4279].  This mode is useful if the number of
      communication relationships between the IoT device and servers is
      small and for very constrained devices.  Shared secret-based
      authentication mechanisms offer good performance and require a
      minimum of data to be exchanged.

   DTLS Authentication using Asymmetric Cryptography:  TLS supports
      client and server authentication using asymmetric cryptography.
      Two approaches for validating these public keys are available.
      First, [RFC7250] allows raw public keys to be used in TLS without
      the overhead of certificates.  This approach requires out-of-band
      validation of the public key.  Second, the use of X.509
      certificates [RFC5280] with TLS is common on the Web today (at
      least for server-side authentication) and certain IoT environments
      may also re-use those capabilities.  Certificates bind an
      identifier to the public key signed by a certification authority
      (CA).  A trust anchor store has to be provisioned on the device to
      indicate what CAs are trusted.  Furthermore, the certificate may



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      contain a wealth of other information used to make authorization
      decisions.

   As described in [I-D.ietf-lwig-tls-minimal], an application designer
   developing an IoT device needs to consider the security threats and
   the security services that can be used to mitigate the threats.
   Enabling devices to upload data and retrieve configuration
   information, inevitably requires that Internet-connected devices be
   able to authenticate themselves to servers and vice versa as well as
   to ensure that the data and information exchanged is integrity and
   confidentiality protected.  While these security services can be
   provided at different layers in the protocol stack the use of
   communication security, as offered by DTLS, has been very popular on
   the Internet and it is likely to be useful for IoT scenarios as well.
   In case the communication security features offered by DTLS meet the
   security requirements of your application the remainder of the
   document might offer useful guidance.

   Not every IoT deployment will use CoAP but the discussion regarding
   choice of credentials and cryptographic algorithms will be very
   similar.  As such, the content in this document is applicable beyond
   the use of the CoAP protocol.

2.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "MUST", "MUST NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

   Note that "Client" and "Server" in this document refer to TLS roles,
   where the Client initiates the TLS handshake.  This does not restrict
   the interaction pattern of the protocols carried inside TLS as the
   record layer allows bi-directional communication.  In the case of
   CoAP the "Client" can act as a CoAP Server or Client.

   RFC 7228 [RFC7228] introduces the notion of constrained-node
   networks, which are small devices with severe constraints on power,
   memory, and processing resources.  The terms constrained devices, and
   Internet of Things (IoT) devices are used interchangeably.

3.  DTLS Protocol Overview

   The TLS protocol [RFC5246] provides authenticated, confidentiality-
   and integrity-protected communication between two endpoints.  The
   protocol is composed of two layers: the Record Protocol and the
   Handshake Protocol.  At the lowest level, layered on top of a
   reliable transport protocol (e.g., TCP), is the Record Protocol.  It
   provides connection security by using symmetric cryptography for



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   confidentiality, data origin authentication, and integrity
   protection.  The Record Protocol is used for encapsulation of various
   higher-level protocols.  One such encapsulated protocol, the TLS
   Handshake Protocol, allows the server and client to authenticate each
   other and to negotiate an encryption algorithm and cryptographic keys
   before the application protocol transmits or receives data.

   The design of DTLS [RFC6347] is intentionally very similar to TLS.
   Since DTLS operates on top of an unreliable datagram transport a few
   enhancements to the TLS structure are, however necessary.  RFC 6347
   explains these differences in great detail.  As a short summary, for
   those not familiar with DTLS the differences are:

   o  An explicit sequence number and an epoch field is included in the
      TLS Record Layer.  Section 4.1 of RFC 6347 explains the processing
      rules for these two new fields.  The value used to compute the MAC
      is the 64-bit value formed by concatenating the epoch and the
      sequence number.

   o  Stream ciphers must not be used with DTLS.  The only stream cipher
      defined for TLS 1.2 is RC4 and due to cryptographic weaknesses it
      is not recommended anymore even for use with TLS
      [I-D.ietf-tls-prohibiting-rc4].

   o  The TLS Handshake Protocol has been enhanced to include a
      stateless cookie exchange for Denial of Service (DoS) resistance.
      Furthermore, the header has been extended to deal with message
      loss, reordering, and fragmentation.  Retransmission timers have
      been included to deal with message loss.  For DoS protection a new
      handshake message, the HelloVerifyRequest, was added to DTLS.
      This handshake message is sent by the server and includes a
      stateless cookie, which is returned in a ClientHello message back
      to the server.  Although the exchange is optional for the server
      to execute, a client implementation has to be prepared to respond
      to it.

4.  The Communication Model

   This document describes a profile of DTLS 1.2 and, to be useful, it
   has to make assumptions about the envisioned communication
   architecture.

   The communication architecture shown in Figure 1 assumes a unicast
   communication interaction with an IoT device utilizing a DTLS client
   and that client interacts with one or multiple DTLS servers.

   Before a client can initiate the DTLS handshake it needs to know the
   IP address of that server and what credentials to use.  Application



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   layer protocols, such as CoAP, conveyed on top of DTLS may need
   additional information, such information about URLs of the endpoints
   the CoAP needs to register and publish information to.  This
   configuration information (including credentials) may be conveyed to
   clients as part of a firmware/software package or via a configuration
   protocol.  The following credential types are supported by this
   profile:

   o  For PSK-based authentication (see Section 6.1), this includes the
      paired "PSK identity" and shared secret to be used with each
      server.

   o  For raw public key-based authentication (see Section 6.2), this
      includes either the server's public key or the hash of the
      server's public key.

   o  For certificate-based authentication (see Section 6.3), this
      includes a pre-populated trust anchor store that allows the DTLS
      stack to perform path validation for the certificate obtained
      during the handshake with the server.

   This document focuses on the description of the DTLS client-side
   functionality but, quite naturally, the equivalent server-side
   support has to be available.



























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              +////////////////////////////////////+
              |          Configuration             |
              |////////////////////////////////////|
              | Server A --> PSK Identity, PSK     |
              | Server B --> Public Key (Server B),|
              |              Public Key (Client)   |
              | Server C --> Public Key (Client),  |
              |              Trust Anchor Store    |
              +------------------------------------+
                oo
          oooooo
         o
      +------+
      |Client|---
      +------+   \
                  \  ,-------.
                   ,'         `.            +------+
                  /  IP-based   \           |Server|
                 (    Network    )          |  A   |
                  \             /           +------+
                   `.         ,'
                     '---+---'                  +------+
                         |                      |Server|
                         |                      |  B   |
                         |                      +------+
                         |
                         |                  +------+
                         +----------------->|Server|
                                            |  C   |
                                            +------+


                Figure 1: Constrained DTLS Client Profile.

5.  The Ciphersuite Concept

   TLS (and consequently DTLS) has the concept of ciphersuites and an
   IANA registry [IANA-TLS] was created to register the suites.  A
   ciphersuite (and the specification that defines it) contains the
   following information:

   o  Authentication and Key Exchange Algorithm (e.g., PSK)

   o  Cipher and Key Length (e.g., Advanced Encryption Standard (AES)
      with 128 bit keys [AES])






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   o  Mode of operation (e.g., AES with Counter with Cipher Block
      Chaining - Message Authentication Code (CBC-MAC) Mode (CCM))
      [RFC3610]

   o  Hash Algorithm for Integrity Protection, such as the Secure Hash
      Algorithm (SHA) in combination with Keyed-Hashing for Message
      Authentication (HMAC) (see [RFC2104] and [RFC4634])

   o  Hash Algorithm for use with the Pseudorandom Function (e.g., HMAC
      with the SHA-256)

   o  Misc information (e.g., length of authentication tags)

   o  Information whether the ciphersuite is suitable for DTLS or only
      for TLS

   The TLS ciphersuite TLS_PSK_WITH_AES_128_CCM_8, for example, uses a
   pre-shared authentication and key exchange algorithm.  RFC 6655
   [RFC6655] defines this ciphersuite.  It uses the Advanced Encryption
   Standard (AES) encryption algorithm, which is a block cipher.  Since
   the AES algorithm supports different key lengths (such as 128, 192
   and 256 bits) this information has to be specified as well and the
   selected ciphersuite supports 128 bit keys.  A block cipher encrypts
   plaintext in fixed-size blocks and AES operates on fixed block size
   of 128 bits.  For messages exceeding 128 bits, the message is
   partitioned into 128-bit blocks and the AES cipher is applied to
   these input blocks with appropriate chaining, which is called mode of
   operation.

   TLS 1.2 introduced Authenticated Encryption with Associated Data
   (AEAD) ciphersuites (see [RFC5116] and [RFC6655]).  AEAD is a class
   of block cipher modes which encrypt (parts of) the message and
   authenticate the message simultaneously.  Examples of such modes
   include the Counter with Cipher Block Chaining - Message
   Authentication Code (CBC-MAC) Mode (CCM) mode, and the Galois/Counter
   Mode (GCM) (see [RFC5288] and [RFC7251]).

   Some AEAD ciphersuites have shorter authentication tags and are
   therefore more suitable for networks with low bandwidth where small
   message size matters.  The TLS_PSK_WITH_AES_128_CCM_8 ciphersuite
   that ends in "_8" has an 8-octet authentication tag, while the
   regular CCM ciphersuites have, at the time of writing, 16-octet
   authentication tags.

   TLS 1.2 also replaced the combination of MD5/SHA-1 hash functions in
   the TLS pseudo random function (PRF) used in earlier versions of TLS
   with cipher-suite-specified PRFs.  For this reason authors of more




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   recent TLS 1.2 ciphersuite specifications explicitly indicate the MAC
   algorithm and the hash functions used with the TLS PRF.

6.  Credential Types

6.1.  Pre-Shared Secret

   The use of pre-shared secret credentials is one of the most basic
   techniques for DTLS since it is both computational efficient and
   bandwidth conserving.  Pre-shared secret based authentication was
   introduced to TLS with RFC 4279 [RFC4279].  The exchange shown in
   Figure 2 illustrates the DTLS exchange including the cookie exchange.
   While the server is not required to initiate a cookie exchange with
   every handshake, the client is required to implement and to react on
   it when challenged.  The cookie exchange allows the server to react
   to flooding attacks.


         Client                                               Server
         ------                                               ------
         ClientHello                 -------->

                                     <--------    HelloVerifyRequest
                                                   (contains cookie)

         ClientHello                  -------->
         (with cookie)
                                                         ServerHello
                                                  *ServerKeyExchange
                                      <--------      ServerHelloDone
         ClientKeyExchange
         ChangeCipherSpec
         Finished                     -------->
                                                    ChangeCipherSpec
                                      <--------             Finished

         Application Data             <------->     Application Data

   Legend:

   * indicates an optional message payload


     Figure 2: DTLS PSK Authentication including the Cookie Exchange.

   [RFC4279] does not mandate the use of any particular type of
   identity.  Hence, the TLS client and server clearly have to agree on
   the identities and keys to be used.  The mandated encoding of



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   identities in Section 5.1 of RFC 4279 aims to improve
   interoperability for those cases where the identity is configured by
   a person using some management interface.  Many IoT devices do,
   however, not have a user interface and most of their credentials are
   bound to the device rather than the user.  Furthermore, credentials
   are often provisioned into trusted hardware modules or in the
   firmware by developers.  As such, the encoding considerations are not
   applicable to this usage environment.  For use with this profile the
   PSK identities SHOULD NOT assume a structured format (as domain
   names, Distinguished Names, or IP addresses have) and a bit-by-bit
   comparison operation can then be used by the server-side
   infrastructure.

   The client indicates which key it uses by including a "PSK identity"
   in the ClientKeyExchange message.  As described in Section 4 clients
   may have multiple pre-shared keys with a single server and to help
   the client in selecting which PSK identity / PSK pair to use, the
   server can provide a "PSK identity hint" in the ServerKeyExchange
   message.  If the hint for PSK key selection is based on the domain
   name of the server then servers SHOULD NOT send the "PSK identity
   hint" in the ServerKeyExchange message.  Hence, servers SHOULD NOT
   send the "PSK identity hint" in the ServerKeyExchange message and
   client MUST ignore the message.  This approach is inline with RFC
   4279 [RFC4279].  Note: The TLS Server Name Indication (SNI) extension
   allows the client to tell a server the name of the server it is
   contacting, which is relevant for hosting environments.  A server
   using the identity hint needs to guide the selection based on a
   received SNI value from the client.

   RFC 4279 requires TLS implementations supporting PSK ciphersuites to
   support arbitrary PSK identities up to 128 octets in length, and
   arbitrary PSKs up to 64 octets in length.  This is a useful
   assumption for TLS stacks used in the desktop and mobile environment
   where management interfaces are used to provision identities and
   keys.  For the IoT environment, however, many devices are not
   equipped with displays and input devices (e.g., keyboards).  Hence,
   keys are distributed as part of hardware modules or are embedded into
   the firmware.  As such, these restrictions are not applicable to this
   profile.

   Constrained Application Protocol (CoAP) [RFC7252] currently specifies
   TLS_PSK_WITH_AES_128_CCM_8 as the mandatory to implement ciphersuite
   for use with shared secrets.  This ciphersuite uses the AES algorithm
   with 128 bit keys and CCM as the mode of operation.  The label "_8"
   indicates that an 8-octet authentication tag is used.  This
   ciphersuite makes use of the default TLS 1.2 Pseudorandom Function
   (PRF), which uses an HMAC with the SHA-256 hash function.  (Note that




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   all IoT implementations will need a SHA-256 implementation due to the
   construction of the pseudo-random number function in TLS 1.2.)

   A device compliant with the profile in this section MUST implement
   TLS_PSK_WITH_AES_128_CCM_8 and follow the guidance from this section.

6.2.  Raw Public Key

   The use of raw public keys with DTLS, as defined in [RFC7250], is the
   first entry point into public key cryptography without having to pay
   the price of certificates and a PKI.  The specification re-uses the
   existing Certificate message to convey the raw public key encoded in
   the SubjectPublicKeyInfo structure.  To indicate support two new TLS
   extensions had been defined, as shown in Figure 3, namely the
   server_certificate_type and the client_certificate_type.  To operate
   this mechanism securely it is necessary to authenticate and authorize
   the public keys out-of-band.  This document therefore assumes that a
   client implementation comes with one or multiple raw public keys of
   servers, it has to communicate with, pre-provisioned.  Additionally,
   a device will have its own raw public key.  To replace, delete, or
   add raw public key to this list requires a software update, for
   example using a firmware update mechanism.





























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    Client                                          Server
    ------                                          ------

    ClientHello             -------->
    client_certificate_type
    server_certificate_type

                            <-------    HelloVerifyRequest

    ClientHello             -------->
    client_certificate_type
    server_certificate_type

                                               ServerHello
                                   client_certificate_type
                                   server_certificate_type
                                               Certificate
                                         ServerKeyExchange
                                        CertificateRequest
                            <--------      ServerHelloDone

    Certificate
    ClientKeyExchange
    CertificateVerify
    [ChangeCipherSpec]
    Finished                -------->

                                        [ChangeCipherSpec]
                            <--------             Finished


   Figure 3: DTLS Raw Public Key Exchange including the Cookie Exchange.

   The CoAP recommended ciphersuite for use with this credential type is
   TLS_ECDHE_ECDSA_WITH_AES_128_CCM_8 [RFC7251].  This elliptic curve
   cryptography (ECC) based AES-CCM TLS ciphersuite uses the Ephemeral
   Elliptic Curve Diffie-Hellman (ECDHE) as the key establishment
   mechanism and an Elliptic Curve Digital Signature Algorithm (ECDSA)
   for authentication.  Due to the use of Ephemeral Elliptic Curve
   Diffie-Hellman (ECDHE) the recently introduced named Diffie-Hellman
   groups [I-D.ietf-tls-negotiated-dl-dhe] are not applicable to this
   profile.  This ciphersuite make use of the AEAD capability in DTLS
   1.2 and utilizes an eight-octet authentication tag.  The use of a
   Diffie-Hellman key exchange adds perfect forward secrecy (PFS).  More
   details about PFS can be found in Section 11.

   RFC 6090 [RFC6090] provides valuable information for implementing
   Elliptic Curve Cryptography algorithms, particularly for choosing



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   methods that have been available in the literature for a long time
   (i.e., 20 years and more).

   A device compliant with the profile in this section MUST implement
   TLS_ECDHE_ECDSA_WITH_AES_128_CCM_8 and follow the guidance from this
   section.

6.3.  Certificates

   The use of mutual certificate-based authentication is shown in
   Figure 4, which makes use of the cached info extension
   [I-D.ietf-tls-cached-info].  Support of the cached info extension is
   REQUIRED.  Caching certificate chains allows the client to reduce the
   communication overhead significantly since otherwise the server would
   provide the end entity certificate, and the certificate chain.
   Because certificate validation requires that root keys be distributed
   independently, the self-signed certificate that specifies the root
   certificate authority is omitted from the chain.  Client
   implementations MUST be provisioned with a trust anchor store that
   contains the root certificates.  The use of the Trust Anchor
   Management Protocol (TAMP) [RFC5934] is, however, not envisioned.
   Instead IoT devices using this profile MUST rely on a software update
   mechanism to provision these trust anchors.

   When DTLS is used to secure CoAP messages then the server provided
   certificates MUST contain the fully qualified DNS domain name or
   "FQDN" as dNSName.  The coaps URI scheme is described in Section 6.2
   of [RFC7252].  This FQDN is stored in the SubjectAltName or in the
   leftmost CN component of subject name, as explained in
   Section 9.1.3.3 of [RFC7252], and used by the client to match it
   against the FQDN used during the look-up process, as described in RFC
   6125 [RFC6125].  For the profile in this specification does not
   assume dynamic discovery of local servers.

   For client certificates the identifier used in the SubjectAltName or
   in the CN MUST be an EUI-64 [EUI64], as mandated in Section 9.1.3.3
   of [RFC7252].

   For certificate revocation neither the Online Certificate Status
   Protocol (OCSP) nor Certificate Revocation Lists (CRLs) are used.
   Instead, this profile relies on a software update mechanism.  While
   multiple OCSP stapling [RFC6961] has recently been introduced as a
   mechanism to piggyback OCSP request/responses inside the DTLS/TLS
   handshake to avoid the cost of a separate protocol handshake further
   investigations are needed to determine its suitability for the IoT
   environment.





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    Client                                          Server
    ------                                          ------

    ClientHello             -------->
    cached_information

                            <-------    HelloVerifyRequest

    ClientHello             -------->
    cached_information
                                               ServerHello
                                        cached_information
                                               Certificate
                                         ServerKeyExchange
                                        CertificateRequest
                            <--------      ServerHelloDone

    Certificate
    ClientKeyExchange
    CertificateVerify
    [ChangeCipherSpec]
    Finished                -------->

                                        [ChangeCipherSpec]
                            <--------             Finished


          Figure 4: DTLS Mutual Certificate-based Authentication.

   Regarding the ciphersuite choice the discussion in Section 6.2
   applies.  Further details about X.509 certificates can be found in
   Section 9.1.3.3 of [RFC7252].  The TLS_ECDHE_ECDSA_WITH_AES_128_CCM_8
   ciphersuite description in Section 6.2 is also applicable to this
   section.

   When using certificates, IoT devices MUST provide support for a
   server certificate chain of at least 3 not including the trust anchor
   and MAY reject connections from servers offering chains longer than
   3.  IoT devices MAY have client certificate chains of any length.
   Obviously, longer chains require more resources to process, transmit
   or receive.

   A device compliant with the profile in this section MUST implement
   TLS_ECDHE_ECDSA_WITH_AES_128_CCM_8 and follow the guidance from this
   section.






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6.3.1.  Client Certificate URLs

   RFC 6066 [RFC6066] allows to avoid sending client-side certificates
   and uses URLs instead.  This reduces the over-the-air transmission.
   Note that the TLS cached info extension does not provide any help
   with caching client certificates.

   Recommendation: Add support for client certificate URLs for those
   environments where client-side certificates are used.

6.3.2.  Trusted CA Indication

   RFC 6066 allows clients to indicate what trust anchor they support.
   With certificate-based authentication a DTLS server conveys its end
   entity certificate to the client during the DTLS exchange provides.
   Since the server does not necessarily know what trust anchors the
   client has stored it includes intermediate CA certs in the
   certificate payload as well to facilitate with certification path
   construction and path validation.

   Today, in most IoT deployments there is a fairly static relationship
   between the IoT device (and the software running on them) and the
   server- side infrastructure and no such dynamic indication of trust
   anchors is needed.

   Recommendation: For IoT deployments where clients talk to a fixed,
   pre-configured set of servers and where a software update mechanism
   is available this extension is not recommended.  Environments where
   the client needs to interact with dynamically discovered DTLS servers
   this extension may be useful to reduce the communication overhead.
   Note, however, in that case the TLS cached info extension may help to
   reduce the communication overhead for everything but the first
   protocol interaction.

7.  Signature Algorithm Extension

   The "signature_algorithms" extension, defined in Section 7.4.1.4.1 of
   RFC 5246 [RFC5246], allows the client to indicate to the server which
   signature/hash algorithm pairs may be used in digital signatures.
   The client MUST send this extension to select the use of SHA-256
   since otherwise absent this extension RFC 5246 defaults to SHA-1 /
   ECDSA for the ECDH_ECDSA and the ECDHE_ECDSA key exchange algorithms.

   The "signature_algorithms" extension is not applicable to the PSK-
   based ciphersuite described in Section 6.1.






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8.  Error Handling

   DTLS uses the Alert protocol to convey error messages and specifies a
   longer list of errors.  However, not all error messages defined in
   the TLS specification are applicable to this profile.  In general,
   there are two categories of errors (as defined in Section 7.2 of RFC
   5246), namely fatal errors and warnings.  Alert messages with a level
   of fatal result in the immediate termination of the connection.  If
   possible, developers should try to develop strategies to react to
   those fatal errors, such as re-starting the handshake or informing
   the user using the (often limited) user interface.  Warnings may be
   ignored by the application since many IoT devices will either have
   limited ways to log errors or no ability at all.  In any case,
   implementers have to carefully evaluate the impact of errors and ways
   to remedy the situation since a commonly used approach for delegating
   decision making to users is difficult (or impossible) to accomplish
   in a timely fashion.

   All error messages marked as RESERVED are only supported for
   backwards compatibility with SSL and are therefore not applicable to
   this profile.  Those include decryption_failed_RESERVED,
   no_certificate_RESERVE, and export_restriction_RESERVED.

   A number of the error messages are applicable only for certificate-
   based authentication ciphersuites.  Hence, for PSK and raw public key
   use the following error messages are not applicable:

   o  bad_certificate,

   o  unsupported_certificate,

   o  certificate_revoked,

   o  certificate_expired,

   o  certificate_unknown,

   o  unknown_ca, and

   o  access_denied.

   Since this profile does not make use of compression at the TLS layer
   the decompression_failure error message is not applicable either.

   RFC 4279 introduced a new alert message unknown_psk_identity for PSK
   ciphersuites.  As stated in Section 2 of RFC 4279 the
   decryption_error error message may also be used instead.  For this




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   profile the TLS server MUST return the decryption_error error message
   instead of the unknown_psk_identity.

   Furthermore, the following errors should not occur with devices and
   servers supporting this specification but implementations MUST be
   prepared to process these errors to deal with servers that are not
   compliant to the profiles in this document:

   protocol_version:  While this document focuses only on one version of
      the DTLS protocol, namely version 1.2, ongoing work on TLS/DTLS
      1.3 is taking place.

   insufficient_security:  This error message indicates that the server
      requires ciphers to be more secure.  This document specifies only
      only one ciphersuite per profile but it is likely that additional
      ciphtersuites get added over time.

   user_canceled:  Many IoT devices are unattended.

9.  Session Resumption

   Session resumption is a feature of DTLS that allows a client to
   continue with an earlier established session state.  The resulting
   exchange is shown in Figure 5.  In addition, the server may choose
   not to do a cookie exchange when a session is resumed.  Still,
   clients have to be prepared to do a cookie exchange with every
   handshake.


         Client                                               Server
         ------                                               ------

         ClientHello                   -------->
                                                          ServerHello
                                                   [ChangeCipherSpec]
                                       <--------             Finished
         [ChangeCipherSpec]
         Finished                      -------->
         Application Data              <------->     Application Data


                    Figure 5: DTLS Session Resumption.

   Clients MUST implement session resumption to improve the performance
   of the handshake (in terms of reduced number of message exchanges,
   lower computational overhead, and less bandwidth conserved).





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   Since the communication model described in Section 4 does not assume
   that the server is constrained RFC 5077 [RFC5077] specifying TLS
   session resumption without server-side state is not utilized by this
   profile.

10.  Compression

   [I-D.ietf-uta-tls-bcp] recommends to always disable DTLS-level
   compression due to attacks.  For IoT applications compression at the
   DTLS is not needed since application layer protocols are highly
   optimized and the compression algorithms at the DTLS layer increase
   code size and complexity.

   This DTLS client profile does not include DTLS layer compression.

11.  Perfect Forward Secrecy

   Perfect forward secrecy (PFS) is a property that preserves the
   confidentiality of past conversations even in situations where the
   long-term secret is compromised.

   The PSK ciphersuite recommended in Section 6.1 does not offer this
   property since it does not utilize a Diffie-Hellman exchange.  New
   ciphersuites that support PFS for PSK-based authentication, such as
   proposed in [I-D.schmertmann-dice-ccm-psk-pfs], might become
   available as standardized ciphersuite in the (near) future.

   The use of PFS is a trade-off decision since on one hand the
   compromise of long-term secrets of embedded devices is more likely
   than with many other Internet hosts but on the other hand a Diffie-
   Hellman exchange requires ephemeral key pairs to be generated, which
   is demanding from a performance point of view.  For performance
   reasons some implementations re-use key pairs over multiple exchanges
   (rather than generating new keys for each exchange) for the obvious
   performance improvement.  Note, however, that such key re-use over
   long periods voids the benefits of forward secrecy when an attack
   gains access to this DH key pair.

   The impact of the disclosure of past conversations and the desire to
   increase the cost for pervasive monitoring (as demanded by [RFC7258])
   has to be taken into account when making a deployment decision.

   This specification recommends the use of the ciphersuites listed in
   Section 6.







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12.  Keep-Alive

   RFC 6520 [RFC6520] defines a heartbeat mechanism to test whether the
   other peer is still alive.  The same mechanism can also be used to
   perform Path Maximum Transmission Unit (MTU) Discovery.

   A recommendation about the use of RFC 6520 depends on the type of
   message exchange an IoT device performs.  There are three types of
   exchanges that need to be analysed:

   Client-Initiated, One-Shot Messages

      This is a common communication pattern where IoT devices upload
      data to a server on the Internet on an irregular basis.  The
      communication may be triggered by specific events, such as opening
      a door.

      Since the upload happens on an irregular and unpredictable basis
      and due to renumbering and Network Address Translation (NAT) a new
      DTLS session or DTLS session resumption can be used.

      In this case there is no use for a keep-alive extension for this
      scenario.

   Client-Initiated, Regular Data Uploads

      This is a variation of the previous case whereby data gets
      uploaded on a regular basis, for example, based on frequent
      temperature readings.  If neither NAT bindings nor IP address
      changes occurred then the DTLS record layer will not notice any
      changes.  For the case where the IP address and port number
      changes, it is necessary to re-create the DTLS record layer using
      session resumption.

      In this scenario there is no use for a keep-alive extension.  It
      is also very likely that the device will enter a sleep cycle in
      between data transmissions to keep power consumption low.

   Server-Initiated Messages

      In the two previous scenarios the client initiated the protocol
      interaction but in this case we consider server-initiated
      messages.  Since messages to the client may get blocked by
      intermediaries, such as NATs (including IPv4/IPv6 protocol
      translators) and stateful packet filtering firewalls, the initial
      connection setup is triggered by the client and then kept alive.
      Since state at middleboxes expires fairly quickly (according to
      measurements described in [HomeGateway]), regular heartbeats are



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      necessary whereby these keep-alive messages may be exchanged at
      the application layer or within DTLS itself.

      For this message exchange pattern the use of DTLS heartbeat
      messages is quite useful.  The MTU discovery mechanism, which is
      also part of [RFC6520], is less likely to be relevant since for
      many IoT deployments the most constrained link is the wireless
      interface between the IoT device and the network itself (rather
      than some links along the end-to-end path).  Only in more complex
      network topologies, such as multi-hop mesh networks, the situation
      is.

   For server-initiated messages the heartbeat extension can be
   RECOMMENDED.

13.  Timeouts

   To connect to the Internet a variety of wired and wireless
   technologies are available.  Many of the low power radio
   technologies, such as IEEE 802.15.4 or Bluetooth Smart, only support
   small frame sizes (e.g., 127 bytes in case of IEEE 802.15.4 as
   explained in RFC 4919 [RFC4919]).  Other radio technologies, such as
   the Global System for Mobile Communications (GSM) using the short
   messaging service (SMS) have similar constraints in terms of payload
   sizes, such as 140 bytes without the optional segmentation and
   reassembly scheme known as Concatenated SMS, but show higher latency.

   The DTLS handshake protocol adds a fragmentation and reassembly
   mechanism to the TLS handshake protocol since each DTLS record must
   fit within a single transport layer datagram, as described in
   Section 4.2.3 of [RFC6347].  Since handshake messages are potentially
   bigger than the maximum record size, the mechanism fragments a
   handshake message over a number of DTLS records, each of which can be
   transmitted separately.

   To deal with the unreliable message delivery provided by UDP, DTLS
   adds timeouts and re-transmissions, as described in Section 4.2.4 of
   [RFC6347].  Although the timeout values are implementation specific,
   recommendations are provided in Section 4.2.4.1 of [RFC6347], with an
   initial timer value of 1 second and twice the value at each
   retransmission up to no less than 60 seconds.  Due to the nature of
   some radio technologies, these values are too aggressive and lead to
   spurious failures when messages in flight need longer.

   Choosing appropriate timeout values is difficult with infrequent data
   transmissions, changing network conditions, and large variance in
   latency.  This specification therefore RECOMMENDS an initial timer




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   value of 10 seconds with exponential back off up to no less then 60
   seconds.

   Note: If a round-trip time estimator (such as proposed in
   [I-D.bormann-core-cocoa]) is available in the protocol stack of the
   device, it could be used to dynamically update the setting of the
   retransmit timeout.

   Appendix A provides additional information for carrying DTLS over
   SMS.

14.  Random Number Generation

   The DTLS protocol requires random numbers to be available during the
   protocol run.  For example, during the ClientHello and the
   ServerHello exchange the client and the server exchange random
   numbers.  Also, the use of the Diffie-Hellman exchange requires
   random numbers during the key pair generation.  Special care has to
   be paid when generating random numbers in embedded systems as many
   entropy sources available on desktop operating systems or mobile
   devices might be missing, as described in [Heninger].  Consequently,
   if not enough time is given during system start time to fill the
   entropy pool then the output might be predictable and repeatable, for
   example leading to the same keys generated again and again.

   Recommendation: IoT devices using DTLS MUST offer ways to generate
   quality random numbers.  Guidelines and requirements for random
   number generation can be found in RFC 4086 [RFC4086].

   It is important to note that sources contributing to the randomness
   pool on laptops, or desktop PCs are not available on many IoT device,
   such as mouse movement, timing of keystrokes, air turbulence on the
   movement of hard drive heads, etc.  Other sources have to be found or
   dedicated hardware has to be added.

   The ClientHello and the ServerHello message contains the 'Random'
   structure, which has two components: gmt_unix_time and a random
   sequence of 28 random bytes.  gmt_unix_time holds the current time
   and date in standard UNIX 32-bit format (seconds since the midnight
   starting Jan 1, 1970, GMT).  [I-D.mathewson-no-gmtunixtime] argues
   that the entire value the ClientHello.Random and ServerHello.Random
   fields, including gmt_unix_time, should be set to a cryptographically
   random sequence because of privacy concerns (fingerprinting).  Since
   many IoT devices do not have access to a real-time clock this
   recommendation is even more relevant in the embedded systems
   environment.





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15.  Truncated MAC Extension

   The truncated MAC extension was introduced with RFC 6066 with the
   goal to reduces the size of the MAC used at the Record Layer.  This
   extension was developed for TLS ciphersuites that used older modes of
   operation where the MAC and the encryption operation was performed
   independently.

   For CoAP, however, the recommended ciphersuites use the newer
   Authenticated Encryption with Associated Data (AEAD) construct,
   namely the CBC-MAC mode (CCM) with eight-octet authentication tags.
   Furthermore, the extension [RFC7366] introducing the encrypt-then-MAC
   security mechanism (instead of the MAC-then-encrypt) is also not
   applicable for this profile.

   Recommendation: Since this profile only supports AEAD ciphersuites
   this extension is not applicable.

16.  Server Name Indication (SNI)

   This RFC 6066 extension defines a mechanism for a client to tell a
   TLS server the name of the server it wants to contact.  This is a
   useful extension for many hosting environments where multiple virtual
   servers are run on single IP address.

   Recommendation: Unless it is known that a DTLS client does not
   interact with a server in a hosting environment that requires such an
   extension we advice to offer support for the SNI extension in this
   profile.

17.  Maximum Fragment Length Negotiation

   This RFC 6066 extension lowers the maximum fragment length support
   needed for the Record Layer from 2^14 bytes to 2^9 bytes.

   This is a very useful extension that allows the client to indicate to
   the server how much maximum memory buffers it uses for incoming
   messages.  Ultimately, the main benefit of this extension is it to
   allows client implementations to lower their RAM requirements since
   the client does not need to accept packets of large size (such as 16k
   packets as required by plain TLS/DTLS).

   Recommendation: Client implementations MUST support this extension.








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18.  TLS Session Hash

   The TLS master secret is not cryptographically bound to important
   session parameters such as the client and server identities.  This
   can be utilized by an attacker to mount a man-in-the-middle attack
   since the master secret is not guaranteed to be unique across
   sessions.

   [I-D.ietf-tls-session-hash] defines a TLS extension that binds the
   master secret to a log of the full handshake that computes it, thus
   preventing such attacks.

   Recommendation: Client implementations SHOULD implement this
   extension even though the ciphersuites recommended by this profile
   are not vulnerable to this attack.  For Diffie-Hellman-based
   ciphersuites the keying material is contributed by both parties and
   in case of the pre-shared secret key ciphersuite both parties need to
   be in possession of the shared secret to ensure that the handshake
   completes successfully.  It is, however, possible that some
   application layer protocols will tunnel other authentication
   protocols on top of DTLS making this attack relevant again.

19.  Re-Negotiation Attacks

   TLS and DTLS allows a client and a server who already have a TLS
   connection to negotiate new parameters, generate new keys, etc by
   using a feature in TLS called re-negotiation.  Renegotiation happens
   in the existing TLS connection, with the new handshake packets being
   encrypted along with application data.  Upon completion of the re-
   negotiation procedure the new channel replaces the old channel.

   As described in RFC 5746 [RFC5746] there is no cryptographic binding
   between the two handshakes, although the new handshake is carried out
   using the cryptographic parameters established by the original
   handshake.

   To prevent the TLS re-negotiation attack [RFC5746] this specification
   RECOMMENDS not to use the TLS renegotigation feature.  Clients MUST
   respond to server-initiated re-negotiation attempts with an Alert
   message (no_renegotiation) and clients MUST NOT initiate them.

20.  Downgrading Attacks

   [Editor's Note: Additional text needed.]

   This specification demands version 1.2 of DTLS to be used and DTLS
   version 1.1 is not supported.  Unlike with TLS where many earlier
   versions exist there is no risk of downgrading to an older version of



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   DTLS in context of this profile.  The work described in
   [I-D.bmoeller-tls-downgrade-scsv] is therefore also not applicable to
   this environment since there is no legacy DTLS/TLS IoT server
   infrastructure when this profiled is followed.

21.  Crypto Agility

   This document recommends software and chip manufacturers to implement
   AES and the CCM mode of operation.  This document references the CoAP
   recommended ciphersuite choices, which have been selected based on
   implementation and deployment experience from the IoT community.
   Over time the preference for algorithms will, however, change.  Not
   all components of a ciphersuite are likely to change at the same
   speed.  Changes are more likely expected for ciphers, the mode of
   operation, and the hash algorithms.  The recommended key lengths have
   to be adjusted over time.  Some deployment environments will also be
   impacted by local regulation, which might dictate a certain cipher
   and key size.  Ongoing discussions regarding the choice of specific
   ECC curves will also likely to impact implementations.

   The following recommendations can be made to chip manufacturers:

   o  Make any AES hardware-based crypto implementation accessible to
      developers working on security implementations at higher layers.
      Sometimes hardware implementatios are added to microcontrollers to
      offer support for functionality needed at the link layer and are
      only available to the on-chip link layer protocol implementation.

   o  Provide flexibility for the use of the crypto function with future
      extensibility in mind.  For example, making an AES-CCM
      implementation available to developers is a first step but such an
      implementation may not be usable due to parameter differences
      between an AES-CCM implementations.  AES-CCM in IEEE 802.15.4 and
      Bluetooth Smart uses a nonce length of 13-octets while DTLS uses a
      nonce length of 12-octets.  Hardware implementations of AES-CCM
      for IEEE 802.15.4 and Bluetooth Smart are therefore not re-usable
      by a DTLS stack.

   o  Offer access to building blocks in addition (or as an alternative)
      to the complete functionality.  For example, a chip manufacturer
      who gives developers access to an the AES crypto function can use
      it in functions to build an efficient AES-GCM implementations.
      Another example is to make a special instruction available that
      increases the speed of speed-up carryless multiplications.

   As a recommendation for developers and product architects we
   recommend that sufficient headroom is provided to allow an upgrade to
   a newer cryptographic algorithms over the lifetime of the product.



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   As an example, while AES-CCM is recommended thoughout this
   specification future products might use the ChaCha20 cipher in
   combination with the Poly1305 authenticator
   [I-D.irtf-cfrg-chacha20-poly1305].  The assumption is made that a
   robust software update mechanism is offered.

22.  Key Length Recommendations

   RFC 4492 [RFC4492] gives approximate comparable key sizes for
   symmetric- and asymmetric-key cryptosystems based on the best-known
   algorithms for attacking them.  While other publications suggest
   slightly different numbers, such as [Keylength], the approximate
   relationship still holds true.  Figure 6 illustrates the comparable
   key sizes in bits.

   At the time of writing the key size recommendations for use with TLS-
   based ciphers found in [I-D.ietf-uta-tls-bcp] recommend DH key
   lengths of at least 2048 bit, which corresponds to a 112-bit
   symmetric key and a 233 bit ECC keys.  These recommendations are
   inline with those from other organizations, such as National
   Institute of Standards and Technology (NIST) or European Network and
   Information Security Agency (ENISA).  The authors of
   [ENISA-Report2013] add that a symmetric 80-bit security level is
   sufficient for legacy applications for the coming years, but a
   128-bit security level is the minimum requirement for new systems
   being deployed.  The authors further note that one needs to also take
   into account the length of time data needs to be kept secure for.
   The use 80-bit encryption for transactional data may be acceptable
   for the near future while one has to insist on 128-bit encryption for
   long lived data.


                       Symmetric  |   ECC   |  DH/DSA/RSA
                      ------------+---------+-------------
                           80     |   163   |     1024
                          112     |   233   |     2048
                          128     |   283   |     3072
                          192     |   409   |     7680
                          256     |   571   |    15360


                 Figure 6: Comparable Key Sizes (in bits).

23.  TLS False Start

   A full TLS handshake as specified in [RFC5246] requires two full
   protocol rounds (four flights) before the handshake is complete and
   the protocol parties may begin to send application data.



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   An abbreviated handshake (resuming an earlier TLS session) is
   complete after three flights, thus adding just one round-trip time if
   the client sends application data first.

   If the conditions outlined in [I-D.bmoeller-tls-falsestart] are met,
   application data can be transmitted when the sender has sent its own
   "ChangeCipherSpec" and "Finished" messages.  This achieves an
   improvement of one round-trip time for full handshakes if the client
   sends application data first, and for abbreviated handshakes if the
   server sends application data first.

   The conditions for using the TLS False Start mechanism are met by the
   public-key-based ciphersuites in this document.  In summary, the
   conditions are

   o  Modern symmetric ciphers with an effective key length of 128 bits,
      such as AES-128-CCM

   o  Client certificate types, such as ecdsa_sign

   o  Key exchange methods, such as ECDHE_ECDSA

   Based on the improvement over a full roundtrip for the full TLS/DTLS
   exchange this specification RECOMMENDS the use of the TLS False Start
   mechanism when clients send application data first.

24.  Privacy Considerations

   The DTLS handshake exchange conveys various identifiers, which can be
   observed by an on-path eavesdropper.  For example, the DTLS PSK
   exchange reveals the PSK identity, the supported extensions, the
   session id, algorithm parameters, etc.  When session resumption is
   used then individual TLS sessions can be correlated by an on-path
   adversary.  With many IoT deployments it is likely that keying
   material and their identifiers are persistent over a longer period of
   time due to the cost of updating software on these devices.

   User participation with many IoT deployments poses a challenge since
   many of the IoT devices operate unattended, even though they will
   initially be provisioned by a human.  The ability to control data
   sharing and to configure preference will have to be provided at a
   system level rather than at the level of the DTLS exchange itself,
   which is the scope of this document.  Quite naturally, the use of
   DTLS with mutual authentication will allow a TLS server to collect
   authentication information about the IoT device (likely over a long
   period of time).  While this strong form of authentication will
   prevent mis-attribution it also allows strong identification.
   Device-related data collection (e.g., sensor recordings) will be



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   associated with other data to be truly useful and this extra data
   might include personal data about the owner of the device or data
   about the environment it senses.  Consequently, the data stored on
   the server-side will be vulnerable to stored data compromise.  For
   the communication between the client and the server this
   specification prevents eavesdroppers to gain access to the
   communication content.  While the PSK-based ciphersuite does not
   provide PFS the asymmetric versions do.  This prevents an adversary
   from obtaining past communication content when access to a long-term
   secret has been gained.  Note that no extra effort to make traffic
   analysis more difficult is provided by the recommendations made in
   this document.

25.  Security Considerations

   This entire document is about security.

   We would also like to point out that designing a software update
   mechanism into an IoT system is crucial to ensure that both
   functionality can be enhanced and that potential vulnerabilities can
   be fixed.  This software update mechanism is also useful for changing
   configuration information, for example, trust anchors and other
   keying related information.

26.  IANA Considerations

   This document includes no request to IANA.

27.  Acknowledgements

   Thanks to Paul Bakker, Robert Cragie, Russ Housley, Rene Hummen,
   Matthias Kovatsch, Sandeep Kumar, Sye Loong Keoh, Alexey Melnikov,
   Akbar Rahman, Eric Rescorla, Michael Richardson, Zach Shelby, Michael
   StJohns, Rene Struik, and Sean Turner for their helpful comments and
   discussions that have shaped the document.

   Big thanks also to Klaus Hartke, who wrote the initial version of
   this document.

   Finally, we would like to thank our area director (Stephen Farrell)
   and our working group chairs (Zach Shelby and Dorothy Gellert) for
   their support.

28.  References







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28.1.  Normative References

   [EUI64]    "GUIDELINES FOR 64-BIT GLOBAL IDENTIFIER (EUI-64)
              REGISTRATION AUTHORITY", April 2010,
              <http://standards.ieee.org/regauth/oui/tutorials/
              EUI64.html>.

   [GSM-SMS]  ETSI, "3GPP TS 23.040 V7.0.1 (2007-03): 3rd Generation
              Partnership Project; Technical Specification Group Core
              Network and Terminals; Technical realization of the Short
              Message Service (SMS) (Release 7)", March 2007.

   [I-D.ietf-tls-cached-info]
              Santesson, S. and H. Tschofenig, "Transport Layer Security
              (TLS) Cached Information Extension", draft-ietf-tls-
              cached-info-17 (work in progress), November 2014.

   [I-D.ietf-tls-session-hash]
              Bhargavan, K., Delignat-Lavaud, A., Pironti, A., Langley,
              A., and M. Ray, "Transport Layer Security (TLS) Session
              Hash and Extended Master Secret Extension", draft-ietf-
              tls-session-hash-03 (work in progress), November 2014.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC4279]  Eronen, P. and H. Tschofenig, "Pre-Shared Key Ciphersuites
              for Transport Layer Security (TLS)", RFC 4279, December
              2005.

   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security
              (TLS) Protocol Version 1.2", RFC 5246, August 2008.

   [RFC5746]  Rescorla, E., Ray, M., Dispensa, S., and N. Oskov,
              "Transport Layer Security (TLS) Renegotiation Indication
              Extension", RFC 5746, February 2010.

   [RFC6066]  Eastlake, D., "Transport Layer Security (TLS) Extensions:
              Extension Definitions", RFC 6066, January 2011.

   [RFC6125]  Saint-Andre, P. and J. Hodges, "Representation and
              Verification of Domain-Based Application Service Identity
              within Internet Public Key Infrastructure Using X.509
              (PKIX) Certificates in the Context of Transport Layer
              Security (TLS)", RFC 6125, March 2011.

   [RFC6347]  Rescorla, E. and N. Modadugu, "Datagram Transport Layer
              Security Version 1.2", RFC 6347, January 2012.



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   [RFC6520]  Seggelmann, R., Tuexen, M., and M. Williams, "Transport
              Layer Security (TLS) and Datagram Transport Layer Security
              (DTLS) Heartbeat Extension", RFC 6520, February 2012.

   [RFC7250]  Wouters, P., Tschofenig, H., Gilmore, J., Weiler, S., and
              T. Kivinen, "Using Raw Public Keys in Transport Layer
              Security (TLS) and Datagram Transport Layer Security
              (DTLS)", RFC 7250, June 2014.

   [RFC7251]  McGrew, D., Bailey, D., Campagna, M., and R. Dugal, "AES-
              CCM Elliptic Curve Cryptography (ECC) Cipher Suites for
              TLS", RFC 7251, June 2014.

   [WAP-WDP]  Wireless Application Protocol Forum, "Wireless Datagram
              Protocol", June 2001.

28.2.  Informative References

   [AES]      NIST, "FIPS PUB 197, Advanced Encryption Standard (AES)",
              http://www.iana.org/assignments/tls-parameters/
              tls-parameters.xhtml#tls-parameters-4, November 2001.

   [ENISA-Report2013]
              ENISA, "Algorithms, Key Sizes and Parameters Report -
              2013", http://www.enisa.europa.eu/activities/identity-and-
              trust/library/deliverables/
              algorithms-key-sizes-and-parameters-report, October 2013.

   [Heninger]
              Heninger, N., Durumeric, Z., Wustrow, E., and A.
              Halderman, "Mining Your Ps and Qs: Detection of Widespread
              Weak Keys in Network Devices", 21st USENIX Security
              Symposium,
              https://www.usenix.org/conference/usenixsecurity12/
              technical-sessions/presentation/heninger, 2012.

   [HomeGateway]
              Eggert, L., "An experimental study of home gateway
              characteristics, In Proceedings of the '10th annual
              conference on Internet measurement'", 2010.

   [I-D.bmoeller-tls-downgrade-scsv]
              Moeller, B. and A. Langley, "TLS Fallback Signaling Cipher
              Suite Value (SCSV) for Preventing Protocol Downgrade
              Attacks", draft-bmoeller-tls-downgrade-scsv-02 (work in
              progress), May 2014.





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   [I-D.bmoeller-tls-falsestart]
              Langley, A., Modadugu, N., and B. Moeller, "Transport
              Layer Security (TLS) False Start", draft-bmoeller-tls-
              falsestart-01 (work in progress), November 2014.

   [I-D.bormann-core-cocoa]
              Bormann, C., Betzler, A., Gomez, C., and I. Demirkol,
              "CoAP Simple Congestion Control/Advanced", draft-bormann-
              core-cocoa-02 (work in progress), July 2014.

   [I-D.ietf-lwig-tls-minimal]
              Kumar, S., Keoh, S., and H. Tschofenig, "A Hitchhiker's
              Guide to the (Datagram) Transport Layer Security Protocol
              for Smart Objects and Constrained Node Networks", draft-
              ietf-lwig-tls-minimal-01 (work in progress), March 2014.

   [I-D.ietf-tls-negotiated-dl-dhe]
              Gillmor, D., "Negotiated Discrete Log Diffie-Hellman
              Ephemeral Parameters for TLS", draft-ietf-tls-negotiated-
              dl-dhe-00 (work in progress), July 2014.

   [I-D.ietf-tls-prohibiting-rc4]
              Popov, A., "Prohibiting RC4 Cipher Suites", draft-ietf-
              tls-prohibiting-rc4-01 (work in progress), October 2014.

   [I-D.ietf-uta-tls-bcp]
              Sheffer, Y., Holz, R., and P. Saint-Andre,
              "Recommendations for Secure Use of TLS and DTLS", draft-
              ietf-uta-tls-bcp-07 (work in progress), November 2014.

   [I-D.irtf-cfrg-chacha20-poly1305]
              Nir, Y. and A. Langley, "ChaCha20 and Poly1305 for IETF
              protocols", draft-irtf-cfrg-chacha20-poly1305-03 (work in
              progress), November 2014.

   [I-D.mathewson-no-gmtunixtime]
              Mathewson, N. and B. Laurie, "Deprecating gmt_unix_time in
              TLS", draft-mathewson-no-gmtunixtime-00 (work in
              progress), December 2013.

   [I-D.schmertmann-dice-ccm-psk-pfs]
              Schmertmann, L. and C. Bormann, "ECDHE-PSK AES-CCM Cipher
              Suites with Forward Secrecy for Transport Layer Security
              (TLS)", draft-schmertmann-dice-ccm-psk-pfs-01 (work in
              progress), August 2014.






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   [IANA-TLS]
              IANA, "TLS Cipher Suite Registry",
              http://www.iana.org/assignments/tls-parameters/
              tls-parameters.xhtml#tls-parameters-4, 2014.

   [Keylength]
              Giry, D., "Cryptographic Key Length Recommendations",
              http://www.keylength.com, November 2014.

   [RFC2104]  Krawczyk, H., Bellare, M., and R. Canetti, "HMAC: Keyed-
              Hashing for Message Authentication", RFC 2104, February
              1997.

   [RFC3610]  Whiting, D., Housley, R., and N. Ferguson, "Counter with
              CBC-MAC (CCM)", RFC 3610, September 2003.

   [RFC4086]  Eastlake, D., Schiller, J., and S. Crocker, "Randomness
              Requirements for Security", BCP 106, RFC 4086, June 2005.

   [RFC4492]  Blake-Wilson, S., Bolyard, N., Gupta, V., Hawk, C., and B.
              Moeller, "Elliptic Curve Cryptography (ECC) Cipher Suites
              for Transport Layer Security (TLS)", RFC 4492, May 2006.

   [RFC4634]  Eastlake, D. and T. Hansen, "US Secure Hash Algorithms
              (SHA and HMAC-SHA)", RFC 4634, July 2006.

   [RFC4919]  Kushalnagar, N., Montenegro, G., and C. Schumacher, "IPv6
              over Low-Power Wireless Personal Area Networks (6LoWPANs):
              Overview, Assumptions, Problem Statement, and Goals", RFC
              4919, August 2007.

   [RFC5077]  Salowey, J., Zhou, H., Eronen, P., and H. Tschofenig,
              "Transport Layer Security (TLS) Session Resumption without
              Server-Side State", RFC 5077, January 2008.

   [RFC5116]  McGrew, D., "An Interface and Algorithms for Authenticated
              Encryption", RFC 5116, January 2008.

   [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
              Housley, R., and W. Polk, "Internet X.509 Public Key
              Infrastructure Certificate and Certificate Revocation List
              (CRL) Profile", RFC 5280, May 2008.

   [RFC5288]  Salowey, J., Choudhury, A., and D. McGrew, "AES Galois
              Counter Mode (GCM) Cipher Suites for TLS", RFC 5288,
              August 2008.





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   [RFC5934]  Housley, R., Ashmore, S., and C. Wallace, "Trust Anchor
              Management Protocol (TAMP)", RFC 5934, August 2010.

   [RFC6090]  McGrew, D., Igoe, K., and M. Salter, "Fundamental Elliptic
              Curve Cryptography Algorithms", RFC 6090, February 2011.

   [RFC6655]  McGrew, D. and D. Bailey, "AES-CCM Cipher Suites for
              Transport Layer Security (TLS)", RFC 6655, July 2012.

   [RFC6961]  Pettersen, Y., "The Transport Layer Security (TLS)
              Multiple Certificate Status Request Extension", RFC 6961,
              June 2013.

   [RFC7228]  Bormann, C., Ersue, M., and A. Keranen, "Terminology for
              Constrained-Node Networks", RFC 7228, May 2014.

   [RFC7252]  Shelby, Z., Hartke, K., and C. Bormann, "The Constrained
              Application Protocol (CoAP)", RFC 7252, June 2014.

   [RFC7258]  Farrell, S. and H. Tschofenig, "Pervasive Monitoring Is an
              Attack", BCP 188, RFC 7258, May 2014.

   [RFC7366]  Gutmann, P., "Encrypt-then-MAC for Transport Layer
              Security (TLS) and Datagram Transport Layer Security
              (DTLS)", RFC 7366, September 2014.

Appendix A.  Conveying DTLS over SMS

   This section is normative for the use of DTLS over SMS.  Timer
   recommendations are already outlined in Section 13 and also
   applicable to the transport of DTLS over SMS.

   This section requires readers to be familiar with the terminology and
   concepts described in [GSM-SMS], and [WAP-WDP].

   The remainder of this section assumes Mobile Stations are capable of
   producing and consuming 8-bit binary data encoded Transport Protocol
   Data Units (TPDU).

A.1.  Overview

   DTLS adds an additional roundtrip to the TLS [RFC5246] handshake to
   serve as a return-routability test for protection against certain
   types of DoS attacks.  Thus a full blown DTLS handshake comprises up
   to 6 "flights" (i.e., logical message exchanges), each of which is
   then mapped on to one or more DTLS records using the segmentation and
   reassembly (SaR) scheme described in Section 4.2.3 of [RFC6347].  The
   overhead for said scheme is 6 bytes per Handshake message which,



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   given a realistic 10+ messages handshake, would amount around 60
   bytes across the whole handshake sequence.

   Note that the DTLS SaR scheme is defined for handshake messages only.
   In fact, DTLS records are never fragmented and MUST fit within a
   single transport layer datagram.

   SMS provides an optional segmentation and reassembly scheme as well,
   known as Concatenated short messages (see Section 9.2.3.24.1 of
   [GSM-SMS]).  However, since the SaR scheme in DTLS cannot be
   circumvented, the Concatenated short messages mechanism SHOULD NOT be
   used during handshake to avoid redundant overhead.  Before starting
   the handshake phase (either actively or passively), the DTLS
   implementation MUST be explicitly configured with the PMTU of the SMS
   transport in order to correctly instrument its SaR function.  The
   PMTU SHALL be 133 bytes if WDP-based multiplexing is used (see
   Appendix A.3), 140 bytes otherwise.

   It is RECOMMENDED to use the established security context over the
   longest possible period (possibly until a Closure Alert message is
   received, or after a very long inactivity timeout) to avoid the
   expensive re-establishment of the security association.

A.2.  Message Segmentation and Re-Assembly

   The content of an SMS message is carried in the TP-UserData field,
   and its size may be up to 140 bytes.  As already mentioned in
   Appendix A.1, longer (i.e., up to 34170 bytes) messages can be sent
   using Concatenated SMS.

   This scheme consumes 6-7 bytes (depending on whether the short or
   long segmentation format is used) of the TP-UserData field, thus
   reducing the space available for the actual content of the SMS
   message to 133-134 bytes per TPDU.

   Though in principle a PMTU value higher than 140 bytes could be used,
   which may look like an appealing option given its more efficient use
   of the transport, there are disadvantages to consider.  First, there
   is an additional overhead of 7 bytes per TPDU to be paid to the SaR
   function (which is in addition to the overhead introduced by the DTLS
   SaR mechanism.  Second, some networks only partially support the
   Concatenated SMS function and others do not support it at all.

   For these reasons, the Concatenated short messages mechanism SHOULD
   NOT be used, and it is RECOMMENDED to leave the same PMTU settings
   used during the handshake phase, i.e., 133 bytes if WDP- based
   multiplexing is enabled, 140 bytes otherwise.




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   Note that, after DTLS handshake has completed, any fragmentation and
   reassembly logic that pertains the application layer (e.g.,
   segmenting CoAP messages into DTLS records and reassembling them
   after the crypto operations have been successfully performed) needs
   to be handled by the application that uses the established DTLS
   tunnel.

A.3.  Multiplexing Security Associations

   Unlike IPsec ESP/AH, DTLS records do not contain any association
   identifiers.  Applications must arrange to multiplex between
   associations on the same endpoint which, when using UDP/IP, is
   usually done with the host/port number.

   If the DTLS server allows more than one client to be active at any
   given time, then the WAP User Datagram Protocol [WAP-WDP] can be used
   to achieve multiplexing of the different security associations.  (The
   use of WDP provides the additional benefit that upper layer protocols
   can operate independently of the underlying wireless network, hence
   achieving application-agnostic transport handover.)

   The total overhead cost for encoding the WDP source and destination
   ports is 7 bytes out of the total available for the SMS content.

   The receiving side of the communication gets the source address from
   the originator address (TP-OA) field of the SMS-DELIVER TPDU.  This
   way an unique 4-tuple identifying the security association can be
   reconstructed at both ends.  (When replying to its DTLS peer, the
   sender will swaps the TP-OA and TP-DA parameters and the source and
   destination ports in the WDP.)

A.4.  Timeout

   If SMS-STATUS-REPORT messages are enabled, their receipt is not to be
   interpreted as the signal that the specific handshake message has
   been acted upon by the receiving party.  Therefore, it MUST NOT be
   taken into account by the DTLS timeout and retransmission function.

   Handshake messages MUST carry a validity period (TP-VP parameter in a
   SMS-SUBMIT TPDU) that is not less than the current value of the
   retransmission timeout.  In order to avoid persisting messages in the
   network that will be discarded by the receiving party, handshake
   messages SHOULD carry a validity period that is the same as, or just
   slightly higher than, the current value of the retransmission
   timeout.






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Authors' Addresses

   Hannes Tschofenig  (editor)
   ARM Ltd.
   110 Fulbourn Rd
   Cambridge  CB1 9NJ
   Great Britain

   Email: Hannes.tschofenig@gmx.net
   URI:   http://www.tschofenig.priv.at


   Thomas Fossati
   Alcatel-Lucent
   3 Ely Road
   Milton, Cambridge  CB24 6DD
   UK

   Email: thomas.fossati@alcatel-lucent.com
































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