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                                    iSCSI                   17-April-02



     IPS                                                    Julian Satran
     Internet Draft                                          Daniel Smith
     draft-ietf-ips-iscsi-12.txt                              Kalman Meth
     Category: standards-track                                 Ofer Biran
                                                                Jim Hafner
                                                                      IBM

                                                        Costa Sapuntzakis
                                                                Mark Bakke
                                                            Cisco Systems

                                                            Randy Haagens
                                                   Mallikarjun Chadalapaka
                                                      Hewlett-Packard Co.

                                                              Matt Wakeley
                                                     Agilent Technologies

                                                        Luciano Dalle Ore
                                                                   Quantum

                                                        Paul Von Stamwitz
                                                                   Adaptec

                                                              Efri Zeidner
                                                                   SANGate



                                    iSCSI





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                                   iSCSI                      17-April-02

Status of this Memo

     This document is an Internet-Draft and fully conforms to all provi-
     sions of Section 10 of [RFC2026].

     Internet-Drafts are working documents of the Internet Engineering
     Task Force (IETF), its areas, and its working groups. Note that other
     groups may also distribute working documents as Internet-Drafts.
     Internet-Drafts are draft documents valid for a maximum of six months
     and may be updated, replaced, or made obsolete by other documents at
     any time. It is inappropriate to use Internet- Drafts as reference
     material or to cite them other than as "work in progress."
     The list of current Internet-Drafts can be accessed at http://
     www.ietf.org/ietf/1id-abstracts.txt
     The list of Internet-Draft Shadow Directories can be accessed at
     http://www.ietf.org/shadow.html.


Abstract

     The Small Computer Systems Interface (SCSI) is a popular family of
     protocols for communicating with I/O devices, especially storage
     devices. This memo describes a transport protocol for SCSI that oper-
     ates on top of TCP. The iSCSI protocol aims to be fully compliant with
     the requirements laid out in the SCSI Architecture Model - 2 [SAM2]
     document.

Acknowledgements

     In addition to the authors, a large group of people contributed to
     this work through their review, comments and valuable insights. We are
     grateful to all of them. We are especially grateful to those who found
     the time and patience to participate in our weekly phone conferences
     and intermediate meetings in Almaden and Haifa, thus helping to shape
     this document: John Hufferd, Prasenjit Sarkar, Meir Toledano, John
     Dowdy, Steve Legg, Alain Azagury (IBM), Dave Nagle (CMU), David Black
     (EMC), John Matze (Veritas - now with Okapi Software), Steve DeGroote,
     Mark Schrandt (NuSpeed), Gabi Hecht (Gadzoox), Robert Snively (Bro-
     cade), Nelson Nachum (StorAge), Uri Elzur (Broadcom).  Many more
     helped clean up and improve this document within the IPS working
     group. We are especially grateful to David Robinson and Raghavendra
     Rao (Sun), Charles Monia, Joshua Tseng (Nishan), Somesh Gupta (Sil-
     verback Systems), Michael Krause, Pierre Labat, Santosh Rao, Matthew
     Burbridge (HP), Stephen Bailey (Sandburst), Robert Elliott, Nick Mar-

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                                                             iSCSI                                               17-April-02

     tin (Compaq), Steve Senum, Ayman Ghanem (CISCO), Barry Reinhold (Tre-
     bia Networks), Bob Russell (UNH), Bill Lynn (Adaptec), Doug Otis
     (Sanlight), Robert Griswold and Bill Moody (Crossroads). The recovery
     chapter was enhanced with help from Stephen Bailey (Sandburst),
     Somesh Gupta (HP), Venkat Rangan (Rhapsody Networks), Vince Cavanna,
     Pat Thaler (Agilent), Jonathan Stone (Stanford), Luben Tuikov (Splen-
     tec), Paul Konig (?), Eddy Quicksall (iVivity, Inc.) - Eddy also con-
     tributed with some examples. Last, but not least, thanks to Ralph
     Weber for keeping us in line with T10 (SCSI) standardization.
     We would like to thank Steve Hetzler for his unwavering support and
     for coming up with such a good name for the protocol, Micky Rodeh, Jai
     Menon, Clod Barrera and Andy Bechtolsheim for helping this work hap-
     pen.

     At the time of the writing, this document has to be considered in con-
     junction with the "Naming & Discovery"[NDT], "Boot"[BOOT] and "Secur-
     ing iSCSI, iFCP and FCIP"[SEC-IPS] documents.

     The "Naming & Discovery" document is authored by:

       Mark Bakke (Cisco), Joe Czap, Jim Hafner, John Hufferd, Kaladhar
             Voruganti (IBM), Howard Hall (Pirus), Jack Harwood (EMC),
             Yaron Klein (SANRAD), Lawrence Lamers (San Valley Systems),
             Todd Sperry (Adaptec) and Joshua Tseng (Nishan).

     The "Boot" document is authored by:

       Prasenjit Sarkar (IBM), Duncan Missimer (HP) and Costa Sapuntz-
             akis (CISCO).

     The "Securing iSCSI, iFCP and FCIP" document is authored by:

       Bernard Aboba, William Dixon (Microsoft), David Black (EMC),
       Joseph Tardo, Uri Elzur (Broadcom), Mark Bakke, Steve Senum
             (Cisco Systems), Howard Herbert, Jesse Walker (Intel), Julian
             Satran, Ofer Biran and Charles Kunzinger (IBM).


     We are grateful to all of them for their good work and for helping us
     correlate this document with the ones they produced.

Conventions used in this document

     In examples, "I->" and "T->" indicate iSCSI PDUs sent by the initiator
     and target respectively.

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                                  iSCSI                         17-April-02


     The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
     "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
     document are to be interpreted as described in RFC2119.

Change Log

     The following changes were made from draft-ietf-ips-iSCSI-11 to
     draft-ietf-ips-iSCSI-12:

       - Clarify the use of A bit and DataACK at the end of data
       - Clarified checking to be done for abort task and removed Ref-
         erenced task tag from task management response
       - Range separator is tilde.
       - Fixed the paragraph numbering in the appendices.
       - Clarified the expected target behavior in a lost F-bit sce-
         nario when responding to Abort Task Set/Clear Task Set.
       - Added the TargetPortalGroupTag key as a Login/operational key,
         and its usage semantics were added to Section 4.3 Login Phase.
       - Clarified the language in Section 6.1.2 Allegiance Reassign-
         ment and Section 6.2 Usage Of Reject PDU in Recovery.
       - Clarified the states corresponding to full-feature phase oper-
         ation in connection and session state diagrams in Chapter 5.
       - Delivering all negotiated unsolicited data is mandatory
       - Delivering all the data for an R2T is mandatory
       - Added a timeout guidance section to Chapter 8
       - Added normative naming text (previously in NDT)
       - Clarified no duplicate parameter for login
       - Added a minimum required to support to text length (16k/64k)
       - Changed the name of TSID to TSIH to better reflect its meaning
       - Security - IPsec transport mode is MAY and authentication MUST
         be used when encryption is used
       - Added to logout a section clarifying the actions to be taken
         on task termination by the target
       - Removed CRN
       - Changed default time2wait & retain to better express typical
         ratio
       - Changes SCSI port element separator to comma
       - Async Event data format same as for SCSI response

     The following changes were made from draft-ietf-ips-iSCSI-10 to
     draft-ietf-ips-iSCSI-11:

       - ACA is SHOULD
       - New format for ISID that allows factory presets
       - New wording in section 9.5.4 that makes it clear that initia-
         tor must discard discontiguous data PDUs during reassignment.


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                                  iSCSI                      17-April-02

     - Removed Parameter1 field definition for "drop the session"
       Async Message.
     - In state transitions chapter, added Logout timeout to the
       event set causing T17, and removed the "session close" event
       from the event set for T6. Changed "status class" to Status-
       Class.
     - Clarified that for ErrorRecoveryLevel < 2, a restart Login PDU
       terminates all the tasks.
     - Clarified the various subcases of interpretation for
       Time2Retain and Time2Wait in the Logout Response section.
     - Added a new section in the recovery chapter on connection tim-
       eout management.
     - The LogoutLoginMinTime and LogoutLoginMaxTime keys are
       respectively renamed to DefaultTime2Wait and
       DefaultTime2Retain, since they are used only on non-Logout
       events and also to better align with the notion of Time2Wait
       and Time2Retain that the draft already defines.
     - Added the new Appendix on clearing effects.
     - Retired the X-bit in Login PDU to make the bit position
       reserved.  Moved the content under X-bit description to a new
       section 4.3.4 that describes "connection reinstatement".
     - Added text to section 6.1.2 that clarifies the expectations on
       targets during allegiance reassignment.
     - Minor changes in error recovery algorithms to change NextCmdSN
       to CmdSN in the Session data structure.
     - Added a new section 4.3.5 defining the term "session rein-
       statement".
     - Added a new transition N11 to target session state diagram, to
       address the session reinstatement event. Enhancing the event
       set for N3(T) and N6(I & T) for the same event.  Adding the
       same event to the event sets for target transitions T8, T13,
       T15, T16, T17, T18, and M2 (I & T).
     - Addressed the case of active TTTs when ABORT TASK SET/CLEAR
       TASK SET is in progress in section 9.5 and section 9.6.
     - Added a new Section 9.6.2 Task Management actions on task sets
       that describes the exact timeline of events on a task set task
       management function.
     - Clarified the usage of ITT for DataACK type of SNACK.
     - Added error code for inexistent session to login response
     - Changed the FIM SHOULD to should(!)
     - Added a TTT field for Data-In when A bit is 1 and to the cor-
       responding SNACK. To make it consistent changed slightly the
       layout of Data-IN, SCSI Response and SNACK.
     - Clarified the use of LUN with all PDUs holding TTT
     - Removed the ? value from negotiations
     - Unified text negotiations (login, ffp and formats) in one
       chapter
     - Clarified AHSLength and DataLength for all PDUs
     - Clarified use of Reject


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                                     iSCSI                      17-April-02

       - Replaced Protocol Error with Negotiation Failure in negotia-
         tions
       - Removed FFP command before login from Reject Causes
       - Added Invalid Request During Login to Login Errors
       - Added tape text
       - Clarified Security Text
       - Aligned marker negotiations with the overall negotiations and
         added numeric range to the negotiation forms
       - Changed target network architecture example in Overview
       - Clarified T bit use in Login Reject
       - Version back to 00


     The following changes were made from draft-ietf-ips-iSCSI-09 to
     draft-ietf-ips-iSCSI-10:

       - Clarifying MaxOutstandingR2T
       - Widening the scope of Reject reason code 0x09 to mean "Invalid
         PDU field".
       - Changes in the "iSCSI connection termination" section to make
         the terminology usage consistent with the rest of the draft.
       - Adding transition T18 in standard connection state diagram,
         and its description.
       - Other minor wording changes in the state transitions chapter
         to address "session close" case and others.
       - Adding a new state Q5(IN_CONTINUE) to the target session state
         diagram to resolve transitions N8 and N9 off Q2.
       - Removed the AHS drop bit feature.
       - Removed the qualifier field in Task Management Response PDU,
         and added a new response "Function authorization failed".
       - Clarified the fate of regular SCSI reservations on a session
         timeout, compared to a transient session failure.
       - Added wording in R2T section to address the case of receiving
         a smaller write data sequence than was asked for in an R2T.
       - Changes and fixes in recovery algorithms to be consistent with
         the rest of the draft.
       - Changed the "Invalid SNACK" Reject reason code to "Invalid
         data ACK" since the invalid SNACK is already covered under
         "Protocol error".  Also treating DataSN and R2TSN equivalently
         in this case.
       - Change in the SNACK section to require a Reject "Protocol
         error" on an invalid SNACK.
       - Time2Retain 0 in Logout Response indicates connection/session
         can't recover
       - Coordinate DataSequenceInOrder with Error recovery level and
         MaxOutstandingR2T, also stating that only the last read/write
         sequence is recoverable under digest error recovery if DataSe-
         quenceInOrder=Yes
       - Alias designation format appendix is again out(!) - T10 has
         decided it will go in SPC3

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                                    iSCSI                     17-April-02

       - Task Management synchronization moved to the target (task man-
         agement response given after task management action and con-
         firmed delivery of all previous responses)
       - Removed the don't care value in numerical negotiations
       - Changed Marker negotiation to allow it to be closed in one
         round
       - Marker position is not dependent of the length of the login
         phase
       - Statement made that reserved bits do not have to be checked at
         the beginning of Chapter 9
       - InitialR2T, BidiInitialR2T and ImmediateData changed to LO
       - I bit (equivalent) in responses made 0
       - Added a "double response" version for the ? key value to
       - ? value can be used only outside Login
       - added :, [ and ] as allowed in key values
       - allow 0 in LogoutLoginMax and Min
       - after task reassign no SNACK mandated, the function must be
         performed by target with information made available by reas-
         sign
       - removed the third party command section - SCSI now handles
         everything needed (including iSCSI aliasing)

     The following changes were made from draft-ietf-ips-iSCSI-08 to
     draft-ietf-ips-iSCSI-09:

       - Added Task management response "task management function not
         supported"
       - Negotiation (numeric) responder driven
       - Added vendor specific data to reject
       - Allow logout in discovery sessions
       - Variable DataPDULength - renamed MaxRecvPDULength
       - Key=value pairs can span PDU boundaries
       - Uniform treatment of text exchange resets
       - Reintroduced DataACK as a special form of SNACK
       - Extended ISID in the Login Request
       - Removed 0 as a "no limit value" (residue from mode pages)
       - Reintroduced LogoutLoginMinTime
       - Digests moved to Operational Keys
       - Removed X bit in all commands and replaced it in Login and
         added a cleaning rule to CmdSN numbering
       - Several simplifications in state transition section - standard
         connection and session state diagrams are separately described
         for initiators and targets
       - Several minor technical and language changes in the error
         recovery section
       - Added Irrelevant to negotiations
       - Clarification to logout behavior
       - Clarification to command ordering
       - On SCSI timeout task abort instead of session failure


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                                     iSCSI                      17-April-02

       - Changed version to 0x03 - ALL VERSION NUMBERS are temporary up
         to "Rafting" (take them with a grain of salt)


     The following changes were made from draft-ietf-ips-iSCSI-07 to
     draft-ietf-ips-iSCSI-08:

       - Clarified the use of initiator task tag with regard to the
         SCSI tag in Section 9.2.1.7 Initiator Task Tag
       - Added a clarification to Section 2.2.2.1 Command Numbering and
         Acknowledging - response to a command should not precede
         acknowledgment.
       - Added clarification to Section 9.7 SCSI Data-out & SCSI Data-
         in - good status in Data-In must be supported by initiators
       - Clarified InitiatorName is required at login in Section 4.3.1
         Login Phase Start
       - Another clarification for SecurityContextComplete in Section
         4.3.2 iSCSI Security Negotiation
       - Added "command not supported in this session type" to reject
         reasons
       - Discovery session implies MaxConnections = 1
       - Second appearance of TargetAddress  deleted
       - Padding forbidden for non-end-of-sequence data PDUs
       - Removed Boot and Copenhagener Session types
       - Changed explanation of ExpDataSN
       - Removed/corrected response 05 in Section 9.4.3 Response
       - Brought Section 2.2.6 iSCSI Names in line with NDT draft
       - Fixed the syntax in accordance with [RFC2372] and [RFC2373]
       - Removed forgotten references to the default iSCSI target
       - Counters back to Reject Response
       - Clarification - SendTargets admissible only in full feature
         phase
       - Changed name of DataOrder and DataDeliveryOrder to DataSequen-
         ceOrder and DataPDUInOrder and clarified appendix text
       - Padding bytes SHOULD be sent as 0 (instead of MUST be 0)
       - UA attention behavior for various resets deleted - replaced
         with reference to SAM2
       - Removed AccessID
       - OpParmReset generalized
       - Clarified the definition of full-feature phase in Section
         2.2.4 iSCSI Full Feature Phase
       - Added new Reject reason codes, tabular listing and a pointer
         to Section 9.14.3 Reason Code
       - Added additional Reject usage semantics on CmdSN and DataSN to
         Section 9.14.3 Reason Code
       - Added a new Logout Response code for failure
       - Renamed BUSY as RECOVERY_START, removed RECOVERY_DONE, and
         merged T11 and T14 transitions into T11-(1,2) in Section 5
         State Transitions.


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                                   iSCSI                      17-April-02

     - Corrected initiator handling of format errors
     - Clarified usage of command replay
     - Removed the delivery in same order as presented from Text
       Response
     - Clarified RefCmdSN function fro abort task
     - Corrected length field for AHS of type Extended CDB
     - Removed LUN from text management response
     - Clarified F bit for Bidirectional commands
     - Removed the Async iSCSI event "target reset"
     - Removed wording in Section 9.6 Task Management Function
       Response linking SCSI mode pages to Async Messages
     - Changed the ASC/ASCQ values to better mean "not enough unso-
       licited data"
     - Names examples include date
     - Removed references to S bit in Section 9.4 SCSI Response
     - Fixed NOP to simplify and avoid it consuming CmdSN
     - Fixed CRC and examples
     - Added the T, CSG & NSG fields to Login Command & Response,
       rewrote Chapter 3, changed all examples in Appendix C. - Login
       Phase Examples - to fit the above changes
     - Key=value confined to one response
     - Add command restart/replay to task management
     - Removed cryptographic digests
     - Removed "proxy required" status code
     - Re-named and fixed descriptions of status codes
     - Re-formatted login examples for clarity
     - SCSI/iSCSI parameters - fixed Section 3 SCSI Mode Parameters
       for iSCSI, out DataPDULength, DataSequenceOrder
     - Changed all sense keys to aborted command in the table in Sec-
       tion 9.4.2 Status
     - Rearranged requests to have all SCSI related grouped etc.
     - Fixed Task Management Function Request ABORT TASK and removed
       the part about it in Chapter 8.
     - Reintroduced aliases (the data format) in an appendix. The
       aliasing mechanism once part of iSCSI is part of [SPC3]
     - Login negotiations - using only login request response
       (instead of former login and text)
     - F bit in login changed name to T bit
     - Stated defaults for mode parameters in chapter 3
     - Updated Chapter 7 to reflect the current consensus on security
     - Changed all sense keys to aborted command in the table in
       2.4.2
     - Minor language clarifications in sections 1.2.3, 1.2.5, 1.2.6,
       1.2.8.
     - Added a new Reject reason code "Task in progress" and clari-
       fied language in the same section.
     - Added more description to the session state transitions in
       Chapter 5.
     - Several changes in Chapter 6 corresponding to the new task
       management function "reassign".  Other language changes in

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                                     iSCSI                      17-April-02

            Chapter 6 for better description. Format errors are mandated
            to cause session failures.
       - Renamed the erstwhile error recovery levels as error recovery
            classes, and renamed "within-session" recovery to "connection
            recovery" to better reflect the mechanics.
       - Added Section 6.13 Error Recovery Hierarchy to define the
            error recovery hierarchy.
       - Modifications to error recovery algorithms in Appendix F.
       - Added a new Reject reason code "Invalid SNACK", added DataSN
            to Reject PDU.
       - Changed Section 9.17 Reject to use the "Invalid SNACK" reason
            code.
       - Removed a Logout reason code in Section 9.14 Logout Request to
            be consistent with Section 9.9 Asynchronous Message.
       - Collapsed the two event fields in Async Event and added vendor
            specific event
       - Immediate data can be negotiated anytime (consistency)
       - Removed replay as a protocol notion and all references to it
       - SNACK RunLength 0 means all
       - Cleaning the bookmark mechanism for text
       - New T10 approved ASC/ASQ codes
       - Added a incipient definitions section - thanks to Eddy Quick-
            sall
       - Change OpParmReset from Yes/No to default/current
       - Added Base64 to encode large strings
       - The 255 limit for key values is now "unless specified other-
            wise"
       - Cleaned SNACK format
       - Removed ExpR2TSN from SCSI command response it is too late
       - MaxBurstSize/FirstBurstSize back as key=value
       - Removed LogoutLoginMinTime (value provided in exchange)
       - Clear language on component function in generating ISID/TSID
       - Negotiation breaking is done through abort/reject
       - Removed all iSCSI mode pages


     The following changes were made from draft-ietf-ips-iSCSI-06 to
     draft-ietf-ips-iSCSI-07:

       - Clarified the "fate" of immediate commands and resources man-
            dated (1.2.2.1) and introduced a reject-code for rejected
            immediate commands
       - Clarify CmdSN handling and checking order for ITT and CmdSN
            1.2.2.1
       - Added a statement to the effect that a receiver must be able
            to accept 0 length Data Segments to 2.7.6. Added also a state-
            ment to 2.2.1 that a zero-length data segment implies a zero-
            length digest
       - SCSI MODE SELECT will not really set the parameters (will not
            cause an error either). The parameters will be set exclusively

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                                   iSCSI                     17-April-02

       with text mode and can be retrieved with either text or Mode-
       SENSE. This enables us to disable their change after the Login
       negotiation. Also added to the negotiation (1.2.4) the value
       "?" with special meaning of enquiry
     - Changed "task" to "command" wherever relevant
     - EMDP usage in line with other SCSI protocols. EMDP governs how
       a target may request data and deliver. Similar to FCP a sepa-
       rate (protocol) parameter governs data PDU ordering within
       Sequence (DataPDUInOrder). Cleaned wording of DataOrder.
       Fixed final bit to define sequences in input stream.
     - Added a "persistent state" part (1.2.8)
     - Some Task Management commands may require authorization or may
       not be implemented. If not authorized they will return as if
       executed with a qualifier indicating "not authorized" or "not
       implemented" (clear LU and the resets)
     - Task management commands and responses are "generalized" to
       all iSCSI tagged commands (they are named now Task Management
       command and response). Their behavior with respect to their
       CmdSN is clarified and mandated
     - The logic to update ExpCmdSN etc. moved to 1.2.2.1
     - Explicitly specified that a target can "initiate" negotiating
       a parameter (offering)(1.2.4)
     - Returned the "direction" bit and a set of codes similar to
       version 05
     - Introduced a "special" session type (CopyManagerSession) to be
       used between a Copy Manager and all of its target; it may help
       define authentication and limit the type f commands to be exe-
       cuted in such a session
     - Added 8.4 - How to Abort Safely a Command that Was Not
       Received
     - Fixed the Logout Text
     - AHSLength is now the first field in the AHS
     - Fixed wording in 2.35 indicating AHS is mandatory for Bi-
       directional commands
     - All key=value responses have to be explicit (none, not-under-
       stood etc.); no more selection by hiatus
     - Targets can also offer key=value pairs (i.e., initiate negoti-
       ation) stated explicitly in 2.9.3
     - Logout has a CmdSN field
     - The Status SNACK can be discarded if the target has no such
       recovery
     - Some parameters have been removed and replaced by "reasonable"
       defaults (read arbitrary defaults!); many others can't be
       changed anymore while the session is in full-feature phase
     - NOP-Out specifies how LUN is generated when used (copied from
       NOP-In)
     - Initial Marker-Less Interval is not a parameter anymore
     - A response with F=1 during negotiation may not contain
       key=value pairs that may require additional answers from the
       initiator

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                                   iSCSI                     17-April-02

     - Clarified the meaning of the F bit on Write commands with
       regard to immediate and unsolicited data; F bit 0 means that
       unsolicited data will follow while F bit 1 means that this is
       the last of them (if any)
     - You can have both immediate and unsolicited Data-Out PDUs
     - DataPDULength and FirstBurstSize of 0 are allowed and mean
       unlimited length
     - Task management command behavior relative to their own CmdSN
       is now stated in no uncertain terms (they are mandated to exe-
       cute as if issued at CmdSN and, in case of aborts and clear/
       reset no additional response/status is expected for those com-
       mands after the task management command response
     - DataSN field in R2T renamed as R2TSN (better reflects seman-
       tics) and SNACK explicitly says that it requests Data or R2T.
     - A session can have only one outstanding text request (not
       sequence)
     - Text for Login Response 0301 changed (removed the maintenance
       mention)
     - Clarified when ExpDataSN is reserved in SCSI Response
     - Clarified the text and parameter (timers) for iSCSI event
     - Padding bytes should be 0 (2.1)
     - TotalAHSLength in 2.1.1.1 includes padding
     - DataSegmentLength in 2.1.1.2 excludes padding
     - Clarified bits in AHS type
     - Limit for key/value string lengths (63, 255) in 2.8.3
     - Added an example of SCSI event to Asynchronous Message
     - Changed "Who" to "Who can send" in appendix
     - Clarified meaning of parameters on 2.18.1 - Asynchronous Mes-
       sage - iSCSI Event
     - Clarified the required initiator behavior at logout (not send-
       ing other commands) and how one expects the TCP close to be
       performed in 2.14
     - Added a Login Response code indicating that a session can't
       include a given connection (0208)
     - Clarified transition to full feature phase (per session and
       per connection and the role of the leading connection) in
       1.2.5
     - Corrected "one outstanding text request per connection"
       instead of "per session"
     - For the Login Response TSID must be valid only if Login is
       accepted and the F bit is 1
     - Added examples illustrating DataSN and R2TSN (from Eddy Quick-
       sall)
     - Added more text to the task management command 2.5
     - Removed EnableACA and its dependents (in task management) and
       stated the requirement for a Unit Attention conform to SAM2
     - iSCSI Target Name if used on a connection other than the first
       must be the same as on the first (4.1)
     - Fixed the examples in the Login appendix to correspond to the
       new keys

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                                iSCSI                         17-April-02

     - Fixed SCSI Response Flags and made them consistent with the
       Data-In PDU
     - All specified keys except X-* MUST be accepted (2.8.3)
     - Hexadecimal notation is 0xab123cd (not 0x'ab123cd')
     - Clarified CmdSN usage in immediate commands and the meaning of
       "execution engine" in 1.2.2.1
     - Reject response that prevent the creation of a SCSI task or
       result in a SCSI task being terminated must be followed by a
       SCSI Response with a Check Condition status 2.19.1
     - Additional Runs (AddRuns) dropped from the SNACK request (too
       complex). With it disappeared also the implicit acknowledge-
       ment of sequences "between runs"
     - PDUs delivered because of SNACK will be exact replicas of the
       original PDUs (including all flags) 2.16
     - Added CommandReplaySupport key to negotiate support for full
       command replay (a command can be replayed after the status has
       been issued but has not been acknowledged) and a reject cause
       of unsupported command reply
     - Added CommandFailoverSupport key to negotiate support for com-
       mand allegiance change (command retry on another connection)
     - Status SNACK for an acknowledged status is a protocol error
       (cause for reject)
     - Reject cause "Command In Progress" when requesting replay
       before status is issued and while command is running
     - Premature SNACKs are silently discarded (2.16)
     - Status SNACK has to supported only if within command or within
       connection recovery is supported. If within session recovery
       is supported SNACK can be discarded and followed by an Async.
       Message requesting logout
     - StatSN added to Logout Response
     - Added "CID not found" to Logout Response reason codes
     - Async Message - iSCSI event 2 (request logout) has to be sent
       on the connection to be dropped. Wording fixed.
     - Naming changes - iqn (stands for iSCSI qualified name) intro-
       duced as a replacement to fqn. Iqn prefixes also reversed
       names
     - text in 8.3 revised (task management implementation mechanism)
     - Fixed bit 7 byte 1 in Task Management response to 1 (consis-
       tency)
     - Clarified in 1.2.2 behavior when "command window" is 0 (MaxC-
       mdSN = ExpCmdSN -1)
     - Added state transitions part (new part 6)
     - Refreshed recovery chapter (new part 7)
     - Added an appendix with detailed recovery mechanisms (Appendix
       E)
     - Added session types a brief explanation in part 1
     - Added DiscoverySession key and SendTargets appendix
     - SCSI response made to fit having both a Status and a Response
       field. Needed for target errors that result in a check condi-


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                                   iSCSI                    17-April-02

       tion and ACA. In line with SAM2 that requires both fields
       (former versions where modeled on FCP).
     - The security appendix list SRP as mandatory to implement
     - Clarified initial CmdSN and the role of TSID as a serializer
     - Long Text Responses - additional fields added to the text
       request and text response
     - Added a SCSI to iSCSI concept mapping section 1.5
     - Clarified SNACK wording to indicate that in general command.
       Request, iSCSI command and iSCSI command have the same mean-
       ing. Also status, response or numbered response.
     - Changed InitStatSN and clarified how it increases
     - Added requirement for a 0x00 delimiter after each key=value
     - Added binary negotiations (Yes|No) explicitly to 1.2.4
     - All keys and values in the spec are case sensitive (stated in
       the text request)
     - Changed the "operational parameters sent before the security.
       MAY be discarded" into MUST be discarded
     - Changed the login reject 0201 to read - Security Negotiation
       Failed
     - Added to 2.3.1 a paragraph about mandatory consistencies
     - Stated clearly that F bit pairing is "local" (per/pair) and
       not per negotiation
     - Clarified dependent parameter status
     - Added CRC Example
     - Added OpParmReset=Yes
     - SecurityContextComplete is mandatory if any option offered
     - Added a warning about the implications of not sending all
       unsolicited data to part 8
     - Added a recommendation to send unsolicited data at FirstBurst-
       Size and a response (error) for targets not supporting less
     - Many more minor editorial changes, clarifications, typos etc.
     - Responses in same position in SCSI response, logout, task etc.





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Table of Contents                  iSCSI                     17-April-02

 Status of this Memo . . . . . . . . . . . . . . . . . . . . . . . . . 2
 Abstract  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
 Acknowledgements  . . . . . . . . . . . . . . . . . . . . . . . . . . 2
 Conventions used in this document . . . . . . . . . . . . . . . . . . 3
 Change Log  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
1. Definitions   . . . . . . . . . . . . . . . . . . . . . . . . . . .22
2. Overview  . . . . . . . . . . . . . . . . . . . . . . . . . . . . .26
     2.1 SCSI Concepts  . . . . . . . . . . . . . . . . . . . . . . . . .26
     2.2 iSCSI Concepts and Functional Overview   . . . . . . . . . . . .27
       2.2.1 Layers and Sessions   . . . . . . . . . . . . . . . . . . .27
       2.2.2 Ordering and iSCSI Numbering  . . . . . . . . . . . . . . .28
          2.2.2.1 Command Numbering and Acknowledging  . . . . . . . . .29
          2.2.2.2 Response/Status Numbering and Acknowledging  . . . . .32
          2.2.2.3 Data Sequencing  . . . . . . . . . . . . . . . . . . .32
       2.2.3 iSCSI Login   . . . . . . . . . . . . . . . . . . . . . . .33
       2.2.4 iSCSI Full Feature Phase  . . . . . . . . . . . . . . . . .34
       2.2.5 iSCSI Connection Termination  . . . . . . . . . . . . . . .37
       2.2.6 iSCSI Names   . . . . . . . . . . . . . . . . . . . . . . .37
          2.2.6.1 iSCSI Name Requirements  . . . . . . . . . . . . . . .38
          2.2.6.2 iSCSI Name Encoding  . . . . . . . . . . . . . . . . .40
          2.2.6.3 iSCSI Name Structure   . . . . . . . . . . . . . . . .40
           2.2.6.3.1 Type "iqn." (iSCSI Qualified Name)  . . . . . . .41
           2.2.6.3.2 Type "eui." (IEEE EUI-64 format)  . . . . . . . .42
       2.2.7 Persistent State  . . . . . . . . . . . . . . . . . . . . .43
       2.2.8 Message Synchronization and Steering  . . . . . . . . . . .43
          2.2.8.1 Rationale  . . . . . . . . . . . . . . . . . . . . . .43
          2.2.8.2 Synchronization (sync) and Steering Functional Model  44
          2.2.8.3 Sync and Steering and Other Encapsulation Layers   . .46
          2.2.8.4 Sync/Steering and iSCSI PDU Size   . . . . . . . . . .47
     2.3 iSCSI Session Types  . . . . . . . . . . . . . . . . . . . . . .48
     2.4 SCSI to iSCSI Concepts Mapping Model   . . . . . . . . . . . . .48
       2.4.1 iSCSI Architecture Model  . . . . . . . . . . . . . . . . .49
       2.4.2 SCSI Architecture Model   . . . . . . . . . . . . . . . . .51
       2.4.3 Consequences of the Model   . . . . . . . . . . . . . . . .53
          2.4.3.1 I_T Nexus State  . . . . . . . . . . . . . . . . . . .54
          2.4.3.2 SCSI Mode Pages  . . . . . . . . . . . . . . . . . . .54
     2.5 Request/Response Summary   . . . . . . . . . . . . . . . . . . .55
       2.5.1 Request/Response types carrying SCSI payload  . . . . . . .55
          2.5.1.1 SCSI-Command   . . . . . . . . . . . . . . . . . . . .55
          2.5.1.2 SCSI-Response  . . . . . . . . . . . . . . . . . . . .55
          2.5.1.3 Task Management Function Request   . . . . . . . . . .56
          2.5.1.4 Task Management Function Response  . . . . . . . . . .57
          2.5.1.5 SCSI Data-out and SCSI Data-in   . . . . . . . . . . .57

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          2.5.1.6 Ready To Transfer (R2T)  . . . . . . . . . . . . . . .58
       2.5.2 Requests/Responses carrying SCSI and iSCSI Payload  . . . .58
          2.5.2.1 Asynchronous Message   . . . . . . . . . . . . . . . .58
       2.5.3 Requests/Responses carrying iSCSI Only Payload  . . . . . .58
          2.5.3.1 Text Request and Text Response   . . . . . . . . . . .58
          2.5.3.2 Login Request and Login Response   . . . . . . . . . .59
          2.5.3.3 Logout Request and Response  . . . . . . . . . . . . .60
          2.5.3.4  SNACK Request   . . . . . . . . . . . . . . . . . . .60
          2.5.3.5 Reject   . . . . . . . . . . . . . . . . . . . . . . .60
          2.5.3.6 NOP-Out Request and NOP-In Response  . . . . . . . . .61
3. SCSI Mode Parameters for iSCSI  . . . . . . . . . . . . . . . . . .62
4. Login and Full Feature Phase Negotiation  . . . . . . . . . . . . .63
     4.1 Text Format  . . . . . . . . . . . . . . . . . . . . . . . . . .63
     4.2 Text Mode Negotiation  . . . . . . . . . . . . . . . . . . . . .63
     4.3 Login Phase  . . . . . . . . . . . . . . . . . . . . . . . . . .66
       4.3.1 Login Phase Start   . . . . . . . . . . . . . . . . . . . .68
       4.3.2 iSCSI Security Negotiation  . . . . . . . . . . . . . . . .71
       4.3.3 Operational Parameter Negotiation During the Login Phase  .72
       4.3.4 Connection reinstatement  . . . . . . . . . . . . . . . . .72
       4.3.5 Session reinstatement, closure and timeout  . . . . . . . .73
          4.3.5.1 Loss of Nexus notification   . . . . . . . . . . . . .74
       4.3.6 Session continuation and failure  . . . . . . . . . . . . .74
     4.4 Operational Parameter Negotiation Outside the Login Phase  . . .74
5. State Transitions   . . . . . . . . . . . . . . . . . . . . . . . .76
     5.1 Standard Connection State Diagrams   . . . . . . . . . . . . . .76
       5.1.1 Standard Connection State Diagram for an Initiator  . . . .76
       5.1.2 Standard Connection State Diagram for a Target  . . . . . .78
       5.1.3 State Descriptions for Initiators and Targets   . . . . . .80
       5.1.4 State Transition Descriptions for Initiators and Targets  .81
     5.2 Connection Cleanup State Diagram for Initiators and Targets  . .84
       5.2.1 State Descriptions for Initiators and Targets   . . . . . .86
       5.2.2 State Transition Descriptions for Initiators and Targets  .87
     5.3 Session State Diagrams   . . . . . . . . . . . . . . . . . . . .88
       5.3.1 Session State Diagram for a Target  . . . . . . . . . . . .89
       5.3.2 State Descriptions for Initiators and Targets   . . . . . .91
       5.3.3 State Transition Descriptions for Initiators and Targets  .91
6. iSCSI Error Handling and Recovery   . . . . . . . . . . . . . . . .93
     6.1 Retry and Reassign in Recovery   . . . . . . . . . . . . . . . .93
       6.1.1 Usage of Retry  . . . . . . . . . . . . . . . . . . . . . .93
       6.1.2 Allegiance Reassignment   . . . . . . . . . . . . . . . . .94
     6.2 Usage Of Reject PDU in Recovery  . . . . . . . . . . . . . . . .95
     6.3 Connection timeout management  . . . . . . . . . . . . . . . . .95
       6.3.1 Timeouts on transport exception events  . . . . . . . . . .96

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       6.3.2 Timeouts on planned decommissioning   . . . . . . . . . . .96
     6.4 Format Errors  . . . . . . . . . . . . . . . . . . . . . . . . .96
     6.5 Digest Errors  . . . . . . . . . . . . . . . . . . . . . . . . .96
     6.6 Sequence Errors  . . . . . . . . . . . . . . . . . . . . . . . .98
     6.7 SCSI Timeouts  . . . . . . . . . . . . . . . . . . . . . . . . .98
     6.8 Negotiation Failures   . . . . . . . . . . . . . . . . . . . . .99
     6.9 Protocol Errors  . . . . . . . . . . . . . . . . . . . . . . . 100
     6.10 Connection Failures   . . . . . . . . . . . . . . . . . . . . 100
     6.11 Session Errors  . . . . . . . . . . . . . . . . . . . . . . . 101
     6.12 Recovery Classes  . . . . . . . . . . . . . . . . . . . . . . 101
       6.12.1 Recovery Within-command  . . . . . . . . . . . . . . . . 102
       6.12.2 Recovery Within-connection   . . . . . . . . . . . . . . 103
       6.12.3 Connection Recovery  . . . . . . . . . . . . . . . . . . 103
       6.12.4 Session Recovery   . . . . . . . . . . . . . . . . . . . 104
     6.13 Error Recovery Hierarchy  . . . . . . . . . . . . . . . . . . 104
7. Security Considerations   . . . . . . . . . . . . . . . . . . . . 107
     7.1 iSCSI Security Mechanisms  . . . . . . . . . . . . . . . . . . 107
     7.2 In-band Initiator-Target Authentication  . . . . . . . . . . . 108
     7.3 IPsec  . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109
       7.3.1 Data Integrity and Authentication   . . . . . . . . . . . 109
       7.3.2 Confidentiality   . . . . . . . . . . . . . . . . . . . . 109
       7.3.3 Policy, Security Associations and Key Management  . . . . 110
8. Notes to Implementers   . . . . . . . . . . . . . . . . . . . . . 112
     8.1 Multiple Network Adapters  . . . . . . . . . . . . . . . . . . 112
       8.1.1 Conservative Reuse of ISIDs   . . . . . . . . . . . . . . 112
       8.1.2 iSCSI Name, ISID and TPGT Use   . . . . . . . . . . . . . 113
     8.2 Autosense and Auto Contingent Allegiance (ACA)   . . . . . . . 115
     8.3 iSCSI timeouts   . . . . . . . . . . . . . . . . . . . . . . . 115
     8.4 Command Retry and Cleaning Old Command Instances   . . . . . . 115
     8.5 Synch and Steering Layer and Performance   . . . . . . . . . . 115
     8.6 Considerations for State-dependent devices   . . . . . . . . . 116
       8.6.1 Determining the proper ErrorRecoveryLevel   . . . . . . . 116
9. iSCSI PDU Formats   . . . . . . . . . . . . . . . . . . . . . . . 118
     9.1 iSCSI PDU Length and Padding   . . . . . . . . . . . . . . . . 118
     9.2 PDU Template, Header, and Opcodes  . . . . . . . . . . . . . . 118
       9.2.1 Basic Header Segment (BHS)  . . . . . . . . . . . . . . . 119
          9.2.1.1 I  . . . . . . . . . . . . . . . . . . . . . . . . . 120
          9.2.1.2 Opcode   . . . . . . . . . . . . . . . . . . . . . . 120
          9.2.1.3 Opcode-specific Fields   . . . . . . . . . . . . . . 121
          9.2.1.4 TotalAHSLength   . . . . . . . . . . . . . . . . . . 121
          9.2.1.5 DataSegmentLength  . . . . . . . . . . . . . . . . . 121
          9.2.1.6 LUN  . . . . . . . . . . . . . . . . . . . . . . . . 121
          9.2.1.7 Initiator Task Tag   . . . . . . . . . . . . . . . . 122

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       9.2.2 Additional Header Segment (AHS)   . . . . . . . . . . . . 122
          9.2.2.1 AHSType  . . . . . . . . . . . . . . . . . . . . . . 122
          9.2.2.2 AHSLength  . . . . . . . . . . . . . . . . . . . . . 123
          9.2.2.3 Extended CDB AHS   . . . . . . . . . . . . . . . . . 123
          9.2.2.4 Bidirectional Expected Read-Data Length AHS  . . . . 123
       9.2.3 Header Digest and Data Digest   . . . . . . . . . . . . . 123
       9.2.4 Data Segment  . . . . . . . . . . . . . . . . . . . . . . 124
     9.3 SCSI Command . . . . . . . . . . . . . . . . . . . . . . . . . 125
       9.3.1 Flags and Task Attributes (byte 1)  . . . . . . . . . . . 125
       9.3.2 CmdSN - Command Sequence Number   . . . . . . . . . . . . 126
       9.3.3 ExpStatSN   . . . . . . . . . . . . . . . . . . . . . . . 126
       9.3.4 Expected Data Transfer Length   . . . . . . . . . . . . . 126
       9.3.5 CDB - SCSI Command Descriptor Block   . . . . . . . . . . 127
       9.3.6 Data Segment - Command Data   . . . . . . . . . . . . . . 127
     9.4 SCSI Response  . . . . . . . . . . . . . . . . . . . . . . . . 128
       9.4.1 Flags (byte 1)  . . . . . . . . . . . . . . . . . . . . . 128
       9.4.2 Status  . . . . . . . . . . . . . . . . . . . . . . . . . 129
       9.4.3 Response  . . . . . . . . . . . . . . . . . . . . . . . . 130
       9.4.4 Residual Count  . . . . . . . . . . . . . . . . . . . . . 131
       9.4.5 Bidirectional Read Residual Count   . . . . . . . . . . . 131
       9.4.6 Data Segment - Sense and Response Data Segment  . . . . . 131
          9.4.6.1 SenseLength  . . . . . . . . . . . . . . . . . . . . 132
       9.4.7 ExpDataSN   . . . . . . . . . . . . . . . . . . . . . . . 132
       9.4.8 StatSN - Status Sequence Number   . . . . . . . . . . . . 132
       9.4.9 ExpCmdSN - Next Expected CmdSN from this Initiator  . . . 132
       9.4.10 MaxCmdSN - Maximum CmdSN from this Initiator   . . . . . 133
     9.5 Task Management Function Request . . . . . . . . . . . . . . . 134
       9.5.1 Function  . . . . . . . . . . . . . . . . . . . . . . . . 134
       9.5.2 LUN   . . . . . . . . . . . . . . . . . . . . . . . . . . 137
       9.5.3 Referenced Task Tag   . . . . . . . . . . . . . . . . . . 137
       9.5.4 RefCmdSN  . . . . . . . . . . . . . . . . . . . . . . . . 137
       9.5.5 ExpDataSN   . . . . . . . . . . . . . . . . . . . . . . . 137
     9.6 Task Management Function Response  . . . . . . . . . . . . . . 139
       9.6.1 Response  . . . . . . . . . . . . . . . . . . . . . . . . 139
       9.6.2 Task Management actions on task sets  . . . . . . . . . . 141
     9.7 SCSI Data-out & SCSI Data-in . . . . . . . . . . . . . . . . . 142
       9.7.1 F (Final) Bit   . . . . . . . . . . . . . . . . . . . . . 144
       9.7.2 A (Acknowledge) bit   . . . . . . . . . . . . . . . . . . 144
       9.7.3 Target Transfer Tag   . . . . . . . . . . . . . . . . . . 145
       9.7.4 StatSN  . . . . . . . . . . . . . . . . . . . . . . . . . 145
       9.7.5 DataSN  . . . . . . . . . . . . . . . . . . . . . . . . . 145
       9.7.6 Buffer Offset   . . . . . . . . . . . . . . . . . . . . . 146
       9.7.7 DataSegmentLength   . . . . . . . . . . . . . . . . . . . 146

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       9.7.8 Flags (byte 1)  . . . . . . . . . . . . . . . . . . . . . 146
     9.8 Ready To Transfer (R2T)  . . . . . . . . . . . . . . . . . . . 148
       9.8.1 R2TSN   . . . . . . . . . . . . . . . . . . . . . . . . . 149
       9.8.2 StatSN  . . . . . . . . . . . . . . . . . . . . . . . . . 149
       9.8.3 Desired Data Transfer Length and Buffer Offset  . . . . . 149
       9.8.4 Target Transfer Tag   . . . . . . . . . . . . . . . . . . 150
     9.9 Asynchronous Message . . . . . . . . . . . . . . . . . . . . . 151
       9.9.1 AsyncEvent  . . . . . . . . . . . . . . . . . . . . . . . 152
       9.9.2 AsyncVCode  . . . . . . . . . . . . . . . . . . . . . . . 153
       9.9.3 Sense Data and iSCSI Event Data   . . . . . . . . . . . . 153
          9.9.3.1 SenseLength  . . . . . . . . . . . . . . . . . . . . 154
     9.10 Text Request  . . . . . . . . . . . . . . . . . . . . . . . . 155
       9.10.1 F (Final) Bit  . . . . . . . . . . . . . . . . . . . . . 155
       9.10.2 Initiator Task Tag   . . . . . . . . . . . . . . . . . . 156
       9.10.3 Target Transfer Tag  . . . . . . . . . . . . . . . . . . 156
       9.10.4 Text   . . . . . . . . . . . . . . . . . . . . . . . . . 157
     9.11 Text Response . . . . . . . . . . . . . . . . . . . . . . . . 158
       9.11.1 F (Final) Bit  . . . . . . . . . . . . . . . . . . . . . 158
       9.11.2 Initiator Task Tag   . . . . . . . . . . . . . . . . . . 159
       9.11.3 Target Transfer Tag  . . . . . . . . . . . . . . . . . . 159
       9.11.4 Text Response Data   . . . . . . . . . . . . . . . . . . 160
     9.12 Login Request . . . . . . . . . . . . . . . . . . . . . . . . 161
       9.12.1 T (Transit) Bit  . . . . . . . . . . . . . . . . . . . . 162
       9.12.2 CSG and NSG  . . . . . . . . . . . . . . . . . . . . . . 162
       9.12.3 Version-max  . . . . . . . . . . . . . . . . . . . . . . 162
       9.12.4 Version-min  . . . . . . . . . . . . . . . . . . . . . . 162
       9.12.5 ISID   . . . . . . . . . . . . . . . . . . . . . . . . . 163
       9.12.6 TSIH   . . . . . . . . . . . . . . . . . . . . . . . . . 164
       9.12.7 Connection ID - CID  . . . . . . . . . . . . . . . . . . 164
       9.12.8 CmdSN  . . . . . . . . . . . . . . . . . . . . . . . . . 165
       9.12.9 ExpStatSN  . . . . . . . . . . . . . . . . . . . . . . . 165
       9.12.10 Login Parameters  . . . . . . . . . . . . . . . . . . . 165
     9.13 Login Response  . . . . . . . . . . . . . . . . . . . . . . . 166
       9.13.1 Version-max  . . . . . . . . . . . . . . . . . . . . . . 166
       9.13.2 Version-active   . . . . . . . . . . . . . . . . . . . . 167
       9.13.3 TSIH   . . . . . . . . . . . . . . . . . . . . . . . . . 167
       9.13.4 StatSN   . . . . . . . . . . . . . . . . . . . . . . . . 167
       9.13.5 Status-Class and Status-Detail   . . . . . . . . . . . . 167
       9.13.6 T (Transit) bit  . . . . . . . . . . . . . . . . . . . . 170
     9.14 Logout Request  . . . . . . . . . . . . . . . . . . . . . . . 171
       9.14.1 CID  . . . . . . . . . . . . . . . . . . . . . . . . . . 172
       9.14.2 ExpStatSN  . . . . . . . . . . . . . . . . . . . . . . . 172
       9.14.3 Reason Code  . . . . . . . . . . . . . . . . . . . . . . 173

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       9.14.4 Implicit termination of tasks  . . . . . . . . . . . . . 173
     9.15 Logout Response . . . . . . . . . . . . . . . . . . . . . . . 174
       9.15.1 Response   . . . . . . . . . . . . . . . . . . . . . . . 174
       9.15.2 Time2Wait  . . . . . . . . . . . . . . . . . . . . . . . 175
       9.15.3 Time2Retain  . . . . . . . . . . . . . . . . . . . . . . 175
     9.16  SNACK Request  . . . . . . . . . . . . . . . . . . . . . . . 177
       9.16.1 Type   . . . . . . . . . . . . . . . . . . . . . . . . . 178
       9.16.2 BegRun   . . . . . . . . . . . . . . . . . . . . . . . . 179
       9.16.3 RunLength  . . . . . . . . . . . . . . . . . . . . . . . 179
     9.17 Reject  . . . . . . . . . . . . . . . . . . . . . . . . . . . 180
       9.17.1 Reason   . . . . . . . . . . . . . . . . . . . . . . . . 181
       9.17.2 DataSN   . . . . . . . . . . . . . . . . . . . . . . . . 182
       9.17.3 StatSN, ExpCmdSN and MaxCmdSN  . . . . . . . . . . . . . 182
       9.17.4 Complete Header of Bad PDU   . . . . . . . . . . . . . . 182
     9.18 NOP-Out . . . . . . . . . . . . . . . . . . . . . . . . . . . 183
       9.18.1 Initiator Task Tag   . . . . . . . . . . . . . . . . . . 184
       9.18.2 Target Transfer Tag  . . . . . . . . . . . . . . . . . . 184
       9.18.3 Ping Data  . . . . . . . . . . . . . . . . . . . . . . . 184
     9.19 NOP-In  . . . . . . . . . . . . . . . . . . . . . . . . . . . 185
       9.19.1 Target Transfer Tag  . . . . . . . . . . . . . . . . . . 186
       9.19.2 LUN  . . . . . . . . . . . . . . . . . . . . . . . . . . 186
10. iSCSI Security Keys and Values   . . . . . . . . . . . . . . . . 187
     10.1 AuthMethod  . . . . . . . . . . . . . . . . . . . . . . . . . 187
     10.2 Kerberos  . . . . . . . . . . . . . . . . . . . . . . . . . . 188
     10.3 Simple Public-Key Mechanism (SPKM)  . . . . . . . . . . . . . 189
     10.4 Secure Remote Password (SRP)  . . . . . . . . . . . . . . . . 190
     10.5 Challenge Handshake Authentication Protocol (CHAP)  . . . . . 191
11. Login/Text Operational Keys  . . . . . . . . . . . . . . . . . . 193
     11.1 HeaderDigest and DataDigest   . . . . . . . . . . . . . . . . 193
     11.2 MaxConnections  . . . . . . . . . . . . . . . . . . . . . . . 195
     11.3 SendTargets   . . . . . . . . . . . . . . . . . . . . . . . . 195
     11.4 TargetName  . . . . . . . . . . . . . . . . . . . . . . . . . 195
     11.5 InitiatorName   . . . . . . . . . . . . . . . . . . . . . . . 196
     11.6 TargetAlias   . . . . . . . . . . . . . . . . . . . . . . . . 196
     11.7 InitiatorAlias  . . . . . . . . . . . . . . . . . . . . . . . 197
     11.8 TargetAddress   . . . . . . . . . . . . . . . . . . . . . . . 197
     11.9 TargetPortalGroupTag  . . . . . . . . . . . . . . . . . . . . 198
     11.10 InitialR2T   . . . . . . . . . . . . . . . . . . . . . . . . 198
     11.11 BidiInitialR2T   . . . . . . . . . . . . . . . . . . . . . . 199
     11.12 ImmediateData  . . . . . . . . . . . . . . . . . . . . . . . 199
     11.13 MaxRecvPDULength   . . . . . . . . . . . . . . . . . . . . . 200
     11.14 MaxBurstSize   . . . . . . . . . . . . . . . . . . . . . . . 201
     11.15 FirstBurstSize   . . . . . . . . . . . . . . . . . . . . . . 201

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     11.16 DefaultTime2Wait   . . . . . . . . . . . . . . . . . . . . . 202
     11.17 DefaultTime2Retain   . . . . . . . . . . . . . . . . . . . . 202
     11.18 MaxOutstandingR2T  . . . . . . . . . . . . . . . . . . . . . 203
     11.19 DataPDUInOrder   . . . . . . . . . . . . . . . . . . . . . . 203
     11.20 DataSequenceInOrder  . . . . . . . . . . . . . . . . . . . . 203
     11.21 ErrorRecoveryLevel   . . . . . . . . . . . . . . . . . . . . 204
     11.22 SessionType  . . . . . . . . . . . . . . . . . . . . . . . . 205
     11.23 The Vendor Specific Key Format   . . . . . . . . . . . . . . 205
12. IANA Considerations  . . . . . . . . . . . . . . . . . . . . . . 206
 References and Bibliography . . . . . . . . . . . . . . . . . . . . 207
 Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . . . 209
Appendix A. Sync and Steering with Fixed Interval Markers  . . . . . 212
     A.1 Markers At Fixed Intervals   . . . . . . . . . . . . . . . . . 212
     A.2 Initial Marker-less Interval   . . . . . . . . . . . . . . . . 213
     A.3 Negotiation  . . . . . . . . . . . . . . . . . . . . . . . . . 213
        A.3.1 OFMarker, IFMarker  . . . . . . . . . . . . . . . . . . . 213
        A.3.2 OFMarkInt, IFMarkInt  . . . . . . . . . . . . . . . . . . 214
Appendix B. Examples   . . . . . . . . . . . . . . . . . . . . . . . 216
     B.2 Write Operation Example  . . . . . . . . . . . . . . . . . . . 217
     B.3 R2TSN/DataSN use Examples  . . . . . . . . . . . . . . . . . . 217
     B.4 CRC Examples   . . . . . . . . . . . . . . . . . . . . . . . . 221
Appendix C. Login Phase Examples   . . . . . . . . . . . . . . . . . 223
Appendix D. SendTargets Operation  . . . . . . . . . . . . . . . . . 232
Appendix E. Algorithmic Presentation of Error Recovery Classes   . . 236
     E.2 Within-command Error Recovery Algorithms   . . . . . . . . . . 237
        E.2.1 Procedure Descriptions  . . . . . . . . . . . . . . . . . 237
        E.2.2 Initiator Algorithms  . . . . . . . . . . . . . . . . . . 238
        E.2.3 Target Algorithms   . . . . . . . . . . . . . . . . . . . 240
     E.3 Within-connection Recovery Algorithms  . . . . . . . . . . . . 242
        E.3.1 Procedure Descriptions  . . . . . . . . . . . . . . . . . 242
        E.3.2 Initiator Algorithms  . . . . . . . . . . . . . . . . . . 243
        E.3.3 Target Algorithms   . . . . . . . . . . . . . . . . . . . 246
     E.4 Connection Recovery Algorithms   . . . . . . . . . . . . . . . 246
        E.4.1 Procedure Descriptions  . . . . . . . . . . . . . . . . . 246
        E.4.2 Initiator Algorithms  . . . . . . . . . . . . . . . . . . 247
        E.4.3 Target Algorithms   . . . . . . . . . . . . . . . . . . . 249
Appendix F. Clearing effects of various events on targets  . . . . . 251
     F.2 Clearing effects on SCSI objects   . . . . . . . . . . . . . . 256
 Full Copyright Statement  . . . . . . . . . . . . . . . . . . . . . 260





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1. Definitions

     - Alias: An alias string could also be associated with an iSCSI Node.
     The alias allows an organization to associate a user-friendly string
     with the iSCSI Name. However, the alias string is not a substitute for
     the iSCSI Name.

     - CID (Connection ID): Connections within a session are identified by
     a connection ID. It is a unique ID for this connection within the ses-
     sion for the initiator. It is generated by the initiator and presented
     to the target during login requests and during logouts that close con-
     nections.

     - Connection: Communication between the initiator and target occurs
     over one or more TCP connections. The TCP connections carry control
     messages, SCSI commands, parameters, and data within iSCSI Protocol
     Data Units (iSCSI PDUs).

     - iSCSI Initiator Name: The iSCSI Initiator Name specifies the world-
     wide unique name of the initiator.

     - iSCSI Initiator Node: The "initiator".

     - iSCSI Layer: This layer builds/receives iSCSI PDUs and relays/
     receives them to/from one or more TCP connections that form an initi-
     ator-target "session".

     - iSCSI Name: The name of an iSCSI initiator or iSCSI target.

     - iSCSI Node: The iSCSI Node represents a single iSCSI initiator or
     iSCSI target. There are one or more iSCSI Nodes within a Network
     Entity. The iSCSI Node is accessible via one or more Network Portals.
     An iSCSI Node is identified by its iSCSI Name. The separation of the
     iSCSI Name from the addresses used by and for the iSCSI node allows
     multiple iSCSI nodes to use the same addresses, and the same iSCSI
     node to use multiple addresses.

     - iSCSI Target Name: The iSCSI Target Name specifies the worldwide
     unique name of the target.

     - iSCSI Target Node: The "target".



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                                     iSCSI                    17-April-02

     - iSCSI Task: An iSCSI task is an iSCSI request for which a response
     is expected.

     - iSCSI Transfer Direction: The iSCSI transfer direction is defined
     with regard to the initiator. Outbound or outgoing transfers are
     transfers from the initiator to the target, while inbound or incoming
     transfers are from the target to the initiator.

     - I_T nexus: According to [SAM2], the I_T nexus is a relationship
     between a SCSI Initiator Port and a SCSI Target Port. For iSCSI, this
     relationship is a session, defined as a relationship between an iSCSI
     Initiator's end of session (SCSI Initiator Port) and the iSCSI Tar-
     get's Portal Group. The I_T nexus can be identified by the conjunction
     of the SCSI port names; that is, the I_T nexus identifier is the tuple
     (iSCSI Initiator Name + 'i'+ ISID, iSCSI Target Name + 't'+ Portal
     Group Tag).

     - Network Entity: The Network Entity represents a device or gateway
     that is accessible from the IP network. A Network Entity must have one
     or more Network Portals, each of which can be used to gain access to
     the IP network by some iSCSI Nodes contained in that Network Entity.

     - Network Portal: The Network Portal is a component of a Network
     Entity that has a TCP/IP network address and that may be used by an
     iSCSI Node within that Network Entity for the connection(s) within one
     of its iSCSI sessions. A Network Portal in an initiator is identified
     by its IP address. A Network Portal in a target is identified by its
     IP address and its listening TCP port.

     - Originator - in a negotiation or exchange the party that initiates
     the negotiation or exchange.

     - PDU (Protocol Data Unit): The initiator and target divide their com-
     munications into messages. The term "iSCSI protocol data unit" (iSCSI
     PDU) is used for these messages.

     - Portal Groups: iSCSI supports multiple connections within the same
     session; some implementations will have the ability to combine con-
     nections in a session across multiple Network Portals. A Portal Group
     defines a set of Network Portals within an iSCSI Node that collec-
     tively supports the capability of coordinating a session with connec-
     tions spanning these portals. Not all Network Portals within a Portal

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                                   iSCSI                      17-April-02

     Group need participate in every session connected through that Portal
     Group. One or more Portal Groups may provide access to an iSCSI Node.
     Each Network Portal as utilized by a given iSCSI Node belongs to
     exactly one portal group within that node.

     - Portal Group Tag: This simple integer value between 1 and 65535
     identifies the Portal Group within an iSCSI Node. All Network Portals
     with the same portal group tag in the context of a given iSCSI Node
     are in the same Portal Group.

     - Responder: In a negotiation or exchange, the party that responds to
     the originator of the negotiation or exchange.

     - SCSI Device: This is the SAM2 term for an entity that contains other
     SCSI entities. For example, a SCSI Initiator Device contains one or
     more SCSI Initiator Ports and zero or more application clients; a SCSI
     Target Device contains one or more SCSI Target Ports and one or more
     logical units. For iSCSI, the SCSI Device is the component within an
     iSCSI Node that provides the SCSI functionality. As such, there can be
     at most one SCSI Device within a given iSCSI Node. Access to the SCSI
     Device can only be achieved in an iSCSI normal operational session.
     The SCSI Device Name is defined to be the iSCSI Name of the node and
     its use is mandatory in the iSCSI protocol.

     - SCSI Layer: This builds/receives SCSI CDBs (Command Descriptor
     Blocks) and relays/receives them with the remaining command execute
     parameters to/from the iSCSI Layer.

     - Session: The group of TCP connections that link an initiator with a
     target, form a session (loosely equivalent to a SCSI I-T nexus). TCP
     connections can be added and removed from a session. Across all con-
     nections within a session, an initiator sees one "target image".

     - SSID (Session ID): A session between an iSCSI initiator and an iSCSI
     target is defined by a session ID that is tuple composed of an initi-
     ator part (ISID) and a target part (Target Portal Group Tag). The ISID
     is explicitly specified by the initiator at session establishment.
     The Target Portal Group Tag is implied by the initiator through the
     selection of the TCP end-point at connection establishment. The Tar-
     getPortalGroupTag key may also be returned by the target as a confir-
     mation during session establishment.



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     - SCSI Initiator Port: This maps to the endpoint of an iSCSI normal
     operational session. An iSCSI normal operational session is negoti-
     ated through the login process between an iSCSI initiator node and an
     iSCSI target node. At successful completion of this process, a SCSI
     Initiator Port is created within the SCSI Initiator Device. The SCSI
     Initiator Port Name and SCSI Initiator Port Identifier are both
     defined to be the iSCSI Initiator Name together with (a) a label that
     identifies it as an initiator port name/identifier and (b) the ISID
     portion of the session identifier.

     - SCSI Port: This is the SAM2 term for an entity in a SCSI Device that
     provides the SCSI functionality to interface with a service delivery
     subsystem or transport. For iSCSI, the definition of the SCSI Initia-
     tor Port and the SCSI Target Port are different.

     - SCSI Port Name: A name made up as UTF-8 characters and is basically
     the iSCSI Name + 'i' or 't' + ISID or Portal Group Tag.

     - SCSI Target Port: This maps to an iSCSI Target Portal Group.

     - SCSI Target Port Name and SCSI Target Port Identifier: These are
     both defined to be the iSCSI Target Name together with (a) a label
     that identifies it as a target port name/identifier and (b) the portal
     group tag.

     - Target Portal Group Tag: a numerical identifier (16 bit) for an
     iSCSI Target Portal Group

     - TSIH (Target Session Identifying Handle): The TSIH is a target
     assigned tag for a session with a specific named initiator. The target
     is generating it during session establishment and its internal format
     and content are not defined by this protocol except for the value 0
     that is reserved and used by the initiator to indicate a new session.
     It is given to the target, during additional connection establishment
     for the same session.





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                                      iSCSI                   17-April-02

2. Overview

2.1  SCSI Concepts

     The SCSI Architecture Model-2 [SAM2] describes, in detail, the archi-
     tecture of the SCSI family of I/O protocols. This section provides a
     brief background of the SCSI architecture and is intended to familiar-
     ize readers with its terminology.

     At the highest level, SCSI is a family of interfaces for requesting
     services from I/O devices, including hard drives, tape drives, CD and
     DVD drives, printers, and scanners. In SCSI terminology, an individ-
     ual I/O device is called a "logical unit" (LU).

     SCSI is a client-server architecture. Clients of a SCSI interface are
     called "initiators". Initiators issue SCSI "commands" to request ser-
     vice from a logical unit. The "device server" on the logical unit
     accepts SCSI commands and processes them.

     A "SCSI transport" maps the client-server SCSI protocol to a specific
     interconnect. Initiators are one endpoint of a SCSI transport. The
     "target" is the other endpoint. A target can contain multiple Logical
     Units (LUs). Each Logical Unit has an address within a target called a
     Logical Unit Number (LUN).

     A SCSI task is a SCSI command or possibly a linked set of SCSI com-
     mands. Some LUs support multiple pending (queued) tasks, but the queue
     of tasks is managed by the target. The target uses an initiator pro-
     vided "task tag" to distinguish between tasks. Only one command in a
     task can be outstanding at any given time.

     Each SCSI command results in an optional data phase and a required
     response phase. In the data phase, information can travel from the
     initiator to target (e.g., WRITE), target to initiator (e.g., READ),
     or in both directions. In the response phase, the target returns the
     final status of the operation, including any errors. A response termi-
     nates a SCSI command.

     Command Descriptor Blocks (CDB) are the data structures used to con-
     tain the command parameters that an initiator hands to a target. The
     CDB content and structure is defined by [SAM] and device-type specific
     SCSI standards.



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                                     iSCSI                      17-April-02


2.2  iSCSI Concepts and Functional Overview

     The iSCSI protocol is a mapping of the SCSI remote procedure invoca-
     tion model (see [SAM]) over the TCP protocol. SCSI commands are car-
     ried by iSCSI requests and SCSI responses and status are carried by
     iSCSI responses. iSCSI also uses the request response mechanism for
     iSCSI protocol mechanisms.

     For the remainder of this document, the terms "initiator" and "target"
     refer to "iSCSI initiator node" and "iSCSI target node", respectively
     (see Section 2.4.1 iSCSI Architecture Model) unless otherwise quali-
     fied.

     In keeping with similar protocols, the initiator and target divide
     their communications into messages. This document uses the term
     "iSCSI protocol data unit" (iSCSI PDU) for these messages.

     For performance reasons, iSCSI allows a "phase-collapse". A command
     and its associated data may be shipped together from initiator to tar-
     get, and data and responses may be shipped together from targets.

     The iSCSI transfer direction is defined with regard to the initiator.
     Outbound or outgoing transfers are transfers from initiator to tar-
     get, while inbound or incoming transfers are from target to initiator.

     An iSCSI task is an iSCSI request for which a response is expected.

     In this document "iSCSI request", "iSCSI command", request, or
     (unqualified) command have the same meaning. Also, unless otherwise
     specified, status, response, or numbered response have the same mean-
     ing.

2.2.1  Layers and Sessions

     The following conceptual layering model is used to specify initiator
     and target actions and how they relate to transmitted and received
     Protocol Data Units:

       -The SCSI layer builds/receives SCSI CDBs (Command Descriptor
             Blocks) and relays/receives them with the remaining command
             execute parameters (cf. SAM2) to/from ->.



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                                     iSCSI                    17-April-02

       -The iSCSI layer that builds/receives iSCSI PDUs and relays/
         receives them to/from one or more TCP connections that form an
         initiator-target "session".

     Communication between the initiator and target occurs over one or more
     TCP connections. The TCP connections carry control messages, SCSI
     commands, parameters, and data within iSCSI Protocol Data Units
     (iSCSI PDUs). The group of TCP connections that link an initiator with
     a target, form a session (loosely equivalent to a SCSI I-T nexus - see
     Section 2.4.2 SCSI Architecture Model). A session is defined by a ses-
     sion ID that is composed of an initiator part and a target part. TCP
     connections can be added and removed from a session. Connections
     within a session are identified by a connection ID (CID).

     Across all connections within a session, an initiator sees one "target
     image". All target identifying elements, such as LUN, are the same.  A
     target also sees one "initiator image" across all connections within a
     session. Initiator identifying elements, such as the Initiator Task
     Tag are global across the session regardless of the connection on
     which they are sent or received.

     iSCSI targets and initiators MUST support at least one TCP connection
     and MAY support several connections in a session. For error recovery
     purposes, targets and initiators that support a single active connec-
     tion in a session may have to support two connections during recovery.

2.2.2  Ordering and iSCSI Numbering

     iSCSI uses Command and Status numbering schemes and a Data sequencing
     scheme.

     Command numbering is session-wide and is used for ordered command
     delivery over multiple connections. It can also be used as a mechanism
     for command flow control over a session.

     Status numbering is per connection and is used to enable missing sta-
     tus detection and recovery in the presence of transient or permanent
     communication errors.

     Data sequencing is per command or part of a command (R2T triggered
     sequence) and is used to detect missing data and/or R2T PDUs due to
     header digest errors.



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                                   iSCSI                         17-April-02

     Typically, fields in the iSCSI PDUs communicate the Sequence Numbers
     between the initiator and target. During periods when traffic on a
     connection is unidirectional, iSCSI NOP-Out/In PDUs may be utilized
     to synchronize the command and status ordering counters of the target
     and initiator.

2.2.2.1  Command Numbering and Acknowledging

     iSCSI supports ordered command delivery within a session. All com-
     mands (initiator-to-target PDUs) are numbered.

     Many SCSI activities are related to a task (SAM2). The task is identi-
     fied by the Initiator Task Tag for the life of the task.

     Commands in transit from the initiator to the target are numbered by
     iSCSI; the number is carried by the iSCSI PDU as CmdSN (Command-
     Sequence-Number). The numbering is session-wide. Outgoing iSCSI
     request PDUs carry this number. The iSCSI initiator allocates CmdSNs
     with a 32-bit unsigned counter (modulo 2**32). Comparisons and arith-
     metic on CmdSN use Serial Number Arithmetic as defined in [RFC1982]
     where SERIAL_BITS = 32.

     Commands meant for immediate delivery are marked with an immediate
     delivery flag; they also carry CmdSN. CmdSN does not advance for com-
     mands marked for immediate delivery.

     Command numbering starts with the first login request on the first
     connection of a session (the leading login on the leading connection)
     and command numbers are incremented by 1 for every non-immediate com-
     mand issued afterwards.

     If immediate delivery is used with task management commands, these
     commands may reach the target before the tasks on which they are sup-
     posed to act. However, their CmdSN is a marker of their position in
     the stream of commands. The task management command MUST carry the
     CmdSN that is given to the next non-immediate command. The initiator
     and target must ensure that the task management commands act as spec-
     ified by SAM2. For example, both commands and responses appear as if
     delivered in order.

     Beyond the scope of this document is the means by which one may
     request immediate delivery for a command or by which iSCSI decides by
     itself to mark a PDU for immediate delivery.


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                                     iSCSI                      17-April-02


     The number of commands used for immediate delivery is not limited and
     their delivery to execution is not acknowledged through the numbering
     scheme. Immediate commands can be rejected by the iSCSI target due to
     lack of resources. An iSCSI target MUST be able to handle at least one
     immediate task management command and one immediate non-task-manage-
     ment iSCSI request per connection at any time.

     With the exception of the commands marked for immediate delivery, the
     iSCSI target layer MUST deliver the commands for execution in the
     order specified by CmdSN. Commands marked for immediate delivery may
     be handed over by the iSCSI target layer for execution as soon as
     detected. iSCSI may avoid delivering some commands for execution if
     required by a prior SCSI or iSCSI action (e.g., CLEAR TASK SET Task
     Management request received before all the commands on which it was
     supposed to act). Delivery for execution means delivery to the SCSI
     execution engine or an iSCSI-SCSI protocol specific execution engine
     (e.g., for text requests).

     On any given connection, the iSCSI initiator MUST send the commands in
     increasing order of CmdSN, except for commands that are retransmitted
     due to digest error recovery and connection recovery.

     The initiator and target are assumed to have the following three reg-
     isters that are unique session wide and that define the numbering
     mechanism:

           - CmdSN - the current command Sequence Number, advanced by 1 on
           each command shipped except for commands marked for immediate
           delivery. CmdsN always contains the number to be assigned
           next.
           - ExpCmdSN - the next expected command by the target. The tar-
           get acknowledges all commands up to, but not including, this
           number. The initiator has to mark the acknowledged commands as
           such as soon as a PDU with the corresponding ExpCmdSN is
           received. The target iSCSI layer sets the ExpCmdSN to the
           largest non-immediate CmdSN that it can deliver for execution
           plus 1 (no holes in the CmdSN sequence).
           - MaxCmdSN - the maximum number to be shipped. The queuing
           capacity of the receiving iSCSI layer is MaxCmdSN - ExpCmdSN +
           1.

     ExpCmdSN and MaxCmdSN are derived from target-to-initiator PDU
     fields. Comparisons and arithmetic on ExpCmdSN and MaxCmdSN MUST use


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                                      iSCSI                    17-April-02

     Serial Number Arithmetic as defined in [RFC1982] where SERIAL_BITS =
     32.

     The target MUST NOT transmit a MaxCmdSN that is less than the last
     ExpCmdSN-1. For non-immediate commands, the CmdSN field can take any
     value from ExpCmdSN to MaxCmdSN. The target MUST silently ignore any
     non-immediate command outside of this range or non-immediate dupli-
     cates within the range. Note that the CmdSN carried by immediate com-
     mands may lie outside the ExpCmdSN to MaxCmdSN range (e.g., if the
     initiator has previously sent a non-immediate PDU carrying the CmdSN
     equal to MaxCmdSN - i.e., target window is closed). For group task
     management requests issued as immediate commands CmdSN indicates the
     scope of the group action (e.g., on ABORT TASK SET - what commands get
     aborted).

     MaxCmdSN and ExpCmdSN fields are processed by the initiator as fol-
     lows:

       -If the PDU MaxCmdSN is less than the PDU ExpCmdSN-1 (in Serial
            Arithmetic Sense), they are both ignored.
       -If the PDU MaxCmdSN is less than the local MaxCmdSN (in Serial
            Arithmetic Sense), it is ignored; otherwise, it updates the
            local MaxCmdSN.
       -If the PDU ExpCmdSN is less than the local ExpCmdSN (in Serial
            Arithmetic Sense), it is ignored; otherwise, it updates the
            local ExpCmdSN.

     This sequence is required since updates may arrive out of order being
     that they travel on different TCP connections.

     iSCSI initiators and targets MUST support the command numbering
     scheme.

     A numbered iSCSI request will not change its allocated CmdSN, regard-
     less of the number of times and circumstances in which it is reissued
     (see Section 6.1.1 Usage of Retry). At the target, it is assumed that
     CmdSN is relevant only while the command has not created any state
     related to its execution (execution state); afterwards, CmdSN becomes
     irrelevant. Testing for the execution state (represented by identify-
     ing the Initiator Task Tag) is assumed to precede any other action at
     the target, and is followed by ordering and delivery if no execution
     state is found or delivery if an execution state is found.



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                                      iSCSI                      17-April-02

     If an initiator issues a command retry for a command with CmdSN R on a
     connection when the session CmdSN register is Q, it MUST NOT advance
     the CmdSN past R + 2**31 -1 unless a different non-immediate command
     with CmdSN equal or greater than Q was issued on the same connection
     if the connection is still operational, and the reception of the com-
     mand is acknowledged by the target (see Section 8.4 Command Retry and
     Cleaning Old Command Instances).  The second non-immediate command
     when sent, MUST be sent in-order after the retried command on the same
     connection.

     A target MUST NOT issue a command response or DATA-In PDU with status
     before acknowledging the command. However, the acknowledgement can be
     included in the response or Data-in PDU itself.

2.2.2.2  Response/Status Numbering and Acknowledging

     Responses in transit from the target to the initiator are numbered.
     The StatSN (Status Sequence Number) is used for this purpose. StatSN
     is a counter maintained per connection. ExpStatSN is used by the ini-
     tiator to acknowledge status. The status sequence number space is
     32bit integers and the arithmetic operations are the regular
     mod(2**32) arithmetic.

     Status numbering starts with the Login response to the first Login
     request of the connection. The Login response includes an initial
     value for status numbering (any initial value is valid).

     To enable command recovery, the target MAY maintain enough state
     information to enable data and status recovery after a connection
     failure. A target can discard all the state information maintained for
     recovery after the status delivery is acknowledged through ExpStatSN.

     A large absolute difference between StatSN and ExpStatSN may indicate
     a failed connection. Initiators undertake recovery actions if the
     difference is greater than an implementation defined constant that
     SHOULD NOT exceed 2**31-1.

     Initiators and Targets MUST support the response-numbering scheme.

2.2.2.3  Data Sequencing

     Data and R2T PDUs, transferred as part of some command execution, MUST
     be sequenced. The DataSN field is used for data sequencing. For input
     (read) data PDUs, DataSN starts with 0 for the first data PDU of an

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                                   iSCSI                      17-April-02

     input command and advances by 1 for each subsequent data PDU. For out-
     put data PDUs, DataSN starts with 0 for the first data PDU of a
     sequence (the initial unsolicited sequence or any data PDU sequence
     issued to satisfy an R2T) and advances by 1 for each subsequent data
     PDU. R2Ts are also sequenced per command. For example, the first R2T
     has an R2TSN of 0 and advances by 1 for each subsequent R2T. For bidi-
     rectional commands, the target uses the DataSN/R2TSN to sequence
     Data-In and R2T PDUs in one continuous sequence (undifferentiated).
     Unlike command and status, data PDUs and R2Ts are not acknowledged by
     a field in regular outgoing PDUs.  Data-In PDUs can be acknowledged on
     demand by a special form of the SNACK PDU.  Data and R2T PDUs are
     implicitly acknowledged by status. The DataSN/R2TSN field enables the
     initiator to detect missing data or R2T PDUs.

     For any given write command, a target must have issued less than 2**32
     R2Ts. Any input or output data sequence MUST contain less than 2**32
     numbered PDUs.


2.2.3  iSCSI Login

     The purpose of the iSCSI login is to enable a TCP connection for iSCSI
     use, authenticate the parties, negotiate the session's parameters and
     mark the connection as belonging to an iSCSI session.

     A session is used to identify all the connections with a given initi-
     ator that belong to the same I_T nexus to a target. (See Section 2.4.2
     SCSI Architecture Model for more details on how a session relates to
     an I_T nexus).

     The targets listen on a well-known TCP port or other TCP port for
     incoming connections. The initiator begins the login process by con-
     necting to one of these TCP ports.

     As part of the login process, the initiator and target MAY wish to
     authenticate each other and set a security association protocol for
     the session. This can occur in many different ways and is subject to
     negotiation.

     In order to protect the TCP connection, an IPsec security association
     MAY be established before the Login request. Using IPsec security for
     iSCSI is specified in Chapter 7 and in [SEC-IPS].



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                                    iSCSI                     17-April-02

     The iSCSI Login Phase is carried through Login requests and responses.
     Once suitable authentication has occurred and operational parameters
     have been set, the initiator may start to send SCSI commands. How the
     target chooses to authorize an initiator is beyond the scope of this
     document. A more detailed description of the Login Phase can be found
     in Chapter 4.


     The login PDU includes the ISID part of the session ID (SSID). The
     target portal group servicing the login is implied by the selection of
     the connection end-point. For a new session, the TSIH is null. As part
     of the response, the target generates a TSIH.

     During session establishment, the target identifies the SCSI initia-
     tor port (the "I" in the "I_T nexus") through the value pair (Initia-
     torName, ISID) (InitiatorName is described later in this part). Any
     persistent state (e.g., persistent reservations) on the target that
     is associated with a SCSI initiator port is identified based on this
     value pair. Any state associated with the SCSI target port (the "T" in
     the "I_T nexus") is identified externally by the TargetName and portal
     group tag (see Section 2.4.1 iSCSI Architecture Model) and internally
     in an implementation dependent way. As ISID is used to identify a per-
     sistent state, it is subject to reuse restrictions (see Section 2.4.3
     Consequences of the Model).

     Before the Full Feature Phase is established, only Login Request and
     Login Response PDUs are allowed. Any other PDU, when received at ini-
     tiator or target, is a protocol error and MUST result in the connec-
     tion being terminated. Login requests and responses MUST be used
     exclusively during Login.  On any connection the login phase MUST
     immediately succeed TCP connection establishment and a single login
     phase is allowed before tearing down a connection.

2.2.4  iSCSI Full Feature Phase

     Once the initiator is authorized to do so, the iSCSI session is in the
     iSCSI Full Feature Phase. A session is in Full Feature Phase after
     successfully finishing the login phase on the first (leading) connec-
     tion of a session.  A connection is in Full Feature Phase if the ses-
     sion is in Full Feature Phase and the connection login has completed
     successfully. An iSCSI connection is not in Full Feature Phase a) when
     it does not have an established transport connection, or b) when it
     has a valid transport connection, but a successful login was not per-


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                                     iSCSI                       17-April-02

     formed or the connection is currently logged out. In a normal Full
     Feature Phase, the initiator may send SCSI commands and data to the
     various LUs on the target by wrapping them in iSCSI PDUs that go over
     the established iSCSI session.

     For an iSCSI request issued over a TCP connection, the corresponding
     response and/or requested PDU(s) MUST be sent over the same connection
     by default. We call this "connection allegiance". If the original con-
     nection fails before the command is completed, the connection alle-
     giance of the command may be explicitly reassigned to a different
     transport connection as described in detail in Section 6.1 Retry and
     Reassign in Recovery.

     For SCSI commands that require data and/or a parameter transfer, the
     (optional) data and the status for a command MUST be sent over the
     same TCP connection to which the SCSI command is currently allegiant,
     illustrating the above rule.

     Thus, if an initiator issues a READ command, the target MUST send the
     requested data, if any, followed by the status to the initiator over
     the same TCP connection that was used to deliver the SCSI command. If
     an initiator issues a WRITE command, the initiator MUST send the data,
     if any, for that command over the same TCP connection that was used to
     deliver the SCSI command. The target MUST return Ready To Transfer
     (R2T), if any, and the status over the same TCP connection that was
     used to deliver the SCSI command. Retransmission requests (SNACK
     PDUs) and the data and status that they generate MUST also use the
     same connection.

     However, consecutive commands that are part of a SCSI linked command-
     chain task MAY use different connections. Connection allegiance is
     strictly per-command and not per-task. During the iSCSI Full Feature
     Phase, the initiator and target MAY interleave unrelated SCSI com-
     mands, their SCSI Data, and responses over the session.

     Outgoing SCSI data (initiator to target user data or command parame-
     ters) is sent as either solicited data or unsolicited data. Solicited
     data is sent in response to R2T PDUs. Unsolicited data can be sent as
     part of an iSCSI command PDU ("immediate data") or in separate iSCSI
     data PDUs. An initiator may send unsolicited data as immediate up to
     the negotiated maximum PDU size or in a separate PDU sequence (up to
     the FirstBurstSize). All subsequent data MUST be solicited. The maxi-


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                                   iSCSI                      17-April-02

     mum size of an individual data PDU or the immediate-part of the first
     unsolicited burst MAY be negotiated at login.

     Targets operate in either solicited (R2T) data mode or unsolicited
     (non R2T) data mode. The maximum amount of unsolicited data that can
     be sent with a command is negotiated at login as the. A target MAY
     separately enable immediate data without enabling the more general
     (separate data PDUs) form of unsolicited data.

     Unsolicited data on write are meant to reduce the effect of latency on
     throughput (no R2T is needed to start sending data).  In addition,
     immediate data are meant to reduce the protocol overhead (both band-
     width and execution time).

     An iSCSI initiator MAY choose to send no unsolicited data, only imme-
     diate data or FirstBurstSize bytes of unsolicited data with a command.
     If any non-immediate unsolicited data is sent, the total unsolicited
     data MUST be either the negotiated amount or all the data if the total
     amount is less than the negotiated amount for unsolicited data.

     An initiator MUST honor an R2T data request for a valid outstanding
     command (i.e., carrying a valid Initiator Task Tag) and deliver all
     the requested data provided the command is supposed to deliver outgo-
     ing data and the R2T specifies data within the command bounds. The
     initiator actions on receiving an R2T request that specifies data all
     or part outside the command bounds is unspecified.

     It is considered an error for an initiator to send unsolicited data
     PDUs to a target that operates in R2T mode (only solicited data is
     allowed). It is also an error for an initiator to send more data,
     whether immediate or as separate PDUs, than the iSCSI limit for first
     burst.

     A target SHOULD NOT silently discard data and request retransmission
     through R2T. Initiators SHOULD NOT keep track of the data transferred
     to or from the target (scoreboarding); targets perform residual count
     calculation. Incoming data for initiators is always implicitly solic-
     ited. SCSI data packets are matched to their corresponding SCSI com-
     mands by using Tags specified in the protocol.

     Initiator tags for pending commands are unique initiator-wide for a
     session. Target tags are not strictly specified by the protocol. It is
     assumed that these tags are used by the target to tag (alone or in

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                                      iSCSI                   17-April-02

     combination with the LUN) the solicited data. Target tags are gener-
     ated by the target and "echoed" by the initiator. The above mechanisms
     are designed to accomplish efficient data delivery and a large degree
     of control over the data flow.

     iSCSI initiators and targets MUST also enforce some ordering rules.
     Unsolicited data MUST be sent on every connection in the same order in
     which commands were sent. A target that receives data out of order MAY
     terminate the session.

2.2.5  iSCSI Connection Termination

     An iSCSI connection may be terminated by use of a transport connection
     shutdown, or a transport reset.  Transport reset is assumed to be an
     exceptional event.

     Graceful TCP connection shutdowns are done by sending TCP FINs. A
     graceful transport connection shutdown SHOULD be initiated by either
     party only when the connection is not in iSCSI full-feature phase.  A
     target MAY terminate a full-feature phase connection on internal
     exception events, but it SHOULD announce the fact through an Asynchro-
     nous Message PDU.  Connection termination with outstanding commands
     may require recovery actions.

     If a connection is terminated while in full-feature phase, connection
     cleanup (section 5) is required as a prelude to recovery. By doing
     connection cleanup before starting recovery, the initiator and target
     can avoid receiving stale PDUs after recovery. In this case, the ini-
     tiator sends a Logout request on one of the operational connections of
     a session that indicates which iSCSI connection should be logged out.

2.2.6  iSCSI Names

     Both targets and initiators require names for the purpose of identifi-
     cation, and so that iSCSI storage resources can be managed regardless
     of location (address).  An iSCSI node name is also the SCSI device
     name of an iSCSI device.  The iSCSI name of a SCSI device is the prin-
     cipal object used in authentication of targets to initiators and ini-
     tiators to targets.  This name is also used to identify and manage
     iSCSI storage resources.

     iSCSI names must be unique within the operation domain of the end
     user. However, since the operation domain of an IP network is poten-
     tially worldwide, the iSCSI name formats are architected to be world

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                                     iSCSI                      17-April-02

     wide unique.  To assist naming authorities in the construction of
     world wide unique names, iSCSI provides two name formats for different
     types of naming authorities.

     iSCSI names are associated with iSCSI nodes, not iSCSI network adapter
     cards, to ensure the replacement of network adapter cards does not
     require reconfiguration of all SCSI and iSCSI resource allocation
     information.

     Some SCSI commands require that protocol-specific identifiers be com-
     municated within SCSI CDBs. See Section 2.4.2 SCSI Architecture Model
     for the definition of the SCSI port name/identifier for iSCSI ports.

     An initiator may discover the iSCSI Target Names to which it has
     access, along with their addresses, using the SendTargets text
     request, or other techniques discussed in [NDT].

2.2.6.1  iSCSI Name Requirements

     Each iSCSI node, whether an initiator or target, MUST have an iSCSI
     name.

     Initiators and targets MUST support the receipt of iSCSI names of up
     to the maximum length of 255 bytes.

     The initiator MUST present both its iSCSI Initiator Name and the iSCSI
     Target Name to which it wishes to connect in the first login request
     of a new session or connection. The only exception is if a discovery
     session (see Section 2.3 iSCSI Session Types) is to be established;
     the iSCSI Initiator Name is still required, but the iSCSI Target Name
     may be ignored.

     iSCSI names MUST adhere to the following requirements:

          a)  iSCSI names MUST be globally unique.  No two initiators or tar-
          gets should have the same name.
          b)  iSCSI names MUST be permanent.  An iSCSI initiator or target
          has the same name for its lifetime.
          c)  iSCSI names do not imply a location or address.  An iSCSI ini-
          tiator or target can move, or have multiple addresses.  A change of
          address does not imply a change of name.
          d)  iSCSI names MUST NOT rely on a central name broker; the naming
          authority must be distributed.


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                                        iSCSI                       17-April-02

            e)  iSCSI names MUST support integration with existing unique nam-
            ing schemes.
            f)  iSCSI names MUST rely on existing naming authorities.  iSCSI
            does not have to create its own naming authority.

     The encoding of an iSCSI name also has some requirements:

            a)  iSCSI names MUST have a single encoding method when transmitted
            over various protocols.
            b)  iSCSI names MUST be relatively simple to compare.  The algo-
            rithm for comparing two iSCSI names for equivalence must not rely
            on any external server.
            c)  iSCSI names MUST be composed of displayable characters only.
            iSCSI names should be kept as simple as possible.  They MUST pro-
            vide for the use of international character sets, and MUST NOT
            allow the use of different names that would be identical except for
            their case.  Whitespace characters MUST NOT be allowed.
            d)  iSCSI names MUST be transport-friendly.  They must be trans-
            ported using both binary and ASCII-based protocols.

     An iSCSI name really names a logical software entity, and is not tied
     to a port or other hardware that can be changed.  For instance, an
     initiator name should name the iSCSI initiator node, not a particular
     NIC or HBA card.  When multiple NICs are used, they should generally
     all present the same iSCSI initiator name to the targets, since they
     are just paths to the same SCSI layer.  In most operating systems, the
     named entity is the operating system image.

     A target name should similarly not be tied to hardware interfaces
     which can be changed.  A target name should identify the logical tar-
     get, and must be the same for the target regardless of the physical
     portion being addressed.  This assists iSCSI initiators in determin-
     ing that two targets it has discovered are really two paths to the
     same target.

     The iSCSI name is designed to fulfill the functional requirements for
     Uniform Resource Names (URN) [RFC1737].  For example, it is required
     that the name have a global scope, independent of address or location,
     and that it be persistent and globally unique.  Names must be extensi-
     ble, and scale with the use of naming authorities.  The encoding of
     the name should be readable by a human, as well as be machine-read-
     able.  See [RFC1737] for further requirements.


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                                           iSCSI                   17-April-02

2.2.6.2  iSCSI Name Encoding

     An iSCSI name MUST be a UTF-8 encoding of a string of Unicode charac-
     ters,  with the following properties:

          - it is in Normalization Form C (see "Unicode Normalization
               Forms" [UNICODE])
          - it contains only the following types of characters:

                   - ASCII dash character ('-'=U+002d)
                   - ASCII dot character ('.'=U+002e)
                   - Any character allowed by the output of the iSCSI string-
                   prep template (described in [STPREP-iSCSI])

          - when encoded in UTF-8, it is no larger than 255 bytes

     The stringprep process is described in [STPREP]; iSCSI's use of the
     stringprep process is described in [STPREP-iSCSI].  Stringprep is a
     method designed by the Internationalized Domain Name (IDN) working
     group to translate human-typed strings into a format that can be com-
     pared as opaque strings.  Strings must not include punctuation, spac-
     ing, diacritical marks, or other characters that could get in the way
     of readability. The stringprep process also converts strings into
     equivalent strings of lower-case characters.

     Note that in most cases, the Stringprep process does not need to be
     implemented if the names are generated using only lower-case (any
     character set) alpha-numeric characters.

     Once iSCSI names encoded in UTF-8 are "normalized" (there is one and
     only one representation for each possible name), they may be safely
     compared byte-for-byte.

2.2.6.3  iSCSI Name Structure

     An iSCSI name consists of two parts - a type designator followed by a
     unique name string.

     The iSCSI name does not define any new naming authorities.  Instead,
     it supports two existing ways of designating naming authorities: an
     iSCSI-Qualified Name, using domain names to identify a naming author-
     ity, and the EUI format, where the IEEE Registration Authority assists
     in the formation of world wide unique names (EUI-64 format).


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                                         iSCSI                   17-April-02

     The type designator strings that may currently be used are:

       iqn.       - iSCSI Qualified name
       eui.       - Remainder of the string is an IEEE EUI-64 identi-
             fier, in ASCII-encoded hexadecimal.

     As these two naming authority designators will suffice in nearly every
     case for both software and hardware-based entities, the creation of
     additional type designators is prohibited.  One of these two type
     strings MUST be used when constructing an iSCSI name; any type string
     not listed here is not allowed, as they cannot be guaranteed to be
     unique.

2.2.6.3.1  Type "iqn." (iSCSI Qualified Name)

     This iSCSI name type can be used by any organization which owns a
     domain name.  This naming format is useful when an end user or service
     provider wishes to assign iSCSI names for targets and/or initiators.

     To generate names of this type, the person or organization generating
     the name must own a DNS domain name.  This domain name does not have
     to be active, and does not have to resolve to an address; it just
     needs to be reserved to prevent others from generating iSCSI names
     using the same domain name.

     Since a domain name can expire, be acquired by another entity, and
     might be used to generate iSCSI names by both owners, the domain name
     must be additionally qualified by a date during which the naming
     authority owned the domain name.  A date code is provided as part of
     the "iqn." format for this reason.

     The iSCSI qualified name string consists of:

       -  The string "iqn.", used to distinguish these names from
             "eui." formatted names.
       -  A date code, in yyyy-mm format.  This date MUST be a date
             during which the naming authority owned the domain name used
             in this format, and SHOULD be the date on which the domain
             name was acquired by this naming authority.  This date code
             uses the Gregorian calendar.  All four digits in the year must
             be present.  Both digits of the month must be present, with
             January == "01" and December == "12".  The dash must be
             included.
       -  Another ".".


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                                         iSCSI                    17-April-02

          -  The reversed domain name of the naming authority (person or
             organization) creating this iSCSI name.
          -  Another ".".
          -  Any string, within the character set and length boundaries,
             that the owner of the domain name deems appropriate.  This may
             contain product types, serial numbers, host identifiers, soft-
             ware keys, or anything else that makes sense to uniquely iden-
             tify the initiator or target.  Everything after the reversed
             domain name, followed by another dot ".", can be assigned as
             desired by the owner of the domain name.  It is the responsi-
             bility of the entity that is the naming authority to ensure
             that the iSCSI names it assigns are world wide unique. For
             example, "ACME Storage Arrays, Inc.", might own the domain
             name "acme.com".

     The following are examples of iSCSI qualified names that might be
     generated by "ACME Storage Arrays, Inc."

                    Organization    Subgroup Naming Authority
                        Naming      and/or string defined by
          Type  Date     Auth       "acme.com" Naming Authority
          +--++-----+ +------+ +--------------------------------+
          |  ||     | |      | |                                |

          iqn.2001-04.com.acme.diskarrays-sn-a8675309
          iqn.2001-04.com.acme.storage:tape.sys1.xyz
          iqn.2001-04.com.acme.storage.tape:sys1.xyz

2.2.6.3.2  Type "eui." (IEEE EUI-64 format)


     The IEEE Registration Authority provides a service for assigning glo-
     bally unique identifiers [EUI].  The EUI-64 format is in use as a glo-
     bal identifier in other network protocols such as Fibre Channel. See
     http://standards.ieee.org/regauth/oui/index.shtml - for more informa-
     tion on registering for EUI identifiers.

     The format is "eui." followed by an EUI-64 identifier (16 ASCII-
     encoded hexidecimal digits).

     Example iSCSI name :

           Type  EUI-64 identifier (ASCII-encoded hexidecimal)
           +--++--------------+
           |  ||              |
           eui.02004567A425678D


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                                   iSCSI                       17-April-02

     The IEEE EUI-64 iSCSI name format might be used when a manufacturer is
     already registered with the IEEE Registration Authority and uses EUI-
     64 formatted world wide unique names for its products.

     More examples of name construction are discussed in [NDT].


2.2.7  Persistent State

     iSCSI does not require any persistent state maintenance across ses-
     sions. However in some cases, SCSI requires persistent identification
     of the SCSI initiator port name (for iSCSI, the InitiatorName plus the
     ISID portion of the session identifier). (See Section 2.4.2 SCSI
     Architecture Model and Section 2.4.3 Consequences of the Model.)

     iSCSI sessions do not persist through power cycles and boot opera-
     tions.

     All iSCSI session and connection parameters are re-initialized on
     session and connection creation.

     Commands persist beyond connection termination if the session per-
     sists and command recovery within the session is supported. However,
     when a connection is dropped, command execution, as perceived by iSCSI
     (i.e., involving iSCSI protocol exchanges for the affected task), is
     suspended until a new allegiance is established by the 'task reassign'
     task management function. (See Section 9.5 Task Management Function
     Request.)

2.2.8  Message Synchronization and Steering

2.2.8.1  Rationale

     iSCSI presents a mapping of the SCSI protocol onto TCP. This encapsu-
     lation is accomplished by sending iSCSI PDUs of varying lengths.
     Unfortunately, TCP does not have a built-in mechanism for signaling
     message boundaries at the TCP layer. iSCSI overcomes this obstacle by
     placing the message length in the iSCSI message header. This serves to
     delineate the end of the current message as well as the beginning of
     the next message.

     In situations where IP packets are delivered in order from the net-
     work, iSCSI message framing is not an issue and messages are processed
     one after the other. In the presence of IP packet reordering, (i.e.,

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                                     iSCSI                    17-April-02

     frames being dropped) legacy TCP implementations store the "out of
     order" TCP segments in temporary buffers until the missing TCP seg-
     ments arrive, upon which the data must be copied to the application
     buffers. In iSCSI, it is desirable to steer the SCSI data within these
     out of order TCP segments into the pre-allocated SCSI buffers rather
     than store them in temporary buffers. This decreases the need for ded-
     icated reassembly buffers as well as the latency and bandwidth related
     to extra copies.

     Relying solely on the "message length" information from the iSCSI mes-
     sage header may make it impossible to find iSCSI message boundaries in
     subsequent TCP segments due to the loss of a TCP segment that contains
     the iSCSI message length. The missing TCP segment(s) must be received
     before any of the following segments can be steered to the correct
     SCSI buffers (due to the inability to determine the iSCSI message
     boundaries). Since these segments cannot be steered to the correct
     location, they must be saved in temporary buffers that must then be
     copied to the SCSI buffers.

     Different schemes can be used to recover synchronization. One of these
     schemes is detailed in Appendix A. - Sync and Steering with Fixed
     Interval Markers -. To make these schemes work, iSCSI implementations
     have to make sure that the appropriate protocol layers are provided
     with enough information to implement a synchronization and/or data
     steering mechanism.

2.2.8.2  Synchronization (sync) and Steering Functional Model

     We assume that iSCSI is implemented according to the following layer-
     ing scheme:





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                                  iSCSI                         17-April-02

          +------------------------+
          |        SCSI            |
          +------------------------+
          |       iSCSI            |
          +------------------------+
          |  Sync and Steering     |
          |  +-------------------+ |
          |  |      TCP          | |
          |  +-------------------+ |
          +------------------------+
          | Lower Functional Layers|
          |        (LFL)           |
          +------------------------+
          |         IP             |
          +------------------------+
          |        Link            |
          +------------------------+


     In this model, LFL can be IPsec (a mechanism changing the IP stream
     and invisible to TCP). We assume that Sync and Steering operates just
     underneath iSCSI. An implementation may choose to place Sync and
     Steering somewhere else in the stack if it can translate the informa-
     tion kept by iSCSI in terms valid for the chosen layer.

     According to our layering model, iSCSI considers the information it
     delivers to the Sync and Steering layer (headers and payloads) as a
     contiguous stream of bytes mapped to the positive integers from 0 to
     infinity. In practice, though, iSCSI is not expected to handle infi-
     nitely long streams; stream addressing will wrap around at 2**32-1.

     This model assumes that the iSCSI layer will deliver complete PDUs to
     underlying layers in single (atomic) operations. The underlying layer
     does not need to examine the stream content to discover the PDU bound-
     aries. If a specific implementation performs PDU delivery to the Sync
     and Steering layer through multiple operations, it MUST bracket an
     operation set used to deliver a single PDU in a manner that the Sync
     and Steering Layer can understand.

     The Sync and Steering Layer (which is OPTIONAL) MUST retain the PDU
     end address within the stream for every delivered iSCSI PDU.
     To enable the Sync and Steering operation to perform Steering, addi-
     tional information, including identifying tags and buffer offsets,

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                                      iSCSI                   17-April-02

     MUST also be retained for every sent PDU. The Sync and Steering Layer
     is required to add enough information to every sent data item (IP
     packet, TCP packet or some other superstructure) to enable the
     receiver to steer it to a memory location independent of any other
     piece.

     If the transmission stream is built dynamically, this information is
     used to insert Sync and Steering information in the transmission
     stream (at first transmission or at re-transmission) either through a
     globally accessible table or a call-back mechanism. If the transmis-
     sion stream is built statically, the Sync and Steering information is
     inserted in the transmission stream when data are first presented to
     sync and steering.

     The retained information can be released whenever the transmitted
     data is acknowledged by the receiver. (in the case of dynamically
     built streams, by deletion from the global table or by an additional
     callback).

     On the outgoing path, the Sync and Steering layer MUST map the outgo-
     ing stream addresses from iSCSI stream addresses to TCP stream
     sequence numbers.

     On the incoming path, the Sync and Steering layer extracts the Sync
     and Steering information from the TCP stream. It then helps steer
     (place) the data stream to its final location and/or recover iSCSI PDU
     boundaries when some TCP packets are lost or received out of order.
     The data stream seen by the receiving iSCSI layer is identical to the
     data stream that left the sending iSCSI layer. The Sync and Steering
     information is kept until the PDUs to which it refers are completely
     processed by the iSCSI layer.

     On the incoming path, the Sync and Steering layer does not change the
     way TCP notifies iSCSI about in-order data arrival. All data place-
     ments, in-order or out-of-order, performed by the Sync and Steering
     layer are hidden from iSCSI while conventional, in order, data arrival
     notifications generated by TCP are passed through to iSCSI

2.2.8.3  Sync and Steering and Other Encapsulation Layers

     We recognize that in many environments the following is a more appro-
     priate layering model:



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                                   iSCSI                      17-April-02

          +----------------------------------+
          |             SCSI                 |
          +----------------------------------+
          |            iSCSI                 |
          +----------------------------------+
          |   Upper Functional Layers (UFL)  |
          +----------------------------------+
          |     Sync and Steering            |
          |  +-----------------------------+ |
          |  |            TCP              | |
          |  +-----------------------------+ |
          +----------------------------------+
          |   Lower Functional Layers (LFL)  |
          +----------------------------------+
          |              IP                  |
          +----------------------------------+
          |             Link                 |
          +----------------------------------+

     In this model, UFL can be TLS (see[RFC2246]) or some other transport
     conversion mechanism (a mechanism that changes the TCP stream, but
     that is transparent to iSCSI).

     To be effective and act on reception of TCP packets out of order, Sync
     and Steering has to be underneath UFL, and Sync and Steering data must
     be left out of any UFL transformation (encryption, compression, pad-
     ding etc.). However, Sync and Steering MUST take into account the
     additional data inserted in the stream by UFL. Sync and Steering MAY
     also restrict the type of transformations UFL may perform on the
     stream.

     This makes implementation of Sync and Steering in the presence of oth-
     erwise opaque UFLs less attractive.

2.2.8.4  Sync/Steering and iSCSI PDU Size

     When a large iSCSI message is sent, the TCP segment(s) that contain
     the iSCSI header may be lost. The remaining TCP segment(s) up to the
     next iSCSI message must be buffered (in temporary buffers) since the
     iSCSI header that indicates to which SCSI buffers the data is to be
     steered was lost. To minimize the amount of buffering, it is recom-
     mended that the iSCSI PDU size be restricted to a small value (perhaps



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                                   iSCSI                         17-April-02

     a few TCP segments in length). During login, each end of the iSCSI
     session specifies the maximum iSCSI PDU size it will accept.

2.3  iSCSI Session Types

     iSCSI defines two types of sessions:

        a)  Normal operational session - an unrestricted session.
        b)  Discovery-session - a session opened only for target discovery;
        the target MAY accept only text requests with the SendTargets key
        and a logout request with reason "close the session".

     The session type is defined during login with key=value parameter in
     the login command.

2.4  SCSI to iSCSI Concepts Mapping Model

     The following diagram shows an example of how multiple iSCSI Nodes
     (targets in this case) can coexist within the same Network Entity
     and can share Network Portals (IP addresses and TCP ports). Other more
     complex configurations are also possible. See  Section 2.4.1 iSCSI
     Architecture Model for detailed descriptions of the components of
     these diagrams.





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                                     iSCSI                    17-April-02

                   +-----------------------------------+
                   |  Network Entity (iSCSI Client)    |
                   |                                   |
                   |         +-------------+           |
                   |         | iSCSI Node  |           |
                   |         | (Initiator) |           |
                   |         +-------------+           |
                   |            |       |              |
                   | +--------------+ +--------------+ |
                   | |Network Portal| |Network Portal| |
                   | |   10.1.30.4  | |   10.1.40.6  | |
                   +-+--------------+-+--------------+-+
                            |               |
                            |  IP Networks  |
                            |               |
                   +-+--------------+-+--------------+-+
                   | |Network Portal| |Network Portal| |
                   | |  10.1.30.21  | |   10.1.40.3  | |
                   | | TCP Port 3260| | TCP Port 3260| |
                   | +--------------+ +--------------+ |
                   |        |               |          |
                   |        -----------------          |
                   |           |         |             |
                   |  +-------------+ +--------------+ |
                   |  | iSCSI Node  | | iSCSI Node   | |
                   |  |  (Target)   | |  (Target)    | |
                   |  +-------------+ +--------------+ |
                   |                                   |
                   |   Network Entity (iSCSI Server)   |
                   +-----------------------------------+

2.4.1  iSCSI Architecture Model

     This section describes the part of the iSCSI architecture model that
     has the most bearing on the relationship between iSCSI and the SCSI
     Architecture Model.

        a)  Network Entity - represents a device or gateway that is acces-
        sible from the IP network. A Network Entity must have one or more
        Network Portals (see item d), each of which can be used by some
        iSCSI Nodes (see item (b)) contained in that Network Entity to gain
        access to the IP network.



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                                iSCSI                      17-April-02

     b)  iSCSI Node - represents a single iSCSI initiator or iSCSI tar-
     get. There are one or more iSCSI Nodes within a Network Entity. The
     iSCSI Node is accessible via one or more Network Portals (see item
     d). An iSCSI Node is identified by its iSCSI Name (see Section
     2.2.6 iSCSI Names and Chapter 11). The separation of the iSCSI Name
     from the addresses used by and for the iSCSI node allows multiple
     iSCSI nodes to use the same addresses, and the same iSCSI node to
     use multiple addresses.

     c)  An alias string could also be associated with an iSCSI Node.
     The alias allows an organization to associate a user friendly
     string with the iSCSI Name. However, the alias string is not a sub-
     stitute for the iSCSI Name.

     d)  Network Portal - a component of a Network Entity that has a
     TCP/IP network address and that may be used by an iSCSI Node within
     that Network Entity for the connection(s) within one of its iSCSI
     sessions. In an initiator, it is identified by its IP address. In a
     target, it is identified by its IP address and its listening TCP
     port.

     e)  Portal Groups - iSCSI supports multiple connections within the
     same session; some implementations will have the ability to com-
     bine connections in a session across multiple Network Portals. A
     Portal Group defines a set of Network Portals within an iSCSI Node
     that collectively supports the capability of coordinating a ses-
     sion with connections that span these portals. Not all Network Por-
     tals within a Portal Group need to participate in every session
     connected through that Portal Group. One or more Portal Groups may
     provide access to an iSCSI Node. Each Network Portal, as utilized
     by a given iSCSI Node, belongs to exactly one portal group within
     that node. Portal Groups are identified within an iSCSI Node by a
     portal group tag, a simple integer value between 1 and 65535 (see
     Section 11.3 SendTargets). All Network Portals with the same por-
     tal group tag in the context of a given iSCSI Node are in the same
     Portal Group.

     Both iSCSI Initiators and iSCSI Targets have portal groups, though
     only the iSCSI Target Portal Groups are used directly in the iSCSI
     protocol (e.g., in SendTargets). See Section Section 8.1.1 Conser-
     vative Reuse of ISIDs  for references to the Initiator Portal
     Groups.


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                                      iSCSI                         17-April-02

        f)  Portals within a Portal Group are expected to have similar
        hardware characteristics, as SCSI port specific mode pages
        may affect all portals within a portal group. (See Section 2.4.3.2
        SCSI Mode Pages).

     The following diagram shows an example of one such configuration on a
     target and how a session that shares Network Portals within a Portal
     Group may be established.

       ----------------------------IP Network---------------------
              |               |                    |
         +----|---------------|-----+         +----|---------+
         | +---------+  +---------+ |         | +---------+  |
         | | Network |  | Network | |         | | Network |  |
         | | Portal  |  | Portal  | |         | | Portal  |  |
         | +--|------+  +---------+ |         | +---------+  |
         |    |               |     |         |    |         |
         |    |    Portal     |     |         |    | Portal  |
         |    |    Group 1    |     |         |    | Group 2 |
         +--------------------------+         +--------------+
              |               |                    |
     +--------|---------------|--------------------|---------------------+
     |        |               |                    |                     |
     |   +----------------------------+  +-----------------------------+ |
     |   | iSCSI Session (Target side)|  | iSCSI Session (Target side) | |
     |   |                            |  |                             | |
     |   |       (TSIH = 56)          |  |       (TSIH = 48)           | |
     |   +----------------------------+  +-----------------------------+ |
     |                                                                   |
     |                      iSCSI Target Node                            |
     |              (within Network Entity, not shown)                   |
     +-------------------------------------------------------------------+

2.4.2  SCSI Architecture Model

     This section describes the relationship between the SCSI Architecture
     Model [SAM2] and constructs of the SCSI device, SCSI port and I_T
     nexus, and the iSCSI constructs, described above.

     This relationship implies implementation requirements in order to
     conform to the SAM2 model and other SCSI operational functions. These
     requirements are detailed in Section 2.4.3 Consequences of the Model.



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                                iSCSI                      17-April-02

     a) SCSI Device - the SAM2 term for an entity that contains other
       SCSI entities. For example, a SCSI Initiator Device contains
       one or more SCSI Initiator Ports and zero or more application
       clients. A SCSI Target Device contains one or more SCSI Target
       Ports and one or more logical units. For iSCSI, the SCSI
       Device is the component within an iSCSI Node that provides the
       SCSI functionality. As such, there can be one SCSI Device, at
       most, within a given iSCSI Node. Access to the SCSI Device can
       only be achieved in an iSCSI normal operational session (see
       Section 2.3 iSCSI Session Types). The SCSI Device Name is
       defined to be the iSCSI Name of the node and its use is manda-
       tory in the iSCSI protocol.

     b) SCSI Port - the SAM2 term for an entity in a SCSI Device that
       provides the SCSI functionality to interface with a service
       delivery subsystem or transport. For iSCSI, the definition of
       SCSI Initiator Port and SCSI Target Port are different.

      SCSI Initiator Port: This maps to the endpoint of an iSCSI nor-
       mal operational session (see Section 2.3 iSCSI Session Types).
       An iSCSI normal operational session is negotiated through the
       login process between an iSCSI initiator node and an iSCSI
       target node. At successful completion of this process, a SCSI
       Initiator Port is created within the SCSI Initiator Device.
       The SCSI Initiator Port Name and SCSI Initiator Port Identi-
       fier are both defined to be the iSCSI Initiator Name together
       with (a) a label that identifies it as an initiator port name/
       identifier and (b) the ISID portion of the session identifier.

      SCSI Target Port: This maps to an iSCSI target Portal Group.
       The SCSI Target Port Name and the SCSI Target Port Identifier
       are both defined to be the iSCSI Target Name together with (a)
       a label that identifies it as a target port name/identifier
       and (b) the portal group tag.

      The SCSI Port Name is mandatory in iSCSI. When used in SCSI
      parameter data, the SCSI port name should be formatted as:
      - The iSCSI Name in UTF-8 format, followed by
      - a comma separator (1byte), followed by
      - the ASCII character 'i' (for SCSI Initiator Port) or the
       ASCII character 't' (for SCSI Target Port), followed by
      - a comma separator (1byte), followed by
      - zero to 3 null pad bytes so that the complete format is a
       multiple of four bytes long, followed by
      - the 6byte value of the ISID (for SCSI initiator port) or the
       2byte value of the portal group tag (for SCSI target port) in
       network byte order (BigEndian).
       SCSI port names have a maximum length of 264 bytes for initi-
       ator ports, 260 bytes for target ports, and must be a multiple
       of four bytes long. The ASCII character 'i' or 't' is the

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                                    iSCSI                     17-April-02

         label that identifies this port as either a SCSI Initiator
         Port or a SCSI Target Port. This ASCII character also provides
         the interpretation and size of the remaining six bytes (initi-
         ator) or two bytes (target).

       c) I_T nexus - a relationship between a SCSI Initiator Port and
         a SCSI Target Port, according to [SAM2]. For iSCSI, this rela-
         tionship is a session, defined as a relationship between an
         iSCSI Initiator's end of the session (SCSI Initiator Port) and
         the iSCSI Target's Portal Group. The I_T nexus can be identi-
         fied by the conjunction of the SCSI port names. That is, the
         I_T nexus identifier is the tuple (iSCSI Initiator Name + 'i'
         + ISID, iSCSI Target Name + 't' + Portal Group Tag).

       NOTE: The I_T nexus identifier is not equal to the session iden-
         tifier (SSID).


2.4.3  Consequences of the Model

     This section describes implementation and behavioral requirements
     that result from the mapping of SCSI constructs to the iSCSI con-
     structs defined above. Between a given SCSI initiator port and a given
     SCSI target port, only one I_T nexus (session) can exist. That is, no
     more than one nexus relationship (parallel nexus) is allowed.  There-
     fore, between a given iSCSI initiator node and an iSCSI target node,
     at any given time, only one session can exist with a given session
     identifier (SSID).

     These assumptions lead to the following conclusions and requirements:

     ISID RULE: Between a given iSCSI Initiator and iSCSI Target Portal
     Group (SCSI target port), there can be only one session with a given
     value for ISID that identifies the SCSI initiator port. See Section
     9.12.5 ISID.

     The structure of the ISID that contains a naming authority component
     (see Section 9.12.5 ISID and [NDT]) provides a mechanism to facilitate
     compliance with the ISID rule (See also Section 8.1.1 Conservative
     Reuse of ISIDs).

     The iSCSI Initiator Node is expected to manage the assignment of ISIDs
     prior to session initiation. The "ISID RULE" does not preclude the use
     of the same ISID from the same iSCSI Initiator with different Target
     Portal Groups on the same iSCSI target or on other iSCSI targets (see
     Section 8.1.1 Conservative Reuse of ISIDs). Allowing this would be

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                                      iSCSI                     17-April-02

     analogous to a single SCSI Initiator Port having relationships
     (nexus) with multiple SCSI target ports on the same SCSI target device
     or SCSI target ports on other SCSI target devices. It is also possible
     to have multiple sessions with different ISIDs to the same Target Por-
     tal Group. Each such session would be considered to be with a differ-
     ent initiator even when the sessions originate from the same initiator
     device. The same ISID may be used by a different iSCSI initiator
     because it is the iSCSI Name together with the ISID that identifies
     the SCSI Initiator Port.

     NOTE: A consequence of the ISID RULE and the specification for the I_T
     nexus identifier is that two nexus with the same identifier should
     never exist at the same time.

     TSIH RULE: The iSCSI Target selects a non-zero value for the TSIH at
     session creation (when an initiator presents a 0 value at Login).
     After being selected the same TSIH value MUST be used whenever initi-
     ator or target refer to the given session and a TSIH is required.

2.4.3.1  I_T Nexus State

     Certain nexus relationships contain an explicit state (e.g., initia-
     tor-specific mode pages) that may need to be preserved by the target
     (or more correctly stated, the device server in a logical unit)
     through changes or failures in the iSCSI layer (e.g., session fail-
     ures). In order for that state to be restored, the iSCSI initiator
     should re-establish its session (re-login) to the same Target Portal
     Group using the previous ISID. That is, it should perform session
     recovery as described in Chapter 6. This is because the SCSI initiator
     port identifier and the SCSI target port identifier (or relative tar-
     get port) form the datum that the SCSI logical unit device server uses
     to identify the I_T nexus.

2.4.3.2  SCSI Mode Pages

     If the SCSI logical unit device server does not maintain initiator-
     specific mode pages, and an initiator makes changes to port-specific
     mode pages, the changes may affect all other initiators logged in to
     that iSCSI Target through the same Target Portal Group.

     Changes via mode pages to the behavior of a portal group via one iSCSI
     node should not affect the behavior of this portal group with respect
     to other iSCSI Target Nodes, even if the underlying implementation of


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                                    iSCSI                        17-April-02

     a portal group serves multiple iSCSI Target Nodes in the same Network
     Entity.

2.5  Request/Response Summary

     This section lists and briefly describes all the iSCSI PDU types
     (request and responses).

     All iSCSI PDUs are built as a set of one or more header segments
     (basic and auxiliary) and zero or one data segments. The header group
     and the data segment may be followed by a CRC (digest).

     The basic header segment has a fixed length of 48 bytes.

2.5.1  Request/Response types carrying SCSI payload

2.5.1.1  SCSI-Command

     This request carries the SCSI CDB and all the other SCSI execute com-
     mand procedure call (see [SAM2]) IN arguments such as task attributes,
     Command Reference Number, Expected Data Transfer Length for one or
     both transfer directions (the later for bidirectional commands), and
     Task Tag. The I_T_L nexus is derived by the initiator and target from
     the LUN field in the request and the I_T nexus implicit in the session
     identification.

     In addition, the SCSI-command PDU carries information required for
     the proper operation of the iSCSI protocol - the command sequence num-
     ber (CmdSN) and the expected status number on the connection it is
     issued (ExpStatSN).

     Part or all of the SCSI output (write) data associated with the SCSI
     command may be sent as part of the SCSI-Command PDU as a data segment.

2.5.1.2  SCSI-Response

     The SCSI-Response carries all the SCSI execute command procedure call
     (see [SAM2]) OUT arguments and the SCSI execute command procedure call
     return value.
     It contains the residual counts from the operation if any, and an
     indication of whether the counts represent an overflow or an under-
     flow, and the SCSI status if the status is valid or a response code (a
     non-zero return value for the execute-command procedure call) if the
     status is not valid.


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     For a valid status that indicates that the command is executed but
     resulted in a exception (e.g., a SCSI CHECK CONDITION), the PDU data
     segment contains the associated sense data.

     Some data segment content may also be associated  (in the data seg-
     ment) with a non-zero response code.

     In addition, the SCSI-Response PDU carries information required for
     the proper operation of the iSCSI protocol - the number of Data-In PDU
     that a target has sent (to enable the initiator to check that all
     arrived) - ExpDataSN, the Status Sequence Number on this connection -
     StatSN and the next Expected Command Sequence Number at target - ExpC-
     mdSN, the Maximum CmdSN acceptable at target from this initiator.

2.5.1.3  Task Management Function Request

     The task management function request provides an initiator with a way
     to explicitly control the execution of one or more SCSI Tasks or iSCSI
     functions. The PDU carries a function identifier (which task manage-
     ment function to perform) and enough information to unequivocally
     identify the task or task-set on which to perform the action even if
     the task(s) to act upon has not yet arrived or has been discarded due
     to an error.

     The referenced tag identifies an individual task if the function
     refers to an individual task.

     The I_T_L nexus identifies task sets and is carried by the LUN (and
     implied by the session identification).

     For task sets, the CmdSN of the task management function request helps
     identify the tasks upon which to act, namely all tasks associated with
     a LUN and having a CmdSN preceding the task management function
     request CmdSN.

     The task management function request execution is completely per-
     formed at the target, (i.e., any coordination between responses to the
     tasks affected and the task management function request response is
     done by the target).





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2.5.1.4  Task Management Function Response

     The Task Management Function Response carries an indication of func-
     tion completion for a Task Management Function Request including how
     it completed (response and qualifier) and additional information for
     failure responses (Referenced Task Tag - if an abort task failed).

     After the task management response indicating task management func-
     tion completion, the initiator will not receive any additional
     responses from the affected tasks.

2.5.1.5  SCSI Data-out and SCSI Data-in

     The SCSI Data-out and SCSI Data-in are the main vehicles by which SCSI
     data payload is carried between initiator and target. Data payload is
     associated with a specific SCSI command through the Initiator Task
     Tag. For the target convenience, outgoing solicited data also carries
     a Target Transfer Tag (copied from R2T) and the LUN.
     Each PDU contains the payload length and the data offset relative to
     the buffer address contained in the SCSI exec command procedure call.

     In each direction, the data transfer is split into "sequences". An
     end-of-sequence is indicated by the F bit.

     An outgoing sequence is either unsolicited (only the first sequence
     can be unsolicited) or is a complete payload sent in response to an
     R2T "prompt".

     Input sequences are built to enable the direction switching for bidi-
     rectional commands.

     For input the target may request positive acknowledgement of input
     data. This is limited to sessions that support error recovery and is
     implemented through the A bit in the SCSI Data-in PDU header.

     Data-in and Data-out PDUs also carry the DataSN to enable the initia-
     tor and target to detect missing PDUs (discarded due to an error).

     StatSN is also carried by the Data-In PDUs.

     To enable a SCSI command to be executed involving a minimum number of
     messages, the last SCSI Data-in PDU passed for a command may also con-
     tain the status if the status indicated termination with no exceptions
     (no sense or response involved).

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                                    iSCSI                     17-April-02



2.5.1.6  Ready To Transfer (R2T)

     R2T is the mechanism by which the SCSI target "prompts" the initiator
     for output data. R2T passes the offset of the requested data relative
     to the buffer address from the execute command procedure call and the
     length of the solicited data to the initiator.

     To help the SCSI target to associate resulting Data-out with an R2T,
     the R2T carries the Target Transfer Tag copied by the initiator in the
     solicited SCSI Data-out PDUs. There are no protocol specific require-
     ments with regard to the value of these tags, but it is assumed that
     together with the LUN, they will enable the target to associate data
     with an R2T.

     R2T also carries information required for proper operation of the
     iSCSI protocol, such as an R2TSN (to enable an initiator to detect a
     missing R2T), StatSN, ExpCmdSN and MaxCmdSN.

2.5.2  Requests/Responses carrying SCSI and iSCSI Payload

2.5.2.1  Asynchronous Message

     Asynchronous Messages are used to carry SCSI asynchronous events
     (AEN) and iSCSI asynchronous messages.

     When carrying an AEN, the event details are reported as sense data in
     the data segment.

2.5.3  Requests/Responses carrying iSCSI Only Payload

2.5.3.1  Text Request and Text Response

     Text requests and responses are designed as a parameter negotiation
     vehicle and as a vehicle for future extension.

     In the data segment key=value, Text Requests/Responses carry text
     information with a simple syntax.

     Text Request/Responses may form extended sequences using the same
     Initiator Task Tag. The initiator uses the F (Final) flag bit in the
     text request header to indicate its readiness to terminate a sequence.
     The target uses the F (Final) flag bit in the text response header to
     indicate its consent to sequence termination.

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     Text Request/Responses also use the Target Transfer Tag to indicate
     continuation of an operation or a new beginning. A target that wishes
     to continue an operation will set the Target Transfer Tag in a Text
     Response to a value different from the default 0xffffffff. An initia-
     tor willing to continue will copy this value into the Target Transfer
     Tag of the next Text Request. If the initiator wants to reset the tar-
     get (start fresh) it will set the Target Transfer Tag to 0xffffffff.

     Although a complete exchange is always started by the initiator, spe-
     cific parameter negotiations may be initiated by the initiator or tar-
     get.

2.5.3.2  Login Request and Login Response

     Login Requests and Responses are used exclusively during the login
     phase of each connection to set up the session and connection parame-
     ters (the login phase consists of a sequence of login requests and
     responses carrying the same Initiator Task Tag).

     A connection is identified by an arbitrarily selected connection-ID
     (CID) that is unique within a session.

     Similar to the Text Requests and Responses, Login Requests/Responses
     carry  key=value text information with a simple syntax in the data
     segment.

     The Login phase proceeds through several stages (security negotia-
     tion, operational parameter negotiation) that are selected with two
     binary coded fields in the header - the "current stage" (CSG) and the
     "next stage" (NSG) with the appearance of the later being signaled by
     the "transit" flag (T).

     The first login phase of a session plays a special role (it is called
     the leading login) and some header fields are determined by the lead-
     ing login (e.g., the version number, the maximum number of connec-
     tions, the session identification etc.).

     The command counting initial value is also set by the leading login.

     Status counting for each connection is initiated by the connection
     login.



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     A login request may indicate an implied logout (cleanup) of the con-
     nection to be logged in (we call this a connection restart) through
     the X flag in the first login request header.

2.5.3.3  Logout Request and Response

     Logout Requests and Responses are used for the orderly closing of con-
     nections for recovery or maintenance. The logout request may be issued
     following a target prompt (through an asynchronous message) or at an
     initiators initiative. When issued on the connection to be logged out
     no other request may follow it.

     The Logout response indicates that the connection or session cleanup
     is completed and no other responses will arrive on the connection (if
     received on the logging-out connection). The Logout Response indi-
     cates also how long the target will keep on holding resources for
     recovery (e.g., command execution that continues on a new connection)
     in Time2Retain and how long the initiator must wait before proceeding
     with recovery in Time2Wait.

2.5.3.4   SNACK Request

     With the SNACK Request, the initiator requests retransmission of num-
     bered-responses or data from the target. A single SNACK request covers
     a contiguous set of missing items called a run of a given type of
     items (the type is indicate in a type field in the PDU header). The
     run is composed of an initial item (StatSN, DataSN, R2TSN) and the
     number of missed Status, Data, or R2T PDUs. For long data-in
     sequences, the target may request (at predefined minimum intervals) a
     positive acknowledgement for the data sent. A SNACK request with a
     type field that indicates ACK and the number of Data-In PDUs acknowl-
     edged conveys this positive acknowledgement.

2.5.3.5  Reject

     Reject enables the target to report an iSCSI error condition (proto-
     col, unsupported option etc.) that uses a Reason field in the PDU
     header and includes the complete header of the bad PDU in the Reject
     PDU data segment.





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2.5.3.6  NOP-Out Request and NOP-In Response

     This request/response pair may be used by an initiator and target as a
     "ping" mechanism to verify that a connection/session is still active
     and all its components are operational. Such a ping may be triggered
     by the initiator or target. The triggering party indicates that it
     wants a reply by setting a value different from the default 0xffffffff
     in the corresponding Initiator/Target Transfer Tag.

     NOP-In/NOP-Out may also be used "unidirectional" to convey to the ini-
     tiator/target command, status or data counter values when there is no
     other "carrier" and there is a need to update the initiator/target.











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3. SCSI Mode Parameters for iSCSI

     There are no iSCSI specific mode pages.





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4. Login and Full Feature Phase Negotiation

4.1  Text Format

     The initiator and target send a set of key=value or key=list pairs
     encoded in UTF-8 Unicode. All the text keys and text values specified
     in this document are to be presented and interpreted in the case they
     appear in this document. They are case sensitive. Text keys and values
     MUST ONLY contain letters (a-z, A-Z), digits (0-9), space (0x20),
     point (.)(0x2e), minus (-)(0x2d), plus (+)(0x2b), commercial at
     (@)(0x40) and underscore (_)(0x5f). The key and value are separated
     by a '=' (0x3d) delimiter. Every key=value pair (including the last or
     only pair) MUST be followed by one null (0x00) delimiter. Text values
     may also contain colon (:)(0x3a) and brackets ([ and ])(0x5b and
     0x5d).

     Character strings are represented as plain text. Binary items can be
     encoded using their decimal representation (with or without leading
     zeros) or hexadecimal representation (e.g., 8190 is 0x1ffe).  Upper
     and lower case letters may be used interchangeably in hexadecimal
     notation (i.e., 0x1aBc, 0x1AbC, 0X1aBc, and 0x1ABC are equivalent).
     Binary items can also be encoded using the more compact Base64 encod-
     ing as specified by [RFC2045] preceded by the 0b.  A list is a set of
     values separated by comma (0x2c). A numeric range is a a set of two
     binary items separated by tilde (~)(0x7e).

     Key names MUST NOT exceed 63 bytes.  If not otherwise specified, the
     maximum length of an individual value (not its encoded representa-
     tion) is 255 bytes not including the delimiter (comma or null).

     Any iSCSI target or initiator MUST support receiving at least 16384
     bytes of key=value data in a negotiation sequence except when indicat-
     ing support for very long authentication items such as public key cer-
     tificates in which case they MUST support receiving at least 64
     kilobytes of key=value data.

4.2  Text Mode Negotiation

     During login, and thereafter, some session or connection parameters
     are negotiated through an exchange of textual information.





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     The initiator starts the negotiation through a Text/Login request and
     indicates when it is ready for completion (by setting to 1 and keeping
     to 1 the F bit in a Text Request or the T bit in the Login Request).

     The general format of text negotiation is:

       Originator-> <key>=<valuex>
       Responder-> <key>=<valuey>|NotUnderstood|Irrelevant|Reject

     The originator can either be the initiator or the target and the
     responder can either be the target or initiator, respectively. Target
     requests are not limited to respond to key=value pairs as offered by
     the initiator. The target may offer key=value pairs of its own.

     All negotiations are stateless and explicit (i.e., the result MUST be
     based only on newly exchanged values). There is no such thing as
     implicit offers. If an explicit offer is not made then a reply cannot
     be expected.

     The value offered can be an integer, a range defined by lower and
     upper value - both integers separated by tilde, a single literal con-
     stant a Boolean value (Yes or No), or a list of comma separated, lit-
     eral constant values. A range MAY ONLY be offered if it is explicitly
     allowed for a key. A selected value can be an integer, a single lit-
     eral constant or a Boolean value.

     In literal list negotiation, the originator sends a list of options
     (literal constants which may include "None") for each key in its order
     of preference.

     The responding party answers with the first value that it supports and
     is allowed to use for the specific originator selected from the orig-
     inator list.

     The constant "None" MUST always be used to indicate a missing func-
     tion. However, None is a valid selection only if it is explicitly
     offered.

     If a responder does not understand any particular value in a list it
     MUST ignore it. If a responder does not support, does not understand
     or is not allowed to use all of the offered options with a specific
     originator, it MAY use the constant "Reject".  The selection of a



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     value not admissible under the selection rules is considered a negoti-
     ation failure and is handled accordingly.


     For numerical, numerical range and single literal negotiations, the
     responding party MUST respond with the required key. The value it
     selects, based on the selection rule specific to the key, becomes the
     negotiation result. For a numerical range the value selected must be
     an integer within the offered range or "Reject" (if the range is unac-
     ceptable).  An offer of a value not admissible MAY be answered with
     the constant "Reject". The selection of a value not admissible under
     the selection rules is considered a negotiation failure and is handled
     accordingly.

     For Boolean negotiations (keys taking the values Yes or No), the
     responding party MUST respond with the required key and the result of
     the negotiation when the received value does not determine that result
     by itself. The last value transmitted becomes the negotiation result.
     The rules for selecting the value with which to respond are expressed
     as Boolean functions of the value received and the value that the
     responding party would select in the absence of knowledge of the
     received value.

     Specifically, the two cases in which responses are OPTIONAL are:

          - The Boolean function is "AND" and the value "No" is received.
           The outcome of the negotiation is "No".
          - The Boolean function is "OR" and the value "Yes" is received.
           The outcome of the negotiation is "Yes".

     Responses are REQUIRED in all other cases, and the value chosen and
     sent by the responder becomes the outcome of the negotiation.

     An offer of a value not admissible MAY be answered with the constant
     "Reject". The selection of a value not admissible under the selection
     rules is considered a negotiation failure and is handled accordingly.

     If a specific key is not relevant for the current negotiation, the
     responder may answer with the constant "Irrelevant" for all types of
     negotiation.  However the negotiation is not considered as failed if
     the response is Irrelevant.




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     Any other key not understood by the responder may be ignored by the
     responder without affecting the basic function. However, the Text
     Response for a key not understood MUST be key=NotUnderstood.

     The constants "None", "Reject", "Irrelevant", and "NotUnderstood" are
     reserved and must only be used as described here.

     Some basic key=value pairs are described in Chapter 11. All keys in
     Chapter 11, except for the X- extension format, MUST be supported by
     iSCSI initiators and targets and MUST NOT be answered with NotUnder-
     stood.

     Manufacturers may introduce new keys by prefixing them with X- fol-
     lowed by their (reversed) domain name. For example the company owning
     the domain acme.com can issue:

       X-com.acme.bar.foo.do_something=3

4.3  Login Phase

     The login phase establishes an iSCSI session between an initiator and
     a target. It sets the iSCSI protocol parameters, security parameters,
     and authenticates the initiator and target to each other.

     The login phase is implemented via login request and responses only.
     The whole login phase is considered as a single task and has a single
     Initiator Task Tag (similar to the linked SCSI commands).

     The default MaxRecvPDULength is used during Login.

     The login phase sequence of commands and responses proceeds as fol-
     lows:

       - Login initial request
       - Login partial response (optional)
       - More Login requests and responses (optional)
       - Login Final-Response (mandatory)

     The initial login request of any connection MUST include the Initia-
     torName key=value pair. The initial login request of the first connec-
     tion of a session MAY also include the SessionType key=value pair. For
     any connection within a session whose type is not "Discovery", the
     first login request MUST also include the key=value pair TargetName.


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     The Login Final-response accepts or rejects the Login Command.

     The Login Phase MAY include a SecurityNegotiation stage and a LoginOp-
     erationalNegotiation stage and MUST include at least one of them, but
     the included stage MAY be empty except for the mandatory names.

     The login requests and responses contain a field that indicates the
     negotiation stage (SecurityNegotiation or LoginOperationalNegotia-
     tion). If both stages are used, the SecurityNegotiation MUST precede
     the LoginOperationalNegotiation.

     Some operational parameters can be negotiated outside login through
     text request/response.

     Security MUST be completely negotiated within the Login Phase. How to
     use underlying IPsec security is specified in Chapter 7 and in [SEC-
     IPS].

     In some environments, a target or an initiator is not interested in
     authenticating its counterpart. It is possible to bypass authentica-
     tion through the Login request and response.

     The initiator and target MAY want to negotiate authentication parame-
     ters. Once this negotiation is completed, the channel is considered
     secure.

     Most of the negotiation keys are only allowed in a specific stage. The
     SecurityNegotiation keys appear in Chapter 10 and the LoginOperation-
     alNegotiation keys appear in Chapter 11.  Only a limited set of keys
     (marked as Declarative in Chapter 11) may be used in any of the two
     stages.

     Neither the initiator nor the target should attempt to negotiate a
     parameter more than once during any login stage. Attempting to do so
     will result in the termination of the login and connection.

     Any given Login request or response belongs to a specific stage; this
     determines the negotiation keys allowed with the command or response.

     Stage transition is performed through a command exchange (request/
     response) that carries the T bit and the same current stage code. Dur-
     ing this exchange, the next stage is selected by the target and MUST
     NOT exceed the value stated by the initiator. The initiator can

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     request a transition whenever it is ready, but a target can respond
     with a transition only after one is offered by the initiator.

     In a negotiation sequence, the T bit settings in one pair of login
     request-responses have no bearing on the T bit settings of the next
     pair. An initiator that has a T bit set to 1 in one pair and is
     answered with a T bit setting of 0 may issue the next request with T
     bit set to 0.

     When a transition is requested by the initiator and acknowledged by
     the target both initiator and target switch to the selected stage.

     Targets MUST NOT submit parameters that require an additional initia-
     tor login request in a login response with the T bit set to 1.

     Stage transitions during login (including entering and exit) are pos-
     sible only as outlined in the following table:

     +-----------------------------------------------------------+
     |From     To ->   | Security    | Operational | FullFeature |
     |  |              |             |             |             |
     |  V              |             |             |             |
     +-----------------------------------------------------------+
     | (start)         |  yes        |  yes        |  no         |
     +-----------------------------------------------------------+
     | Security        |  no         |  yes        |  yes        |
     +-----------------------------------------------------------+
     | Operational     |  no         |  no         |  yes        |
     +-----------------------------------------------------------+

     The Login Final-Response that accepts a Login Command can come only as
     a response to a Login command with the T bit set to 1, and both the
     command and response MUST have FullFeaturePhase in the NSG field.

     Neither the initiator nor the target should attempt to negotiate a
     parameter more than once during login If detected by the target this
     MUST result in a Login reject (initiator error). The initiator MUST
     drop the connection.

4.3.1  Login Phase Start

     The login phase starts with a login request from the initiator to the
     target. The initial login request includes:


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       -Protocol version supported by the initiator.
       -iSCSI Initiator Name and iSCSI Target Name
       -ISID, TSIH and connection Ids.
       -The negotiation stage that the initiator is ready to enter.

     A login may create a new session or it may add a connection to an
     existing session. Between a given iSCSI Initiator (defined by an Ini-
     tiatorName) and a given iSCSI target defined by an iSCSI TargetName
     and a Target Portal Group Tag login results are defined by the follow-
     ing table:


     +-------------------------------------------------------------------+
     |ISID       | TSIH        | CID    |     Target action              |
     +-------------------------------------------------------------------+
     |new        | non-zero    | any    |     fail the login             |
     |           |             |        |     ("session does not exist") |
     +-------------------------------------------------------------------+
     |new        | zero        | any    |     instantiate a new session  |
     +-------------------------------------------------------------------+
     |existing   | zero        | any    |     do session reinstatement   |
     +-------------------------------------------------------------------+
     |existing   | valid       | new    |     add a new connection to    |
     |           | (existing)  |        |     the session                |
     +-------------------------------------------------------------------+
     |existing   | valid       |existing|     do connection reinstatement|
     |           | (existing)  |        |                                |
     +-------------------------------------------------------------------+
     |existing   | invalid     | any    |         fail the login         |
     |           |(inexistent) |        |     ("session does not exist") |
     +-------------------------------------------------------------------+


     Optionally, the login request may include:

       -Security parameters OR
       -iSCSI operational parameters AND/OR
       -The next negotiation stage that the initiator is ready to
         enter.

     The target can answer the login in the following ways:



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       -Login Response with Login Reject. This is an immediate rejec-
         tion from the target that causes the connection to terminate
         and the session to terminate if this is the first (or only)
         connection of a new session. The T bit and the CSG and NSG
         fields are reserved.
       -Login Response with Login Accept as a final response (T bit set
         to 1 and the NSG in both command and response are set to Full-
         FeaturePhase). The response includes the protocol version sup-
         ported by the target and the session ID, and may include iSCSI
         operational or security parameters (that depend on the current
         stage).
       -Login Response with Login Accept as a partial response (NSG not
         set to FullFeaturePhase in both request and response) that
         indicates the start of a negotiation sequence. The response
         includes the protocol version supported by the target and
         either security or iSCSI parameters (when no security mecha-
         nism is chosen) supported by the target.

     If the initiator decides to forego the SecurityNegotiation stage, it
     issues the Login with the CSG set to LoginOperationalNegotiation and
     the target may reply with a Login Response that indicates that it is
     unwilling to accept the connection without SecurityNegotiation and
     will terminate the connection.

     If the initiator is willing to negotiate security, but is unwilling to
     make the initial parameter offer and may accept a connection without
     security, it issues the Login with the T bit set to 1, the CSG set to
     SecurityNegotiation, and NSG set to LoginOperationalNegotiation. If
     the target is also ready to forego security, the Login response is
     empty and has T bit set to 1, the CSG set to SecurityNegotiation, and
     NSG set to LoginOperationalNegotiation.

     An initiator that can operate without security and with all the oper-
     ational parameters taking the default values issues the Login with the
     T bit set to 1, the CSG set to LoginOperationalNegotiation, and NSG
     set to FullFeaturePhase. If the target is also ready to forego secu-
     rity and can finish its LoginOperationalNegotiation, the Login
     response has T bit set to 1, the CSG set to LoginOperationalNegotia-
     tion, and NSG set to FullFeaturePhase in the next stage.

     The first Login Response PDU during the Login phase from the iSCSI
     target SHOULD return the TargetPortalGroupTag key that contains the
     tag value of the iSCSI portal group servicing the Login Request PDU.
     If the iSCSI target implementation supports altering the portal group
     configuration (including adding, deleting, and swapping of portals in


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     a portal group), it MUST return the TargetPortalGroupTag key carrying
     the tag value of the servicing portal group. If the reconfiguration of
     iSCSI portal groups is a concern in a given environment, the iSCSI
     initiator MUST use this key to ascertain that it had indeed initiated
     the Login phase with the intended target portal group.

4.3.2  iSCSI Security Negotiation

     The security exchange sets the security mechanism and authenticates
     the initiator user and the target to each other. The exchange proceeds
     according to the authentication method chosen in the negotiation
     phase and is conducted using the login requests and responses
     key=value parameters.

     An initiator directed negotiation proceeds as follows:

       -The initiator sends a login request with an ordered list of the
         options it supports (authentication algorithm). The options
         are listed in the initiator's order of preference. The initi-
         ator MAY also send proprietary options.
       -The target MUST reply with the first option in the list it sup-
         ports and is allowed to use for the specific initiator unless
         it does not support any in which case it MUST answer with
         "Reject" (see also Section 4.2 Text Mode Negotiation). The
         parameters are encoded in UTF8 as key=value. For security
         parameters, see Chapter 10.

       -The initiator must be aware of the imminent completion of the
         SecurityNegotiation stage and MUST set the T bit to 1 and the
         NSG to what it would like the next stage to be. The target
         will answer with a Login response with the T bit set to 1 and
         the NSG to what it would like the next stage to be. The next
         stage selected will be the one the target selected. If the
         next stage is FullFeaturePhase, the target MUST respond with a
         Login Response with the Session ID and the protocol version.


     If the security negotiation fails at the target, then the target MUST
     send the appropriate Login Response PDU. If the security negotiation
     fails at the initiator, the initiator SHOULD close the connection.

     It should be noted that the negotiation might also be directed by the
     target if the initiator does support security, but is not ready to
     direct the negotiation (offer options).



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4.3.3  Operational Parameter Negotiation During the Login Phase

     Operational parameter negotiation during the login MAY be done:

       - Starting with the first Login request if the initiator does
         not offer any security/ integrity option.
       - Starting immediately after the security negotiation if the
         initiator and target perform such a negotiation.

     Operational parameter negotiation MAY involve several Login request-
     response exchanges started and terminated by the initiator. The ini-
     tiator MUST indicate its intent to terminate the negotiation by set-
     ting the T bit to 1; the target sets the T bit to 1 on the last
     response.

     If the target responds to a Login request with the T bit set to 1 with
     a Login response with the T bit set to 0, the initiator should keep
     sending the Login request (even empty) with the T bit set to 1, while
     it still wants to switch stage, until it receives the Login Response
     with the T bit set to 1.

     Whenever parameter action or acceptance are dependent on other param-
     eters, the dependent parameters MUST be sent after the parameters on
     which they depend. If they are sent within the same command, a
     response for a parameter might imply responses for others.

     Some session specific parameters can be specified only during the
     login phase begun by a login command that contains a null TSIH - the
     leading login phase (e.g., the maximum number of connections that can
     be used for this session).

     A session is operational once it has at least one connection in Full-
     FeaturePhase. New or replacement connections can be added to a session
     only after the session is operational.

     For operational parameters, see Chapter 11.

4.3.4  Connection reinstatement

     Connection reinstatement is the process of initiator logging in with a
     ISID-TSIH-CID combination that is possibly active from the target's
     perspective - thus implicitly logging out the connection state
     machine corresponding to the CID and reinstating a new full-feature
     phase iSCSI connection in its place (with the same CID).  Thus, the


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     TSIH in the Login PDU MUST be non-zero and CID does not change during
     a connection reinstatement.  The Login command  performs the logout
     function of the old connection if an explicit logout was not performed
     earlier. In sessions with a single connection, this may imply the
     opening of a second connection with the sole purpose of cleaning up
     the first. Targets should support opening a second connection even
     when they do not support multiple connections in full feature phase.

     If the operational ErrorRecoveryLevel is 2, connection reinstatement
     enables future task reassignment.  If the operational ErrorRecovery-
     Level is less than 2, connection reinstatement is the replacement of
     the old CID without enabling task reassignment.  In this case, all the
     tasks that were active on the old CID are internally terminated.

     The initiator connection state MUST be CLEANUP_WAIT (section 5.1) for
     attempting a connection reinstatement.

     In practical terms, beside the implicit logout connection reinstate-
     ment is equivalent to a new connection login.

4.3.5  Session reinstatement, closure and timeout

     Session reinstatement is the process of initiator logging in with an
     ISID that is possibly active from the target's perspective - thus
     implicitly logging out the session state machine corresponding to the
     ISID and reinstating a new iSCSI session in its place (with the same
     ISID).  Thus, the TSIH in the Login PDU MUST be zero to signal session
     reinstatement.  All the tasks that were active on the old session are
     internally terminated on a session reinstatement.

     The initiator session state MUST be FAILED (Section 5.3 Session State
     Diagrams) for attempting a session reinstatement.

     Session closure is an event defined to be either of the following:

       - a successful "session close" logout
       - a successful "connection close" logout for the last full-fea-
         ture phase connection when no associated connection states are
         waiting for cleanup (Section 5.2 Connection Cleanup State Dia-
         gram for Initiators and Targets) and no associated task states
         are waiting for reassignment.

     Session timeout is an event defined to occur when the last connection
     state timeout happens and no tasks are waiting for reassignment.  This

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     takes the session to the FREE state (N6 transition in the session
     state diagram).

4.3.5.1  Loss of Nexus notification

     iSCSI Layer provides the SCSI layer with the "I_T nexus loss" notifi-
     cation when any one of the following events happens:

        a)  A successful completion of session reinstatement
        b)  A session closure event
        c)  A session timeout event

     Certain SCSI object clearing actions may result upon this notifica-
     tion in the SCSI end nodes, as documented in Appendix F. - Clearing
     effects of various events on targets -.


4.3.6  Session continuation and failure

     Session continuation is the process by which the state of a pre-exist-
     ing session is continued to be in use by either connection reinstate-
     ment (Section 4.3.4 Connection reinstatement), or by adding a
     connection with a new CID. Either of these actions associates the new
     transport connection with the pre-existing session state.

     Session failure is an event where the last full-feature phase connec-
     tion reaches the CLEANUP_WAIT (Section 5.2 Connection Cleanup State
     Diagram for Initiators and Targets) state, or completes a successful
     recovery logout thus causing all active tasks (that are formerly alle-
     giant to the connection) to start waiting for task reassignment.

4.4  Operational Parameter Negotiation Outside the Login Phase

     Some operational parameters MAY be negotiated outside (after) the
     login phase.

     Parameter negotiation in full feature phase is done through Text
     requests and responses. Operational parameter negotiation MAY involve
     several text request-response exchanges, which the indicator always
     starts and terminates and uses the same Initiator Task Tag. The initi-
     ator MUST indicate its intent to terminate the negotiation by setting
     the F bit to 1; the target sets the F bit to 1 on the last response.



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     If to a text request with the F bit set to 1 the target responds with
     a text response with the F bit set to 0, the initiator should keep
     sending the text request (even empty) with the F bit set to 1, while
     it still wants to finish the negotiation, until it receives the text
     response with the F bit set to 1. Responding to a text request with
     the F bit set to 1 with an empty (no key=value pairs) response with
     the F bit set to 0 is not an error but is discouraged.

     Targets MUST NOT submit parameters that require an additional initia-
     tor text request in a text response with the F bit set to 1.

     In a negotiation sequence, the F bit settings in one pair of text
     request-responses have no bearing on the F bit settings of the next
     pair. An initiator that has the F bit set to 1 in a request and being
     answered with an F bit setting of 0 may have the next request issued
     with the F bit set to 0.

     Whenever parameter action or acceptance is dependent on other parame-
     ters, the dependent parameters MUST be sent after the parameters on
     which they depend; if sent within the same command, a response for a
     parameter might imply responses for others.

     Whenever the target responds with the F bit set to 0, it MUST set the
     Target Transfer Tag to a value other than the default 0xffffffff.

     An initiator MAY reset an operational parameter negotiation by issu-
     ing a Text request with the Target Transfer Tag set to the value
     0xffffffff after receiving a response with the Target Transfer Tag set
     to a value other than 0xffffffff. A target may reset an operational
     parameter negotiation by answering a Text request with a Reject.

     Neither the initiator nor the target should attempt to negotiate a
     parameter more than once during any negotiation sequence without an
     intervening reset. If detected by the target this MUST result in a
     Reject with a reason of "protocol error". The initiator MUST reset the
     negotiation as outlined above.


     Parameters negotiated by a text exchange negotiation sequence become
     effective only after the negotiation sequence is completed.




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5. State Transitions

     iSCSI connections and iSCSI sessions go through several well-defined
     states from the time they are created to the time they are cleared.

     An iSCSI connection is a transport connection used for carrying out
     iSCSI activity.  The connection state transitions are described in two
     separate, but dependent state diagrams for ease in understanding.  The
     first diagram, "standard connection state diagram", describes the
     connection state transitions when the iSCSI connection is not waiting
     for or undergoing a cleanup by way of an explicit or implicit Logout.
     The second diagram, "connection cleanup state diagram", describes the
     connection state transitions while performing the iSCSI connection
     cleanup.

     The "session state diagram" describes the state transitions an iSCSI
     session would go through during its lifetime, and it depends on the
     states of possibly multiple iSCSI connections that participate in the
     session.

5.1  Standard Connection State Diagrams

5.1.1  Standard Connection State Diagram for an Initiator

     Symbolic names for States:

           S1: FREE
           S2: XPT_WAIT
           S4: IN_LOGIN
           S5: LOGGED_IN
           S6: IN_LOGOUT
           S7: LOGOUT_REQUESTED
           S8: CLEANUP_WAIT

     States S5, S6 and S7 constitute the full-feature phase operation of
     the connection.

     The state diagram is as follows:





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                         -------<-------------+
             +--------->/ S1    \<----+       |
          T13|       +->\       /<-+   \      |
             |      /    ---+---    \   \     |
             |     /        |     T2 \   |    |
             |  T8 |        |T1       |  |    |
             |     |        |        /   |T7  |
             |     |        |       /    |    |
             |     |        |      /     |    |
             |     |        V     /     /     |
             |     |     ------- /     /      |
             |     |    / S2    \     /       |
             |     |    \       /    /        |
             |     |     ---+---    /         |
             |     |        |T4    /          |
             |     |        V     /           | T18
             |     |     ------- /            |
             |     |    / S4    \             |
             |     |    \       /             |
             |     |     ---+---              |         T15
             |     |        |T5      +--------+---------+
             |     |        |       /T16+-----+------+  |
             |     |        |      /   -+-----+--+   |  |
             |     |        |     /   /  S7   \  |T12|  |
             |     |        |    / +->\       /<-+   V  V
             |     |        |   / /    -+-----       -------
             |     |        |  / /T11   |T10        /  S8   \
             |     |        V / /       V  +----+   \       /
             |     |      ---+-+-      ----+--  |    -------
             |     |     / S5    \T9  / S6    \<+    ^
             |     +-----\       /--->\       / T14  |
             |            -------      --+----+------+T17
             +---------------------------+

     The following state transition table represents the above diagram.
     Each row represents the starting state for a given transition, which
     after taking a transition marked in a table cell would end in the
     state represented by the column of the cell. For example, from state
     S1, the connection takes the T1 transition to arrive at state S2. The
     fields marked "-" correspond to undefined transitions.



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        +-----+---+---+---+---+----+---+
        |S1   |S2 |S4 |S5 |S6 |S7  |S8 |
     ---+-----+---+---+---+---+----+---+
      S1| -   |T1 | - | - | - | -  | - |
     ---+-----+---+---+---+---+----+---+
      S2|T2   |-  |T4 | - | - | -  | - |
     ---+-----+---+---+---+---+----+---+
      S4|T7   |-  |-  |T5 | - | -  | - |
     ---+-----+---+---+---+---+----+---+
      S5|T8   |-  |-  | - |T9 |T11 |T15|
     ---+-----+---+---+---+---+----+---+
      S6|T13  |-  |-  | - |T14|-   |T17|
     ---+-----+---+---+---+---+----+---+
      S7|T18  |-  |-  | - |T10|T12 |T16|
     ---+-----+---+---+---+---+----+---+
      S8| -   |-  |-  | - | - | -  | - |
     ---+-----+---+---+---+---+----+---+

5.1.2  Standard Connection State Diagram for a Target

     Symbolic names for States:
           S1: FREE
           S3: XPT_UP
           S4: IN_LOGIN
           S5: LOGGED_IN
           S6: IN_LOGOUT
           S7: LOGOUT_REQUESTED
           S8: CLEANUP_WAIT

     States S5, S6 and S7 constitute the full-feature phase operation of
     the connection.

     The state diagram is as follows:





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                         -------<-------------+
             +--------->/ S1    \<----+       |
          T13|       +->\       /<-+   \      |
             |      /    ---+---    \   \     |
             |     /        |     T6 \   |    |
             |  T8 |        |T3       |  |    |
             |     |        |        /   |T7  |
             |     |        |       /    |    |
             |     |        |      /     |    |
             |     |        V     /     /     |
             |     |     ------- /     /      |
             |     |    / S3    \     /       |
             |     |    \       /    /        | T18
             |     |     ---+---    /         |
             |     |        |T4    /          |
             |     |        V     /           |
             |     |     ------- /            |
             |     |    / S4    \             |
             |     |    \       /             |
             |     |     ---+---         T15  |
             |     |        |T5      +--------+---------+
             |     |        |       /T16+-----+------+  |
             |     |        |      /  -+-----+---+   |  |
             |     |        |     /   /  S7   \  |T12|  |
             |     |        |    / +->\       /<-+   V  V
             |     |        |   / /    -+-----       -------
             |     |        |  / /T11   |T10        /  S8   \
             |     |        V / /       V           \       /
             |     |      ---+-+-      -------       -------
             |     |     / S5    \T9  / S6    \        ^
             |     +-----\       /--->\       /        |
             |            -------      --+----+--------+T17
             +---------------------------+


     The following state transition table represents the above diagram,
     and follows the conventions described for the initiator diagram.





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        +-----+---+---+---+---+----+---+
        |S1   |S3 |S4 |S5 |S6 |S7  |S8 |
     ---+-----+---+---+---+---+----+---+
      S1| -   |T3 | - | - | - | -  | - |
     ---+-----+---+---+---+---+----+---+
      S3|T6   |-  |T4 | - | - | -  | - |
     ---+-----+---+---+---+---+----+---+
      S4|T7   |-  |-  |T5 | - | -  | - |
     ---+-----+---+---+---+---+----+---+
      S5|T8   |-  |-  | - |T9 |T11 |T15|
     ---+-----+---+---+---+---+----+---+
      S6|T13  |-  |-  | - |-  |-   |T17|
     ---+-----+---+---+---+---+----+---+
      S7|T18  |-  |-  | - |T10|T12 |T16|
     ---+-----+---+---+---+---+----+---+
      S8| -   |-  |-  | - | - | -  | - |
     ---+-----+---+---+---+---+----+---+

5.1.3  State Descriptions for Initiators and Targets

     State descriptions for the standard connection state diagram are as
     follows:
     -S1: FREE
             -initiator: State on instantiation, or after successful con-
                 nection closure.
             -target: State on instantiation, or after successful connec-
                 tion closure.
     -S2: XPT_WAIT
             -initiator: Waiting for a response to its transport connection
                 establishment request.
             -target: Illegal
     -S3: XPT_UP
             -initiator: Illegal
             -target: Waiting for the Login process to commence.
     -S4: IN_LOGIN
             -initiator: Waiting for the Login process to conclude, possi-
                 bly involving several PDU exchanges.
             -target: Waiting for the Login process to conclude, possibly
                 involving several PDU exchanges.
     -S5: LOGGED_IN
             -initiator: In full-feature phase, waiting for all internal,
                 iSCSI, and transport events.



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                                       iSCSI                     17-April-02

                -target: In full-feature phase, waiting for all internal,
                iSCSI, and transport events.
     -S6: IN_LOGOUT
                -initiator: Waiting for a Logout response.
                -target: Waiting for an internal event signaling completion of
                logout processing.
     -S7: LOGOUT_REQUESTED
                -initiator: Waiting for an internal event signaling readiness
                to proceed with Logout.
                -target: Waiting for the Logout process to start after having
                requested a Logout via an Async Message.
     -S8: CLEANUP_WAIT
                -initiator: Waiting for the context and/or resources to ini-
                tiate the cleanup processing for this CSM.
                -target: Waiting for the cleanup process to start for this
                CSM.
5.1.4  State Transition Descriptions for Initiators and Targets

     -T1:
                -initiator: Transport connect request was made (ex: TCP SYN
                sent).
                -target: Illegal
     -T2:
                -initiator: Transport connection request timed out, or a
                transport reset was received, or an internal event of receiv-
                ing a Logout response (success) on another connection for a
                "close the session"  Logout command was received.
                -target:Illegal
     -T3:
                -initiator: Illegal
                -target: Received a valid transport connection request that
                establishes the transport connection.
     -T4:
                -initiator: Transport connection established, thus prompting
                the initiator to start the iSCSI Login.
                -target: Initial iSCSI Login command was received.
     -T5:
                -initiator: The final iSCSI Login response with a Status-Class
                of zero was received.
                -target: The final iSCSI Login command to conclude the Login
                phase was received, thus prompting the target to send the
                final iSCSI Login response with a Status-Class of zero.
     -T6:


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                -initiator: Illegal
                -target: Timed out waiting for an iSCSI Login, or transport
                disconnect indication was received, or transport reset was
                received, or an internal event indicating a transport time-
                out was received. In all these cases, the connection is to be
                closed.
     -T7:
                -initiator: The final iSCSI Login response was received with a
                non-zero Status-Class, or Login timed out, or transport dis-
                connect indication was received, or transport reset was
                received, or an internal event indicating a transport time-
                out was received, or an internal event of receiving a Logout
                response (success) on another connection for a  "close the
                session"  Logout command was received. In all these cases,
                the transport connection is closed.
                -target: The final iSCSI Login command to conclude the Login
                phase was received, prompting the target to send the final
                iSCSI Login response with a non-zero Status-Class, or Login
                timed out, or transport disconnect indication was received,
                or transport reset was received, or an internal event indi-
                cating a transport timeout was received, or an internal event
                of sending a Logout response (success) on another connection
                for a  "close the session"  Logout command was received. In
                all these cases, the connection is to be closed.
     -T8:
                -initiator: An internal event of receiving a Logout response
                (success) on a another connection for a  "close the session"
                Logout command was received, thus closing this connection
                requiring no further cleanup.
                -target: An internal event of sending a Logout response (suc-
                cess) on another connection for a "close the session" Logout
                command was received, or an internal event of a successful
                connection/session reinstatement is received, thus prompting
                the target to close this connection cleanly.
     -T9, T10:
                -initiator: An internal event that indicates the readiness to
                start the Logout process was received, thus prompting an
                iSCSI Logout to be sent by the initiator.
                -target: An iSCSI Logout command was received.
     -T11, T12:
                -initiator: Async PDU with AsyncEvent "Request Logout" was
                received.


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                 -target: An internal event that requires the decommissioning
                 of the connection is received, thus causing an Async PDU with
                 an AsyncEvent "Request Logout" to be sent.
     -T13:
                 -initiator: An iSCSI Logout response (success) was received,
                 or an internal event of receiving a Logout response (success)
                 on another connection for a  "close the session"  Logout com-
                 mand was received.
                 -target: An internal event was received that indicates suc-
                 cessful processing of the Logout, which prompts an iSCSI
                 Logout response (success) to be sent, or an internal event of
                 sending a Logout response (success) on another connection
                 for a "close the session" Logout command was received, or an
                 internal event of a successful connection/session reinstate-
                 ment is received. In all these cases, the transport connec-
                 tion is closed.

     -T14:
                 -initiator: Async PDU with AsyncEvent "Request Logout" was
                 received again.
                 -target: Illegal
     -T15, T16:
                 -initiator: One or more of the following events caused this
                 transition:
                     -Internal event that indicates a transport connection tim-
                 eout was received thus prompting transport RESET or trans-
                 port connection closure.
                     -A transport RESET.
                     -A transport disconnect indication.
                     -Async PDU with AsyncEvent "Drop connection" (for this
                 CID).
                     -Async PDU with AsyncEvent "Drop all connections".
                 -target: One or more of the following events caused this tran-
                 sition:
                     -Internal event that indicates a transport connection tim-
                 eout was received, thus prompting transport RESET or trans-
                 port connection closure.
                     -An internal event of a failed connection/session rein-
                 statement is received.
                     -A transport RESET.
                     -A transport disconnect indication.



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                     -Internal emergency cleanup event was received which
                     prompts an Async PDU with AsyncEvent "Drop connection" (for
                     this CID), or event "Drop all connections".

     -T17:
                 -initiator: One or more of the following events caused this
                     transition:
                     -Logout response (failure, i.e. a non-zero status) was
                     received, or Logout timed out.
                     -Any of the events specified for T15 and T16.
                 -target:  One or more of the following events caused this
                     transition:
                     -Internal event that indicates a failure of the Logout
                     processing was received, which prompts a Logout response
                     (failure, i.e. a non-zero status) to be sent.
                     -Any of the events specified for T15 and T16.
     -T18:
                 -initiator: An internal event of receiving a Logout response
                     (success) on another connection for a "close the session"
                     Logout command was received.

                 -target: An internal event of sending a Logout response (suc-
                     cess) on another connection for a "close the session"  Logout
                     command was received, or an internal event of a successful
                     connection/session reinstatement is received.  In both these
                     cases, the connection is closed.



     The CLEANUP_WAIT state (S8) implies that there are possible iSCSI
     tasks that have not reached conclusion and are still considered busy.

5.2  Connection Cleanup State Diagram for Initiators and Targets

     Symbolic names for states:

       R1: CLEANUP_WAIT (same as S8)
       R2: IN_CLEANUP
       R3: FREE (same as S1)

     Whenever a connection state machine (e.g., CSM-C) enters the
     CLEANUP_WAIT state (S8), it must go through the state transitions
     additionally described in the connection cleanup state diagram either
     a) using a separate full-feature phase connection (let's call it CSM-

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     E) in the LOGGED_IN state in the same session, or b) using a new
     transport connection (let's call it CSM-I) in the FREE state that is
     to be added to the same session. In the CSM-E case, an explicit logout
     for the CID that corresponds to CSM-C (either as a connection or ses-
     sion logout) needs to be performed to complete the cleanup. In the
     CSM-I case, an implicit logout for the CID that corresponds to CSM-C
     needs to be performed by way of connection reinstatement (section
     4.3.4) for that CID. In either case, the protocol exchanges on CSM-E
     or CSM-I to determine the state transitions for CSM-C. Therefore, this
     cleanup state diagram is applicable only to the instance of the con-
     nection in cleanup (i.e., CSM-C). In the case of an implicit logout
     for example, CSM-C reaches FREE (R3) at the time CSM-I reaches
     LOGGED_IN. In the case of an explicit logout, CSM-C reaches FREE (R3)
     when CSM-E receives a successful logout response while continuing to
     be in the LOGGED_IN state.


     The following state diagram applies to both initiators and targets.





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                         -------
                        / R1    \
                     +--\       /<-+
                    /    ---+---    \
                   /        |        \ M3
                M1 |        |M2       |
                   |        |        /
                   |        |       /
                   |        |      /
                   |        V     /
                   |     ------- /
                   |    / R2    \
                   |    \       /
                   |     -------
                   |        |
                   |        |M4
                   |        |
                   |        |
                   |        |
                   |        V
                   |      -------
                   |     / R3    \
                   +---->\       /
                          -------

     The following state transition table represents the above diagram,
     and follows the same conventions as in earlier sections.

          +----+----+----+
          |R1  |R2  |R3  |
     -----+----+----+----+
      R1  | -  |M2  |M1  |
     -----+----+----+----+
      R2  |M3  | -  |M4  |
     -----+----+----+----+
      R3  | -  | -  | -  |
     -----+----+----+----+

5.2.1  State Descriptions for Initiators and Targets

     -R1: CLEANUP_WAIT (Same as S8)
             -initiator: Waiting for the internal event to initiate the
             cleanup processing for CSM-C.


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                -target: Waiting for the cleanup process to start for CSM-C.
     -R2: IN_CLEANUP
                -initiator: Waiting for the connection cleanup process to con-
                    clude for CSM-C.
                -target: Waiting for the connection cleanup process to con-
                    clude for CSM-C.
     -R3: FREE (Same as S1)
                -initiator: End state for CSM-C.
                -target: End state for CSM-C.

5.2.2  State Transition Descriptions for Initiators and Targets

     -M1:  One or more of the following events was received:
                -initiator:
                    -An internal event that indicates connection state time-
                    out.
                    -An internal event of receiving a successful Logout
                    response on a different connection for a "close the session"
                    Logout.
                -target:
                    -An internal event that indicates connection state time-
                    out.
                    -An internal event of sending a Logout response (success)
                    on a different connection for a "close the session" Logout
                    command.

     -M2:  An implicit/explicit logout process was initiated by the initi-
     ator.
                -In CSM-I usage:
                    -initiator: An internal event requesting the connection
                    (or session) reinstatement was received, thus prompting a
                    connection (or session) reinstatement Login to be sent tran-
                    sitioning CSM-I to state IN_LOGIN.
                    -target: A connection/session reinstatement Login was
                    received while in state XPT_UP.
                -In CSM-E usage:
                    -initiator: An internal event that indicates that an
                    explicit logout was sent for this CID in state LOGGED_IN.
                    -target: An explicit logout was received for this CID in
                    state LOGGED_IN.
     -M3: Logout failure detected
                -In CSM-I usage:



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                 -initiator: CSM-I failed to reach LOGGED_IN and arrived
                 into FREE instead.
                 -target: CSM-I failed to reach LOGGED_IN and arrived into
                 FREE instead.
             -In CSM-E usage:
                 -initiator: CSM-E either moved out of LOGGED_IN, or Logout
                 timed out and/or aborted, or Logout response (failure) was
                 received.
                 -target: CSM-E either moved out of LOGGED_IN, or Logout
                 timed out and/or aborted, or an internal event that indicates
                 a failed Logout processing was received.  A Logout response
                 (failure) was sent in the last case.


     -M4: Successful implicit/explicit logout was performed.
             - In CSM-I usage:
                 -initiator: CSM-I reached state LOGGED_IN, or an internal
                 event of receiving a Logout response (success) on another
                 connection for a "close the session" Logout command was
                 received.
                 -target: CSM-I reached state LOGGED_IN, or an internal
                 event of sending a Logout response (success) on a different
                 connection for a "close the session" Logout command was
                 received.
             - In CSM-E usage:
                 -initiator: CSM-E stayed in LOGGED_IN and received a
                 Logout response (success), or an internal event of receiving
                 a Logout response (success) on another connection for a
                 "close the session" Logout command was received.
                 -target: CSM-E stayed in LOGGED_IN and an internal event
                 indicating a successful Logout processing was received, or
                 an internal event of sending a Logout response (success) on a
                 different connection for a "close the session" Logout com-
                 mand was received.

5.3  Session State Diagrams

     Session State Diagram for an Initiator

     Symbolic Names for States:

       Q1: FREE
       Q3: LOGGED_IN
       Q4: FAILED

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     State Q3 represents the full-feature phase operation of the session.

     The state diagram is as follows:

                              -------
                             / Q1    \
                     +------>\       /<-+
                    /         ---+---   |
                   /             |      |N3
               N6 |              |N1    |
                  |              |      |
                  |    N4        |      |
                  |  +--------+  |     /
                  |  |        |  |    /
                  |  |        |  |   /
                  |  |        V  V  /
                 -+--+--      -----+-
                / Q4    \ N5 / Q3    \
                \       /<---\       /
                 -------      -------

     State transition table:

          +----+----+----+
          |Q1  |Q3  |Q4  |
     -----+----+----+----+
      Q1  | -  |N1  | -  |
     -----+----+----+----+
      Q3  |N3  | -  |N5  |
     -----+----+----+----+
      Q4  |N6  |N4  | -  |
     -----+----+----+----+

5.3.1  Session State Diagram for a Target

     Symbolic Names for States:

       Q1: FREE
       Q2: ACTIVE
       Q3: LOGGED_IN
       Q4: FAILED
       Q5: IN_CONTINUE

     State Q3 represents the full-feature phase operation of the session.

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     The state diagram is as follows:

                                        -------
                   +------------------>/ Q1    \
                  /    +-------------->\       /<-+
                  |    |                ---+---   |
                  |    |                ^  |      |N3
               N6 |    |N11           N9|  V N1   |
                  |    |                +------   |
                  |    |               / Q2    \  |
                  |    |               \       /  |
                  |  --+----            +--+---   |
                  | / Q5    \              |      |
                  | \       / N10          |      |
                  |  +-+---+------------+  |N2   /
                  |  ^ |                |  |    /
                  |N7| |N8              |  |   /
                  |  | |                |  V  /
                 -+--+-V                V----+-
                / Q4    \ N5           / Q3    \
                \       /<-------------\       /
                 -------                -------

     State transition table:

          +----+----+----+----+----+
          |Q1  |Q2  |Q3  |Q4  |Q5  |
     -----+----+----+----+----+----+
      Q1  | -  |N1  | -  | -  | -  |
     -----+----+----+----+----+----+
      Q2  |N9  | -  |N2  | -  | -  |
     -----+----+----+----+----+----+
      Q3  |N3  | -  | -  |N5  | -  |
     -----+----+----+----+----+----+
      Q4  |N6  | -  | -  | -  |N7  |
     -----+----+----+----+----+----+
      Q5  |N11 | -  |N10 |N8  | -  |
     -----+----+----+----+----+----+




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5.3.2  State Descriptions for Initiators and Targets

     -Q1: FREE
                -initiator: State on instantiation or after cleanup.
                -target: State on instantiation or after cleanup.
     -Q2: ACTIVE
                -initiator: Illegal
                -target: The first iSCSI connection in the session transi-
                tioned to IN_LOGIN, waiting for it to complete the login pro-
                cess.
     -Q3: LOGGED_IN
                -initiator: Waiting for all session events.
                -target: Waiting for all session events.
     -Q4: FAILED
                -initiator: Waiting for session recovery or session continua-
                tion.
                -target: Waiting for session recovery or session continua-
                tion.
     -Q5: IN_CONTINUE
                -initiator: Illegal
                -target: Waiting for session continuation attempt to reach a
                conclusion.


5.3.3  State Transition Descriptions for Initiators and Targets

     -N1:
                -initiator: At least one transport connection reached the
                LOGGED_IN state.
                -target: The first iSCSI connection in the session had reached
                the IN_LOGIN state.
     -N2:
                -initiator: Illegal
                -target: At least one transport connection reached the
                LOGGED_IN state.
     -N3:
                -initiator: Graceful closing of the session via session clo-
                sure (Section 4.3.6 Session continuation and failure).
                -target: Graceful closing of the session via session closure
                (Section 4.3.6 Session continuation and failure). Or a suc-
                cessful session reinstatement cleanly closed the session.
     -N4:
                -initiator: A session continuation attempt succeeded.
                -target: Illegal

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     -N5:
                -initiator: Session failure (Section 4.3.6 Session continua-
                    tion and failure) occurred.
                -target: Session failure (Section 4.3.6 Session continuation
                    and failure) occurred.
     -N6:
                -initiator: Session state timeout occurred, or a session rein-
                    statement cleared this session instance.  This results in the
                    freeing of all associated resources and the session state is
                    discarded.
                -target: Session state timeout occurred, or a session rein-
                    statement cleared this session instance.  This results in the
                    freeing of all associated resources and the session state is
                    discarded.
     -N7:
                -initiator: Illegal
                -target: A session continuation attempt is initiated.
     -N8:
                -initiator: Illegal
                -target: The last session continuation attempt failed.
     -N9:
                -initiator: Illegal
                -target: Login attempt on the leading connection failed.
     -N10:
                -initiator: Illegal
                -target: A session continuation attempt succeeded.
     -N11:
                -initiator: Illegal
                -target: A successful session reinstatement cleanly closed
                    the session.







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6. iSCSI Error Handling and Recovery

     For any outstanding SCSI command, it is assumed that iSCSI, in con-
     junction with SCSI at the initiator, is able to keep enough informa-
     tion to be able to rebuild the command PDU, and that outgoing data is
     available (in host memory) for retransmission while the command is
     outstanding.  It is also assumed that at target, incoming data (read
     data) MAY be kept for recovery or it can be re-read from a device
     server.

     It is further assumed that a target will keep the "status & sense" for
     a command it has executed if it supports status retransmission.

     Many of the recovery details in an iSCSI implementation are a local
     matter, beyond the scope of protocol standardization. However, some
     external aspects of the processing must be standardized to ensure
     interoperability. This section describes a general model for recovery
     in support of interoperability. See Appendix E. - Algorithmic Presen-
     tation of Error Recovery Classes - for further detail. Compliant
     implementations do not have to match the implementation details of
     this model as presented, but the external behavior of such implementa-
     tions must correspond to the externally observable characteristics of
     the presented model.

6.1  Retry and Reassign in Recovery

     This section summarizes two important and somewhat related iSCSI pro-
     tocol features used in error recovery.

6.1.1  Usage of Retry

     By resending the same iSCSI command PDU ("retry") in the absence of a
     command acknowledgement or response, an initiator attempts to "plug"
     (what it thinks are) the discontinuities in CmdSN ordering on the tar-
     get end.  Discarded command PDUs, due to digest errors, may have cre-
     ated these discontinuities.

     Retry MUST NOT be used for reasons other than plugging command
     sequence gaps.  In particular, all PDU retransmission (for data, or
     status) requests for a currently allegiant command in progress must be
     conveyed to the target using only the SNACK mechanism already
     described.  This, however, does not constitute a requirement on initi-
     ators to use SNACK.


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     If initiators, as part of plugging command sequence gaps as described
     above, inadvertently issue retries for allegiant commands already in
     progress (i.e., targets did not see the discontinuities in CmdSN
     ordering), targets MUST silently discard the duplicate requests if
     the CmdSN window had not advanced by then.  Targets MUST support the
     retry functionality described above.

     When an iSCSI command is retried, the command PDU MUST carry the orig-
     inal Initiator Task Tag and the original operational attributes
     (e.g., flags, function names, LUN, CDB etc.) as well as the original
     CmdSN. The command being retried MUST be sent on the same connection
     as the original command unless the original connection was already
     successfully logged out.

6.1.2  Allegiance Reassignment

     By issuing a "task reassign" task management command (Section 9.5.1
     Function), the initiator signals its intent to continue an already
     active command (but with no current connection allegiance) as part of
     connection recovery. This means that a new connection allegiance is
     established for the command, that associates it to the connection on
     which the task management command is being issued.

     In reassigning connection allegiance for a command, the targets
     SHOULD continue the command from its current state. For example, when
     reassigning read commands, the target SHOULD take advantage of Exp-
     DataSN field provided by the Task Management Function Request (which
     must be set to zero if there was no data transfer) and bring the read
     command to completion by sending the remaining data and sending (or
     resending) the status.  However, targets MAY choose to send/receive
     the entire data on a reassignment of connection allegiance, and it is
     not considered an error.  For all types of commands, a reassignment
     request implies that the task is still considered in progress by the
     initiator and the target must conclude the task appropriately.  This
     might possibly involve retransmission of data/R2T/status PDUs as nec-
     essary.


     It is optional for targets to support the allegiance reassignment.
     This capability is negotiated via the ErrorRecoveryLevel text key at
     the login time.  When a target does not support allegiance reassign-
     ment, it MUST respond with a task management response code of "Task


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                                    iSCSI                       17-April-02

     failover not supported".  If allegiance reassignment is supported by
     the target, but the task is still allegiant to a different connection,
     the target MUST respond with a task management response code of "Task
     still allegiant".

6.2  Usage Of Reject PDU in Recovery

     Targets MUST NOT implicitly terminate an active task by sending a
     Reject PDU for any PDU exchanged during the life of the task.  If the
     target decides to terminate the task, a Response PDU (SCSI, Text, Task
     etc.) must be returned by the target to conclude the task.  If the
     task had never been active before the Reject (i.e., the Reject is on
     the command PDU), targets should not send any further responses since
     the command itself is being discarded.

     The above rule means that the initiators can eventually expect a
     response even on Rejects, if the Reject is not for the command itself.
     The non-command Rejects only have diagnostic value in logging the
     errors, and they can be used for retransmission decisions by the ini-
     tiators.

     The CmdSN of the rejected command PDU (if it carried one) MUST NOT be
     considered received by the target (i.e., a command sequence gap must
     be assumed for the CmdSN), even though the CmdSN can be reliably
     ascertained in this case.

     When a data PDU is rejected and it's DataSN can be ascertained, a tar-
     get MUST advance ExpDataSN for the current data burst if a recovery
     R2T is being generated. The target MAY advance its ExpDataSN if it
     does not attempt to recover the lost data PDU.

6.3  Connection timeout management

     iSCSI defines two session-global timeout values (in seconds) -
     Time2Wait and Time2Retain - that are applicable when an iSCSI full-
     feature phase connection is taken out of service either intentionally
     or on an exception. Time2Wait is the initial "respite time" before
     attempting an explicit/implicit Logout for the CID in question or task
     reassignment for the affected tasks (if any). Time2Retain is the max-
     imum time after the initial respite interval that the task and/or con-
     nection state(s) is/are guaranteed to be maintained on the target to
     cater to a possible recovery attempt. No recovery attempt should be
     made before Time2Wait and task reassignment has to be done within the
     Time2Retain.

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6.3.1  Timeouts on transport exception events

     A transport connection shutdown or a transport reset without any
     preceding iSCSI protocol interactions informing of the fact causes a
     full-feature phase iSCSI connection to be abruptly terminated. The
     timeout values to be used in this case are the negotiated values of
     DefaultTime2Wait (Section 11.16 DefaultTime2Wait) and
     DefaultTime2Retain (Section 11.17 DefaultTime2Retain) text keys for
     the session.

6.3.2  Timeouts on planned decommissioning

     Any planned decommissioning of a full-feature phase iSCSI connection
     is preceded by either a Logout Response PDU, or an Async Message PDU.
     The Time2Wait and Time2Retain field values (section 9.15)in a Logout
     Response PDU, and the Parameter2 and Parameter3 fields of an Async
     Message (AsyncEvent types "drop the connection" or "drop all the con-
     nections"; section 9.9.1) specify the timeout values to be used in
     each of these cases.

     These timeout values are applicable only for the affected connection,
     and the tasks active on that connection.  These timeout values have no
     bearing on initiator timers (if any) that are already running on con-
     nections or tasks associated with that session.

6.4  Format Errors

     Explicit violations of the PDU layout rules stated in this document
     are format errors.  Violations, when detected, usually indicate a
     major implementation flaw in one of the parties.

     When a target or an initiator receives an iSCSI PDU with a format
     error, it MUST immediately terminate all transport connections in the
     session either with a connection close or with a connection reset and
     escalate the format error to session recovery (see Section 6.12.4 Ses-
     sion Recovery).

6.5  Digest Errors

     The discussion of the legal choices in handling digest errors below
     excludes session recovery as an explicit option, but either party
     detecting a digest error may choose to escalate the error to session
     recovery.

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     When a target receives any iSCSI PDU with a header digest error, it
     MUST silently discard the PDU.

     When a target receives any iSCSI PDU with a payload digest error, it
     MUST answer with a Reject iSCSI PDU with a Reason-code of Data-Digest-
     Error and discard the PDU.

           - If the discarded PDU is a solicited or unsolicited iSCSI data
                PDU (for immediate data in a command PDU, non-data PDU rule
                below applies), the target MUST do one of the following:
           a)  Request retransmission with a recovery R2T. [OR]
           b)  Terminate the task with a response PDU with the reason "proto-
           col service CRC error" (Section 9.4.3 Response). If the target
           chooses to implement this option, it MUST wait to receive all the
           data (signaled by a Data PDU with the final bit set for all out-
           standing R2Ts) before sending the response PDU. A task management
           command (similar to an abort task) from the initiator during this
           wait may also conclude the task.
           - No further action is necessary for targets if the discarded
                PDU is a non-data PDU.

     When an initiator receives any iSCSI PDU with a header digest error,
     it MUST discard the PDU.

     When an initiator receives any iSCSI PDU with a payload digest error,
     it MUST discard the PDU.

           - If the discarded PDU is an iSCSI data PDU, the initiator MUST
                do one of the following:
           a)  Request the desired data PDU through SNACK. In its turn,   the
           target MUST either resend the data PDU or, reject the SNACK with a
           Reject PDU with a reason-code of "Data-SNACK Reject" in which case
           -
                     i)  if the status had not already been sent for the com-
                        mand, the target MUST terminate the command with an
                        iSCSI response reason(Section 9.4.3 Response) of "SNACK
                        rejected".
                     ii)  if the status was already sent, no further action is
                        necessary for the target.  Initiator in this case MUST
                        internally signal the completion with the "SNACK
                        rejected" reason (Section 9.4.3 Response) disregarding
                        any received status PDU, but must wait for the status to
                        be received before doing so.       [OR]

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        b)  Abort the task and terminate the command with an error.

       - If the discarded PDU is a response PDU, the initiator MUST do
         one of the following:
        a)  Request PDU retransmission with a status SNACK. [OR]
        b)  Logout the connection for recovery and continue the tasks on a
        different connection instance as described in Section 6.1 Retry
        and Reassign in Recovery. [OR]
        c)  Logout to close the connection (abort all the commands associ-
        ated with the connection).

       - No further action is necessary for initiators if the discarded
         PDU is an unsolicited PDU (e.g., Async, Reject).

6.6  Sequence Errors

     When an initiator receives an iSCSI R2T/data PDU with an out-of-order
     R2TSN/DataSN or a SCSI response PDU with an ExpDataSN that implies
     missing data PDU(s), it means that the initiator must have hit a
     header or payload digest error on one or more earlier R2T/data PDUs.
     The initiator MUST address these implied digest errors as described in
     Section 6.5 Digest Errors. When a target receives a data PDU with an
     out-of-order DataSN, it means that the target must have hit a header
     or payload digest error on at least one of the earlier data PDUs. Tar-
     get MUST address these implied digest errors as described in Section
     6.5 Digest Errors.

     When an initiator receives an iSCSI status PDU with an out-of-order
     StatSN that implies missing responses, it MUST address the one or more
     missing status PDUs as described in Section 6.5 Digest Errors. As a
     side effect of receiving the missing responses, the initiator may dis-
     cover missing data PDUs. If the initiator wants to recover the missing
     data for a command, it MUST NOT acknowledge the received responses
     that start from the StatSN of the interested command, until it has
     completed receiving all the data PDUs of the command.

     When an initiator receives duplicate R2TSNs (due to proactive
     retransmission of R2Ts by the target) or duplicate DataSNs (due to
     proactive SNACKs by the initiator), it MUST discard the duplicates.

6.7  SCSI Timeouts

     An iSCSI initiator MAY attempt to plug a command sequence gap on the
     target end (in the absence of an acknowledgement of the command by way

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                                    iSCSI                    17-April-02

     of ExpCmdSN) before the ULP timeout by retrying the unacknowledged
     command, as described in Section 6.1 Retry and Reassign in Recovery.

     On a ULP timeout for a command (that carried a CmdSN of n), the iSCSI
     initiator MUST abort the command by either using the Abort Task task
     management function request, or a "close the connection" Logout if it
     intends to continue the session.  In using an explicit Abort, if the
     ExpCmdSN is still less than (n+1), the target may see the abort
     request while missing the original command itself due to one of the
     following reasons:

       - The original command was dropped due to digest error.
       - The connection on which the original command was sent was suc-
         cessfully logged out (on logout, the unacknowledged commands
         issued on the connection being logged out are discarded).

     If the abort request is received and the original command is missing,
     targets MUST consider the original command with that RefCmdSN to be
     received and issue a task management response with the response code:
     "Task does not exist". This response concludes the task on both ends.

6.8  Negotiation Failures

     Text request and response sequences, when used to set/negotiate oper-
     ational parameters, constitute the negotiation/parameter setting.  A
     negotiation failure is considered one or more of the following:

       - None of the choices or the stated value is acceptable to one
         negotiating side.
       - The text request timed out, and possibly terminated.
       - The text request was answered with a reject.


     The following two rules are to be used to address negotiation fail-
     ures:

       - During Login, any failure in negotiation MUST be considered a
         login process failure and the login phase must be terminated,
         and with it the connection. If the target detects the failure,
         it must terminate the login with the appropriate login
         response code.

       - A failure in negotiation, while in the full-feature phase,
         will terminate the entire negotiation sequence that may con-
         sist of a series of text requests that use the same Initiator
         Task Tag.  The operational parameters of the session or the

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                                    iSCSI                     17-April-02

         connection MUST continue to be the values agreed upon during
         an earlier successful negotiation (i.e., any partial results
         of this unsuccessful negotiation must be undone).

6.9  Protocol Errors

     The authors recognize that mapping framed messages over a "stream"
     connection, such as TCP, make the proposed mechanisms vulnerable to
     simple software framing errors. On the other hand, the introduction of
     framing mechanisms to limit the effects of these errors may be onerous
     on performance for simple implementations.  Command Sequence Numbers
     and the above mechanisms for connection drop and re-establishment
     help handle this type of mapping errors.

     All violations of iSCSI PDU exchange sequences specified in this draft
     are also protocol errors.  This category of errors can be only be
     addressed by fixing the implementations; iSCSI defines Reject and
     response codes to enable this.

6.10  Connection Failures

     iSCSI can keep a session in operation if it is able to keep/establish
     at least one TCP connection between the initiator and the target in a
     timely fashion.  It is assumed that targets and/or initiators recog-
     nize a failing connection by either transport level means (TCP), a gap
     in the command, a response stream that is not filled for a long time,
     or by a failing iSCSI NOP (ping). The latter MAY be used periodically
     by highly reliable implementations.  Initiators and targets MAY also
     use the keep-alive option on the TCP connection to enable early link
     failure detection on otherwise idle links.

     On connection failure, the initiator and target MUST do one of the
     following:

       - Attempt connection recovery within the session (Section 6.12.3
         Connection Recovery).
       - Logout the connection with the reason code "closes the connec-
         tion" (Section 9.14.3 Reason Code), re-issue missing commands,
         and implicitly terminate all active commands. This option
         requires support for the within-connection recovery class
         (Section 6.12.2 Recovery Within-connection).
       - Perform session recovery (Section 6.12.4 Session Recovery).

     Either side may choose to escalate to session recovery, and the other
     side MUST give it precedence.  On a connection failure, a target MUST

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     terminate and/or discard all the active immediate commands regardless
     of which of the above options is used (i.e., immediate commands are
     not recoverable across connection failures).

6.11  Session Errors

     If all the connections of a session fail and cannot be re-established
     in a short time, or if initiators detect protocol errors repeatedly,
     an initiator may choose to terminate a session and establish a new
     session.
     The initiator takes the following actions:

       - It resets or closes all the transport connections.
       - It terminates all outstanding requests with an appropriate
         response before initiating a new session.

     When the session timeout (the connection state timeout for the last
     failed connection) happens on the target, it takes the following
     actions:

       - Resets or closes the TCP connections (closes the session).
       - Aborts all Tasks in the task set for the corresponding initi-
         ator.

6.12  Recovery Classes

     iSCSI enables the following classes of recovery (in the order of
     increasing scope of affected iSCSI tasks):

       - Within a command (i.e., without requiring command restart).
       - Within a connection (i.e., without requiring the connection to
         be rebuilt, but perhaps requiring command restart).
       - Connection recovery (i.e., perhaps requiring connections to be
         rebuilt and commands to be reissued).
       - Session recovery.

     The recovery scenarios detailed in the rest of this section are repre-
     sentative rather than exclusive. In every case, they detail the lowest
     class recovery that MAY be attempted. The implementer is left to
     decide under which circumstances to escalate to the next recovery
     class and/or what recovery classes to implement.  Both the iSCSI tar-
     get and initiator MAY escalate the error handling to an error recovery
     class, which impacts a larger number of iSCSI tasks in any of the
     cases identified in the following discussion.



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     In all classes, the implementer has the choice of deferring errors to
     the SCSI initiator (with an appropriate response code), in which case
     the task, if any, has to be removed from the target and all the side-
     effects, such as ACA, must be considered.

     Use of within-connection and within-command recovery classes MUST NOT
     be attempted before the connection is in full feature phase.

6.12.1  Recovery Within-command

     At the target, the following cases lend themselves to within-command
     recovery:

       - Lost data PDU - realized through one of the following:
        a)  Data digest error - dealt with as specified in Section 6.5
        Digest Errors, using the option of a recovery R2T.
        b)  Sequence reception timeout (no data or partial-data-and-no-F-
        bit) - considered an implicit sequence error and dealt with as
        specified in Section 6.6 Sequence Errors, using the option of a
        recovery R2T.
        c)  Header digest error, which manifests as a sequence reception
        timeout, or a sequence error - dealt with as specified in Section
        6.6 Sequence Errors, using the option of a recovery R2T.

     At the initiator, the following cases lend themselves to within-com-
     mand recovery:

       Lost data PDU or lost R2T - realized through one of the follow-
         ing:
        a)  Data digest error - dealt with as specified in Section 6.5
        Digest Errors, using the option of a SNACK.
        b)  Sequence reception timeout (no status) - dealt with as speci-
        fied in Section 6.6 Sequence Errors, using the option of a SNACK.
        c)  Header digest error, which manifests as a sequence reception
        timeout, or a sequence error - dealt with as specified in Section
        6.6 Sequence Errors, using the option of a SNACK.

     To avoid a race with the target, which may already have a recovery R2T
     or a termination response on its way, an initiator SHOULD NOT origi-
     nate a SNACK for an R2T based on its internal timeouts (if any).
     Recovery in this case is better left to the target.




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     The timeout values used by the initiator and target are outside the
     scope of this document.  Sequence reception timeout is generally a
     large enough value to allow the data sequence transfer to be complete.

6.12.2  Recovery Within-connection

     At the initiator, the following cases lend themselves to within-con-
     nection recovery:

       - Requests not acknowledged for a long time. Requests are
         acknowledged explicitly through ExpCmdSN or implicitly by
         receiving data and/or status. The initiator MAY retry non-
         acknowledged commands as specified in Section 6.1 Retry and
         Reassign in Recovery.

       - Lost iSCSI numbered Response. It is recognized by either iden-
         tifying a data digest error on a Response PDU or a Data-In PDU
         carrying the status, or by receiving a Response PDU with a
         higher StatSN than expected. In the first case, digest error
         handling is done as specified in Section 6.5 Digest Errors
         using the option of a SNACK. In the second case, sequence
         error handling is done as specified in Section 6.6 Sequence
         Errors, using the option of a SNACK.

     At the target, the following cases lend themselves to within-connec-
     tion recovery:

       - Status/Response not acknowledged for a long time. The target
         MAY issue a NOP-IN (with a valid Target Transfer Tag or other-
         wise) that carries the next status sequence number it is going
         to use in the StatSN field.  This helps the initiator detect
         any missing StatSN(s) and issue a SNACK for the status.

     The timeout values used by the initiator and the target are outside
     the scope of this document.

6.12.3  Connection Recovery

     At an iSCSI initiator, the following cases lend themselves to connec-
     tion recovery:

       - TCP connection failure. The initiator MUST close the connec-
         tion. It then MUST either Logout the failed connection, or
         Login with an implied Logout, and reassign connection alle-
         giance for all commands still in progress associated with the
         failed connection on another connection (that MAY be a newly
         established connection) using the "Task reassign" task manage-

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         ment function (see Section 9.5.1 Function). Note that for an
         initiator a command is in progress as long as it has not
         received for a response or a Data-In PDU including status.

       - N.B. The logout function is mandatory, while a new connection
         establishment is mandatory only if the failed connection was
         the last or only connection in the session.

       - Receiving an Asynchronous Message that indicates one or all
         connections in a session has been dropped.  The initiator MUST
         handle it as a TCP connection failure for the connection(s)
         referred to in the Message.

     At an iSCSI target, the following cases lend themselves to connection
     recovery:

       - TCP connection failure. The target MUST close the connection
         and if more than one connection is available, the target
         SHOULD send an Asynchronous Message that indicates it has
         dropped the connection. Then, the target will wait for the
         initiator to continue recovery.

6.12.4  Session Recovery

     Session recovery should be performed when all other recovery attempts
     have failed.  Very simple initiators and targets MAY perform session
     recovery on all iSCSI errors and therefore, place the burden of recov-
     ery on the SCSI layer and above.

     Session recovery implies the closing of all TCP connections, inter-
     nally aborting all executing and queued tasks for the given initiator
     at the target, terminating all outstanding SCSI commands with an
     appropriate SCSI service response at the initiator, and restarting a
     session on a new set of connection(s) (TCP connection establishment
     and login on all new connections).

     For possible clearing effects of session recovery on SCSI and iSCSI
     objects, refer to Appendix F. - Clearing effects of various events on
     targets -.

6.13  Error Recovery Hierarchy

     The error recovery classes and features described are organized into a
     hierarchy for ease in understanding and to limit the myriad of imple-
     mentation possibilities, with hopes that this significantly contrib-


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     utes to highly interoperable implementations.  The attributes of this
     hierarchy are as follows:

        a)  Each level is a superset of the capabilities of the previous
        level. For example, Level 1 support implies supporting all capa-
        bilities of Level 0 and more.
        b)  As a corollary, supporting a higher error recovery level means
        increased sophistication and possibly an increase in resource
        requirement.
        c)  Supporting error recovery level "n" is advertised and negoti-
        ated by each iSCSI entity by exchanging the text key "ErrorRecov-
        eryLevel=n".  The lower of the two exchanged values is the
        operational ErrorRecoveryLevel for the session.

     The following diagram represents the error recovery hierarchy.

                                +
                               / \
                              / 2 \       <-- Connection recovery
                             +-----+
                            /   1   \     <-- Digest failure recovery
                           +---------+
                          /     0     \   <-- Session failure recovery
                         +-------------+

     The following table lists the error recovery capabilities expected
     from the implementations that support each error recovery level.

     +-------------------+--------------------------------------------+
     |ErrorRecoveryLevel |  Associated Error recovery capabilities    |
     +-------------------+--------------------------------------------+
     |        0          |  Session recovery class                    |
     |                   |  (Section 6.12.4 Session Recovery)         |
     +-------------------+--------------------------------------------+
     |        1          |  Digest failure recovery (See Note below.) |
     +-------------------+--------------------------------------------+
     |        2          |  Connection recovery class                 |
     |                   |  (Section 6.12.3 Connection Recovery)      |
     +-------------------+--------------------------------------------+

     Note: Digest failure recovery is comprised of two recovery classes:
     Within-Connection recovery class (Section 6.12.2 Recovery Within-con-


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     nection) and Within-Command recovery class (Section 6.12.1 Recovery
     Within-command).

     Supporting error recovery level "0" is mandatory, while the rest are
     optional to implement.  In implementation terms, the above striation
     means that the following incremental sophistication with each level
     is required.

     +-------------------+---------------------------------------------+
     |Level transition   |  Incremental requirement                    |
     +-------------------+---------------------------------------------+
     |        0->1       |  PDU retransmissions on the same connection |
     +-------------------+---------------------------------------------+
     |        1->2       |  Retransmission across connections and      |
     |                   |  allegiance reassignment                    |
     +-------------------+---------------------------------------------+





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7. Security Considerations

     Historically, native storage systems have not had to consider secu-
     rity because their environments offered minimal security risks. That
     is, these environments consisted of storage devices either directly
     attached to hosts or connected via a subnet distinctly separate from
     the communications network. The use of storage protocols, such as
     SCSI, over IP networks requires that security concerns be addressed.
     iSCSI implementations MUST provide means of protection against active
     attacks (e.g., pretending to be another identity, message insertion,
     deletion, modification, and replaying) and passive attacks
     (e.g.,eavesdropping, gaining advantage by analyzing the data sent
     over the line).

     Although technically possible, iSCSI SHOULD NOT be configured without
     security. iSCSI without security should be confined, in extreme
     cases, to closed environments without any security risk.

     The following section describes the security mechanisms provided by
     an iSCSI implementation.

7.1  iSCSI Security Mechanisms

     The entities involved in iSCSI security are the initiator, target, and
     the IP communication end points. iSCSI scenarios where multiple ini-
     tiators or targets share a single communication end point are
     expected. To accommodate such scenarios, iSCSI uses two separate
     security mechanisms: In-band authentication between the initiator and
     the target at the iSCSI connection level (carried out by exchange of
     iSCSI Login PDUs), and packet protection (integrity, authentication,
     and confidentiality) by IPsec at the IP level. The two security mech-
     anisms complement each other: The in-band authentication provides
     end-to-end trust (at login time) between the iSCSI initiator and the
     target, while IPsec provides a secure channel between the IP communi-
     cation end points.

     Further details on typical iSCSI scenarios and the relation between
     the initiators, targets, and the communication end points can be found
     in [SEC-IPS].





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7.2  In-band Initiator-Target Authentication

     With this mechanism, the target authenticates the initiator and the
     initiator optionally authenticates the target. The authentication is
     performed on every new iSCSI connection by an exchange of iSCSI Login
     PDUs using a negotiated authentication method.

     The authentication method cannot assume an underlying IPsec protec-
     tion, since IPsec is optional to use. An attacker should gain as lit-
     tle advantage as possible by inspecting the authentication phase
     PDUs. Therefore, a method using clear text (or equivalent) passwords
     is not acceptable; on the other hand, identity protection is not
     strictly required.

     This mechanism protects against an unauthorized login to storage
     resources by using a false identity (spoofing). Once the authentica-
     tion phase is completed, if the underlying IPsec is not used, all PDUs
     are sent and received in clear. This mechanism alone (without underly-
     ing IPsec) should only be used when there is no risk of eavesdropping,
     message insertion, deletion, modification, and replaying.

     The CHAP authentication method (see [RFC1994]) is vulnerable to an
     off-line dictionary attack. In environments where this attack is a
     concern, CHAP SHOULD NOT be used without additional protection.
     Underlying IPsec encryption provides protection against this attack.


     The strength of the SRP authentication method (specified in
     [RFC2945]) is dependent on the characteristics of the group being used
     (i.e., the prime modulus N and generator g). As described in
     [RFC2945], N is required to be a Sophie-German prime (of the form N =
     2q + 1, where q is also prime) and the generator g is a primitive root
     of GF(n). In iSCSI authentication, the prime modulus N MUST be at
     least 768 bits.

     Upon receiving N and g from the Target, the Initiator MUST verify that
     they satisfy the above requirements (and otherwise, abort the connec-
     tion). This verification MAY start by trying to match N and g with a
     well-known group that satisfies the above requirements.
     Well-known SRP groups are provided in [SEC-IPS].

     Compliant iSCSI initiators and targets MUST at least implement the SRP
     authentication method [RFC2945] (see Chapter 10).


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7.3  IPsec

     The IPsec mechanism is used by iSCSI for packet protection (crypto-
     graphic integrity, authentication, and confidentiality) at the IP
     level between the iSCSI communicating end points. The following sec-
     tions describe the IPsec protocols that must be implemented for data
     integrity and authentication, confidentiality, and key management.

     Detailed considerations and recommendations for using IPsec for iSCSI
     are provided in [SEC-IPS].

7.3.1  Data Integrity and Authentication

     Data authentication and integrity is provided by a keyed Message
     Authentication Code in every sent packet. This code protects against
     message insertion, deletion, and modification.  Protection against
     message replay is realized by using a sequence counter.

     An iSCSI compliant initiator or target MUST provide data integrity and
     authentication by implementing IPsec [RFC2401] with ESP in tunnel
     mode [RFC2406] and MAY provide data integrity and authentication by
     implementing IPsec with ESP in transport mode. The IPsec implementa-
     tion MUST fulfill the following iSCSI specific requirements:

       - HMAC-SHA1 MUST be implemented [RFC2404].
       - AES CBC MAC with XCBC extensions SHOULD be implemented
         [AESCBC].

     The ESP anti-replay service MUST also be implemented.

     At the high speeds iSCSI is expected to operate, a single IPsec SA
     could rapidly cycle through the 32-bit IPsec sequence number space.
     In view of this, in the future it may be desirable for an iSCSI imple-
     mentation that operates at speeds of 1 Gbps or faster to implement the
     IPsec sequence number extension [SEQ-EXT].

7.3.2  Confidentiality

     Confidentiality is provided by encrypting the data in every packet.
     When confidentiality is used it MUST be accompanied by data integrity
     and authentication to provide comprehensive protection against eaves-
     dropping, message insertion, deletion, modification, and replaying.


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     An iSCSI compliant initiator or target MUST provide confidentiality
     by implementing IPsec [RFC2401] with ESP in tunnel mode [RFC2406] with
     the following iSCSI specific requirements:

       - 3DES in CBC mode MUST be implemented [RFC2451].
       - AES in Counter mode SHOULD be implemented [AESCTR] (NOTE: This
         is still subject to the IPsec WG's standardization plans).

     If the IPsec implementation of an iSCSI initiator or target conforms
     to the [RFC2401] definition of a host, then to comply with section 4.1
     of [RFC2401] it MUST also implement ESP in transport mode (with the
     same requirements above).

     DES in CBC mode SHOULD NOT be used due to its inherent weakness.
     The NULL encryption algorithm MUST also be implemented.

7.3.3  Policy, Security Associations and Key Management

     A compliant iSCSI implementation MUST meet the key management
     requirements of the IPsec protocol suite. Authentication, security
     association negotiation, and key management MUST be provided by
     implementing IKE [RFC2409] using the IPsec DOI [RFC2407] with the fol-
     lowing iSCSI specific requirements:

       - Peer authentication using a pre-shared key MUST be supported.
         Certificate-based peer authentication using digital signa-
         tures MAY be supported. Peer authentication using the public
         key encryption methods outlined in IKE sections 5.2 and 5.3[7]
         SHOULD NOT be used.

       - When digital signatures are used to achieve authentication, an
         IKE negotiator SHOULD use IKE Certificate Request Payload(s)
         to specify the certificate authority. IKE negotiators SHOULD
         check the pertinent Certificate Revocation List (CRL) before
         accepting a PKI certificate for use in IKE authentication pro-
         cedures.

       - Both IKE Main Mode and Aggressive Mode MUST be supported. IKE
         main mode with pre-shared key authentication method SHOULD NOT
         be used when either the initiator or the target uses dynami-
         cally assigned IP addresses. While pre-shared keys in many
         cases offer good security, situations where dynamically
         assigned addresses are used force the use of a group pre-
         shared key, which creates vulnerability to a man-in-the-middle
         attack.


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       - In the IKE Phase 2 Quick Mode exchanges for creating the Phase
         2 SA, the Identity Payload fields MUST be present.
         ID_IPV4_ADDR, ID_IPV6_ADDR (if the protocol stack supports
         IPv6) and ID_FQDN Identity payloads MUST be supported;
         ID_USER_FQDN MAY be supported. The IP Subnet, IP Address
         Range, ID_DER_ASN1_DN, ID_DER_ASN1_GN formats SHOULD NOT be
         used. The ID_KEY_ID Identity Payload MUST NOT be used.

     Manual keying MUST NOT be used since it does not provide the necessary
     re-keying support.


     When IPsec is used the receipt of an IKE Phase 2 delete message SHOULD
     NOT be interpreted as a reason for tearing down the iSCSI TCP connec-
     tion. If additional traffic is sent on it, a new IKE Phase 2 SA will
     be created to protect it.


     The method used by the initiator to determine whether the target
     should be connected using IPsec is regarded as an issue of IPsec pol-
     icy administration, and thus not defined in the iSCSI standard. How-
     ever, as iSCSI has an in-band discovery mechanism (discovery session
     and SendTargets), the use or non-use of IPsec in any operational ses-
     sion is assumed to be identical to that of the discovery session.

     If an iSCSI target is discovered via a SendTargets request in a dis-
     covery session not using IPsec, the initiator should assume that it
     does not need IPsec to establish a session to that target.  If an
     iSCSI target is discovered using a discovery session that does use
     IPsec, the initiator should use IPsec when establishing a session to
     that target.





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8. Notes to Implementers

     This section notes some of the performance and reliability consider-
     ations of the iSCSI protocol.  This protocol was designed to allow
     efficient silicon and software implementations. The iSCSI task tag
     mechanism was designed to enable RDMA at the iSCSI level or lower.

     The guiding assumption made throughout the design of this protocol is
     that targets are resource constrained relative to initiators.

     Implementers are also advised to consider the implementation conse-
     quences of the iSCSI to SCSI mapping model as outlined in Section
     2.4.3 Consequences of the Model.

8.1  Multiple Network Adapters

     The iSCSI protocol allows multiple connections, not all of which need
     to go over the same network adapter. If multiple network connections
     are to be utilized with hardware support, the iSCSI protocol command-
     data-status allegiance to one TCP connection ensures that there is no
     need to replicate information across network adapters or otherwise
     require them to cooperate.

     However, some task management commands may require some loose form of
     cooperation or replication at least on the target.

8.1.1  Conservative Reuse of ISIDs

     Historically, the SCSI model (and implementations and applications
     based on that model) has assumed that SCSI ports are static, physical
     entities. Recent extensions to the SCSI model have taken advantage of
     persistent worldwide unique names for these ports. In iSCSI however,
     the SCSI initiator ports are the endpoints of dynamically created ses-
     sions, so the presumption of "static and physical" does not apply. In
     any case, the model clauses (particularly, Section 2.4.2 SCSI Archi-
     tecture Model) provide for persistent, reusable names for the iSCSI-
     type SCSI initiator ports even though there does not need to be any
     physical entity bound to these names.

     To both minimize the disruption of legacy applications and to better
     facilitate the SCSI features that rely on persistent names for SCSI
     ports, iSCSI implementations should attempt to provide a stable pre-
     sentation of SCSI Initiator Ports (both to the upper OS-layers and to


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     the targets to which they connect). This can be achieved in an initi-
     ator implementation by conservatively reusing ISIDs. In other words,
     the same ISID should be used in the Login process to multiple target
     portal groups (of the same iSCSI Target or different iSCSI Targets).
     The ISID RULE (Section 2.4.3 Consequences of the Model) only prohibits
     reuse to the same target portal group. It does not "preclude" reuse to
     other target portal groups.
     The principle of conservative reuse "encourages" reuse to other tar-
     get portal groups.  When a SCSI target device sees the same (Initia-
     torName, ISID) pair in different sessions to different target portal
     groups, it can identify the underlying SCSI Initiator Port on each
     session as the same SCSI port. In effect, it can recognize multiple
     paths from the same source.

8.1.2  iSCSI Name, ISID and TPGT Use

     The designers of the iSCSI protocol envisioned there being
     one iSCSI Initiator Node Name per operating system image on a machine.
     This enables SAN resource configuration and authentication schemes
     based on a system's identity.  It supports the notion that it should
     be possible to assign access to storage resources based on "initiator
     device" identity.

     When there are multiple hardware or software components coordinated
     as a single iSCSI Node, there must be some (logical) entity that rep-
     resents the iSCSI Node that makes the iSCSI Node Name available to all
     components involved in session creation and login. Similarly, this
     entity that represents the iSCSI Node must be able to coordinate ses-
     sion identifier resources (ISID for initiators) to enforce both the
     ISID and TSIH RULES (see Section Section 2.4.3 Consequences of the
     Model).

     For targets, because of the closed environment, implementation of
     this entity should be straightforward. However, vendors of iSCSI
     hardware (e.g., NICs or HBAs) intended for targets, should provide
     mechanisms for configuration of the iSCSI Node Name across the portal
     groups instantiated by multiple instances of these components within
     a target.

     However complex targets making use of multiple Target Portal Group
     Tags may reconfigure them to achieve various quality goals.  The ini-
     tiators have two mechanisms at their disposal to discover and/or check
     reconfiguring targets - the discovery session type and a key returned


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     by the target during login to confirm the TPGT.  An initiator should
     attempt to "rediscover" the target configuration anytime a session is
     terminated unexpectedly.

     For initiators, in the long term, it is expected that operating system
     vendors will take on the role of this entity and provide standard APIs
     that can inform components of their iSCSI Node Name and can configure
     and/or coordinate ISID allocation, use and reuse.

     Recognizing that such initiator APIs are not available today, other
     implementations of the role of this entity are possible.
     For example, a human may instantiate the (common) Node name as part of
     the installation process of each iSCSI component involved in session
     creation and login. This may be done either by pointing the component
     to a vendor-specific location for this datum or to a system-wide loca-
     tion. The structure of the ISID namespace (see Section 9.12.5 ISID and
     [NDT]) facilitates implementation of the ISID coordination by allow-
     ing each component vendor to independently (of other vendor's compo-
     nents) coordinate allocation and use and reuse its own partition of
     the ISID namespace in a vendor-specific manner. Partitioning of the
     ISID namespace within initiator portal groups managed by that vendor
     allows each such initiator portal group to act independently of all
     other portal groups when selecting an ISID for a login; this facili-
     tates enforcement of the ISID RULE (see Section 2.4.3 Consequences of
     the Model) at the initiator.

     A vendor of iSCSI hardware (e.g., NICs or HBAs) intended for use in
     the initiators must allow, in addition to a mechanism for configuring
     the iSCSI Node Name, for a mechanism to configure and/or coordinate
     ISIDs for all sessions managed by multiple instances of that hardware
     within a given iSCSI Node.  Such configuration might be either perma-
     nently pre-assigned at the factory (in a necessarily globally unique
     way), statically assigned (e.g., partitioned across all the NICs at
     initialization in a locally unique way), or dynamically assigned
     (e.g., on-line allocator, also in a locally unique way).  In the lat-
     ter two cases, the configuration may be via public APIs (perhaps
     driven by an independent vendor's SW, such as the OS vendor) or via
     private APIs driven by the vendor's own SW.





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8.2  Autosense and Auto Contingent Allegiance (ACA)

     Autosense refers to the automatic return of sense data to the initia-
     tor in case a command did not complete successfully. iSCSI initiators
     and targets MUST support autosense.

     ACA helps preserve ordered command execution in the presence of
     errors.  As iSCSI can have many commands in-flight between initiator
     and target, iSCSI initiators and targets SHOULD support ACA.

8.3  iSCSI timeouts

     iSCSI recovery actions are often dependent on iSCSI timeouts being
     recognized and acted upon before SCSI timeouts. Determining the right
     timeouts to use for various iSCSI actions (command acknowledgements
     expected, status acknowledgements etc.) is very much dependent on
     infrastructure (hardware, links, TCP/IP stack, iSCSI driver). As a
     guidance the implementer may use an average Nop-Out/Nop-In turnaround
     delay multiplied by a "safety factor" (2-3) as a good estimate for the
     basic delay of the iSCSI stack for a given connection.

8.4  Command Retry and Cleaning Old Command Instances

     To avoid having old, retried command instances appear in a valid com-
     mand window after a command sequence number wrap around, the protocol
     requires (see Section 2.2.2.1 Command Numbering and Acknowledging)
     that on every connection on which a retry has been issued, a non-imme-
     diate command be issued and acknowledged within a 2**31-1 commands
     interval from the CmdSN of the retried command. This requirement can
     be fulfilled by an implementation in several ways.

     The simplest technique to use is to send a (non-retry) non-immediate
     SCSI command (or a NOP if no SCSI command is available for a while)
     after every command retry on the connection on which the retry was
     attempted.  As errors are deemed rare events, this technique is prob-
     ably the most effective, as it does not involve additional checks at
     the initiator when issuing commands.

8.5  Synch and Steering Layer and Performance

     While a synch and steering layer is optional, an initiator/target that
     does not have it working against a target/initiator that demands synch
     and steering may experience performance degradation caused by packet


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     reordering and loss.  Providing a synch and steering mechanism is rec-
     ommended for all high-speed implementations.

8.6  Considerations for State-dependent devices

     Sequential access devices operate on the principle that the position
     of the device is based on the last command processed. As such, command
     processing order and knowledge of whether or not the previous command
     was processed is of the utmost importance to maintain data integrity.
     As an example, inadvertent retries of SCSI commands when it is not
     known if the previous SCSI command was processed is a potential data
     integrity risk.

     For a sequential access device, consider the scenario where a SCSI
     SPACE command to backspace one filemark is issued and then re-issued
     due to no status received for the command. If the first SPACE command
     was actually processed, the re-issued SPACE command, if processed,
     will cause the position to change. Thus, a subsequent write operation
     will write data to the wrong position and any previous data at that
     position will be overwritten.

     For a medium changer device, consider the scenario where an EXCHANGE
     MEDIUM command (the SOURCE ADDRESS and DESTINATION ADDRESS are the
     same thus performing a swap) is issued and then re-issued due to no
     status received for the command. If the first EXCHANGE MEDIUM command
     was actually processed, the re-issued EXCHANGE MEDIUM command, if
     processed, will perform the swap again. The net effect is no swap was
     performed thus leaving a data integrity exposure.

     All commands that change the state of the device (as in SPACE commands
     for sequential access devices, and EXCHANGE MEDIUM for medium changer
     device), MUST be issued as non-immediate commands for deterministic
     and in order delivery to iSCSI targets.

     For many of those state changing commands the execution model also
     assumes  that the command is executed exactly once.  For those com-
     mands a retry at SCSI level is not feasible or very difficult and
     error recovery at iSCSI level is advisable.

8.6.1  Determining the proper ErrorRecoveryLevel





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     The implementation and usage of a specific ErrorRecoveryLevel should
     be determined based on the deployment scenarios of a given iSCSI
     implementation.  Generally, the following factors must be
     considered before deciding on the proper level of recovery:

        a)  Application resilience to I/O failures.
        b)  Required level of availability in the face of transport connec-
        tion failures.
        c)  Probability of transport layer "checksum escape" frequency.
        This in turn decides the iSCSI digest failure frequency, and thus
        the criticality of iSCSI-level error recovery.  The details of
        estimating this probability are outside the scope of this docu-
        ment.

     A consideration of the above factors for SCSI tape devices as an exam-
     ple suggests that implementations SHOULD use ErrorRecoveryLevel=1
     when transport connection failure is not a concern, and ErrorRecov-
     eryLevel=2 when the connection failure is also of high likelihood dur-
     ing a backup/retrieval.





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9. iSCSI PDU Formats

     All multi-byte integers that are specified in formats defined in this
     document are to be represented in network byte order (i.e., big
     endian).  Any field that appears in this document assumes that the
     most significant byte is the lowest numbered byte and the most signif-
     icant bit (within byte or field) is the lowest numbered bit unless
     specified otherwise.

     Any compliant sender MUST set all bits not defined and all reserved
     fields to zero unless specified otherwise.  Any compliant receiver
     MUST ignore any bit not defined and all reserved fields unless speci-
     fied otherwise.

     Reserved fields are marked by the word "reserved", some abbreviation
     of "reserved" or by "." for individual bits when no other form of
     marking is technically feasible.

9.1  iSCSI PDU Length and Padding

     iSCSI PDUs are padded to the closest integer number of four byte
     words. The padding bytes SHOULD be 0.

9.2  PDU Template, Header, and Opcodes

     All iSCSI PDUs have one or more header segments and, optionally, a
     data segment.  After the entire header segment group  a header-digest
     may follow. The data segment MAY also be followed by a data-digest.

     The Basic Header Segment (BHS) is the first segment in all of the
     iSCSI PDUs.  The BHS is a fixed-length 48-byte header segment.  It may
     be followed by Additional Header Segments (AHS), a Header-Digest, a
     Data Segment, and/or a Data-Digest.

     The overall structure of an iSCSI  PDU is as follows:





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     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0/ Basic Header Segment (BHS)                                    /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48/ Additional Header Segment (AHS)  (optional)                   /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     ----
       +---------------+---------------+---------------+---------------+
      k/ Header-Digest (optional)                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
      l/ Data Segment(optional)                                        /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
      m/ Data-Digest (optional)                                        /
      +/                                                               /
       +---------------+---------------+---------------+---------------+

     All PDU segments and digests are padded to the closest integer number
     of four byte words - i.e., all PDU segments and the digests start at a
     four byte word boundary and the padding ranges from 0 to 3 bytes. The
     padding bytes SHOULD be sent as 0.

     iSCSI response PDUs do not have AH Segments.

9.2.1  Basic Header Segment (BHS)

     The BHS is 48 bytes long.  The Opcode and DataSegmentLength fields
     appear in all iSCSI PDUs. In addition, when used, the Initiator Task
     Tag and Logical Unit Number always appear in the same location in the
     header.

     The format of the BHS is:





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     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|I| Opcode    | Opcode-specific fields                        |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN or Opcode-specific fields                                 |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20/ Opcode-specific fields                                        /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48

9.2.1.1  I

     For request PDUs, the I bit set to 1 is an immediate delivery marker.

9.2.1.2  Opcode

     The Opcode indicates the type of iSCSI PDU the header encapsulates.

     The Opcodes are divided into two categories: initiator opcodes and
     target opcodes. Initiator opcodes are in PDUs sent by the initiators
     (request PDUs). Target opcodes are in PDUs sent by the target
     (response PDUs).

     Initiators MUST NOT use target opcodes and targets MUST NOT use initi-
     ator opcodes.

     Initiator opcodes defined in this specification are:


           0x00 NOP-Out
           0x01 SCSI Command (encapsulates a SCSI Command Descriptor Block)
           0x02 SCSI Task Management Function Request
           0x03 Login Request
           0x04 Text Request
           0x05 SCSI Data-out (for WRITE operations)


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       0x06 Logout Request
       0x10 SNACK Request
       0x1c-0x1e Vendor specific codes

     Target opcodes are:


       0x20 NOP-In
       0x21 SCSI Response -contains SCSI status and possibly sense
         information or other response information.
       0x22 SCSI Task Management Function Response
       0x23 Login Response
       0x24 Text Response
       0x25 SCSI Data-in -for READ operations.
       0x26 Logout Response
       0x31 Ready To Transfer (R2T) - sent by target when it is ready
         to receive data.
       0x32 Asynchronous Message -sent by target to indicate certain
         special conditions.
       0x3c-0x3e Vendor specific codes
       0x3f Reject

     All other opcodes are reserved.

9.2.1.3  Opcode-specific Fields

     These fields have different meanings for different opcode types.

9.2.1.4  TotalAHSLength

     Total length of all AHS header segments in four byte words including
     padding, if any.

     The TotalAHSLength is used only in PDUs that have an AHS and MUST be 0
     in all other PDUs.

9.2.1.5  DataSegmentLength

     This is the data segment payload length in bytes (excluding padding).
     The DataSegmentLength MUST be 0 whenever the PDU has no data segment.

9.2.1.6  LUN

     Some opcodes operate on a specific Logical Unit. The Logical Unit Num-
     ber (LUN) field identifies which Logical Unit.  If the opcode does not
     relate to a Logical Unit, this field is either ignored or may be used
     in an opcode specific way.  The LUN field is 64-bits and should be

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     formatted in accordance with [SAM2] i.e., LUN[0] from [SAM2] is BHS
     byte 8 and so on up to LUN[7] from [SAM2] that is BHS byte 15.

9.2.1.7  Initiator Task Tag

     The initiator assigns a Task Tag to each iSCSI task it issues. While a
     task exists, this tag MUST uniquely identify it session-wide.
     SCSI may also use the initiator task tag as part of the SCSI task
     identifier when the time span during which an iSCSI initiator task tag
     must be unique extends over the time span during which a SCSI task tag
     must be unique.  However, the iSCSI Initiator Task Tag has to exist
     and be unique even for untagged SCSI commands.

9.2.2  Additional Header Segment (AHS)

     The general format of an AHS is:

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0| AHSLength                     | AHSType       | AHS-Specific  |
       +---------------+---------------+---------------+---------------+
      4/ AHS-Specific                                                  /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
      x

9.2.2.1  AHSType

     The AHSType field is coded as follows:

           bit 0-1 - Reserved

           bit 2-7 - AHS code

            0 - Reserved
            1 - Extended CDB
            2 - Expected Bidirectional Read Data Length
            3 - 59 Reserved
            60- 63 Non-iSCSI extensions





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9.2.2.2  AHSLength

     This field contains the effective length in bytes of the AHS excluding
     AHSType and AHSLength (not including padding). The AHS is padded to
     the smallest integer number of 4 byte words (i.e., from 0 up to 3 pad-
     ding bytes).

9.2.2.3  Extended CDB AHS

     The format of the Extended CDB AHS is:

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0| AHSLength (CDBLength-15)      | 0x01          | Reserved      |
       +---------------+---------------+---------------+---------------+
      4/ ExtendedCDB...+padding                                        /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
      x


9.2.2.4  Bidirectional Expected Read-Data Length AHS

     The format of the Bidirectional Read Expected Data Transfer Length AHS
     is:

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0| AHSLength (0x0005)            | 0x02          | Reserved      |
       +---------------+---------------+---------------+---------------+
      4| Expected Read-Data Length                                     |
       +---------------+---------------+---------------+---------------+
      8

9.2.3  Header Digest and Data Digest

     Optional header and data digests protect the integrity of the header
     and data, respectively. The digests, if present, are located, respec-
     tively, after the header and PDU-specific data and cover both the
     proper data as well as the padding bytes.

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     The digest types are negotiated during the login phase.

     The separation of the header and data digests is useful in iSCSI rout-
     ing applications, where only the header changes when a message is for-
     warded. In this case, only the header digest should be re-calculated.

     Digests are not included in data or header length fields.

     A zero-length Data Segment also implies a zero-length data-digest.

9.2.4  Data Segment

     The (optional) Data Segment contains PDU associated data. Its payload
     effective length is provided in the BHS field - DataSegmentLength. The
     Data Segment is also padded to an integer number of 4 byte words.





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9.3  SCSI Command

     The format of the SCSI Command PDU is:

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|I| 0x01      |F|R|W|0 0|ATTR | Reserved                      |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| Logical Unit Number (LUN)                                     |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Expected Data Transfer Length                                 |
       +---------------+---------------+---------------+---------------+
     24| CmdSN                                                         |
       +---------------+---------------+---------------+---------------+
     28| ExpStatSN                                                     |
       +---------------+---------------+---------------+---------------+
     32/ SCSI Command Descriptor Block (CDB)                           /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48| AHS (if any), Header Digest (if any)                          |
       +---------------+---------------+---------------+---------------+
       / (DataSegment - Command Data + Data Digest (if any))(optional) /
      +/                                                               /
       +---------------+---------------+---------------+---------------+


9.3.1  Flags and Task Attributes (byte 1)

       The flags for a SCSI Command are:

       bit 0   (F) set to 1 when no unsolicited SCSI Data-Out PDUs fol-
         low this PDU.  For a write, if Expected Data Transfer Length
         is larger than the DataSegmentLength the target may solicit
         additional data through R2T.

       bit 1   (R) set to 1 when the command is expected to input data.


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       bit 2   (W) set to 1 when the command is expected to output
         data.

       bit 3-4 Reserved

       bit 5-7 contains Task Attributes.

     Task Attributes (ATTR) have one of the following integer values (see
     [SAM2] for details):

       0 - Untagged
       1 - Simple
       2 - Ordered
       3 - Head of Queue
       4 - ACA
       5-7 - Reserved

     Setting both the W and the F bit to 0 is an error.
     The R and W MAY both be 1 when the corresponding Expected Data Trans-
     fer Lengths are 0, but they  CANNOT both be 0 when the corresponding
     Expected Data Transfer Lengths are not 0.


9.3.2  CmdSN - Command Sequence Number

     Enables ordered delivery across multiple connections in a single ses-
     sion.

9.3.3  ExpStatSN

     Command responses up to ExpStatSN-1 (mod 2**32) have been received
     (acknowledges status) on the connection.

9.3.4  Expected Data Transfer Length

     For unidirectional operations, the Expected Data Transfer Length
     field contains the number of bytes of data involved in this SCSI oper-
     ation.  For a unidirectional write operation (W flag set to 1 and R
     flag set to 0), the initiator uses this field to specify the number of
     bytes of data it expects to transfer for this operation.  For a unidi-
     rectional read operation (W flag set to 0 and R flag set to 1), the
     initiator uses this field to specify the number of bytes of data it
     expects the target to transfer to the initiator.  It corresponds to
     the SAM2 byte count.



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     For bidirectional operations (both R and W flags are set to 1), this
     field contains the number of data bytes involved in the write trans-
     fer. For bidirectional operations, an additional header segment MUST
     be present in the header sequence that indicates the Bidirectional
     Read Expected Data Transfer Length.  The Expected Data Transfer Length
     field and the Bidirectional Read Expected Data Transfer Length field
     correspond to the SAM2 byte count

     If the Expected Data Transfer Length for a write and the length of the
     immediate data part that follows the command (if any) are the same,
     then no more data PDUs are expected to follow.  In this case, the F
     bit MUST be set to 1.

     If the Expected Data Transfer Length is higher than the FirstBurstSize
     (the negotiated maximum amount of unsolicited data the target will
     accept), the initiator sends the maximum size of unsolicited data.

     Upon completion of a data transfer, the target informs the initiator
     (through residual counts) of how many bytes were actually processed
     (sent and/or received) by the target.

9.3.5  CDB - SCSI Command Descriptor Block

     There are 16 bytes in the CDB field to accommodate the commonly used
     CDBs.  Whenever the CDB is larger than 16 bytes, an Extended CDB AHS
     MUST be used to contain the CDB spillover.

9.3.6  Data Segment - Command Data

     Some SCSI commands require additional parameter data to accompany the
     SCSI command. This data may be placed beyond the boundary of the iSCSI
     header in a data segment.  Alternatively, user data (for example, from
     a WRITE operation) can be placed in the same PDU (both cases are
     referred to as immediate data). These data are governed by the general
     rules for solicited vs. unsolicited data.





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9.4  SCSI Response

     The format of the SCSI Response PDU is:

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x21      |. . .|o|u|O|U|.| Response      | Status        |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| Reserved                                                      |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36| ExpDataSN or Reserved                                         |
       +---------------+---------------+---------------+---------------+
     40| Bidirectional Read Residual Count                             |
       +---------------+---------------+---------------+---------------+
     44| Residual Count                                                |
       +---------------+---------------+---------------+---------------+
     48| Digests if any...                                             |
       +---------------+---------------+---------------+---------------+
       / Data Segment (Optional)                                       /
      +/                                                               /
       +---------------+---------------+---------------+---------------+

9.4.1  Flags (byte 1)

       bit 0-2 Reserved

       bit 3 - (o) set for Bidirectional Read Residual Overflow. In
         this case, the b Bidirectional Read Residual Count indicates

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         the number of bytes that were not transferred to the initiator
         because the initiator's Expected Bidirectional Read Data
         Transfer Length was not sufficient.

       bit 4 - (u) set for Bidirectional Read Residual Underflow. In
         this case, the Bidirectional Read Residual Count indicates the
         number of bytes that were not transferred to the initiator out
         of the number of bytes expected to be transferred.

       bit 5 - (O) set for Residual Overflow. In this case, the Resid-
         ual Count indicates the number of bytes that were not trans-
         ferred because the initiator's Expected Data Transfer length
         was not sufficient. For a bidirectional operation, the Resid-
         ual Count contains the residual for the write operation.

       bit 6 - (U) set for Residual Underflow. In this case, the Resid-
         ual Count indicates the number of bytes that were not trans-
         ferred out of the number of bytes that expected to be
         transferred. For a bidirectional operation, the Residual Count
         contains the residual for the write operation.

       bit 7 - (0) Reserved

     Bits O and U and bits o and u are mutually exclusive.
     For a response other than "Command Completed at Target" bit 3-6 MUST
     be 0.

9.4.2  Status

     The Status field is used to report the SCSI status of the command (as
     specified in [SAM2]) and is valid only if the Response Code is Command
     Completed at target.

     Some of the status codes defined in [SAM2] are:

       0x00 GOOD
       0x02 CHECK CONDITION
       0x08 BUSY
       0x18 RESERVATION CONFLICT
       0x28 TASK SET FULL
       0x30 ACA ACTIVE
       0x40 TASK ABORTED

     See [SAM2] for the complete list and definitions.

     If a SCSI device error is detected while data from the initiator is
     still expected (the command PDU did not contain all the data and the


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     target has not received a Data PDU with the final bit Set), the target
     MUST wait until it receives a Data PDU with the F bit set in the last
     expected sequence, before sending the Response PDU.

9.4.3  Response

     This field contains the iSCSI service response.

     iSCSI service response codes defined in this specification are:

       0x00 - Command Completed at Target
       0x01 - Target Failure
       0x80-0xff - Vendor specific

     The Response is used to report a Service Response. The exact mapping
     of the iSCSI response codes to SAM service response symbols is outside
     the scope of this document.

     Certain iSCSI conditions result in the command being terminated at the
     target (response Command Completed at Target) with a SCSI Check Condi-
     tion Status as outlined in the next table:

     +--------------------------+----------+---------------------------+
     | Reason                   |Sense     | Additional Sense Code &   |
     |                          |Key       | Qualifier                 |
     +--------------------------+----------+---------------------------+
     | Unexpected unsolicited   |Aborted   | ASC = 0x0c ASCQ = 0x0c    |
     | data                     |Command-0B| Write Error               |
     +--------------------------+----------+---------------------------+
     | Not enough unsolicited   |Aborted   | ASC = 0x0c ASCQ = 0x0d    |
     | data                     |Command-0B| Write Error               |
     +--------------------------+----------+---------------------------+
     | Protocol Service CRC     |Aborted   | ASC = 0x47 ASCQ = 0x05    |
     | error                    |Command-0B| CRC Error Detected        |
     +--------------------------+----------+---------------------------+
     | SNACK rejected           |Aborted   | ASC = 0x11 ASCQ = 0x13    |
     |                          |Command-0B| Read Error                |
     +--------------------------+----------+---------------------------+

     The target reports the "Not enough unsolicited data" condition only if
     it does not support output (write) operations in which the total data
     length is higher than FirstBurstSize, but the initiator sent less than
     FirstBurstSize amount of unsolicited data, and out-of-order R2Ts can-
     not be used.

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9.4.4  Residual Count

     The Residual Count field is only valid in the case where either the U
     bit or the O bit is set. If neither bit is set, the Residual Count
     field SHOULD be zero. If the O bit is set, the Residual Count indi-
     cates the number of bytes that were not transferred because the initi-
     ator's Expected Data Transfer Length was not sufficient. If the U bit
     is set, the Residual Count indicates the number of bytes that were not
     transferred out of the number of bytes expected to be transferred.

9.4.5  Bidirectional Read Residual Count

     The Bidirectional Read Residual Count field is only valid in the case
     where either the u bit or the o bit is set. If neither bit is set, the
     Bidirectional Read Residual Count field SHOULD be zero. If the o bit
     is set, the Bidirectional Read Residual Count indicates the number of
     bytes that were not transferred to the initiator because the initia-
     tor's Expected Bidirectional Read Transfer Length was not sufficient.
     If the u bit is set, the Bidirectional Read Residual Count indicates
     the number of bytes that were not transferred to the initiator out of
     the number of bytes expected to be transferred.

9.4.6  Data Segment - Sense and Response Data Segment

     iSCSI targets MUST support and enable autosense.  If Status is CHECK
     CONDITION (0x02), then the Data Segment contains sense data for the
     failed command.

     For some iSCSI responses, the response data segment MAY contain some
     response related information, (e.g., for a target failure, it may con-
     tain a vendor specific detailed description of the failure).

     If the DataSegmentLength is not 0, the format of the Data Segment is
     as follows:





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     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|SenseLength                    | Sense Data                    |
       +---------------+---------------+---------------+---------------+
      x/ Sense Data                                                    /
       +---------------+---------------+---------------+---------------+
      y/ Response Data                                                 /
       /                                                               /
       +---------------+---------------+---------------+---------------+
      z|

9.4.6.1  SenseLength

     Length of Sense Data.

9.4.7  ExpDataSN

     The number of Data-In (read) PDUs the target has sent for the command.

     This field is reserved if the response code is not Command Completed
     at Target or the command is a write command.

9.4.8  StatSN - Status Sequence Number

     StatSN is a Sequence Number that the target iSCSI layer generates per
     connection and that in turn, enables the initiator to acknowledge sta-
     tus reception. StatSN is incremented by 1 for every response/status
     sent on a connection except for responses sent as a result of a retry
     or SNACK.  In the case of responses sent due to a retransmission
     request, the StatSN MUST be the same as the first time the PDU was
     sent unless the connection has since been restarted.

9.4.9  ExpCmdSN - Next Expected CmdSN from this Initiator

     ExpCmdSN is a Sequence Number that the target iSCSI returns to the
     initiator to acknowledge command reception. It is used to update a
     local register with the same name. An ExpCmdSN equal to MaxCmdSN+1
     indicates that the target cannot accept new commands.





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9.4.10  MaxCmdSN - Maximum CmdSN from this Initiator

     MaxCmdSN is a Sequence Number that the target iSCSI returns to the
     initiator to indicate the maximum CmdSN the initiator can send. It is
     used to update a local register with the same name. If MaxCmdSN is
     equal to ExpCmdSN-1, this indicates to the initiator that the target
     cannot receive any additional commands.  When MaxCmdSN changes at the
     target while the target has no pending PDUs to convey this information
     to the initiator, it MUST generate a NOP-IN to carry the new MaxCmdSN.





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9.5  Task Management Function Request

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|I| 0x02      |1| Function    | Reserved                      |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| Logical Unit Number (LUN) or Reserved                         |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Referenced Task Tag or 0xffffffff                             |
       +---------------+---------------+---------------+---------------+
     24| CmdSN                                                         |
       +---------------+---------------+---------------+---------------+
     28| ExpStatSN                                                     |
       +---------------+---------------+---------------+---------------+
     32| RefCmdSN or Reserved                                          |
       +---------------+---------------+---------------+---------------+
     36| ExpDataSN or Reserved                                         |
       +---------------+---------------+---------------+---------------+
     40/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48

9.5.1  Function

     The Task Management functions provide an initiator with a way to
     explicitly control the execution of one or more Tasks (SCSI and iSCSI
     tasks). The Task Management functions are listed below. For a more
     detailed description of SCSI task management, see [SAM2].

           1    ABORT TASK - aborts the task identified by the Referenced
             Task Tag field.

           2    ABORT TASK SET - aborts all Tasks issued via this session
             on the logical unit.


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       3    CLEAR ACA - clears the Auto Contingent Allegiance condi-
         tion.

       4    CLEAR TASK SET - aborts all Tasks for the Logical Unit.

       5    LOGICAL UNIT RESET

       6    TARGET WARM RESET

       7    TARGET COLD RESET

       8    TASK REASSIGN - reassigns connection allegiance for the
         task identified by the Initiator Task Tag field to this con-
         nection, thus resuming the iSCSI exchanges for the task.

     For all these functions, the Task Management Function Response MUST be
     returned as detailed in Section 9.6 Task Management Function
     Response. All these functions apply to the referenced tasks regard-
     less of whether they are proper SCSI tasks or tagged iSCSI operations.
     Task management requests must act on all the commands having a CmdSN
     lower than the task management CmdSN. If the task management request
     is marked for immediate delivery it must be considered immediately for
     execution but the operations involved (all or part of them) may be
     postponed to allow the target to receive all relevant tasks. According
     to [SAM2] for all the tasks covered by the task management response
     (i.e., with CmdSN not higher than the task management command CmdSN),
     additional responses MUST NOT be delivered to the SCSI layer after the
     task management response. The iSCSI initiator MAY deliver to the SCSI
     layer all responses received before the task management response
     (i.e., it is a matter of implementation if the SCSI responses -
     received before the task management response but after the task man-
     agement request was issued - are delivered to the SCSI layer by the
     iSCSI layer in the initiator). The iSCSI target MUST ensure that no
     responses for the tasks covered by a task management function are
     delivered to the iSCSI initiator after the task management response.

     For ABORT TASK SET and CLEAR TASK SET, the issuing initiator MUST con-
     tinue to respond to all valid target transfer tags (received via R2T,
     Text Response, NOP-In, or SCSI Data-in PDUs) related to the affected
     task set, even after issuing the task management request.  The issuing
     initiator SHOULD however terminate (i.e. by setting the F-bit to 1)
     these response sequences as quickly as possible, and it is recommended
     to terminate all responses with no data.  The target on its part, MUST
     wait for responses on all affected target transfer tags before acting
     on either of these two task management requests.  In case entire/part

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     of the response sequence is not received (due to digest errors) for a
     valid TTT, the target MAY treat it as a case of within-command error
     recovery class (section 6.12.1) if it is supporting ErrorRecovery-
     Level >= 1, or alternatively may drop the connection to complete the
     requested task set function.

     If the connection is still active (it is not undergoing an implicit or
     explicit logout), ABORT TASK MUST be issued on the same connection to
     which the task to be aborted is allegiant at the time the Task Manage-
     ment Request is issued. If the connection is implicitly or explicitly
     logged out (i.e., no other request will be issued on the failing con-
     nection and no other response will be received on the failing connec-
     tion), then an ABORT TASK function request may be issued on another
     connection. This Task Management request will then establish a new
     allegiance for the command to be aborted as well as abort it (i.e.,
     the task to be aborted will not have to be retried or reassigned, and
     its status, if issued but not acknowledged, will be reissued followed
     by the task management response).

     For the LOGICAL UNIT RESET function, the target MUST behave as dic-
     tated by the Logical Unit Reset function in [SAM2].

     The TARGET RESET function (WARM and COLD) implementation is OPTIONAL
     and when implemented, should act as described below. Target Reset MAY
     also be subject to SCSI access controls for the requesting initiator.
     When authorization fails at the target, the appropriate response as
     described in Section 9.6 Task Management Function Response must be
     returned by the target.

     For the TARGET WARM RESET and TARGET COLD RESET functions, the target
     cancels all pending operations. Both functions are equivalent to the
     Target Reset function specified by [SAM2]. They can affect many other
     initiators.

     In addition, for the TARGET COLD RESET, the target MUST then terminate
     all of its TCP connections to all initiators (all sessions are termi-
     nated).

     For the TASK REASSIGN function, the target should reassign the connec-
     tion allegiance to this new connection (and thus resume iSCSI
     exchanges for the task). TASK REASSIGN MUST be received by the target
     ONLY after the connection on which the command was previously execut-


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     ing has been successfully logged-out. For additional usage semantics
     see Section 6.1 Retry and Reassign in Recovery.


     TASK REASSIGN MUST be issued as an immediate command.


9.5.2  LUN

     This field is required for functions that address a specific LU (ABORT
     TASK, CLEAR TASK SET, ABORT TASK SET, CLEAR ACA, LOGICAL UNIT RESET)
     and is reserved in all others.

9.5.3  Referenced Task Tag

     The Initiator Task Tag of the task to be aborted for the ABORT TASK
     function or reassigned for the TASK REASSIGN function.
     For all the other functions this field MUST be set to the reserved
     value 0xffffffff.

9.5.4  RefCmdSN

     For the ABORT TASK function, initiators MUST always set this to the
     CmdSN of the task identified by the Initiator Task Tag field. Targets
     must use this field as described in section 9.6.1 when the task
     identified by the ITT field is not with the target.

     Otherwise this field is reserved.

9.5.5  ExpDataSN

     If the function is TASK REASSIGN, which establishes a new connection
     allegiance for a previously issued Read or Bidirectional command,
     this field will contain the next consecutive input DataSN number
     expected by the initiator (no gaps) for the referenced command in a
     previous execution. The initiator MUST discard any discontiguous data
     PDUs from the previous execution and the target MUST retransmit all
     data previously transmitted in Data-in PDUs (if any) starting with
     ExpDataSN.  The number of retransmitted PDUs, may or may not be the
     same as the original transmission, depending on if there was a change
     in MaxRecvPDULength in the reassignment.

     Otherwise, this field is reserved.


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9.6  Task Management Function Response


     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x22      |1| Reserved    | Response      | Reserved      |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------------------------------------------------------+
      8/ Reserved                                                      /
       /                                                               /
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48| Digest (if any)                                               |
       +---------------------------------------------------------------+

     For the functions ABORT TASK, ABORT TASK SET, CLEAR ACA, CLEAR TASK
     SET, LOGICAL UNIT RESET, and TARGET WARM RESET, the target performs
     the requested Task Management function and sends a Task Management
     Response back to the initiator.

9.6.1  Response

     The target provides a Response, which may take on the following val-
     ues:

        a)    0 - Function Complete
        b)    1 - Task does not exist
        c)    2 - LUN does not exist.
        d)    3 - Task still allegiant.

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        e)    4 - Task failover not supported.
        f)    5 - Task management function not supported.
        g)    6 - Function authorization failed.
        h)  255 - Function Rejected.

     All other values are reserved.

     For a discussion on usage of response codes 3 and 4, see Section 6.1.2
     Allegiance Reassignment.

     For the TARGET COLD RESET and TARGET WARM RESET functions, the target
     cancels all pending operations.  For the TARGET COLD RESET function,
     the target MUST then close all of its TCP connections to all initia-
     tors (terminates all sessions).

     The mapping of the response code into a SCSI service response code, if
     needed, is outside the scope of this document.

     The response to ABORT TASK SET and CLEAR TASK SET MUST be issued by
     the target only after all the commands affected have been received by
     the target, the corresponding task management functions have been
     executed by the SCSI target and the delivery of all responses deliv-
     ered until the task management function completion have been con-
     firmed (acknowledged through ExpStatSN) by the initiator on all
     connections of this session.  For the exact timeline of events, refer
     Section 9.6.2 Task Management actions on task sets.

     For the ABORT TASK function,

        a)  if the ITT identifies a valid task leading to a successful ter-
        mination, targets must return the "Function complete" response.
        b)  if the ITT does not identify an existing task but if the CmdSN
        indicated by the RefCmdSN field in the task management function
        request is within the valid CmdSN window (between MaxCmdSN and
        ExpCmdSN), targets must consider the CmdSN received and return the
        "Function complete" response.
        c)  if the ITT does not identify an existing task and if the CmdSN
        indicated by the RefCmdSN field in the task management function
        request is outside the valid CmdSN window, targets must return the
        "Task does not exist" response.




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9.6.2  Task Management actions on task sets

     The execution of ABORT TASK SET and CLEAR TASK SET task management
     function requests consists of the following sequence of events in the
     specified order on each of the entities.

     The initiator:

           a)  issues ABORT TASK SET/CLEAR TASK SET request.
           b)  continues to respond to each target transfer tag received
               for the affected task set.
           c)  receives any responses for the tasks in the affected task
               set (may process them as usual since they are guaranteed to
               be valid).
           d)  receives the task set management response, thus concluding
               all the tasks in the affected task set.

     The target:

           a)  receives the ABORT TASK SET/CLEAR TASK SET request.
           b)  waits for all target transfer tags to be responded and also
               for all affected tasks in the task set to be received.
           c)  propagates the command up to and receives the response from
               the target SCSI layer.
           d)  takes note of last-sent StatSN on each of the connections in
               the session, and waits for acknowledgement of each StatSN
               (may solicit for acknowledgement by way of a NOP-In).
           e)  sends the task set management response.





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9.7  SCSI Data-out & SCSI Data-in

     The SCSI Data-out PDU for WRITE operations has the following format:


     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x05      |F| Reserved                                    |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN or Reserved                                               |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Target Transfer Tag or 0xffffffff                             |
       +---------------+---------------+---------------+---------------+
     24| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     28| ExpStatSN                                                     |
       +---------------+---------------+---------------+---------------+
     32| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     36| DataSN                                                        |
       +---------------+---------------+---------------+---------------+
     40| Buffer Offset                                                 |
       +---------------+---------------+---------------+---------------+
     44| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     48| Digests if any...                                             |
       +---------------+---------------+---------------+---------------+
       / DataSegment                                                   /
      +/                                                               /
       +---------------+---------------+---------------+---------------+

     The SCSI Data-in PDU for READ operations has the following format:





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     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x25      |F|A|0 0 0|O|U|S| Reserved      |Status or Rsvd |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN or Reserved                                               |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Target Transfer Tag or 0xffffffff                             |
       +---------------+---------------+---------------+---------------+
     24| StatSN or Reserved                                            |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36| DataSN                                                        |
       +---------------+---------------+---------------+---------------+
     40| Buffer Offset                                                 |
       +---------------+---------------+---------------+---------------+
     44| Residual Count                                                |
       +---------------+---------------+---------------+---------------+
     48| Header Digest (if any)                                        |
       +---------------+---------------+---------------+---------------+
       / DataSegment (and digest if any)                               /
      +/                                                               /
       +---------------+---------------+---------------+---------------+


     Status can accompany the last Data-in PDU if the command did not end
     with an exception (i.e., the status is "good status" - GOOD, CONDITION
     MET or INTERMEDIATE CONDITION MET).  The presence of status (and of a
     residual count) is signaled though the S flag bit.  Although targets
     MAY choose to send even non-exception status in separate responses,
     initiators MUST support non-exception status in Data-In PDUs.



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9.7.1  F (Final) Bit

     For outgoing data, this bit is 1 for the last PDU of unsolicited data
     or the last PDU of a sequence that answers an R2T.

     For incoming data, this bit is 1 for the last input (read) data PDU of
     a sequence.  Input can be split into several sequences, each having
     its own F bit. Splitting the data stream into sequences does not
     affect DataSN counting on Data-In PDUs. It MAY be used as a "change
     direction" indication for Bidirectional operations that need such a
     change.

     DataSegmentLength MUST not exceed MaxRecvPDULength for the direction
     it is sent and the total of all the DataSegmentLength of all PDUs in a
     sequence MUST not exceed MaxBurstSize (or FirstBurstSize for unsolic-
     ited data).  However the number of individual PDUs in a sequence (or
     in total) may be higher than the MaxBurstSize (or FirstBurstSize) to
     MaxRecvPDULength ratio (as PDUs may be limited in size by the sender
     capabilities).  Using DataSegmentLength of 0 may increase beyond what
     is reasonable the number of PDUs and should therefore be avoided.

     For Bidirectional operations, the F bit is 1 for both the end of the
     input sequences as well as the end of the output sequences.

9.7.2  A (Acknowledge) bit

     For sessions with ErrorRecoveryLevel 1 or higher, the target sets this
     bit to 1 to indicate that it requests a positive acknowledgement from
     the initiator for the data received.  The target should use the A bit
     moderately; it MAY set the A bit to 1 only once every MaxBurstSize
     bytes or on the last Data-In PDU that concludes the entire requested
     read data transfer for the task from the target's perspective, and
     MUST NOT do so more frequently than this.

     On receiving a Data-In PDU with the A bit set to 1, if there are no
     holes in the read data until that Data-In PDU, the initiator MUST
     issue a SNACK of type DataACK except when it is able to acknowledge
     the status for the task immediately via ExpStatSN on other outbound
     PDUs if the status for the task is also received; in this later case
     (acknowledgement through ExpStatSN) sending a SNACK of type DataACK
     in response to the A bit is not mandatory but if it is done it must
     not be sent after the status acknowledgement through ExpStatSN.  If
     the initiator has detected holes in the read data until that Data-In
     PDU, it MUST postpone issuing the SNACK of type DataACK until the

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     holes are filled. An initiator also MUST NOT acknowledge the status
     for the task before those holes are filled.  A status acknowledgement
     for a task that generated the Data-In PDUs is considered by the target
     as an implicit acknowledgement of the Data-In PDUs if such an acknowl-
     edgement was requested by the target.

9.7.3  Target Transfer Tag

     On outgoing data, the Target Transfer Tag is provided to the target if
     the transfer is honoring an R2T. In this case, the Target Transfer Tag
     field is a replica of the Target Transfer Tag provided with the R2T.

     On incoming data, the Target Transfer Tag MUST be provided by the tar-
     get if the A bit is set to 1. The Target Transfer Tag and LUN are cop-
     ied by the initiator in the SNACK of  type DataACK that it issues as a
     result of receiving a SCSI Data-in PDU with the A bit set to 1.

     The Target Transfer Tag values are not specified by this protocol
     except that the value 0xffffffff is reserved and means that the Target
     Transfer Tag is not supplied.  If the Target Transfer Tag is provided,
     then the LUN field MUST hold a valid value and be consistent with
     whatever was specified with the command; otherwise, the LUN field is
     reserved.

9.7.4  StatSN

     This field MUST ONLY be set if the S bit is set to 1.

9.7.5  DataSN

     For input (read) data PDUs, the DataSN is the data PDU number (start-
     ing with 0) within the data transfer for the command identified by the
     Initiator Task Tag.

     For output (write) data PDUs, the DataSN is the data PDU number
     (starting with 0) within the current output sequence. The current out-
     put sequence is either identified by the Initiator Task Tag (for unso-
     licited data) or is a data sequence generated for one R2T (for data
     solicited through R2T).

     Any input or output data sequence MUST contain less than 2**32 num-
     bered PDUs.



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9.7.6  Buffer Offset

     The Buffer Offset field contains the offset of this PDU payload data
     within the complete data transfer. The sum of the buffer offset and
     length should not exceed the expected transfer length for the command.

     The order of data PDUs within a sequence is determined by DataPDUInOr-
     der. When set to Yes, it means that PDUs have to be in increasing
     Buffer Offset order and overlays are forbidden.

     The ordering between sequences is determined by DataSequenceInOrder.
     When set to Yes, it means that sequences have to be in increasing
     Buffer Offset order and overlays are forbidden.

9.7.7  DataSegmentLength

     This is the data payload length of a SCSI Data-In or SCSI Data-Out
     PDU. The sending of 0 length data segments should be avoided, but ini-
     tiators and targets MUST be able to properly receive 0 length data
     segments.

     The Data Segments of Data-in and Data-out PDUs SHOULD be filled to the
     integer number of 4 byte words (real payload) unless the F bit is set
     to 1.

9.7.8  Flags (byte 1)

     The last SCSI Data packet sent from a target to an initiator for a
     SCSI command that completed successfully (with a status of GOOD, CON-
     DITION MET, INTERMEDIATE or INTERMEDIATE CONDITION MET) may also
     optionally contain the Status for the data transfer.  In this case,
     Sense Data cannot be sent together with the Command Status.  If the
     command is completed with an error, then the response and sense data
     MUST be sent in a SCSI Response PDU (i.e., MUST NOT be sent in a SCSI
     Data packet). For Bidirectional commands, the status MUST be sent in a
     SCSI Response PDU.

       bit 2-3 - Reserved

       bit 5-6 - used the same as in a SCSI Response.

       bit 7 S (status)- set to indicate that the Command Status field
         contains status. If this bit is set to 1 the F bit MUST also
         be set to 1.


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     The fields StatSN, Status and Residual Count have meaningful content
     only if the S bit is set to 1 and they values are as define in Section
     9.4 SCSI Response.





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9.8  Ready To Transfer (R2T)

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x31      |1| Reserved                                    |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN                                            |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Target Transfer Tag                                           |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36| R2TSN                                                         |
       +---------------+---------------+---------------+---------------+
     40| Buffer Offset                                                 |
       +---------------+---------------+---------------+---------------+
     44| Desired Data Transfer Length                                  |
       +---------------------------------------------------------------+
     48| Digest (if any)                                               |
       +---------------------------------------------------------------+


     When an initiator has submitted a SCSI Command with data that passes
     from the initiator to the target (WRITE), the target may specify which
     blocks of data it is ready to receive. The target may request that the
     data blocks be delivered in whichever order is convenient for the tar-
     get at that particular instant. This information is passed from the
     target to the initiator in the Ready To Transfer (R2T) PDU.





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     In order to allow write operations without an explicit initial R2T,
     the initiator and target MUST have negotiated the key InitialR2T to No
     during Login.

     An R2T MAY be answered with one or more SCSI Data-out PDUs with a
     matching Target Transfer Tag. If an R2T is answered with a single
     Data-out PDU, the Buffer Offset in the Data PDU MUST be the same as
     the one specified by the R2T. The data length of the Data PDU MUST be
     the same as the Desired Data Transfer Length specified in the R2T. If
     the R2T is answered with a sequence of Data PDUs, the Buffer Offset
     and Length MUST be within the range of those specified by R2T, and the
     last PDU MUST have the F bit set to 1. If the last PDU (marked with
     the F bit) is received before the Desired Data Transfer Length is
     transferred, a target MAY choose to Reject that PDU with "Protocol
     error" reason code.  DataPDUInOrder governs the Data-Out PDU order-
     ing. If DataPDUInOrder is set to Yes, the Buffer Offsets and Lengths
     for consecutive PDUs MUST form a continuous non-overlapping range and
     the PDUs MUST be sent in increasing offset order.

     The target may send several R2T PDUs (up to a negotiated number).  It,
     therefore, can have a number of pending data transfers.  Within a con-
     nection, outstanding R2Ts MUST be fulfilled by the initiator in the
     order in which they were received.

     DataSequenceInOrder governs the buffer offset ordering in consecutive
     R2Ts. If DataSequenceInOrder is Yes, then consecutive R2Ts SHOULD
     refer to continuous non-overlapping ranges.

9.8.1  R2TSN

     R2TSN is the R2T PDU number (starting with 0) within the command iden-
     tified by the Initiator Task Tag.

     The number of R2Ts in a command MUST be less than 2**32-1.

9.8.2  StatSN

     The StatSN field will contain the next StatSN. The StatSN for this
     connection is not advanced.

9.8.3  Desired Data Transfer Length and Buffer Offset

     The target specifies how many bytes it wants the initiator to send
     because of this R2T PDU.  The target may request the data from the

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     initiator in several chunks, not necessarily in the original order of
     the data.  The target, therefore, also specifies a Buffer Offset that
     indicates the point at which the data transfer should begin, relative
     to the beginning of the total data transfer. The Desired Data Transfer
     Length SHOULD not be 0 and MUST not exceed MaxBurstSize.

9.8.4  Target Transfer Tag

     The target assigns its own tag to each R2T request that it sends to
     the initiator. This tag can be used by the target to easily identify
     the data it receives.  The Target Transfer Tag and LUN are copied in
     the outgoing data PDUs and are used by the target only. There is no
     protocol rule about the Target Transfer Tag except that the value
     0xffffffff is reserved and MUST never be sent by a target in an
     R2T.





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9.9  Asynchronous Message

     An Asynchronous Message may be sent from the target to the initiator
     without corresponding to a particular command. The target specifies
     the reason for the event and sense data.

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x32      |1| Reserved                                    |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN                                                           |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| 0xffffffff                                                    |
       +---------------+---------------+---------------+---------------+
     20| Reserved                             |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36| AsyncEvent    | AsyncVCode    | Parameter1 or Reserved        |
       +---------------+---------------+---------------+---------------+
     40| Parameter2 or Reserved        | Parameter3 or Reserved        |
       +---------------+---------------+---------------+---------------+
     44| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     48| Digests if any...                                             |
       +---------------+---------------+---------------+---------------+
       / DataSegment - Sense Data and iSCSI Event Data                  /
      +/                                                               /
       +---------------+---------------+---------------+---------------+


     Some Asynchronous Messages are strictly related to iSCSI while others
     are related to SCSI [SAM2].


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     StatSN counts this PDU as an acknowledgeable event (StatSN is
     advanced), which allows for initiator and target state synchroniza-
     tion.

9.9.1  AsyncEvent

     The codes used for iSCSI Asynchronous Messages (Events) are:

       0 - a SCSI Asynchronous Event is reported in the sense data.
         Sense Data that accompanies the report, in the data segment,
         identifies the condition. The sending of a SCSI Event (Asyn-
         chronous Event Notification in SCSI terminology) is controlled
         by a SCSI Control Mode Page bit.

       1 - target requests Logout. This Async Message MUST be sent on
         the same connection as the one requesting to be logged out.
         The initiator MUST honor this request by issuing a Logout as
         early as possible, but no later than Parameter3 seconds.
         Initiator MUST send a Logout with a reason code of "Close the
        connection" (if not the only connection) OR "Close the session"
         to close all the connections (if using multiple connections).
         Once this message is received, the initiator SHOULD NOT issue
         new iSCSI commands.  The target MAY reject any new I/O
         requests that it receives after this Message with the reason
         code "Waiting for Logout".  If the initiator does not Logout
         in Parameter3 seconds, the target should send an Async PDU
         with iSCSI event code "Dropped the connection" if possible, or
         simply terminate the transport connection. Parameter1 and
         Parameter2 are reserved.

       2 - target indicates it will drop the connection.
         The Parameter1 field indicates the CID of the connection going
         to be dropped.
         The Parameter2 field (Time2Wait) indicates, in seconds, the
         minimum time to wait before attempting to reconnect or reas-
         sign.
         The Parameter3 field (Time2Retain) indicates the maximum time
         allowed to reassign commands after the initial wait (in
         Parameter2).
         If the initiator does not attempt to reconnect and/or reassign
         the outstanding commands within the time specified by
         Parameter3, or if Parameter3 is 0, the target will terminate
         all outstanding commands on this connection; no other
         responses should be expected from the target for the outstand-
         ing commands on this connection in this case.
         A value of 0 for Parameter2 indicates that reconnect can be
         attempted immediately.


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       3 - target indicates it will drop all the connections of this
         session.
         Parameter1 field is reserved.
         The Parameter2 field (Time2Wait) indicates, in seconds, the
         minimum time to wait before attempting to reconnect.
         The Parameter3 field (Time2Retain) indicates the maximum time
         allowed to reassign commands after the initial wait (in
         Parameter2).
         If the initiator does not attempt to reconnect and/or reassign
         the outstanding commands within the time specified by
         Parameter3, or if Parameter3 is 0, the session is terminated.
         In this case, the target will terminate all outstanding com-
         mands in this session; no other responses should be expected
         from the target for the outstanding commands in this session.
         A value of 0 for Parameter2 indicates that reconnect can be
         attempted immediately.

       255 - vendor specific iSCSI Event. The AsyncVCode details the
         vendor code, and data MAY accompany the report.

     All other event codes are reserved.

9.9.2  AsyncVCode

     AsyncVCode is a vendor specific detail code that is valid only if the
     AsyncEvent field indicates a vendor specific event. Otherwise, it is
     reserved.

9.9.3  Sense Data and iSCSI Event Data

     For a SCSI Event, this data accompanies the report in the data segment
     and identifies the condition.

     For an iSCSI Event, additional vendor-unique data MAY accompany the
     Async event.  Initiators MAY ignore the data when not understood while
     processing the rest of the PDU.

     If the DataSegmentLength is not 0, the format of the Data Segment is
     as follows:





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     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|SenseLength                    | Sense Data                    |
       +---------------+---------------+---------------+---------------+
      x/ Sense Data                                                    /
       +---------------+---------------+---------------+---------------+
      y/ iSCSI Event Data                                                 /
       /                                                               /
       +---------------+---------------+---------------+---------------+
      z|

9.9.3.1  SenseLength

     Length of Sense Data.





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9.10  Text Request

     The Text Request is provided to allow for the exchange of information
     and for future extensions. It permits the initiator to inform a target
     of its capabilities or to request some special operations.

     An initiator MUST have only one outstanding Text Request on a connec-
     tion at any given time.

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|I| 0x04      |F| Reserved                                    |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN or Reserved                                               |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Target Transfer Tag or 0xffffffff                             |
       +---------------+---------------+---------------+---------------+
     24| CmdSN                                                         |
       +---------------+---------------+---------------+---------------+
     28| ExpStatSN                                                     |
       +---------------+---------------+---------------+---------------+
     32/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48| Digests if any                                                |
       +---------------+---------------+---------------+---------------+
       / DataSegment (Text)                                            /
      +/                                                               /
       +---------------+---------------+---------------+---------------+


9.10.1  F (Final) Bit

     When set to 1,  indicates that this is the last or only text request
     in a sequence of commands; otherwise, it indicates that more commands
     will follow.

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9.10.2  Initiator Task Tag

     The initiator assigned identifier for this Text Request.
     If the command is sent as part of a sequence of text requests and
     responses, the Initiator Task Tag MUST be the same for all the
     requests within the sequence (similar to linked SCSI commands).

9.10.3  Target Transfer Tag

     When the Target Transfer Tag is set to the reserved value 0xffffffff,
     it tells the target that this is a new request and the target should
     reset any internal state associated with the Initiator Task Tag.

     The target sets the Target Transfer Tag in a text response to a value
     other than the reserved value 0xffffffff whenever it indicates that it
     has more data to send or more operations to perform that are associ-
     ated with the specified Initiator Task Tag. It MUST do so whenever it
     sets the F bit to 0 in the response. By copying the Target Transfer
     Tag from the response to the next Text Request, the initiator tells
     the target to continue the operation for the specific Initiator Task
     Tag. The initiator MUST ignore the Target Transfer Tag in the Text
     Response when the F bit is set to 1.

     This mechanism allows the initiator and target to transfer a large
     amount of textual data over a sequence of text-command/text-response
     exchanges or to perform extended negotiation sequences.

     If the Target Transfer Tag is not 0xffffffff the LUN field must be the
     one sent by the target in the Text Response.

     A target MAY reset its internal state if an exchange is stalled by the
     initiator for a long time or if it is running out of resources.

     Long text responses are handled as in the following example:

       I->T Text SendTargets=all (F=1,TTT=0xffffffff)
       T->I Text <part 1> (F=0,TTT=0x12345678)
       I->T Text <empty> (F=1, TTT=0x12345678)
       T->I Text <part 2> (F=0, TTT=0x12345678)
       I->T Text <empty> (F=1, TTT=0x12345678)
       ...
       T->I Text <part n> (F=1, TTT=0xffffffff)



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9.10.4  Text

     The data lengths of a text request MUST NOT exceed the iSCSI target
     MaxRecvPDULength (a per connection and per direction negotiated
     parameter).  The text format is specified in Section 4.2 Text Mode
     Negotiation.

     Chapter 10 and Chapter 11 list some basic Text key=value pairs, some
     of which can be used in Login Request/Response and some in Text
     Request/Response.

     A key=value pair can span Text request or response boundaries (i.e., a
     key=value pair can start in one PDU and continue on the next).

     The target responds by sending its response back to the initiator. The
     response text format is similar to the request text format.

     As text for text requests and responses can span several PDUs (e.g.,
     if the PDU length does not allow the whole text to be contained in a
     single PDU), the text response MAY refer to key=value pairs presented
     in an earlier text request and the text in the request may refer to
     earlier responses.

     Text operations are usually meant for parameter setting/negotiations,
     but can also be used to perform some long lasting operations.

     Text operations that take a long time should be placed in their own
     Text request.





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9.11  Text Response

     The Text Response PDU contains the target's responses to the initia-
     tor's Text request. The format of the Text field matches that of the
     Text request.

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x24      |F| Reserved                                    |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN or Reserved                                               |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Target Transfer Tag or 0xffffffff                             |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48| Digests if any...                                             |
       +---------------+---------------+---------------+---------------+
       / DataSegment (Text)                                            /
      +/                                                               /
       +---------------+---------------+---------------+---------------+

9.11.1  F (Final) Bit

     When set to 1, in response to a text request with the Final bit set to
     1, the F bit indicates that the target has finished the whole opera-
     tion.  Otherwise, if set to 0 in response to a text request with the
     Final Bit set to 1, it indicates that the target has more work to do
     (invites a follow-on text request).  A text response with the F bit

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     set to 1 in response to a text request with the F bit set to 0 is a
     protocol error.

     A text response with the F bit set to 1 MUST NOT contain key=value
     pairs that may require additional answers from the initiator.

     A text response with the F bit set to 1 MUST have a Target Transfer
     Tag field set to the reserved value of 0xffffffff.

     A text response with the F bit set to 0 MUST have a Target Transfer
     Tag field set to a value other than the reserved 0xffffffff.

9.11.2  Initiator Task Tag

     The Initiator Task Tag matches the tag used in the initial Text
     request.

9.11.3  Target Transfer Tag

     When a target has more work to do (e.g., cannot transfer all the
     remaining text data in a single Text response or has to continue the
     negotiation) and has enough resources to proceed, it MUST set the Tar-
     get Transfer Tag to a value other than the reserved value of
     0xffffffff.  Otherwise the Target Transfer Tag MUST be set to
     0xffffffff.

     When the Target Transfer Tag is not 0xffffffff the LUN field may be
     significant.

     The initiator MUST copy the Target Transfer Tag and LUN in its next
     request to indicate that it wants the rest of the data.

     If the target receives a Text Request with the Target Transfer Tag set
     to the reserved value of 0xffffffff, it discards its internal informa-
     tion (resets state) associated with the given Initiator Task Tag.

     When a target cannot finish the operation in a single text response,
     and does not have enough resources to continue it rejects the Text
     request with the appropriate Reject code. A target may reset its
     internal state associated with an Initiator Task Tag, state expressed
     through the Target Transfer Tag if the initiator fails to continue the
     exchange for some time. The target may reject subsequent Text requests
     with the Target Transfer Tag set to the "stale" value.


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9.11.4  Text Response Data

     The data lengths of a text response MUST NOT exceed the iSCSI initia-
     tor MaxRecvPDULength (a per connection and per direction negotiated
     parameter).  The text format is specified in Section 4.2 Text Mode
     Negotiation.

     Chapter 10 and Chapter 11 list some basic Text key=value pairs, some
     of which can be used in Login Request/Response and some in Text
     Request/Response.

     As text for text requests and responses can span several PDUs (e.g.,
     if the PDU length does not allow the whole text to be contained in a
     single PDU) the text response MAY refer to key=value pairs presented
     in an earlier text request.

     Although the initiator is the requesting party and controls the
     request-response initiation and termination, the target can offer
     key=value pairs of its own as part of a sequence and not only in
     response to the initiator.





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9.12  Login Request

     After establishing a TCP connection between an initiator and a target,
     the initiator MUST start a Login phase to gain further access to the
     target's resources.

     The Login Phase (see Chapter 4) consists of a sequence of Login
     requests and responses that carry the same Initiator Task Tag.

     Login requests are always considered as immediate.

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x03      |T|0|0 0|CSG|NSG| Version-max   | Version-min   |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| ISID                                                          |
       +                               +---------------+---------------+
     12|                               |TSIH                           |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| CID                           | Reserved                      |
       +---------------+---------------+---------------+---------------+
     24| CmdSN                                                         |
       +---------------+---------------+---------------+---------------+
     28| ExpStatSN   or   Reserved                                     |
       +---------------+---------------+---------------+---------------+
     32| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     36| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     40/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48/ DataSegment - Login Parameters in Text request Format         /
      +/                                                               /
       +---------------+---------------+---------------+---------------+




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9.12.1  T (Transit) Bit

     If set to 1, indicates that the initiator is ready to transit to the
     next stage.

     If the T bit is set to 1 and NSG is FullFeaturePhase, then this also
     indicates that the initiator is ready for the Final Login Response
     (see Chapter 4).

9.12.2  CSG and NSG

     Through these fields, Current Stage (CSG) and Next Stage (NSG), the
     Login negotiation commands and responses are associated with a spe-
     cific stage in the session (SecurityNegotiation, LoginOperationalNe-
     gotiation, FullFeaturePhase) and may indicate the next stage they
     want to move to (see Chapter 4).
     The next stage value is valid only when the T bit is 1; otherwise, it
     is reserved.

     The stage codes are:

       - 0 - SecurityNegotiation
       - 1 - LoginOperationalNegotiation
       - 3 - FullFeaturePhase

9.12.3  Version-max

     Maximum Version number supported.

     All Login requests within the Login phase MUST carry the same Version-
     max.

     The target MUST use the value presented with the first login request.

9.12.4  Version-min

     Minimum Version supported. The version number of the current draft is
     0x00.

     All Login requests within the Login phase MUST carry the same Version-
     min. The target MUST use the value presented with the first login
     request.




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9.12.5  ISID

     This is an initiator-defined component of the session identifier and
     is structured as follows (see [NDT] and Section 8.1.1 Conservative
     Reuse of ISIDs for details):


     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0| T |    A      |               B               |      C        |
       +---------------+---------------+---------------+---------------+
      4|               D               |
       +---------------+---------------+

     The T field identifies the format and usage of A, B, C & D as indi-
     cated bellow:

          T

          00b     OUI-format
                  A&B are a 22 bit OUI
                  (the I/G & U/L omitted)
                  C&D 24 bit qualifier
          01b     EN - format (IANA Enterprise Number)
                  A - reserved
                  B&C EN (IANA Enterprise Number)
                  D - Qualifier
          10b     "Random"
                  A - reserved
                  B&C Random
                  D - Qualifier
          11b     A,B,C&D Reserved

     For the T field values 00b and 01b a combination of A and B (for 00b)
     or B and C (for 01b) identifies the vendor or organization whose com-
     ponent (software or hardware) generates this ISID.  A vendor or orga-
     nization with one or more OUIs, or one or more Enterprise Numbers,
     MUST use at least one of these numbers and select the appropriate
     value for the T field when its components generate ISIDs.  An OUI or
     EN MUST be set in the corresponding fields in network byte order (byte
     big-endian).




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     If the T field is 10b, B and C are set to a random  24bit unsigned
     integer value in network byte order (byte big-endian).  See [NDT] for
     how this affects the principle of "conservative reuse".

     The Qualifier field is a 16 or 24 bit unsigned integer value that pro-
     vides a range of possible values for the ISID within the selected
     namespace. It may be set to any value, within the constraints speci-
     fied in the iSCSI protocol (see Section 2.4.3 Consequences of the
     Model and Section 8.1.1 Conservative Reuse of ISIDs).

     The T field of 11 is reserved.

     If the ISID is derived from something assigned to a hardware adapter
     or interface by a vendor, as a preset default value, it MUST be con-
     figurable to a value assigned according to the SCSI port behavior
     desired by the system in which it is installed (see Section 8.1.1 Con-
     servative Reuse of ISIDs and Section 8.1.2 iSCSI Name, ISID and TPGT
     Use) and the resultant ISID MUST also be persistent over power cycles,
     reboot, card swap etc..

9.12.6  TSIH

     TSIH must be set in the first Login Request.  The reserved value 0
     MUST be used on the first connection for a new session.  Otherwise the
     TSIH sent by the target at the conclusion of successful login of the
     first connection for this session MUST be used.  The TSIH identifies
     to the target, the associated existing session for this new connec-
     tion.

     All Login requests within the Login phase MUST carry the same TSIH.

     The target MUST use the value presented with the first login request.


9.12.7  Connection ID - CID

     A unique ID for this connection within the session.

     All Login requests within the Login phase MUST carry the same CID.

     The target MUST use the value presented with the first login request.




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     A Login request with a non-zero TSIH and a CID equal to that of an
     existing connection implies a logout of the connection followed by a
     Login (see Section 4.3.4 Connection reinstatement).

9.12.8  CmdSN

     CmdSN is either the initial command sequence number of a session (for
     the first Login request of a session - the "leading" login) or the
     command sequence number in the command stream (e.g., if the leading
     login carries the CmdSN 123 all other Login requests carry the CmdSN
     123 and the first non-immediate command also carries the CmdSN 123).

     The target MUST use the value presented with the first login request.

9.12.9  ExpStatSN

     This is ExpStatSN for the old connection.

     This field is valid only if the Login request restarts a connection
     (see Section 4.3.4 Connection reinstatement).

9.12.10  Login Parameters

     The initiator MAY provide some basic parameters in order to enable the
     target to determine if the initiator may use the target's resources
     and the initial text parameters for the security exchange.
     All the rules specified in Section 9.10.4 Text for text requests/
     responses also hold for login requests/responses.   Keys and their
     explanations are listed in Chapter 10 (security negotiation keys) and
     Chapter 11 (operational parameter negotiation keys). All keys in
     Chapter 11, except for the X- extension format, MUST be supported by
     iSCSI initiators and targets. Keys in Chapter 10, only need to be sup-
     ported when the function to which they refer is mandatory to imple-
     ment.





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9.13  Login Response

     The Login Response indicates the progress and/or end of the login
     phase.

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x23      |T|0 0 0|CSG|NSG| Version-max   | Version-active|
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| ISID                                                          |
       +                               +---------------+---------------+
     12|                               |TSIH                           |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36| Status-Class  | Status-Detail | Reserved                      |
       +---------------+---------------+---------------+---------------+
     40/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48/ DataSegment - Login Parameters in Text request Format         /
      +/                                                               /
       +---------------+---------------+---------------+---------------+

9.13.1  Version-max

     This is the highest version number supported by the target.

     All Login responses within the Login phase MUST carry the same Ver-
     sion-max.



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     The initiator MUST use the value presented as a response to the first
     login request.

9.13.2  Version-active

     Indicates the highest version supported by the target and initiator.
     If the target does not support a version within the range specified by
     the initiator, the target rejects the login and this field indicates
     the lowest version supported by the target.

     All Login responses within the Login phase MUST carry the same Ver-
     sion-active.

     The initiator MUST use the value presented as a response to the first
     login request.

9.13.3  TSIH

     The TSIH is the target assigned session identifying handle and its
     internal format and content are not defined by this protocol except
     for the value 0 that is reserved and used by the initiator to indicate
     a new session.  For a new session  TSIH MUST be  set by the target in
     the final response andd MUST be 0 otherwise. For an existing session
     all Login Responses MUST carry the same TSIH as the Login Request.

9.13.4  StatSN

     For the first Login Response (the response to the first Login
     Request), this is the starting status Sequence Number for the connec-
     tion. The next response of any kind, including the next login
     response, if any, in the same login phase, will carry this number + 1.
     This field is valid only if the Status-Class is 0.

9.13.5  Status-Class and Status-Detail

     The Status returned in a Login Response indicates the execution status
     of the login phase. The status includes:

       Status-Class
       Status-Detail

     0 Status-Class indicates success.




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     A non-zero Status-Class indicates an exception. In this case, Status-
     Class is sufficient for a simple initiator to use when handling
     errors, without having to look at the Status-Detail.  The Status-
     Detail allows finer-grained error recovery for more sophisticated
     initiators, as well as better information for error logging.

     The status classes are as follows:

       0 - Success - indicates that the iSCSI target successfully
            received, understood, and accepted the request. The numbering
            fields (StatSN, ExpCmdSN, MaxCmdSN) are valid only if Status-
            Class is 0.

       1 - Redirection - indicates that the initiator must take further
            action to complete the request. This is usually due to the
            target moving to a different address. All of the redirection
            status class responses MUST return one or more text key param-
            eters of the type "TargetAddress", which indicates the tar-
            get's new address.

       2 - Initiator Error (not a format error) - indicates that the
            initiator most likely caused the error. This MAY be due to a
            request for a resource for which the initiator does not have
            permission.  The request should not be tried again.

       3 - Target Error - indicates that the target sees no errors in
            the initiator's login request, but is currently incapable of
            fulfilling the request.  The initiator may re-try the same
            login request later.

     The table below shows all of the currently allocated status codes.
     The codes are in hexadecimal; the first byte is the status class and
     the second byte is the status detail.





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     -----------------------------------------------------------------
     Status        | Code | Description
                   |(hex) |
     -----------------------------------------------------------------
     Success       | 0000 | Login is proceeding OK (*1).
     -----------------------------------------------------------------
     Target Moved  | 0101 | The requested iSCSI Target Name (ITN)
     Temporarily   |      |  has temporarily moved
                   |      |  to the address provided.
     -----------------------------------------------------------------
     Target Moved  | 0102 | The requested ITN has permanently moved
     Permanently   |      |  to the address provided.
     -----------------------------------------------------------------
     Initiator     | 0200 | Miscellaneous iSCSI initiator
     Error         |      | errors.
     ----------------------------------------------------------------
     Authentication| 0201 | The initiator could not be
     Failure       |      | successfully authenticated.
     -----------------------------------------------------------------
     Authorization | 0202 | The initiator is not allowed access
     Failure       |      | to the given target.
     -----------------------------------------------------------------
     Not Found     | 0203 | The requested ITN does not
                   |      | exist at this address.
     -----------------------------------------------------------------
     Target Removed| 0204 | The requested ITN has been removed and
                   |      |no forwarding address is provided.
     -----------------------------------------------------------------
     Unsupported   | 0205 | The requested iSCSI version range is
     Version       |      | not supported by the target.
     -----------------------------------------------------------------
     Too many      | 0206 | Too many connections on this SSID
     connections   |      |
     -----------------------------------------------------------------
     Missing       | 0207 | Missing parameters (e.g., iSCSI
     parameter     |      | Initiator and/or Target Name).
     -----------------------------------------------------------------
     Can't include | 0208 | Target does not support session
     in session    |      | spanning to this connection (address)
     -----------------------------------------------------------------
     Session type  | 0209 | Target does not support this type of
     Not supported |      | of session or not from this Initiator.
     -----------------------------------------------------------------

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     Session does  | 020a | Attempt to add a connection
     not exist     |      | to an inexistent session
     -----------------------------------------------------------------
     Invalid during| 020b | Invalid Request type during Login
     login         |      |
     -----------------------------------------------------------------
     Target Error  | 0300 | Target hardware or software error.
     -----------------------------------------------------------------
     Service       | 0301 | The iSCSI service or target is not
     Unavailable   |      | currently operational.
     -----------------------------------------------------------------
     Out of        | 0302 | The target has insufficient session,
     Resources     |      | connection, or other resources.
     -----------------------------------------------------------------

     (*1)If the response T bit is 1 and the NSG is FullFeaturePhase in both
     the request and the response the login phase is finished and the ini-
     tiator may proceed to issue SCSI commands.

     If the Status Class is not 0, the initiator and target MUST close the
     TCP connection.

     If the target wishes to reject the login request for more than one
     reason, it should return the primary reason for the rejection.

9.13.6  T (Transit) bit

     The T bit is set to 1 as an indicator of the end of the stage. If the
     T bit is set to 1 and NSG is FullFeaturePhase, then this is also the
     Final Login Response (see Chapter 4). A T bit of 0 indicates a "par-
     tial" response, which means "more negotiation needed".

     A login response with a T bit set to 1 MUST NOT contain key=value
     pairs that may require additional answers from the initiator within
     the same stage.

     If the status class is 0, the T bit MUST NOT be set to 1 if the T bit
     in the request was set to 0.





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9.14  Logout Request

     The Logout request is used to perform a controlled closing of a con-
     nection.

     An initiator MAY use a logout command to remove a connection from a
     session or to close an entire session.

     After sending the Logout PDU, an initiator MUST NOT send any new iSCSI
     commands on the closing connection. If the Logout is intended to close
     the session, new iSCSI commands MUST NOT be sent on any of the connec-
     tions participating in the session.

     When receiving a Logout request with the reason code of "close the
     connection" or "close the session", the target MUST abort all pending
     commands, whether acknowledged or not, on that connection or session
     respectively. When receiving a Logout request with the reason code
     "remove connection for recovery", the target MUST discard all
     requests not yet acknowledged that were issued on the specified con-
     nection and suspend all data/status/R2T transfers on behalf of pend-
     ing commands on the specified connection.  The target then issues the
     Logout response and half-closes the TCP connection (sends FIN).  After
     receiving the Logout response and attempting to receive the FIN (if
     still possible), the initiator MUST completely close the logging-out
     connection. For the terminated commands, no additional responses
     should be expected.

     A Logout for a CID may be performed on a different transport connec-
     tion when the TCP connection for the CID has already been terminated.
     In such a case, only a logical "closing" of the iSCSI connection for
     the CID is implied with a Logout.

     All commands that were not terminated or not completed (with status)
     and acknowledged when the connection is closed completely can be reas-
     signed to a new connection if the target supports connection recovery.

     If an initiator intends to start recovery for a failing connection, it
     MUST use either the Logout command to "clean-up" the target end of a
     failing connection and enable recovery to start, or use the restart
     option of the Login command for the same effect.  In sessions with a
     single connection, this may imply the opening of a second connection
     with the sole purpose of cleaning-up the first. In this case, the
     restart option of the Login should be used.


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     Sending a logout request with the reason code of "close the connec-
     tion" or "remove the connection for recovery" may result in the dis-
     carding of some unacknowledged commands. Those holes in command
     sequence numbers will have to be handled by appropriate recovery (see
     Chapter 6) unless the session is also closed.


     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|I| 0x06      |1| Reserved                                    |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------------------------------------------------------+
      8/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| CID or Reserved               | Reserved      |Reason Code    |
       +---------------+---------------+---------------+---------------+
     24| CmdSN                                                         |
       +---------------+---------------+---------------+---------------+
     28| ExpStatSN                                                     |
       +---------------+---------------+---------------+---------------+
     32/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48| Digest (if any)                                               |
       +---------------------------------------------------------------+

9.14.1  CID

     This is the connection ID of the connection to be closed (including
     closing the TCP stream). This field is valid only if the reason code
     is not "close the session".

9.14.2  ExpStatSN

     This is the last ExpStatSN value for the connection to be closed.



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9.14.3  Reason Code

     Indicates the reason for Logout:

       0 - closes the session. All commands associated with the session
            (if any) are terminated.

       1 - closes the connection. All commands associated with connec-
            tion (if any) are terminated.

       2 - removes the connection for recovery. Connection is closed
            and all commands associated with it, if any, are to be pre-
            pared for a new allegiance.


9.14.4  Implicit termination of tasks

     A target implicitly terminates the active tasks in three cases due to
     iSCSI protocol:

        a)  When a connection is implicitly or explicitly logged out with
        the Reason code of "Closes the connection" and there are active
        tasks allegiant to that connection.

        b)  When a connection fails and eventually the connection state
        times out (state transition M1 in Section 5.2.2 State Transition
        Descriptions for Initiators and Targets) and there are active
        tasks allegiant to that connection.

        c)  When a successful recovery Logout is performed while there are
        active tasks allegiant to that connection, and those tasks eventu-
        ally time out after the Time2Wait and Time2Retain periods without
        allegiance reassignment.

     If the tasks terminated in any of the above cases are SCSI tasks, they
     MUST be internally terminated with CHECK CONDITION status with a sense
     key of unit attention and ASC/ASCQ values of 0x6E/0x00 (COMMAND TO
     LOGICAL UNIT FAILED).  Note that this status is meaningful only for
     appropriately handling the internal SCSI state aspects such as queued
     commands since this status is never communicated back as a terminating
     status to the initiator.





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9.15  Logout Response

     The logout response is used by the target to indicate if the cleanup
     operation for the connection(s) has completed.

     After Logout, the TCP connection referred by the CID MUST be closed at
     both ends (or all connections must be closed if the logout reason was
     session close).

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x26      |1| Reserved    | Response      | Reserved      |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------------------------------------------------------+
      8/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag                                            |
       +---------------+---------------+---------------+---------------+
     20| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36| Reserved                                                      |
       +---------------------------------------------------------------+
     40| Time2Wait                     | Time2Retain                   |
       +---------------+---------------+---------------+---------------+
     44| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     48| Digest (if any)                                               |
       +---------------------------------------------------------------+

9.15.1  Response

     Logout response:

       0 - connection or session closed successfully.

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       1 - CID not found.

       2 - connection recovery not supported (if Logout reason code was
         recovery and target does not support it- as indicated by the
         ErrorRecoveryLevel.

       3 - cleanup failed for various reasons.

9.15.2  Time2Wait

     If the Logout response code is 0 and if the operational ErrorRecovery-
     Level is 2, this is the minimum amount of time, in seconds, to wait
     before attempting task reassignment.  If the Logout response code is 0
     and if the operational ErrorRecoveryLevel is less than 2, this field
     is to be ignored.

     This field is invalid if the Logout response code is 1.

     If the Logout response code is 2 or 3, this field specifies the mini-
     mum time to wait before attempting a new implicit or explicit logout.

     If Time2Wait is 0, the reassignment or a new Logout may be attempted
     immediately.

9.15.3  Time2Retain

     If the Logout response code is 0 and if the operational ErrorRecovery-
     Level is 2, this is the maximum amount of time, in seconds, after the
     initial wait (Time2Wait), the target waits for the allegiance reas-
     signment for any active task after which the task state is discarded.
     If the Logout response code is 0 and if the operational ErrorRecovery-
     Level is less than 2, this field is to be ignored.

     This field is invalid if the Logout response code is 1.

     If the Logout response code is 2 or 3, this field specifies the maxi-
     mum amount of time, in seconds, after the initial wait (Time2Wait),the
     target waits for a new implicit or explicit logout.

     If it is the last connection of a session, the whole session state is
     discarded after Time2Retain.




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     If Time2Retain is 0, the target had already discarded the connection
     (and possibly the session) state along with the task states.  No reas-
     signment or Logout is required in this case.





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9.16   SNACK Request

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x10      |1|Rsrvd| Type  | Reserved                      |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN or Reserved                                               |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag or 0xffffffff                              |
       +---------------+---------------+---------------+---------------+
     20| Target Transfer Tag or 0xffffffff                             |
       +---------------+---------------+---------------+---------------+
     24| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     28| ExpStatSN                                                     |
       +---------------+---------------+---------------+---------------+
     32/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     40| BegRun                                                        |
       +---------------------------------------------------------------+
     44| RunLength                                                     |
       +---------------------------------------------------------------+
     48| Digest (if any)                                               |
       +---------------------------------------------------------------+

     Support for SNACK is mandatory only if the supported ErrorRecovery-
     Level of the implementation is greater than zero.

     The SNACK request is used to request the retransmission of numbered-
     responses, data, or R2T PDUs from the target.  The SNACK request indi-
     cates the missed numbered-response or data "run" to the target, where
     the run starts with the first missed StatSN, DataSN, or R2TSN and
     indicates also the number of missed Status, Data, or R2T PDUs (0 has
     the special meaning of "all after the initial").




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     The numbered-response(s) or R2T(s), requested by a SNACK, MUST be
     delivered as exact replicas of the ones the initiator missed and MUST
     include all its flags. However, the fields ExpCmdSN, MaxCmdSN and Exp-
     DataSN MUST carry the current values.

     The numbered Data-In PDUs, requested by a SNACK with a RunLength dif-
     ferent from 0, have to be delivered as exact replicas of the ones the
     initiator missed and MUST include all its flags. However, the fields
     ExpCmdSN and MaxCmdSN MUST carry the current values.  Data-In PDUs
     requested with RunLength 0 (meaning all PDUs after this number) may be
     different from the ones originally sent, in order to reflect changes
     in MaxRecvPDULength.

     Any SNACK that requests a numbered-response, Data, or R2T that was not
     sent by the target MUST be rejected with a reason code of "Protocol
     error".

9.16.1  Type

     This field encodes the SNACK function as follows:

       0-Data/R2T SNACK - requesting retransmission of a Data-In or R2T
         PDU.

       1-Status SNACK - requesting retransmission of a numbered
         response.

       2-DataACK - positively acknowledges Data-In PDUs.

     All other values are reserved.

     Data/R2T SNACK for a command MUST precede status acknowledgement for
     the given command.

     For Status SNACK and DataACK, the Initiator Task Tag MUST be set to
     the reserved value 0xffffffff. In all other cases, the Initiator Task
     Tag field MUST be set to the Initiator Task Tag of the referenced com-
     mand.

     For DataACK, the Target Transfer Tag has to contain a copy of the Tar-
     get Transfer Tag and LUN provided with the SCSI Data-In PDU with the A
     bit set to 1. In all other cases, the Target Transfer Tag field MUST
     be set to the reserved value of 0xffffffff.



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     An iSCSI target that does not support recovery within connection MAY
     discard the status SNACK. If the target supports recovery within con-
     nection, it MAY discard the SNACK after which it MUST issue an Asyn-
     chronous Message PDU with an iSCSI event that indicates "Request
     Logout".

     If an initiator operates at ErrorRecoveryLevel 1 or higher, it MUST
     issue a SNACK of type DataACK after receiving a Data-In PDU with the A
     bit set to 1.  However, if the initiator has detected holes in the
     input sequence, it MUST postpone issuing the SNACK of type DataACK
     until the holes are filled. An initiator MAY ignore the A bit if it
     deems that the bit is being set aggressively by the target (i.e.,
     before the MaxBurstSize limit is reached).

     The DataACK is used to free resources at the target and not to request
     or imply data retransmission.

9.16.2  BegRun

     The first missed DataSN, R2TSN, or StatSN or the next expected DataSN
     for a DataACK type SNACK request.

9.16.3  RunLength

     The number of sequential missed DataSN, R2TSN or StatSN.

     RunLength of "0" signals that all Data-In, R2T or Response PDUs carry-
     ing the numbers equal to or greater to BegRun have to be resent.

     The RunLength MUST also be 0 for a DataACK SNACK.

     The first data SNACK, issued after initiator's MaxRecvPDULength
     decreased, for a command issued on the same connection before the
     change in MaxRecvPDULength, MUST use RunLength "0" to request
     retransmission of any number of PDUs (including one).  The number of
     retransmitted PDUs in this case, may or may not be the same as the
     original transmission, depending on whether loss was before or after
     the MaxRecvPDULength was changed at the target.





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9.17  Reject

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x3f      |1| Reserved    | Reason        | Reserved      |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     16| 0xffffffff                                                    |
       +---------------+---------------+---------------+---------------+
     20| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36| DataSN or Reserved                                            |
       +---------------+---------------+---------------+---------------+
     40| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     44| Reserved                                                      |
       +---------------+---------------+---------------+---------------+
     48| Digest (if any)                                               |
       +---------------+---------------+---------------+---------------+
     xx/ Complete Header of Bad PDU                                    /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     yy/Vendor specific data (if any)                                  /
       /                                                               /
       +---------------+---------------+---------------+---------------+
     zz| Digest (if any)                                               |
       +---------------+---------------+---------------+---------------+

     Reject is used to indicate an iSCSI error condition (protocol, unsup-
     ported option etc.).



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9.17.1  Reason

     The reject Reason is coded as follows:

     +------+-----------------------------------------+------------------+
     | Code | Explanation                             | Can the original |
     | (hex)|                                         | PDU be re-sent?  |
     +------+-----------------------------------------+------------------+
     | 0x01 | Reserved                                | no               |
     |      |                                         |                  |
     | 0x02 | Data (payload) Digest Error             | yes  (Note 1)    |
     |      |                                         |                  |
     | 0x03 | Data-SNACK Reject                       | yes              |
     |      |                                         |                  |
     | 0x04 | Protocol Error (e.g., SNACK request for | no               |
     |      | a status that was already acknowledged  |                  |
     |      |                                         |                  |
     | 0x05 | Command not supported in this session   | no               |
     |      | type                                    |                  |
     |      |                                         |                  |
     | 0x06 | Immediate Command Reject - too many     | yes              |
     |      | immediate commands                      |                  |
     |      |                                         |                  |
     | 0x07 | Task in progress                        | no               |
     |      |                                         |                  |
     | 0x08 | Invalid Data ACK                        | no               |
     |      |                                         |                  |
     | 0x09 | Invalid PDU field                       | no   (Note 2)    |
     |      |                                         |                  |
     | 0x0a | Long Operation Reject - Can't generate  | yes              |
     |      | Target Transfer Tag - out of resources  |                  |
     |      |                                         |                  |
     | 0x0b | Negotiation Reset                       | no               |
     |      |                                         |                  |
     | 0x0c | Waiting for Logout                      | no               |
     +------+-----------------------------------------+------------------+

     Note 1: For iSCSI Data-Out PDU retransmission is done only if the tar-
     get requests retransmission with a recovery R2T. However, if this is
     the data digest error on immediate data, the initiator may choose to
     retransmit the whole PDU including the immediate data.




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     Note 2: A target should use this reason code for all invalid values of
     PDU fields that are meant to describe a task or a data transfer.  Some
     examples are invalid TTT/ITT, buffer offset, LUN qualifying a TTT.

     All other values for Reason are reserved.

     In all the cases in which a pre-instantiated SCSI task is terminated
     because of the reject, the target must issue a proper SCSI command
     response with CHECK CONDITION as described in Section 9.4.3 Response.
     In those cases in which a status for the SCSI task was already sent
     before the reject no additional status is required. If the error is
     detected while data from the initiator is still expected (the command
     PDU did not contain all the data and the target has not received a
     Data-out PDU with the Final bit 1), the target MUST wait until it
     receives the Data-out PDU with the F bit set to 1 before sending the
     Response PDU.

     For additional usage semantics of Reject PDU, see Section 6.2 Usage Of
     Reject PDU in Recovery.

9.17.2  DataSN

     This field is valid only if the Reason code is "Protocol error" and
     the SNACK was a Data/R2T SNACK.  The DataSN/R2TSN is the last valid
     sequence number that the target sent for the task.

9.17.3  StatSN, ExpCmdSN and MaxCmdSN

     Those fields carry their usual values and are not related to the
     rejected command

9.17.4  Complete Header of Bad PDU

     The target returns the header (not including digest) of the PDU in
     error as the data of the response.





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9.18  NOP-Out

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|I| 0x00      |1| Reserved                                    |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN or Reserved                                               |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag or 0xffffffff                              |
       +---------------+---------------+---------------+---------------+
     20| Target Transfer Tag or 0xffffffff                             |
       +---------------+---------------+---------------+---------------+
     24| CmdSN                                                         |
       +---------------+---------------+---------------+---------------+
     28| ExpStatSN                                                     |
       +---------------+---------------+---------------+---------------+
     32/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48| Digests if any...                                             |
       +---------------+---------------+---------------+---------------+
       / DataSegment - Ping Data (optional)                            /
      +/                                                               /
       +---------------+---------------+---------------+---------------+

     A NOP-Out may be used by an initiator as a "ping command" to verify
     that a connection/session is still active and all its components are
     operational.  The NOP-In response is the "ping echo".

     A NOP-Out is also sent by an initiator in response to a NOP-In.

     A NOP-Out may also be used to confirm a changed ExpStatSN if another
     PDU will not be available for a long time.

     When used as a ping command, the Initiator Task Tag MUST be set to a
     valid value (not the reserved 0xffffffff).



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     Upon receipt of a NOP-In with the Target Transfer Tag set to a valid
     value (not the reserved 0xffffffff), the initiator MUST respond with a
     NOP-Out. In this case, the NOP-Out Target Transfer Tag MUST contain a
     copy of the NOP-In Target Transfer Tag.

     When a target receives the NOP-Out with a valid Initiator Task Tag, it
     MUST respond with a Nop-In Response (see NOP-In).

9.18.1  Initiator Task Tag

     An initiator assigned identifier for the operation.

     The NOP-Out must have the Initiator Task Tag set to a valid value only
     if a response in the form of NOP-In is requested.

     If the Initiator Task Tag contains 0xffffffff, the CmdSN field con-
     tains the next CmdSN. However, CmdSN is not advanced and the I bit
     must be set to 1.

9.18.2  Target Transfer Tag

     A target assigned identifier for the operation.

     The NOP-Out MUST have the Target Transfer Tag set only if it is issued
     in response to a NOP-In with a valid Target Transfer Tag. In this
     case, it copies the Target Transfer Tag from the NOP-In PDU.

     When the Target Transfer Tag is set, the LUN field MUST also be copied
     from the NOP-In.

9.18.3  Ping Data

     Ping data is reflected in the NOP-In Response. The length of the
     reflected data is limited to MaxRecvPDULength. The length of ping data
     is indicated by the Data Segment Length.  0 is a valid value for the
     Data Segment Length and indicates the absence of ping data.





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9.19  NOP-In

     Byte /    0       |       1       |       2       |       3       |
        /              |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0|.|.| 0x20      |1| Reserved                                    |
       +---------------+---------------+---------------+---------------+
      4|TotalAHSLength | DataSegmentLength                             |
       +---------------+---------------+---------------+---------------+
      8| LUN or Reserved                                               |
       +                                                               +
     12|                                                               |
       +---------------+---------------+---------------+---------------+
     16| Initiator Task Tag or 0xffffffff                              |
       +---------------+---------------+---------------+---------------+
     20| Target Transfer Tag or 0xffffffff                             |
       +---------------+---------------+---------------+---------------+
     24| StatSN                                                        |
       +---------------+---------------+---------------+---------------+
     28| ExpCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     32| MaxCmdSN                                                      |
       +---------------+---------------+---------------+---------------+
     36/ Reserved                                                      /
      +/                                                               /
       +---------------+---------------+---------------+---------------+
     48| Digests if any...                                             |
       +---------------+---------------+---------------+---------------+
       / DataSegment - Return Ping Data                                /
      +/                                                               /
       +---------------+---------------+---------------+---------------+


     NOP-In is either sent by a target as a response to a NOP-Out, as a
     "ping" to an initiator or as a means to carry a changed ExpCmdSN and/
     or MaxCmdSN if another PDU will not be available for a long time (as
     determined by the target).

     When a target receives the NOP-Out with a valid Initiator Task Tag
     (not the reserved value 0xffffffff), it MUST respond with a NOP-In
     with the same Initiator Task Tag that was provided in the NOP-Out Com-
     mand. It MUST also duplicate up to the first MaxRecvPDULength bytes of


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                                      iSCSI                   17-April-02

     the initiator provided Ping Data.  For such a response, the Target
     Transfer Tag MUST be 0xffffffff.

     When a target send a NOP-In as a "ping" (the Initiator Task Tag is
     0xffffffff) it MUST NOT send any data in the data segment (DataSeg-
     mentLength MUST be 0).

9.19.1  Target Transfer Tag

     A target assigned identifier for the operation.

     If the target is responding to a NOP-Out, this is set to the reserved
     value 0xffffffff.

     If the target is sending a NOP-In as a Ping (intending to receive a
     corresponding NOP-Out), this field is set to a valid value (not the
     reserved 0xffffffff).

     If the target is initiating a NOP-In without wanting to receive a cor-
     responding NOP-Out, this field MUST hold the reserved value of
     0xffffffff.

     Whenever the NOP-In is sent as a "ping" to an initiator (not as a
     response to a NOP-Out), the StatSN field will contain the next StatSN.
     However, StatSN for this connection is not advanced.

9.19.2  LUN

     A LUN MUST be set to a correct value when the Target Transfer Tag is
     valid (not the reserved value 0xffffffff).





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                                      iSCSI                   17-April-02

10. iSCSI Security Keys and Values

     Only the following keys can be used during the SecurityNegotiation
     stage of the Login Phase:

       SessionType
       InitiatorName
       TargetName
       InitiatorAlias
       TargetAlias
       AuthMethod and all keys listed under AuthMethod along with all
         of their associated keys.

     SessionType, InitiatorName, TargetName, InitiatorAlias and Tar-
     getAlias are described in Chapter 11 as they can be used also in the
     OperationalNegotiation stage.

     All security keys have connection-wide applicability.

10.1  AuthMethod

     Use: During Login - Security Negotiation
     Senders: Initiator and Target
     Scope: connection

     AuthMethod = <list-of-options>

     The  main item of security negotiation is the authentication method
     (AuthMethod).

     The authentication methods that can be used (appear in the list-of-
     options) are either those listed in the following table or are vendor-
     unique methods:





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                                      iSCSI                  17-April-02

     +------------------------------------------------------------+
     | Name          | Description                                |
     +------------------------------------------------------------+
     | KRB5          | Kerberos V5                                |
     +------------------------------------------------------------+
     | SPKM1         | Simple Public-Key GSS-API Mechanism        |
     +------------------------------------------------------------+
     | SPKM2         | Simple Public-Key GSS-API Mechanism        |
     +------------------------------------------------------------+
     | SRP           | Secure Remote Password                     |
     +------------------------------------------------------------+
     | CHAP          | Challenge Handshake Authentication Protocol|
     +------------------------------------------------------------+
     | None          | No authentication                          |
     +------------------------------------------------------------+

     KRB5 is defined in [RFC1510].
     SPKM1 and SPKM2 are defined in [RFC2025].
     SRP is defined in [RFC2945] and CHAP is defined in [RFC1994].

     The AuthMethod selection is followed by an "authentication exchange"
     specific to the authentication method selected.

     The authentication exchange authenticates the initiator to the tar-
     get, and optionally, the target to the initiator.  Authentication is
     not mandatory to use but must be supported by the target and initia-
     tor.

     The initiator and target MUST implement SRP.

10.2  Kerberos

     For KRB5 (Kerberos V5) [RFC1510], the initiator MUST use:

         KRB_AP_REQ=<KRB_AP_REQ>

     where KRB_AP_REQ is the client message as defined in [RFC1510].

     If the initiator authentication fails, the target MUST answer with a
     Login reject with "Authentication Failure" status. Otherwise, if the
     initiator has selected the mutual authentication option (by setting
     MUTUAL-REQUIRED in the ap-options field of the KRB_AP_REQ), the tar-
     get MUST reply with:


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         KRB_AP_REP=<KRB_AP_REP>

     where KRB_AP_REP is the server's response message as defined in
     [RFC1510].

     If mutual authentication was selected and target authentication
     fails, the initiator MUST close the connection.

     KRB_AP_REQ and KRB_AP_REP are large binary items and their binary
     length (not the length of the character string that represents them in
     encoded form) MUST not exceed 65536 bytes.

10.3  Simple Public-Key Mechanism (SPKM)


     For SPKM1 and SPKM2 [RFC2025], the initiator MUST use:

         SPKM_REQ=<SPKM-REQ>

     where SPKM-REQ is the first initiator token as defined in [RFC2025].

     [RFC2025] defines situations where each side may send an error token
     that may cause the peer to re-generate and resend its last token. This
     scheme is followed in iSCSI, and the error token syntax is:

         SPKM_ERROR=<SPKM-ERROR>

     However, SPKM-DEL tokens that are defined by [RFC2025] for fatal
     errors will not be used by iSCSI. If the target needs to send a SPKM-
     DEL token, it will, instead, send a Login "login reject" message with
     the "Authentication Failure" status and terminate the connection. If
     the initiator needs to send a SPKM-DEL token, it will  close the con-
     nection.

     In the following sections, we assume that no SPKM-ERROR tokens are
     required.

     If the initiator authentication fails, the target MUST return an
     error. Otherwise, if the AuthMethod is SPKM1 or if the initiator has
     selected the mutual authentication option (by setting mutual-state
     bit in the options field of the REQ-TOKEN in the SPKM-REQ), the target
     MUST reply with:


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         SPKM_REP_TI=<SPKM-REP-TI>

     where SPKM-REP-TI is the target token as defined in [RFC2025].

     If mutual authentication was selected and target authentication
     fails, the initiator MUST close the connection. Otherwise, if the
     AuthMethod is SPKM1, the initiator MUST continue with:

         SPKM_REP_IT=<SPKM-REP-IT>

     where SPKM-REP-IT is the second initiator token as defined in
     [RFC2025]. If the initiator authentication fails, the target MUST
     answer with a Login reject with "Authentication Failure" status.

     All the SPKM-* tokens are large binary items and their binary length
     (not the length of the character string that represents them in
     encoded form) MUST not exceed 65536 bytes.

10.4  Secure Remote Password (SRP)


     For SRP [RFC2945], the initiator MUST use:

        SRP_U=<user> TargetAuth=Yes   /* or TargetAuth=No */

     The target MUST answer with a Login reject with the "Authorization
     Failure" status or reply with:

        SRP_N=<N> SRP_g=<g> SRP_s=<s>

     The initiator MUST either close the connection or continue with:

        SRP_A=<A>

     The target MUST answer with a Login reject with the "Authentication
     Failure" status or reply with:

        SRP_B=<B>

     The initiator MUST close the connection or continue with:

        SRP_M=<M>


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     If the initiator authentication fails, the target MUST answer with a
     Login reject with "Authentication Failure" status. Otherwise, if the
     initiator sent TargetAuth=Yes in the first message (requiring target
     authentication), the target MUST reply with:

       SRP_HM=<H(A | M | K)>

     If the target authentication fails, the initiator MUST close the con-
     nection.

     Where U, N, g, s, A, B, M, and H(A | M | K) are defined in [RFC2945]
     (using the SHA1 hash function, i.e., SRP-SHA1), U is a text string,
     N,g,s,A,B,M, and H(A | M | K) are binary items. The length of
     N,g,s,A,B,M in binary form (not the length of the character string
     that represents them in encoded form) MUST not exceed 1024 bytes. Fur-
     ther restrictions on allowed N,g values are specified in Section 7.2
     In-band Initiator-Target Authentication.

10.5  Challenge Handshake Authentication Protocol (CHAP)

     For CHAP [RFC1994], the initiator MUST use:

        CHAP_A=<A1,A2...>

     Where A1,A2... are proposed algorithms, in order of preference.

     The target MUST answer with a Login reject with the "Authentication
     Failure" status or reply with:

        CHAP_A=<A> CHAP_I=<I> CHAP_C=<C>

     Where A is one of A1,A2... that were proposed by the initiator.

     The initiator MUST continue with:

        CHAP_N=<N> CHAP_R=<R>

     or, if it requires target authentication, with:

        CHAP_N=<N> CHAP_R=<R> CHAP_I=<I> CHAP_C=<C>




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     If the initiator authentication fails, the target MUST answer with a
     Login reject with "Authentication Failure" status. Otherwise, if the
     initiator required target authentication, the target MUST reply with

        CHAP_N=<N> CHAP_R=<R>

     If target authentication fails, the initiator MUST close the connec-
     tion.

     Where N, (A,A1,A2), I, C, and R are (correspondingly) the Name, Algo-
     rithm, Identifier, Challenge, and Response as defined in [RFC1994], N
     is a text string, A,A1,A2, and I are numbers, and C and R are binary
     items and their binary length (not the length of the character string
     that represents them in encoded form) MUST not exceed 1024 bytes.

     For the Algorithm, as stated in [RFC1994], one value is required
     to be implemented:

       5       (CHAP with MD5)

     To guarantee interoperability, initiators SHOULD always offer it as
     one of the proposed algorithms.





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11. Login/Text Operational Keys

     Some session specific parameters MUST only be carried on the leading
     connection and cannot be changed after the leading connection login
     (e.g., MaxConnections, the maximum number of connections).  This
     holds for a single connection session with regard to connection
     restart. The keys that fall into this category have the use LO (Lead-
     ing Only).

     Keys that can be used only during login have the use IO (initialize
     only) while those that can be used in both the login phase and full
     feature phase have the use ALL.

     Keys that can only be used during full feature phase use FFPO (full
     feature phase only).

     Keys marked as "declarative" may appear also in the SecurityNegotia-
     tion stage while all other keys described in this chapter are opera-
     tional keys.

     Key scope is indicated as session-wide (SW) or connection-only (CO).

11.1  HeaderDigest and DataDigest

     Use: IO
     Senders: Initiator and Target
     Scope: CO

     HeaderDigest = <list-of-options>
     DataDigest = <list-of-options>

     Digests enable the checking of end-to-end non-cryptographic data
     integrity beyond the integrity checks provided by the link layers and
     the covering of the whole communication path including all elements
     that may change the network level PDUs such as routers, switches, and
     proxies.

     The following table lists cyclic integrity checksums that can be nego-
     tiated for the digests and that MUST be implemented by every iSCSI
     initiator and target.  These digest options only have error detection
     significance.

     +---------------------------------------------+


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     | Name          | Description     | Generator |
     +---------------------------------------------+
     | CRC32C        | 32 bit CRC      |0x11edc6f41|
     +---------------------------------------------+
     | None          | no digest                   |
     +---------------------------------------------+

     The generator polynomial for this digest is given in hex-nota-
     tion(e.g., 0x3b stands for 0011 1011 and the polynomial is
     x**5+X**4+x**3+x+1).

     When the Initiator and Target agree on a digest, this digest MUST be
     used for every PDU in Full Feature Phase.

     Padding bytes, when present, in a segment covered by a CRC, should be
     set to 0 and are included in the CRC. The CRC should be calculated as
     follows:

       - Data bits are assumed to form a serial bit stream in the num-
         bering order that appears in the draft and starts with byte 0
         bit 7 to 0 continues with byte 1 bit 7 etc. (Big Endian on
         bytes / Little Endian on bits). This bit-stream has no rela-
         tion to the physical bit stream and is used to associate the
         data bits with specific coefficients of a binary polynomial.

       - The first 32 bits of the bit-stream are complemented.

       - The n bits of the bit-stream are considered coefficients of a
         polynomial M(x) of order n-1, with bit 0 of byte 0 being x^(n-
         1).

       - The polynomial is multiplied by x^32 then divided by G(x). The
         generator polynomial produces a remainder R(x) of degree <=
         31.

       - The coefficients of R(x) are considered a 32 bit sequence.

       - The bit sequence is complemented and the result is the CRC.

       - The CRC bits appear after the message bits with x^31 first
         followed by x^30 etc. (when examples are provided, the value
         to be specified in the examples follows the same rules of
         ordering as the rest of this document).

       - A receiver of a "good" segment (data or header) including the
         CRC built using the generator 0x11edc6f41 will get the value


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         0x1c2d19ed as its CRC (this is a polynomial value and not a
         word as outlined in this draft).

     Proprietary algorithms MAY also be negotiated for digests. Whenever a
     proprietary algorithm is negotiated, "None" or "CRC32C" should be
     listed as an option in order to guarantee interoperability.

11.2  MaxConnections

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     MaxConnections=<integer-from-1-to-65535>

     Default is 1.

     Initiator and target negotiate the maximum number of connections
     requested/acceptable.  The lower of the two numbers is selected.

11.3  SendTargets

     Use: FFPO
     Senders: Initiator
     Scope: SW

     For a complete description, see Appendix D. - SendTargets Operation -.

11.4  TargetName

     Use: IO by initiator ALL by target, Declarative
     Senders: Initiator and Target
     Scope: SW

     TargetName=<iSCSI-Name>

     Examples:

       TargetName=iqn.1993-11.com.disk-vendor.diskarrays.sn.45678
       TargetName=eui.020000023B040506

     The initiator of the TCP connection MUST provide this key to the
     remote endpoint in the first login request if the initiator is not



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     establishing a discovery session. The iSCSI Target Name specifies the
     worldwide unique name of the target.
     The TargetName key may also be returned by the "SendTargets" text
     request (which is its only use when issued by a target).

11.5  InitiatorName

     Use: IO, Declarative
     Senders: Initiator
     Scope: SW

     InitiatorName=<iSCSI-Name>

     Examples:

       InitiatorName=iqn.1992-04.com.os-vendor.plan9.cdrom.12345
       InitiatorName=iqn.2001-02.com.ssp.users.customer235.host90
       InitiatorName=iSCSI

     The initiator of the TCP connection MUST provide this key to the
     remote endpoint at the first Login of the login phase for every con-
     nection. The Initiator key enables the initiator to identify itself to
     the remote endpoint.

11.6  TargetAlias

     Use: ALL, Declarative
     Senders: Target
     Scope: SW

     TargetAlias=<UTF-8 string>

     Examples:

       TargetAlias=Bob-s Disk
       TargetAlias=Database Server 1 Log Disk
       TargetAlias=Web Server 3 Disk 20

     If a target has been configured with a human-readable name or descrip-
     tion, this name MUST be communicated to the initiator during a Login
     Response PDU.  This string is not used as an identifier, but can be
     displayed by the initiator's user interface in a list of targets to
     which it is connected.



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11.7  InitiatorAlias

     Use: ALL, Declarative
     Senders: Initiator
     Scope: SW

     InitiatorAlias=<UTF-8 string>

     Examples:

       InitiatorAlias=Web Server 4
       InitiatorAlias=spyalley.nsa.gov
       InitiatorAlias=Exchange Server

     If an initiator has been configured with a human-readable name or
     description, it may be communicated to the target during a Login
     Request PDU.  If not, the host name can be used instead.
     This string is not used as an identifier, but can be displayed by the
     target's user interface in a list of initiators to which it is con-
     nected.

     This key SHOULD be sent by an initiator within the Login phase, if
     available.

11.8  TargetAddress

     Use: ALL, Declarative
     Senders: Target
     Scope: SW

     TargetAddress=domainname[:port][,portal-group-tag]

     If the TCP port is not specified, it is assumed to be the IANA-
     assigned default port for iSCSI (3260).

     If the TargetAddress is returned as the result of a redirect status in
     a login response, the comma and portal group tag are omitted.

     If the TargetAddress is returned within a SendTargets response, the
     portal group tag is required.

     Examples:

       TargetAddress=10.0.0.1:5003,1

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       TargetAddress=[1080:0:0:0:8:800:200C:417A],65
       TargetAddress=[1080::8:800:200C:417A]:5003,1
       TargetAddress=computingcenter.acme.com,23

     The TargetAddress key is further described in Appendix D. - SendTar-
     gets Operation -.

11.9  TargetPortalGroupTag

     Use: IO by target, Declarative
     Senders: Target
     Scope: SW

     TargetPortalGroupTag=<integer-from-0-to-65535>

     Examples:
     TargetPortalGroupTag=1

     Target portal group tag is a 16-bit integer that uniquely identifies a
     portal group within an iSCSI target node.  This key carries the value
     of the tag of the portal group that is servicing the Login request.
     The iSCSI target returns this key to the initiator in the first Login
     Response PDU.

     For the complete usage expectations of this key see Section 4.3 Login
     Phase.


11.10  InitialR2T

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     InitialR2T=<Yes|No>

     Examples:

       I->InitialR2T=No
       T->InitialR2T=No

     Default is Yes.
     Result function is OR.



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     The InitialR2T key is used to turn off the default use of R2T, thus
     allowing an initiator to start sending data to a target as if it has
     received an initial R2T with Buffer Offset=0 and Desired Data Transfer
     Length=min((FirstBurstSize - Received Immediate Data
     Length), Expected Data Transfer Length).  The default action is that
     R2T is required, unless both the initiator and the target send this
     key-pair attribute specifying InitialR2T=No.     Only the first outgo-
     ing data burst (immediate data and/or separate PDUs) can be sent unso-
     licited (i.e., not requiring an explicit R2T).

11.11  BidiInitialR2T

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     BidiInitialR2T=<Yes|No>

     Examples:

       I->BidiInitialR2T=No
       T->BidiInitialR2T=No

     Default is Yes.
     Result function is OR.

     The BidiInitialR2T key is used to turn off the default use of BiDiR2T,
     thus allowing an initiator to send data to a target without the target
     having sent an R2T to the initiator for the output data (write part)
     of a Bidirectional command (having both the R and the W bits set).
     The default action is that R2T is required, unless both the initiator
     and the target send this key-pair attribute specifying
     BidiInitialR2T=No.  Only the first outgoing data burst (immediate
     data and/or separate PDUs) can be sent unsolicited by an R2T.

11.12  ImmediateData

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     ImmediateData=<Yes|No>

     Default is Yes.

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     Result function is AND.

     The initiator and target negotiate support for immediate data. To turn
     immediate data off, the initiator or target must state its desire to
     do so.  ImmediateData can be turned on if both the initiator and tar-
     get have ImmediateData=Yes.

     If ImmediateData is set to Yes and InitialR2T is set to Yes (default),
     then only immediate data are accepted in the first burst.

     If ImmediateData is set to No and InitialR2T is set to Yes, then the
     initiator MUST NOT send unsolicited data and the target MUST reject
     them with the corresponding response code.

     If ImmediateData is set to No and InitialR2T is set to No, then the
     initiator MUST NOT send unsolicited immediate data, but MAY send one
     unsolicited burst of Data-OUT PDUs.

     If ImmediateData is set to Yes and InitialR2T is set to No, then the
     initiator MAY send unsolicited immediate data and/or one unsolicited
     burst of Data-OUT PDUs.

     The following table is a summary of unsolicited data options:


     +----------+-------------+---------------------------------------+
     |InitialR2T|ImmediateData| Result (up to FirstBurstSize)         |
     +----------+-------------+---------------------------------------+
     |  No      |    No       | Unsolicited data in data PDUs only.   |
     +----------+-------------+---------------------------------------+
     |  No      |    Yes      | Immediate & separate unsolicited data.|
     +----------+-------------+---------------------------------------+
     |  Yes     |    No       | Unsolicited data disallowed.          |
     +----------+-------------+---------------------------------------+
     |  Yes     |    Yes      | Immediate unsolicited data only.      |
     +----------+-------------+---------------------------------------+


11.13  MaxRecvPDULength

     Use: ALL
     Senders: Initiator and Target
     Scope: CO


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     MaxRecvPDULength=<integer-512-to-(2**24-1)>

     Default is 8192 bytes.

     This is a connection specific parameter.
     The initiator or target declares the maximum data segment length in
     bytes they can receive in an iSCSI PDU.

     For a target the value limiting the size of the receive PDUs is the
     lower of the declared MaxRecvPDULength and the negotiated MaxBurst-
     Size for solicited data or FirstBurstSize for unsolicited data.  The
     transmitter is required to send PDUs with a data segment not exceeding
     MaxRecvPDULength.

11.14  MaxBurstSize

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     MaxBurstSize=<integer-512-to-(2**24-1)>

     Default is 262144 (256 Kbytes).

     The initiator and target negotiate maximum SCSI data payload in bytes
     in an Data-In or a solicited Data-Out iSCSI sequence. A sequence of
     Data-In or Data-Out PDUs ending with a Data-In or Data-Out PDU with
     the F bit set to one.

     The minimum of the two numbers is selected.

11.15  FirstBurstSize

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     FirstBurstSize=<integer-512-to-(2**24-1)>

     Default is 65536 (64 Kbytes).

     The initiator and target negotiate the maximum amount in bytes of
     unsolicited data an iSCSI initiator may send to the target, during the

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     execution of a single SCSI command. This covers the immediate data (if
     any) and the sequence of unsolicited Data-Out PDUs (if any) that fol-
     low the command.

     The minimum of the two numbers is selected.

     FirstBurstSize MUST NOT exceed MaxBurstSize.

11.16  DefaultTime2Wait

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     DefaultTime2Wait=<integer-0-to-3600>

     Default is 2.

     The initiator and target negotiate the minimum time, in seconds, to
     wait before attempting an explicit/implicit logout or active task
     reassignment after an unexpected connection termination or a connec-
     tion reset.

     The higher of the two values is selected.

     A value of 0 indicates that logout or active task reassignment can be
     attempted immediately.

11.17  DefaultTime2Retain

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     DefaultTime2Retain=<integer-0-to-3600>

     Default is 20.

     The initiator and target negotiate the maximum time, in seconds after
     an initial wait (Time2Wait), before which an active task reassignment
     is still possible after an unexpected connection termination or a con-
     nection reset.



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     This value is also the session state timeout if the connection in
     question is the last LOGGED_IN connection in the session.

     The lesser of the two values is selected.

     A value of 0 indicates that connection/task state is immediately dis-
     carded by the target.

11.18  MaxOutstandingR2T

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     MaxOutstandingR2T=<integer-from-1-to-65535>

     Default is 1.

     Initiator and target negotiate the maximum number of outstanding R2Ts
     per task, excluding any implied initial R2T that might be part of that
     task.  An R2T is considered outstanding until the last data PDU (with
     the F bit set to 1) is transferred, or a sequence reception timeout
     (section 6.12.1) is encountered for that data sequence.

11.19  DataPDUInOrder

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     DataPDUInOrder=<Yes|No>

     Default is Yes.
     Result function is OR.

     No is used by iSCSI to indicate that the data PDUs within sequences
     can be in any order. Yes is used to indicate that data PDUs within
     sequences have to be at continuously increasing addresses and over-
     lays are forbidden.

11.20  DataSequenceInOrder

     Use: LO
     Senders: Initiator and Target

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     Scope: SW

     DataSequenceInOrder=<Yes|No>

     Default is Yes.
     Result function is OR.

     A Data Sequence is a sequence of Data-In or Data-Out PDUs ending with
     a Data-In or Data-Out PDU with the F bit set to one. A Data-out
     sequence is sent either unsolicited or in response to an R2T.
     Sequences cover an offset-range.

     If DataSequenceInOrder is set to No, Data PDU sequences may be trans-
     ferred in any order.

     If DataSequenceInOrder is set to Yes, Data Sequences MUST be trans-
     ferred using continuously non-decreasing sequence offsets (R2T buffer
     offset for writes, or the smallest SCSI Data-In buffer offset within a
     read data sequence).

     If ErrorRecoveryLevel is not 0 and if DataSequenceInOrder is set to
     Yes, a target may retry at most the last R2T, and an initiator may at
     most request retransmission for the last read data sequence.
     MaxOustandingR2T MUST be set to 1 in this case.

11.21  ErrorRecoveryLevel

     Use: LO
     Senders: Initiator and Target
     Scope: SW

     ErrorRecoveryLevel=<0 to 2>

     Default is 0.

     The initiator and target negotiate the recovery level supported.
     The minimum of the two values is selected.

     Recovery levels represent a combination of recovery capabilities.
     Each recovery level includes all the capabilities of the lower recov-
     ery levels and adds some new ones to them.




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     In the description of recovery mechanisms, certain recovery classes
     are specified.  Section 6.13 Error Recovery Hierarchy describes the
     mapping between the classes and the levels.

11.22  SessionType

     Use: LO, Declarative
     Senders: Initiator
     Scope: SW

     SessionType= <Discovery|Normal>

     Default is Normal.

     The Initiator indicates the type of session it wants to create.  The
     target can either accept it or reject it.

     A discovery session indicates to the Target that the only purpose of
     this Session is discovery.  The only requests a target accepts  in
     this type of session are a text request with a SendTargets key and a
     logout request with reason "close the session".

     The discovery session implies MaxConnections = 1 and overrides both
     the default and an explicit setting.

11.23  The Vendor Specific Key Format

     Use: ALL
     Senders: Initiator and Target
     Scope: specific key dependent

     X-reversed.vendor.dns_name.do_something=

     Keys with this format are used for vendor-specific purposes. These
     keys always start with X-.

     To identify the vendor, we suggest you use the reversed DNS-name as a
     prefix to the key-proper.





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12. IANA Considerations


     The temporary (user) well-known port number for iSCSI connections
     assigned by IANA is 3260.





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References and Bibliography

     Normative References

       [AC] A Detailed Proposal for Access Control, Jim Hafner, T10/99-
         245
       [AESCBC] Frankel, S., Kelly, S., Glenn, R., "The AES Cipher
         Algorithm and Its Use with IPsec", Internet draft  (work in
         progress), draft-ietf-ipsec-ciph-aes-cbc-03.txt, November
         2001.
       [AESCTR] Walker, J., Moskowitz, R., "The AES128 CTR Mode of
         Operation and Its Use with IPsec", Internet draft (work in
         progress), draft-moskowitz-aes128-ctr-00.txt, September 2001.
       [CAM] ANSI X3.232-199X, Common Access Method-3.
       [EUI] "Guidelines for 64-bit Global Identifier (EUI-64)",
         http://standards.ieee.org/regauth/oui/tutorials/EUI64.html
       [OUI] "IEEE OUI and Company_Id Assignments", http://stan-
         dards.ieee.org/regauth/oui/index.shtml
       [RFC790] J. Postel, ASSIGNED NUMBERS, September 1981.
       [RFC791] INTERNET PROTOCOL, DARPA INTERNET PROGRAM PROTOCOL
         SPECIFICATION, September 1981.
       [RFC793] TRANSMISSION CONTROL PROTOCOL, DARPA INTERNET PROGRAM
         PROTOCOL SPECIFICATION, September 1981.
       [RFC1035] P. Mockapetris, DOMAIN NAMES - IMPLEMENTATION AND
         SPECIFICATION, November 1987.
       [RFC1122] Requirements for Internet Hosts-Communication Layer
         RFC1122, R. Braden (editor).
       [RFC1510] J. Kohl, C. Neuman, "The Kerberos Network Authentica-
         tion Service (V5)", September 1993.
       [RFC1737] K. Sollins, L. Masinter "Functional Requirements for
         Uniform Resource Names".
       [RFC1766] H. Alvestrand, "Tags for the Identification of Lan-
         guages", March 1995.
       [RFC1964] J. Linn, "The Kerberos Version 5 GSS-API Mechanism",
         June 1996.
       [RFC1982] Elz, R., Bush, R., "Serial Number Arithmetic", RFC
         1982, August 1996.
       [RFC1994] "W. Simpson, PPP Challenge Handshake Authentication
         Protocol (CHAP)", RFC 1994, August 1996.
       [RFC2025] C. Adams, "The Simple Public-Key GSS-API Mechanism
         (SPKM)", October 1996.
       [RFC2026] Bradner, S., "The Internet Standards Process -- Revi-
         sion 3", RFC 2026, October 1996.
       [RFC2044] Yergeau, F., "UTF-8, a Transformation Format of Uni-
         code and ISO 10646", October 1996.
       [RFC2045] N. Borenstein, N. Freed, "MIME (Multipurpose Internet
         Mail Extensions) Part One: Mechanisms for Specifying and
         Describing the Format of Internet Message Bodies", November
         1996.


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                                     iSCSI                      17-April-02

       [RFC2119] Bradner, S. "Key Words for use in RFCs to Indicate
         Requirement Levels", BCP 14, RFC 2119, March 1997.
       [RFC2234] D. Crocker, P. Overell Augmented BNF for Syntax Spec-
         ifications: ABNF.
       [RFC2246] T. Dierks, C. Allen, " The TLS Protocol Version 1.0.
       [RFC2373] Hinden, R. and S. Deering, "IP Version 6 Addressing
         Architecture", RFC 2373, July 1998.
       [RFC2396] T. Berners-Lee, R. Fielding, L. Masinter "Uniform
         Resource Identifiers".
       [RFC2434] T. Narten, and H. Avestrand, "Guidelines for Writing
         an IANA Considerations Section in RFCs.", RFC2434, October
         1998.
       [RFC2401] S. Kent, R. Atkinson, "Security Architecture for the
         Internet Protocol", RFC 2401, November 1998.
        [RFC2404] C. Madson, R. Glenn, "The Use of HMAC-SHA-1-96 within ESP
        and AH", RFC 2404, November 1998.
        [RFC2406] S. Kent, R. Atkinson, "IP Encapsulating Security Payload
        (ESP)", RFC 2406, November 1998.
        [RFC2407] D. Piper, "The Internet IP Security Domain of Interpre-
        tation of ISAKMP", RFC 2407, November 1998.
       [RFC2409] D. Harkins, D. Carrel, "The Internet Key Exchange
         (IKE)", RFC 2409, November 1998.
        [RFC2451] R. Pereira, R. Adams " The ESP CBC-Mode Cipher Algo-
        rithms".
       [RFC2732] R. Hinden, B. Carpenter, L. Masinter, "Format for Lit-
         eral IPv6 Addresses in URL's", RFC 2732, December 1999.
       [RFC2945], Wu, T., "The SRP Authentication and Key Exchange Sys-
         tem", September 2000.
       [SAM] ANSI X3.270-1998, SCSI-3 Architecture Model (SAM).
       [SAM2] T10/1157D, SCSI Architecture Model - 2 (SAM-2).
       [SBC] NCITS.306-1998, SCSI-3 Block Commands (SBC).
       [SEQ-EXT] Kent, S., "IP Encapsulating Security Payload (ESP)",
         Internet draft (work in progress), draft-ietf-ipsec-esp-v3-
         01.txt, November 2002.
       [SEC-IPS] B. Aboba & team "Securing Block Storage Protocols over
         IP", Internet draft (work in progress), draft-ietf-ips-secu-
         rity-09.txt, February 2002.
       [SPC3]T10/1416-D, SCSI-3 Primary Commands (SPC).
       [STPREP] P. Hoffman, M. Blanchet, "Preparation of Internation-
         alized Strings", draft-hoffman-stringprep-00.txt, September,
         2001.
       [STPREP-iSCSI] M. Bakke, "String Profile for iSCSI Names",
         draft-ietf-ips-iscsi-string-prep-00.txt, November 2001.
       [UNICODE] Unicode Standard Annex #15, "Unicode Normalization
         Forms", http://www.unicode.org/unicode/reports/15

     Informative References:


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                                   iSCSI                    17-April-02


     [BOOT] P. Sarkar & team draft-ietf-ips-iscsi-boot-03.txt (work
       in progress)
     [COBS] S. Cheshire and M. Baker, Consistent Overhead Byte Stuff-
       ing, IEEE Transactions on Networking, April 1999.
     [Castagnoli93] G. Castagnoli, S. Braeuer and M. Herrman "Optimi-
       zation of Cyclic Redundancy-Check Codes with 24 and 32 Parity
       Bits", IEEE Transact. on Communications, Vol. 41, No. 6, June
       1993.
     [CRC] ISO 3309, High-Level Data Link Control (CRC 32).
     [NDT] M. Bakke & team, draft-ietf-ips-iscsi-name-disc-05.txt
       (work in progress)
     [Schneier] B. Schneier, "Applied Cryptography: Protocols, Algo-
       rithms, and Source Code in C", 2nd edition, John Wiley & Sons,
       New York, NY, 1996.


Authors' Addresses

     Julian Satran
     IBM, Haifa Research Lab
     Haifa University Campus - Mount Carmel
     Haifa 31905, Israel
     Phone +972.4.829.6264
     E-mail: Julian_Satran@vnet.ibm.com

     Kalman Meth
     Haifa University Campus - Mount Carmel
     MATAM - Advanced Technology Center
     Haifa 31905, Israel
     Phone +972.4.829.6341
     E-mail: meth@il.ibm.com

      Ofer Biran
     IBM, Haifa Research Lab
     Haifa University Campus - Mount Carmel
     Haifa 31905, Israel
     Phone +972.4.829.6253
     E-mail: biran@il.ibm.com

     Daniel F. Smith
     IBM Almaden Research Center
     650 Harry Road
     San Jose, CA 95120-6099, USA
     Phone: +1.408.927.2072
     E-mail: dfsmith@almaden.ibm.com

     Jim Hafner
     IBM Almaden Research Center
     650 Harry Road

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                                   iSCSI            17-April-02

     San Jose, CA 95120
     Phone: +1.408.927.1892
     E-mail: hafner@almaden.ibm.com

     Costa Sapuntzakis
     Cisco Systems, Inc.
     170 W. Tasman Drive
     San Jose, CA 95134, USA
     Phone: +1.408.525.5497
     E-mail: csapuntz@cisco.com

     Mark Bakke
     Cisco Systems, Inc.
     6450 Wedgwood Road
     Maple Grove, MN
     USA 55311
     Phone: +1.763.398.1000
     E-Mail: mbakke@cisco.com

     Randy Haagens
     Hewlett-Packard Company
     8000 Foothills Blvd.
     Roseville, CA 95747-5668, USA
     Phone: +1.916.785.4578
     E-mail: Randy_Haagens@hp.com

     Matt Wakeley (current address)
     Sierra Logic, Inc.
     Phone: +1.916.772.1234 ext 116
     E-mail: matt_wakeley@sierralogic.com

     Efri Zeidner
     SANgate Systems, Inc.
     41 Hameyasdim Street
     P.O.B. 1486
     Even-Yehuda, Israel 40500
     Phone: +972.9.891.9555
     E-mail: efri@sangate.com

     Paul von Stamwitz (current address)
     TrueSAN Networks, Inc.
     Phone: +1.408.869.4219
     E-mail: pvonstamwitz@truesan.com

     Luciano Dalle Ore
     Quantum Corp.
     Phone: +1.408.232.6524
     E-mail: ldalleore@snapserver.com

     Mallikarjun Chadalapaka

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                                   iSCSI           17-April-02

       Hewlett-Packard Company
       8000 Foothills Blvd.
       Roseville, CA 95747-5668, USA
       Phone: +1.916.785.5621
       E-mail: cbm@rose.hp.com



     Comments may be sent to Julian Satran





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Appendix A. Sync and Steering with Fixed Interval Markers

     This appendix presents a simple scheme for synchronization (PDU
     boundary retrieval). It uses markers that include synchronization
     information placed at fixed intervals in the TCP stream.

     A Marker consists of:

     Byte /    0       |       1       |       2       |       3       |
         /             |               |               |               |
       |0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|0 1 2 3 4 5 6 7|
       +---------------+---------------+---------------+---------------+
      0| Next-iSCSI-PDU-start pointer - copy #1                        |
       +---------------+---------------+---------------+---------------+
      4| Next-iSCSI-PDU-start pointer - copy #2                        |
       +---------------+---------------+---------------+---------------+

     The Marker scheme uses payload byte stream counting that includes
     every byte placed by iSCSI in the TCP stream except for the markers
     themselves. It also excludes any bytes that TCP counts but are not
     originated by iSCSI.

     The Marker indicates the offset to the next iSCSI PDU header. The
     Marker is eight bytes in length and contains two 32-bit offset fields
     that indicate how many bytes to skip in the TCP stream in order to
     find the next iSCSI PDU header. The marker uses two copies of the
     pointer so that a marker that spans a TCP packet boundary should leave
     at least one valid copy in one of the packets.

     The inserted value is independent of the marker interval.

     The use of markers is negotiable. The initiator and target MAY indi-
     cate their readiness to receive and/or send markers during login sep-
     arately for each connection. The default is No.

A.1  Markers At Fixed Intervals

     A marker is inserted at fixed intervals in the TCP byte stream. During
     login, each end of the iSCSI session specifies the interval at which
     it is willing to receive the marker, or it disables the marker alto-
     gether. If a receiver indicates that it desires a marker, the sender
     MAY agree (during negotiation) and provide the marker at the desired
     interval. However, in certain environments, a sender not providing


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                                      iSCSI                   17-April-02

     markers to a receiver wanting markers may suffer an appreciable per-
     formance degradation.

     The marker interval and the initial marker-less interval are counted
     in terms of the bytes placed in the TCP stream data by iSCSI.

     When reduced to iSCSI terms, markers MUST indicate the offset to a 4-
     byte word boundary in the stream. The least significant two bits of
     each marker word are reserved and are considered 0 for offset computa-
     tion.

     Padding iSCSI PDU payloads to 4-byte word boundaries simplifies
     marker manipulation.

A.2  Initial Marker-less Interval

     To enable the connection setup including the login phase negotiation,
     marking (if any) is started only at the first marker interval after
     the end of the login phase. However, in order to enable the marker
     inclusion and exclusion mechanism to work without knowledge of the
     length of the login phase, the first marker will be placed in the TCP
     stream as if the Marker-less interval had included markers.

     Thus all markers appear in the stream at locations conforming to the
     formula: [(MI + 8) * n - 8] where MI = Marker Interval, n = integer
     number.

     As an example if the marker interval is 512 bytes and the login ended
     at byte 1003 (first iSCSI placed byte is 0) the first marker will be
     inserted after byte 1031 in the stream.

A.3  Negotiation

     The following operational key=value pairs are used to negotiate the
     fixed interval markers. The direction (output or input) is relative to
     the initiator.

A.3.1   OFMarker, IFMarker

     Use: IO
     Senders: Initiator and Target
     Scope: CO

     OFMarker=<Yes|No>

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                                      iSCSI                   17-April-02

     IFMarker=<Yes|No>

     Default is No.

     Result function is AND.

     OFMarker is used to turn on or off the initiator to target markers on
     the connection.  IFMarker is used to turn on or off the target to ini-
     tiator markers on the connection.

     Examples:

       I->OFMarker=Yes,IFMarker=Yes
       T->OFMarker=Yes,IFMarker=Yes

     Results in the Marker being used in both directions while

       I->OFMarker=Yes,IFMarker=Yes
       T->OFMarker=Yes,IFMarker=No

     Results in Marker being used from the initiator to the target, but not
     from the target to initiator.

A.3.2   OFMarkInt, IFMarkInt

     Use: IO
     Senders: Initiator and Target
     Scope: CO

     Offering:

     OFMarkInt=<integer-from-1-to-65535>[~<integer-from-1-to-65535>]
     IFMarkInt=<integer-from-1-to-65535>[~<integer-from-1-to-65535>]

     Responding:

     OFMarkInt=<integer-from-1-to-65535>|Reject
     IFMarkInt=<integer-from-1-to-65535>|Reject

     OFMarkInt is used to set the interval for the initiator to target
     markers on the connection.  IFMarkInt is used to set the interval for
     the target to initiator markers on the connection.



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     For the offering the initiator or target indicates the minimum to max-
     imum interval (in 4-byte words) it wants the markers for one or both
     directions. In case it only wants a specific value, only a single
     value has to be specified. The responder selects a value within the
     minimum and maximum offered or the only value offered or indicates
     through the xFMarker key=value its inability to set and/or receive
     markers. When the interval is unacceptable the responder answers with
     "Reject".  Reject is resetting the marker function in the specified
     direction (Output or Input) to No.

     The interval is measured from the end of a marker to the beginning of
     the next marker. For example, a value of 1024 means 1024 words (4096
     bytes of iSCSI payload between markers).

     The default is 2048.





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Appendix B. Examples

B.1  Read Operation Example

     +------------------+-----------------------+----------------------+
     |Initiator Function|    PDU Type           |  Target Function     |
     +------------------+-----------------------+----------------------+
     |  Command request |SCSI Command (READ)>>> |                      |
     |  (read)          |                       |                      |
     +------------------+-----------------------+----------------------+
     |                  |                       | Prepare Data Transfer|
     +------------------+-----------------------+----------------------+
     |   Receive Data   |   <<< SCSI Data-in    |   Send Data          |
     +------------------+-----------------------+----------------------+
     |   Receive Data   |   <<< SCSI Data-in    |   Send Data          |
     +------------------+-----------------------+----------------------+
     |   Receive Data   |   <<< SCSI Data-in    |   Send Data          |
     +------------------+-----------------------+----------------------+
     |                  |   <<< SCSI Response   |Send Status and Sense |
     +------------------+-----------------------+----------------------+
     | Command Complete |                       |                      |
     +------------------+-----------------------+----------------------+





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B.2  Write Operation Example

     +------------------+-----------------------+---------------------+
     |Initiator Function|    PDU Type           |  Target Function    |
     +------------------+-----------------------+---------------------+
     |  Command request |SCSI Command (WRITE)>>>| Receive command     |
     |  (write)         |                       | and queue it        |
     +------------------+-----------------------+---------------------+
     |                  |                       | Process old commands|
     +------------------+-----------------------+---------------------+
     |                  |                       | Ready to process    |
     |                  |   <<< R2T             | WRITE command       |
     +------------------+-----------------------+---------------------+
     |   Send Data      |   SCSI Data-out >>>   |   Receive Data      |
     +------------------+-----------------------+---------------------+
     |                  |   <<< R2T             | Ready for data      |
     +------------------+-----------------------+---------------------+
     |                  |   <<< R2T             | Ready for data      |
     +------------------+-----------------------+---------------------+
     |   Send Data      |   SCSI Data-out >>>   |   Receive Data      |
     +------------------+-----------------------+---------------------+
     |   Send Data      |   SCSI Data-out >>>   |   Receive Data      |
     +------------------+-----------------------+---------------------+
     |                  |   <<< SCSI Response   |Send Status and Sense|
     +------------------+-----------------------+---------------------+
     | Command Complete |                       |                     |
     +------------------+-----------------------+---------------------+

B.3  R2TSN/DataSN use Examples

     Output (write) data DataSN/R2TSN Example





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                                  iSCSI                      17-April-02

     +------------------+-----------------------+----------------------+
     |Initiator Function|    PDU Type & Content |  Target Function     |
     +------------------+-----------------------+----------------------+
     |  Command request |SCSI Command (WRITE)>>>| Receive command      |
     |  (write)         |                       | and queue it         |
     +------------------+-----------------------+----------------------+
     |                  |                       | Process old commands |
     +------------------+-----------------------+----------------------+
     |                  |   <<< R2T             | Ready for data       |
     |                  |   R2TSN = 0           |                      |
     +------------------+-----------------------+----------------------+
     |                  |   <<< R2T             | Ready for more data  |
     |                  |   R2TSN = 1           |                      |
     +------------------+-----------------------+----------------------+
     |  Send Data       |   SCSI Data-out >>>   |   Receive Data       |
     |  for R2TSN 0     |   DataSN = 0, F=0     |                      |
     +------------------+-----------------------+----------------------+
     |  Send Data       |   SCSI Data-out >>>   |   Receive Data       |
     |  for R2TSN 0     |   DataSN = 1, F=1     |                      |
     +------------------+-----------------------+----------------------+
     |  Send Data       |   SCSI Data >>>       |   Receive Data       |
     |  for R2TSN 1     |   DataSN = 0, F=1     |                      |
     +------------------+-----------------------+----------------------+
     |                  |   <<< SCSI Response   |Send Status and Sense |
     |                  |   ExpDataSN = 0       |                      |
     +------------------+-----------------------+----------------------+
     | Command Complete |                       |                      |
     +------------------+-----------------------+----------------------+



      Input (read) data DataSN Example





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                                      iSCSI                  17-April-02

     +------------------+-----------------------+----------------------+
     |Initiator Function|    PDU Type           |  Target Function     |
     +------------------+-----------------------+----------------------+
     |  Command request |SCSI Command (READ)>>> |                      |
     |  (read)          |                       |                      |
     +------------------+-----------------------+----------------------+
     |                  |                       | Prepare Data Transfer|
     +------------------+-----------------------+----------------------+
     |   Receive Data   |   <<< SCSI Data-in    |   Send Data          |
     |                  |   DataSN = 0, F=0     |                      |
     +------------------+-----------------------+----------------------+
     |   Receive Data   |   <<< SCSI Data-in    |   Send Data          |
     |                  |   DataSN = 1, F=0     |                      |
     +------------------+-----------------------+----------------------+
     |   Receive Data   |   <<< SCSI Data-in    |   Send Data          |
     |                  |   DataSN = 2, F=1     |                      |
     +------------------+-----------------------+----------------------+
     |                  |   <<< SCSI Response   |Send Status and Sense |
     |                  |   ExpDataSN = 3       |                      |
     +------------------+-----------------------+----------------------+
     | Command Complete |                       |                      |
     +------------------+-----------------------+----------------------+


      Bidirectional DataSN Example





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                                  iSCSI                      17-April-02

     +------------------+-----------------------+----------------------+
     |Initiator Function|    PDU Type           |  Target Function     |
     +------------------+-----------------------+----------------------+
     |  Command request |SCSI Command >>>       |                      |
     |  (Read-Write)    |  Read-Write           |                      |
     +------------------+-----------------------+----------------------+
     |                  |                       | Process old commands |
     +------------------+-----------------------+----------------------+
     |                  |   <<< R2T             | Ready to process     |
     |                  |   R2TSN = 0           | WRITE command        |
     +------------------+-----------------------+----------------------+
     | * Receive Data   |   <<< SCSI Data-in    |   Send Data          |
     |                  |   DataSN = 0, F=0     |                      |
     +------------------+-----------------------+----------------------+
     | * Receive Data   |   <<< SCSI Data-in    |   Send Data          |
     |                  |   DataSN = 1, F=1     |                      |
     +------------------+-----------------------+----------------------+
     |  * Send Data     |   SCSI Data-out >>>   |   Receive Data       |
     |  for R2TSN 0     |   DataSN = 0, F=1     |                      |
     +------------------+-----------------------+----------------------+
     |                  |   <<< SCSI Response   |Send Status and Sense |
     |                  |   ExpDataSN = 2       |                      |
     +------------------+-----------------------+----------------------+
     | Command Complete |                       |                      |
     +------------------+-----------------------+----------------------+

     *) Send data and Receive Data may be transferred simultaneously as in
     an atomic Read-Old-Write-New or sequential as in an atomic Read-
     Update-Write (in the alter case the R2T may follow the received data).

     Unsolicited and immediate output (write) data with DataSN Example





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                                   iSCSI                     17-April-02

     +------------------+-----------------------+----------------------+
     |Initiator Function|    PDU Type & Content |  Target Function     |
     +------------------+-----------------------+----------------------+
     |  Command request |SCSI Command (WRITE)>>>| Receive command      |
     |  (write)         |F=0                    | and data             |
     |+ immediate data  |                       | and queue it         |
     +------------------+-----------------------+----------------------+
     | Send Unsolicited |   SCSI Write Data >>> | Receive more Data    |
     |  Data            |   DataSN = 0, F=1     |                      |
     +------------------+-----------------------+----------------------+
     |                  |                       | Process old commands |
     +------------------+-----------------------+----------------------+
     |                  |   <<< R2T             | Ready for more data  |
     |                  |   R2TSN = 0           |                      |
     +------------------+-----------------------+----------------------+
     |  Send Data       |   SCSI Write Data >>> |   Receive Data       |
     |  for R2TSN 0     |   DataSN = 0, F=1     |                      |
     +------------------+-----------------------+----------------------+
     |                  |   <<< SCSI Response   |Send Status and Sense |
     |                  |                       |                      |
     +------------------+-----------------------+----------------------+
     | Command Complete |                       |                      |
     +------------------+-----------------------+----------------------+

B.4  CRC Examples

     N.B. all Values are Hexadecimal

     32 bytes of zeroes:

       Byte:        0  1  2  3

          0:       00 00 00 00
        ...
         28:       00 00 00 00

        CRC:       aa 36 91 8a

     32 bytes of ones:

       Byte:        0  1  2  3

          0:       ff ff ff ff


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                                  iSCSI            17-April-02

        ...
         28:       ff ff ff ff

        CRC:       43 ab a8 62

     32 bytes of incrementing 00..1f:

       Byte:        0  1  2  3

          0:       00 01 02 03
        ...
         28:       1c 1d 1e 1f

        CRC:       4e 79 dd 46

     32 bytes of decrementing 1f..00:

       Byte:        0  1  2  3

          0:       1f 1e 1d 1c
        ...
         28:       03 02 01 00

        CRC:       5c db 3f 11





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                                     iSCSI                       17-April-02

Appendix C. Login Phase Examples

     In the first example, the initiator and target authenticate each other
     via Kerberos:

       I-> Login (CSG,NSG=0,1 T=1)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           AuthMethod=KRB5,SRP,None

       T-> Login (CSG,NSG=0,0 T=0)
           AuthMethod=KRB5


       I-> Login (CSG,NSG=0,1 T=1)
           KRB_AP_REQ=<krb_ap_req>

       (krb_ap_req contains the Kerberos V5 ticket and authenticator
            with MUTUAL-REQUIRED set in the ap-options field)

       If the authentication is successful, the target proceeds with:

       T-> Login (CSG,NSG=0,1 T=1)
           KRB_AP_REP=<krb_ap_rep>

       (krb_ap_rep is the Kerberos V5 mutual authentication reply)

       If the authentication is successful, the initiator may proceed
            with:

       I-> Login (CSG,NSG=1,0 T=0) FirstBurstSize=0
       T-> Login (CSG,NSG=1,0 T=0) FirstBurstSize=8192 MaxBurst-
            Size=8192
       I-> Login (CSG,NSG=1,0 T=0) MaxBurstSize=8192
           ... more iSCSI Operational Parameters

       T-> Login (CSG,NSG=1,0 T=0)
           ... more iSCSI Operational Parameters

       And at the end:

       I-> Login (CSG,NSG=1,3 T=1)
           optional iSCSI parameters

       T-> Login (CSG,NSG=1,3 T=1) "login accept"

       If the initiator's authentication by the target is not success-
            ful, the target responds with:


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                                     iSCSI                      17-April-02

       T-> Login "login reject"

       instead of the Login KRB_AP_REP message, and terminates the con-
         nection.

       If the target's authentication by the initiator is not success-
         ful, the initiator terminates the connection (without respond-
         ing to the Login KRB_AP_REP message).

     In the next example only the initiator is authenticated by the target
     via Kerberos:

       I-> Login (CSG,NSG=0,1 T=1)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           AuthMethod=SRP,KRB5,None

       T-> Login-PR (CSG,NSG=0,0 T=0)
           AuthMethod=KRB5

       I-> Login (CSG,NSG=0,1 T=1)
           KRB_AP_REQ=krb_ap_req

       (MUTUAL-REQUIRED not set in the ap-options field of krb_ap_req)

       If the authentication is successful, the target proceeds with:

       T-> Login (CSG,NSG=0,1 T=1)

       I-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       T-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       . . .

       T-> Login (CSG,NSG=1,3 T=1)"login accept"


     In the next example, the initiator and target authenticate each other
     via SPKM1:

       I-> Login (CSG,NSG=0,1 T=1)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           AuthMethod=SPKM1,KRB5,None

       T-> Login (CSG,NSG=0,0 T=0)

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           AuthMethod=SPKM1

       I-> Login (CSG,NSG=0,0 T=0)
           SPKM_REQ=<spkm-req>

       (spkm-req is the SPKM-REQ token with the mutual-state bit in the
            options field of the REQ-TOKEN set)

       T-> Login (CSG,NSG=0,0 T=0)
           SPKM_REP_TI=<spkm-rep-ti>

       If the authentication is successful, the initiator proceeds:

       I-> Login (CSG,NSG=0,1 T=1)
           SPKM_REP_IT=<spkm-rep-it>

       If the authentication is successful, the target proceeds with:

       T-> Login (CSG,NSG=0,1 T=1)

       The initiator may proceed:

       I-> Login  (CSG,NSG=1,0 T=0) ... iSCSI parameters
       T-> Login  (CSG,NSG=1,0 T=0) ... iSCSI parameters

       And at the end:

       I-> Login  (CSG,NSG=1,3 T=1)
           optional iSCSI parameters

       T-> Login (CSG,NSG=1,3 T=1) "login accept"


       If the target's authentication by the initiator is not success-
            ful, the initiator terminates the connection (without respond-
            ing to the Login SPKM_REP_TI message).

       If the initiator's authentication by the target is not success-
            ful, the target responds with:

       T-> Login "login reject"

       instead of the Login "proceed and change stage" message, and
            terminates the connection.


     In the next example, the initiator and target authenticate each other
     via SPKM2:



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                                     iSCSI                     17-April-02

       I-> Login (CSG,NSG=0,0 T=0)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
                 AuthMethod=SPKM1,SPKM2

       T-> Login-PR (CSG,NSG=0,0 T=0)
           AuthMethod=SPKM2

       I-> Login (CSG,NSG=0,1 T=1)
           SPKM_REQ=<spkm-req>

       (spkm-req is the SPKM-REQ token with the mutual-state bit in the
            options field of the REQ-TOKEN not set)

       If the authentication is successful, the target proceeds with:

       T-> Login (CSG,NSG=0,1 T=1)

       The initiator may proceed:

       I-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       T-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       And at the end:

       I-> Login  (CSG,NSG=1,3 T=1)
           optional iSCSI parameters

       T-> Login (CSG,NSG=1,3 T=1) "login accept"


     In the next example, the initiator and target authenticate each other
     via SRP:

       I-> Login (CSG,NSG=0,1 T=1)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           AuthMethod=KRB5,SRP,None

       T-> Login-PR  (CSG,NSG=0,0 T=0)
           AuthMethod=SRP

       I-> Login (CSG,NSG=0,0 T=0)
           SRP_U=<user>
           TargetAuth=Yes


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       T-> Login (CSG,NSG=0,0 T=0)
           SRP_N=<N>
           SRP_g=<g>
           SRP_s=<s>

       I-> Login (CSG,NSG=0,0 T=0)
           SRP_A=<A>

       T-> Login (CSG,NSG=0,0 T=0)
           SRP_B=<B>

       I-> Login (CSG,NSG=0,1 T=1)
           SRP_M=<M>

       If the initiator authentication is successful, the target pro-
         ceeds:

       T-> Login (CSG,NSG=0,1 T=1)
           SRP_HM=<H(A | M | K)>

        Where N, g, s, A, B, M, and H(A | M | K) are defined in [RFC2945].

       If the target authentication is not successful, the initiator
         terminates the connection; otherwise, it proceeds.

       I-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       T-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       And at the end:

       I-> Login (CSG,NSG=1,3 T=1)
           optional iSCSI parameters

       T-> Login  (CSG,NSG=1,3 T=1) "login accept"

       If the initiator authentication is not successful, the target
         responds with:

       T-> Login "login reject"

       Instead of the T-> Login SRP_HM=<H(A | M | K)>  message and ter-
         minates the connection.

     In the next example, only the initiator is authenticated by the target
     via SRP:



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       I-> Login (CSG,NSG=0,1 T=1)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           AuthMethod=KRB5,SRP,None

       T-> Login-PR (CSG,NSG=0,0 T=0)
           AuthMethod=SRP

       I-> Login (CSG,NSG=0,0 T=0)
           SRP_U=<user>
           TargetAuth=No

        T-> Login (CSG,NSG=0,0 T=0)
            SRP_N=<N>
            SRP_g=<g>
            SRP_s=<s>

       I-> Login (CSG,NSG=0,0 T=0)
           SRP_A=<A>

       T-> Login (CSG,NSG=0,0 T=0)
           SRP_B=<B>

       I-> Login (CSG,NSG=0,1 T=1)
           SRP_M=<M>

       If the initiator authentication is successful, the target pro-
            ceeds:

       T-> Login (CSG,NSG=0,1 T=1)

       I-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       T-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       And at the end:

       I-> Login (CSG,NSG=1,3 T=1)
           optional iSCSI parameters

       T-> Login (CSG,NSG=1,3 T=1) "login accept"


     In the next example the initiator and target authenticate each other
     via CHAP:

       I-> Login (CSG,NSG=0,0 T=0)

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           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           AuthMethod=KRB5,CHAP,None

       T-> Login-PR (CSG,NSG=0,0 T=0)
           AuthMethod=CHAP

       I-> Login (CSG,NSG=0,0 T=0)
           CHAP_A=<A1,A2>

        T-> Login (CSG,NSG=0,0 T=0)
            CHAP_A=<A1>
            CHAP_I=<I>
            CHAP_C=<C>

       I-> Login (CSG,NSG=0,1 T=1)
           CHAP_N=<N>
           CHAP_R=<R>
           CHAP_I=<I>
           CHAP_C=<C>

       If the initiator authentication is successful, the target pro-
         ceeds:

       T-> Login (CSG,NSG=0,1 T=1)
           CHAP_N=<N>
           CHAP_R=<R>

       If the target authentication is not successful, the initiator
         aborts the connection; otherwise, it proceeds.

       I-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters
       T-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       And at the end:

       I-> Login (CSG,NSG=1,3 T=1)
           optional iSCSI parameters

       T-> Login (CSG,NSG=1,3 T=1) "login accept"

       If the initiator authentication is not successful, the target
         responds with:

       T-> Login "login reject"



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       Instead of the Login CHAP_R=<response> "proceed and change
         stage"
       message and terminates the connection.


     In the next example, only the initiator is authenticated by the target
     via CHAP:

       I-> Login (CSG,NSG=0,1 T=0)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           AuthMethod=KRB5,CHAP,None

       T-> Login-PR (CSG,NSG=0,0 T=0)
           AuthMethod=CHAP

       I-> Login (CSG,NSG=0,0 T=0)
           CHAP_A=<A1,A2>

        T-> Login (CSG,NSG=0,0 T=0)
            CHAP_A=<A1>
            CHAP_I=<I>
            CHAP_C=<C>

       I-> Login (CSG,NSG=0,1 T=1)
           CHAP_N=<N>
           CHAP_R=<R>

       If the initiator authentication is successful, the target pro-
         ceeds:

       T-> Login (CSG,NSG=0,1 T=1)

       I-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       T-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       And at the end:

       I-> Login (CSG,NSG=1,3 T=1)
           optional iSCSI parameters

       T-> Login (CSG,NSG=1,3 T=1) "login accept"




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     In the next example, the initiator does not offer any security param-
     eters. It therefore, may offer iSCSI parameters on the Login PDU with
     the T bit set to 1, and the target may respond with a final Login
     Response PDU immediately:

       I-> Login (CSG,NSG=1,3 T=1)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           ... iSCSI parameters

       T-> Login (CSG,NSG=1,3 T=1) "login accept"
           ... ISCSI parameters

       In the next example, the initiator does offer security parame-
         ters on the Login PDU, but the target does not choose any
         (i.e., chooses the "None" values):

       I-> Login (CSG,NSG=0,1 T=1)
           InitiatorName=iqn.1999-07.com.os.hostid.77
           TargetName=iqn.1999-07.com.acme.diskarray.sn.88
           AuthMethod:KRB5,SRP,None

       T-> Login-PR (CSG,NSG=0,1 T=1)
           AuthMethod=None

       I-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       T-> Login (CSG,NSG=1,0 T=0)
           ... iSCSI parameters

       And at the end:

       I-> Login (CSG,NSG=1,3 T=1)
           optional iSCSI parameters

       T-> Login (CSG,NSG=1,3 T=1) "login accept"





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                                      iSCSI                        17-April-02

Appendix D. SendTargets Operation

     To reduce the amount of configuration required on an initiator, iSCSI
     provides the SendTargets text request.  The initiator uses the Send-
     Targets request to get a list of targets to which it may have access,
     as well as the list of addresses (IP address and TCP port) on which
     these targets may be accessed.

     To make use of SendTargets, an initiator must first establish one of
     two types of sessions.  If the initiator establishes the session using
     the key "SessionType=Discovery", the session is a discovery session,
     and a target name does not need to be specified.  Otherwise, the ses-
     sion is a normal, operational session.  The SendTargets command MUST
     only be sent during the full feature phase of a normal or discovery
     session.

     A system that contains targets MUST support discovery sessions on each
     of its IP addresses, and MUST support the SendTargets command on the
     discovery session.  A target MUST support the SendTargets command on
     operational sessions; these will only return address information
     about the target to which the session is connected, and do not return
     information about other targets.

     An initiator MAY make use of the SendTargets as it sees fit.

     A SendTargets command consists of a single Text request PDU.
     This PDU contains exactly one text key and value.  The text key MUST
     be SendTargets.  The expected response depends upon the value, as well
     as whether the session is a discovery or operational session.

     The value must be one of:

        All

        The initiator is requesting that information on all relevant
          targets known to the implementation be returned.  This value
          MUST be supported on a discovery session, and MUST NOT be sup-
          ported on an operational session.

        <iSCSI-target-name>

        If an iSCSI target name is specified, the session should respond
          with addresses for only the named target, if possible.  This
          value MUST be supported on discovery sessions.  A discovery


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         session MUST be capable of returning addresses for those tar-
         gets that would have been returned had value=all been desig-
         nated.

       <nothing>

       The session should respond only with addresses for the target to
         which the session is logged in.  This MUST be supported on
         operational sessions, and MUST NOT return targets other than
         the one to which the session is logged in.

     The response to this command is a text response that contains a list
     of zero or more targets and, optionally, their addresses.  Each target
     is returned as a target record.  A target record begins with the Tar-
     getName text key, followed by a list of TargetAddress text keys, and
     bounded by the end of the text response or the next TargetName key,
     which begins a new record.  No text keys other than TargetName and
     TargetAddress are permitted within a SendTargets response.

     For the format of the TargetName, see Section 11.4 TargetName.

     A discovery session MAY respond to a SendTargets request with its com-
     plete list of targets, or with a list of targets that is based on the
     name of the initiator logged in to the session.

     A SendTargets response MUST NOT not contain target names if there are
     no targets for the requesting initiator to access.

     Each target record returned includes zero or more TargetAddress
     fields.

     A SendTargets response MUST NOT contain iSCSI default target names.

     Each target record starts with one text key of the form:

       TargetName=<target-name-goes-here>

     Followed by zero or more address keys of the form:

       TargetAddress=<hostname-or-ipaddress>[:<tcp-port>],<portal-
         group-tag>

     The hostname-or-ipaddress and tcp port are as specified in the  Sec-
     tion 2.2.6 iSCSI Names.


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     Each TargetAddress belongs to a portal group, identified by its
     numeric, decimal portal group tag.  The iSCSI target name, together
     with this tag, constitutes the SCSI port identifier; the tag need be
     unique only within a given target name's list of addresses.

     Multiple-connection sessions can span iSCSI addresses that belong to
     the same portal group.

     Multiple-connection sessions cannot span iSCSI addresses that belong
     to different portal groups.

     If a SendTargets response reports an iSCSI address for a target, it
     SHOULD also report all other addresses in its portal group in the same
     response.

     A SendTargets text response can be longer than a single Text Response
     PDU, and makes use of the long text responses as specified.

     After obtaining a list of targets from the discovery target session,
     an iSCSI initiator may initiate new sessions to log in to the discov-
     ered targets for full operation.  The initiator MAY keep the session
     to a default target open, and MAY send subsequently SendTargets com-
     mands to discover new targets.

     Examples:


     This example is the SendTargets response from a single target that has
     no other interface ports.

     Initiator sends text request that contains:

       SendTargets=All

     Target sends a text response that contains:

       TargetName=iqn.1993-11.com.acme.diskarray.sn.8675309

     All the target  had to return in the simple case was the target name.
     It is assumed by the initiator that the IP address and TCP port for
     this target are the same as used on the current connection to the
     default iSCSI target.



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     The next example has two internal iSCSI targets, each accessible via
     two different ports with different IP addresses.  The following is the
     text response:

       TargetName=iqn.1993-11.com.acme.diskarray.sn.8675309
       TargetAddress=10.1.0.45:3000,1
       TargetAddress=10.1.1.45:3000,2
       TargetName=iqn.1993-11.com.acme.diskarray.sn.1234567
       TargetAddress=10.1.0.45:3000,1
       TargetAddress=10.1.1.45:3000,2

     Both targets share both addresses; the multiple addresses are likely
     used to provide multi-path support.  The initiator may connect to
     either target name on either address.  Each of the addresses has its
     own portal group tag; they do not support spanning multiple-connec-
     tion sessions with each other.  Keep in mind also that the portal
     group tags for the two named targets are independent of one another;
     portal group "1" on the first target is not necessarily the same as
     portal group "1" on the second.

     In the above example, a DNS host name could have been returned instead
     of an IP address, and that an IPv6 addresses (5 to 16 dotted-decimal
     numbers) could have also been returned.

     The next text response shows a target that supports spanning sessions
     across multiple addresses, which indicates the use of the portal group
     tags:

       TargetName=iqn.1993-11.com.acme.diskarray.sn.8675309
       TargetAddress=10.1.0.45:3000,1
       TargetAddress=10.1.1.46:3000,1
       TargetAddress=10.1.0.47:3000,2
       TargetAddress=10.1.1.48:3000,2
       TargetAddress=10.1.1.49:3000,3

     In this example, any of the target addresses can be used to reach the
     same target.  A single-connection session can be established to any of
     these TCP addresses.  A multiple-connection session could span
     addresses .45 and .46 or .47 and .48, but cannot span any other combi-
     nation.  A TargetAddress with its own tag (.49), cannot be combined
     with any other address within the same session.

     This SendTargets response does not indicate whether .49 supports mul-
     tiple connections per session; it communicated via the MaxConnections
     text key upon login to the target.

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Appendix E. Algorithmic Presentation of Error Recovery Classes

     This appendix illustrates the error recovery classes using a pseudo-
     programming-language.  The procedure names are chosen to be obvious to
     most implementers. Each of the recovery classes described has initia-
     tor procedures as well as target procedures.   These algorithms focus
     on outlining the mechanics of error recovery classes, and ignore all
     other aspects/cases. Examples of this approach are:

           - Handling for only certain Opcode types is shown.

           - Only certain reason codes (for example, Recovery in Logout
            command) are outlined.

           - Resultant cases, such as recovery of Synchronization on a
            header digest error are considered out-of-scope in these algo-
            rithms.  In this particular example a header digest error may
            lead to connection recovery if some type of sync and steering
            layer is not implemented.

     These algorithms strive to convey the iSCSI error recovery concepts in
     the simplest terms, and are not designed to be optimal.

E.1  General Data Structure and Procedure Description

     This section defines the procedures and data structures that are com-
     monly used by all the error recovery algorithms. The structures may
     not be the exhaustive representations of what is required for a typi-
     cal implementation.

     Data structure definitions -
     struct TransferContext {
             int TargetTransferTag;
             int ExpectedDataSN;
     };

     struct TCB {              /* task control block */
             Boolean SoFarInOrder;
             int ExpectedDataSN; /* used for both R2Ts, and Data */
             int MissingDataSNList[MaxMissingDPDU];
             Boolean FbitReceived;
             Boolean StatusXferd;
             Boolean CurrentlyAllegiant;
             int ActiveR2Ts;


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             int Response;
             char *Reason;
             struct TransferContext
                         TransferContextList[MaxOutStandingR2T];
             int InitiatorTaskTag;
             int CmdSN;
     };

     struct Connection {
             struct Session SessionReference;
             Boolean SoFarInOrder;
             int CID;
             int State;
             int ExpectedStatSN;
             int MissingStatSNList[MaxMissingSPDU];
             Boolean PerformConnectionCleanup;
     };

     struct Session {
             int NumConnections;
             int CmdSN;
             int Maxconnections;
             int ErrorRecoveryLevel;
             struct iSCSIEndpoint OtherEndInfo;
             struct Connection ConnectionList[MaxSupportedConns];
     };

     Procedure descriptions -
     Receive-a-In-PDU(transport connection, inbound PDU);
     check-basic-validity(inbound PDU);
     Start-Timer(timeout handler, argument, timeout value);
     Build-And-Send-Reject(transport connection, bad PDU, reason code);

E.2  Within-command Error Recovery Algorithms

E.2.1   Procedure Descriptions

     Recover-Data-if-Possible(last required DataSN, task control block);
     Build-And-Send-DSnack(task control block);
     Build-And-Send-Abort(task control block);
     SCSI-Task-Completion(task control block);
     Build-And-Send-a-Data-Burst(transport connection, R2T PDU,
                                                   task control block);
     Build-And-Send-R2T(transport connection, description of data,

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                                     iSCSI                      17-April-02

                                                  task control block);
     Build-And-Send-Status(transport connection, task control block);
     Transfer-Context-Timeout-Handler(transfer context);

     Implementation-specific tunables -
     InitiatorDataSNACKEnabled, TargetDataSNACKSupported,
     TargetRecoveryR2TEnabled.

     Notes:

          - Some procedures used in this section, including: Recover-Sta-
           tus-if-Possible, Handle-Status-SNACK-request, Evaluate-a-
           StatSN are defined in Within-connection recovery algorithms.

          - The Response processing pseudo-code, shown in the target algo-
           rithms, applies to all solicited PDUs that carry StatSN - SCSI
           Response, Text Response etc.

E.2.2   Initiator Algorithms

     Recover-Data-if-Possible(LastRequiredDataSN, TCB)
     {
         if (InitiatorDataSNACKEnabled) {
              if (# of missing PDUs is trackable) {
                    Note the missing DataSNs in TCB.
                    Build-And-Send-DSnack(TCB);
              } else {
                  TCB.Reason = "Protocol service CRC error";
                  }
         } else {
               TCB.Reason = "Protocol service CRC error";
         }
         if (TCB.Reason = "Protocol service CRC error") {
               Clear the missing PDU list in the TCB.
               if (TCB.StatusXferd is not TRUE)
                  Build-And-Send-Abort(TCB);
         }
     }

     Receive-a-In-PDU(Connection, CurrentPDU)
     {
        check-basic-validity(CurrentPDU);
        if (Header-Digest-Bad) discard, return;
        Retrieve TCB for CurrentPDU.InitiatorTaskTag.


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        if ((CurrentPDU.type = Data)
                    or (CurrentPDU.type = R2T)) {
           if (Data-Digest-Bad) {
               send-data-SNACK = TRUE;
             LastRequiredDataSN = CurrentPDU.DataSN;
             } else {
                 if (TCB.SoFarInOrder = TRUE) {
                     if (current DataSN is expected) {
                          Increment TCB.ExpectedDataSN.
                     } else {
                         TCB.SoFarInOrder = FALSE;
                         send-data-SNACK = TRUE;
                         }
                 } else {
                       if (current DataSN was considered missing) {
                            remove current DataSN from missing PDU list.
                       } else if (current DataSN is higher than expected) {
                             send-data-SNACK = TRUE;
                         } else {
                               discard, return;
                         }
                         Adjust TCB.ExpectedDataSN if appropriate.
                 }
                 LastRequiredDataSN = CurrentPDU.DataSN - 1;
             }
             if (send-data-SNACK is TRUE and
                     task is not already considered failed) {
                 Recover-Data-if-Possible(LastRequiredDataSN, TCB);
           }
             if (missing data PDU list is empty) {
                TCB.SoFarInOrder = TRUE;
             }
           if (CurrentPDU.type = R2T) {
              Increment ActiveR2Ts for this task.
              Build-And-Send-A-Data-Burst(Connection, CurrentPDU, TCB);
           }
        } else if (CurrentPDU.type = Response) {
           if (Data-Digest-Bad) {
                send-status-SNACK = TRUE;
             } else {
              TCB.StatusXferd = TRUE;
              Store the status information in TCB.
              if (ExpDataSN does not match) {

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                   TCB.SoFarInOrder = FALSE;
                   Recover-Data-if-Possible(current DataSN, TCB);
              }
                 if (missing data PDU list is empty) {
                      TCB.SoFarInOrder = TRUE;
                 }
              send-status-SNACK = Evaluate-a-StatSN(Connection,
                                           CurrentPDU.StatSN);
           }
           if (send-status-SNACK is TRUE)
              Recover-Status-if-Possible(Connection, CurrentPDU);
        } else { /* REST UNRELATED TO WITHIN-COMMAND-RECOVERY, NOT SHOWN */
        }
        if ((TCB.SoFarInOrder is TRUE) and
                             (TCB.StatusXferd is TRUE)) {
           SCSI-Task-Completion(TCB);
        }
     }

E.2.3   Target Algorithms

     Receive-a-In-PDU(Connection, CurrentPDU)
     {
       check-basic-validity(CurrentPDU);
       if (Header-Digest-Bad) discard, return;
       Retrieve TCB for CurrentPDU.InitiatorTaskTag.
       if (CurrentPDU.type = Data) {
           Retrieve TContext from CurrentPDU.TargetTransferTag;
           if (Data-Digest-Bad) {
                 Build-And-Send-Reject(Connection, CurrentPDU,
                                   Payload-Digest-Error);
              Note the missing data PDUs in MissingDataRange[].
                 send-recovery-R2T = TRUE;
              } else {
              if (current DataSN is not expected) {
                  Note the missing data PDUs in MissingDataRange[].
                     send-recovery-R2T = TRUE;
                 }
              if (CurrentPDU.Fbit = TRUE) {
                  if (current PDU is solicited) {
                         Decrement TCB.ActiveR2Ts.
                  }
                  if ((current PDU is unsolicited and


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                         data received is less than I/O size and
                           data received is less than FirstBurstSize)
                      or {current PDU is solicited and the size of
                           this burst is less than expected)) {
                      send-recovery-R2T = TRUE;
                      Note the missing data in MissingDataRange[].
                  }
                }
             }
             Increment TContext.ExpectedDataSN.
           if (send-recovery-R2T is TRUE  and
                     task is not already considered failed) {
              if (TargetRecoveryR2TEnabled is TRUE) {
                  Increment TCB.ActiveR2Ts.
                  Build-And-Send-R2T(Connection, MissingDataRange, TCB);
              } else {
                   if (current PDU is the last unsolicited)
                       TCB.Reason = "Not enough unsolicited data";
                   else
                       TCB.Reason = "Protocol service CRC error";
              }
           }
           if (TCB.ActiveR2Ts = 0) {
              Build-And-Send-Status(Connection, TCB);
           }
       } else if (CurrentPDU.type = SNACK) {
           snack-failure = FALSE;
           if (this is data retransmission request) {
              if (TargetDataSNACKSupported) {
                   if (the request is satisfiable) {
                         Build-And-Send-A-Data-Burst(CurrentPDU, TCB);
                   } else {
                         snack-failure = TRUE;
                   }
              } else {
                   snack-failure = TRUE;
              }
              if (snack-failure is TRUE) {
                   Build-And-Send-Reject(Connection, CurrentPDU,
                                                       Data-SNACK-Reject);
                   if (TCB.StatusXferd is not TRUE) {
                        TCB.Reason = "SNACK Rejected";
                        Build-And-Send-Status(Connection, TCB);

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                   }
              }
           } else {
               Handle-Status-SNACK-request(Connection, CurrentPDU);
           }
       } else { /* REST UNRELATED TO WITHIN-COMMAND-RECOVERY, NOT SHOWN */
       }
     }

     Transfer-Context-Timeout-Handler(TContext)
     {
       Retrieve TCB and Connection from TContext.
       Decrement TCB.ActiveR2Ts.
       if (TargetRecoveryR2TEnabled is TRUE and
                     task is not already considered failed) {
           Note the missing data PDUs in MissingDataRange[].
           Build-And-Send-R2T(Connection, MissingDataRange, TCB);
       } else {
           TCB.Reason = "Protocol service CRC error";
           if (TCB.ActiveR2Ts = 0) {
              Build-And-Send-Status(Connection, TCB);
           }
       }
     }

E.3  Within-connection Recovery Algorithms

E.3.1   Procedure Descriptions

     Procedure descriptions:
     Recover-Status-if-Possible(transport connection,
                                         currently received PDU);
     Evaluate-a-StatSN(transport connection, current StatSN);
     Retransmit-Command-if-Possible(transport connection, CmdSN);
     Build-And-Send-SSnack(transport connection);
     Build-And-Send-Command(transport connection, task control block);
     Command-Acknowledge-Timeout-Handler(task control block);
     Status-Expect-Timeout-Handler(transport connection);
     Build-And-Send-Nop-Out(transport connection);
     Handle-Status-SNACK-request(transport connection, status SNACK PDU);
     Retransmit-Status-Burst(status SNACK, task control block);
     Is-Acknowledged(beginning StatSN, run size);

     Implementation-specific tunables:

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     InitiatorCommandRetryEnabled, InitiatorStatusExpectNopEnabled, Initi-
     atorProactiveSNACKEnabled, InitiatorStatusSNACKEnabled, TargetSta-
     tusSNACKSupported.

     Notes:
           - The initiator algorithms only deal with unsolicited Nop-In
            PDUs for generating status SNACKs.  Solicited Nop-In PDU has
            an assigned StatSN, which, when out-of-order, could trigger
            the out-of-order StatSN handling in Within-command algo-
            rithms, again leading to Recover-Status-if-Possible.

           - The pseudo-code shown may result in the retransmission of
            unacknowledged commands in more cases than necessary.  This
            will not however affect the correctness of the operation since
            the target is required to discard the duplicate CmdSNs.

           - The procedure Build-And-Send-Async is defined in the Connec-
            tion recovery algorithms.

           - The procedure Status-Expect-Timeout-Handler describes how
            initiators may proactively attempt to retrieve the Status if
            they so choose. This procedure is assumed to be triggered much
            before the standard ULP timeout.

E.3.2   Initiator Algorithms

     Recover-Status-if-Possible(Connection, CurrentPDU)
     {
         if ((Connection.state = LOGGED_IN) and
                      connection is not already considered failed) {
            if (InitiatorStatusSNACKEnabled) {
               if (# of missing PDUs is trackable) {
                     Note the missing StatSNs in Connection;
                 Build-And-Send-SSnack(Connection);
                   } else {
                    Connection.PerformConnectionCleanup = TRUE;
               }
            } else {
                   Connection.PerformConnectionCleanup = TRUE;
            }
            if (Connection.PerformConnectionCleanup is TRUE) {
               Start-Timer(Connection-Cleanup-Handler, Connection, 0);
                }
         }
     }


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     Retransmit-Command-if-Possible(Connection, CmdSN)
     {
         if (InitiatorCommandRetryEnabled) {
            Retrieve the InitiatorTaskTag, and thus TCB for the CmdSN.
            Build-And-Send-Command(Connection, TCB);
         }
     }

     Evaluate-a-StatSN(Connection, StatSN)
     {
         send-status-SNACK = FALSE;
         if (Connection.SoFarInOrder is TRUE) {
            if (current StatSN is the expected) {
                 Increment Connection.ExpectedStatSN.
            } else {
                     Connection.SoFarInOrder = FALSE;
                     send-status-SNACK = TRUE;
                }
         } else {
            if (current StatSN was considered missing) {
                 remove current StatSN from the missing list.
            } else {
                     if (current StatSN is higher than expected){
                         send-status-SNACK = TRUE;
                     } else {
                     discard, return;
                 }
            }
            Adjust Connection.ExpectedStatSN if appropriate.
            if (missing StatSN list is empty) {
                 Connection.SoFarInOrder = TRUE;
                }
         }
         return send-status-SNACK;
     }

     Receive-a-In-PDU(Connection, CurrentPDU)
     {
         check-basic-validity(CurrentPDU);
         if (Header-Digest-Bad) discard, return;
         Retrieve TCB for CurrentPDU.InitiatorTaskTag.
         if (CurrentPDU.type = Nop-In) {
               if (the PDU is unsolicited) {

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                     if (current StatSN is not expected) {
                        Recover-Status-if-Possible(Connection, CurrentPDU);
                     }
                     if (current ExpCmdSN is not Session.CmdSN) {
                         Retransmit-Command-if-Possible(Connection,
                                        CurrentPDU.ExpCmdSN);
                     }
               }
         } else if (CurrentPDU.type = Reject) {
               if (it is a data digest error on immediate data) {
                     Retransmit-Command-if-Possible(Connection,
                                        CurrentPDU.BadPDUHeader.CmdSN);
               }
         } else if (CurrentPDU.type = Response) {
              send-status-SNACK = Evaluate-a-StatSN(Connection,
                                             CurrentPDU.StatSN);
              if (send-status-SNACK is TRUE)
                  Recover-Status-if-Possible(Connection, CurrentPDU);
         } else { /* REST UNRELATED TO WITHIN-CONNECTION-RECOVERY,
                   * NOT SHOWN */
         }
     }

     Command-Acknowledge-Timeout-Handler(TCB)
     {
         Retrieve the Connection for TCB.
         Retransmit-Command-if-Possible(Connection, TCB.CmdSN);
     }

     Status-Expect-Timeout-Handler(Connection)
     {
         if (InitiatorStatusExpectNopEnabled) {
             Build-And-Send-Nop-Out(Connection);
         } else if (InitiatorProactiveSNACKEnabled){
             if ((Connection.state = LOGGED_IN) and
                    connection is not already considered failed) {
                  Build-And-Send-SSnack(Connection);
             }
         }
     }




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E.3.3   Target Algorithms

     Handle-Status-SNACK-request(Connection, CurrentPDU)
     {
         if (TargetStatusSNACKSupported) {
            if (request for an acknowledged run) {
                Build-And-Send-Reject(Connection, CurrentPDU,
                                                  Protocol-Error);
            } else if (request for an untransmitted run) {
                discard, return;
            } else {
                Retransmit-Status-Burst(CurrentPDU, TCB);
            }
         } else {
            Build-And-Send-Async(Connection, DroppedConnection,
                                    DefaultTime2Wait, DefaultTime2Retain);
         }
     }

E.4  Connection Recovery Algorithms

E.4.1   Procedure Descriptions

     Build-And-Send-Async(transport connection, reason code,
                                        minimum time, maximum time);
     Pick-A-Logged-In-Connection(session);
     Build-And-Send-Logout(transport connection, logout connection
                       identifier, reason code);
     PerformImplicitLogout(transport connection, logout connection
                       identifier, target information);
     PerformLogin(transport connection, target information);
     CreateNewTransportConnection(target information);
     Build-And-Send-Command(transport connection, task control block);
     Connection-Cleanup-Handler(transport connection);
     Connection-Resource-Timeout-Handler(transport connection);
     Quiesce-And-Prepare-for-New-Allegiance(session, task control block);
     Build-And-Send-Logout-Response(transport connection,
                              CID of connection in recovery, reason code);
     Build-And-Send-TaskMgmt-Response(transport connection,
                            task mgmt command PDU, response code);
     Establish-New-Allegiance(task control block, transport connection);
     Schedule-Command-To-Continue(task control block);

     Notes:

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          - Transport exception conditions, such as unexpected connection
           termination, connection reset, and hung connection while the
           connection is in the full-feature phase, are all assumed to be
           asynchronously signaled to the iSCSI layer using the
           Transport_Exception_Handler procedure.

E.4.2   Initiator Algorithms


     Receive-a-In-PDU(Connection, CurrentPDU)
     {
         check-basic-validity(CurrentPDU);
         if (Header-Digest-Bad) discard, return;
         Retrieve TCB from CurrentPDU.InitiatorTaskTag.
         if (CurrentPDU.type = Async) {
             if (CurrentPDU.AsyncEvent = ConnectionDropped) {
                Retrieve the AffectedConnection for CurrentPDU.Parameter1.
               AffectedConnection.State = CLEANUP_WAIT;
             } else if (CurrentPDU.AsyncEvent = LogoutRequest)) {
                Retrieve the AffectedConnection for CurrentPDU.Parameter1.
               AffectedConnection.State = LOGOUT_REQUESTED;
               AffectedConnection.PerformConnectionCleanup = TRUE;
               Start-Timer(Connection-Cleanup-Handler,
                             AffectedConnection, CurrentPDU.Parameter2);
             } else if (CurrentPDU.AsyncEvent = SessionDropped)) {
               for (each Connection) {
                   Connection.state = CLEANUP_WAIT;
               }
               Session.state = FAILED;
               Start-Timer(Session-Continuation-Handler,
                             Session, CurrentPDU.Parameter2);
             }

         } else if (CurrentPDU.type = LogoutResponse) {
             Retrieve the CleanupConnection for CurrentPDU.CID.
             if (CurrentPDU.Response = failure) {
                CleanupConnection.State = CLEANUP_WAIT;
             } else {
                 CleanupConnection.State = FREE;
             }
         } else if (CurrentPDU.type = LoginResponse) {
              if (this is a response to an implicit Logout) {
                 Retrieve the CleanupConnection.
                 if (successful) {

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                     CleanupConnection.State = FREE;
                     Connection.State = LOGGED_IN;
                 } else {
                      CleanupConnection.State = CLEANUP_WAIT;
                      DestroyTransportConnection(Connection);
                 }
              }
         } else { /* REST UNRELATED TO CONNECTION-RECOVERY,
                   * NOT SHOWN */
         }
         if (CleanupConnection.State = FREE) {
            for (each command that was active on CleanupConnection) {
            /* Establish new connection allegiance */
                 NewConnection = Pick-A-Logged-In-Connection(Session);
                 Build-And-Send-Command(NewConnection, TCB);
             }
         }
     }

     Connection-Cleanup-Handler(Connection)
     {
         Retrieve Session from Connection.
         Start-Timer(Connection-Resource-Timeout-Handler,
                   Connection, DefaultTime2Retain);
         if (Connection can still exchange iSCSI PDUs) {
             NewConnection = Connection;
         } else {
             if (there are other logged-in connections) {
                  NewConnection = Pick-A-Logged-In-Connection(Session);
             } else {
                  NewConnection =
                       CreateTransportConnection(Session.OtherEndInfo);
                  Initiate an implicit Logout on NewConnection for
                                                    Connection.CID.
                  return;
             }
         }
         Build-And-Send-Logout(NewConnection, Connection.CID,
                                             RecoveryRemove);
     }

     Transport_Exception_Handler(Connection)
     {

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         Connection.PerformConnectionCleanup = TRUE;
         if (the event is an unexpected transport disconnect) {
             Connection.State = CLEANUP_WAIT;
             Start-Timer(Connection-Cleanup-Handler, Connection,
                                               LogooutLoginMinTime);

         } else {
             Connection.State = FREE;
         }
     }

E.4.3   Target Algorithms

     Receive-a-In-PDU(Connection, CurrentPDU)
     {
         check-basic-validity(CurrentPDU);
         if (Header-Digest-Bad) discard, return;
         else if (Data-Digest-Bad) {
               Build-And-Send-Reject(Connection, CurrentPDU,
                                           Payload-Digest-Error);
               discard, return;
         }
         Retrieve TCB and Session.
         if (CurrentPDU.type = Logout) {
            if (CurrentPDU.ReasonCode = RecoveryRemove) {
                Retrieve the CleanupConnection from CurrentPDU.CID).
                for (each command active on CleanupConnection) {
                     Quiesce-And-Prepare-for-New-Allegiance(Session, TCB);
                     TCB.CurrentlyAllegiant = FALSE;
                }
                Cleanup-Connection-State(CleanupConnection);
                if ((quiescing successful) and (cleanup successful)) {
                     Build-And-Send-Logout-Response(Connection,
                                         CleanupConnection.CID, Success);
                } else {
                     Build-And-Send-Logout-Response(Connection,
                                         CleanupConnection.CID, Failure);
                }
            }
         } else if (CurrentPDU.type = TaskManagement) {
              if (CurrentPDU.function = "TaskReassign") {
                    if (Session.ErrorRecoveryLevel < 2) {
                       Build-And-Send-TaskMgmt-Response(Connection,


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                            CurrentPDU, "Task failover not supported");
                    } else if (task is not found) {
                       Build-And-Send-TaskMgmt-Response(Connection,
                            CurrentPDU, "Task not in task set");
                    } else if (task is currently allegiant) {
                       Build-And-Send-TaskMgmt-Response(Connection,
                                 CurrentPDU, "Task still allegiant");
                    } else {
                       Establish-New-Allegiance(TCB, Connection);
                       TCB.CurrentlyAllegiant = TRUE;
                       Schedule-Command-To-Continue(TCB);
                    }
              }
         } else { /* REST UNRELATED TO CONNECTION-RECOVERY,
                   * NOT SHOWN */
         }
     }

     Transport_Exception_Handler(Connection)
     {
         Connection.PerformConnectionCleanup = TRUE;
         if (the event is an unexpected transport disconnect) {
             Connection.State = CLEANUP_WAIT;
              Start-Timer(Connection-Resource-Timeout-Handler, Connection,
                                   (DefaultTime2Wait+DefaultTime2Retain));
             if (this Session has full-feature phase connections left) {
                 DifferentConnection =
                    Pick-A-Logged-In-Connection(Session);
                  Build-And-Send-Async(DifferentConnection,
                        DroppedConnection, DefaultTime2Wait,
                          DefaultTime2Retain);
            }
         } else {
             Connection.State = FREE;
         }
     }





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Appendix F. Clearing effects of various events on targets

F.1  Clearing effects on iSCSI objects

     The following tables describe the target behavior on receiving the
     events specified in the rows of the table.  The second table is merely
     an extension of the first table and defines clearing actions for more
     objects on the same events.  The legend is:

       Y   = Yes (cleared/discarded/reset on the event specified in the
         row).  Unless noted otherwise, the clearing action is applica-
         ble only for the issuing initiator port.
       N   = No  (not affected on the event specified in the row, i.e.
         stays at previous value).
       NA  = Not Applicable, or Not Defined.





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                           +-----+-----+-----+-----+-----+
                           |IT(1)|IC(2)|CT(5)|ST(6)|PP(7)|
     +---------------------+-----+-----+-----+-----+-----+
     |connection failure(8)|Y    |Y    |N    |N    |Y    |
     +---------------------+-----+-----+-----+-----+-----+
     |connection state     |NA   |NA   |Y    |N    |NA   |
     |timeout (9)          |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |session timeout/     |Y    |Y    |Y    |Y    |Y(14)|
     |closure/reinstatement|     |     |     |     |     |
     |(10)                 |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |session continuation |NA   |NA   |N(11)|N    |NA   |
     |(12)                 |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |successful connection|Y    |Y   |Y    |N    |Y(13)|
     |close logout         |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |session failure (18) |Y    |Y    |N    |N    |Y    |
     +---------------------+-----+-----+-----+-----+-----+
     |successful recovery  |Y    |Y    |N    |N    |Y(13)|
     |Logout               |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |failed Logout        |Y    |Y    |N    |N    |Y    |
     +---------------------+-----+-----+-----+-----+-----+
     |connection Login     |NA   |NA   |NA   |Y(15)|NA   |
     |(leading)            |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |connection Login     |NA   |NA   |N(11)|N    |Y    |
     |(non-leading)        |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |target cold reset(16)|Y    |Y    |Y    |Y    |Y    |
     +---------------------+-----+-----+-----+-----+-----+
     |target warm reset(16)|Y    |Y    |Y    |Y    |Y    |
     +---------------------+-----+-----+-----+-----+-----+
     |LU reset(19)         |Y    |Y    |Y    |Y    |Y    |
     +---------------------+-----+-----+-----+-----+-----+
     |powercycle(16)       |Y    |Y    |Y    |Y    |Y    |
     +---------------------+-----+-----+-----+-----+-----+

     1.Incomplete TTTs - Target Transfer Tags on which the target is still
     expecting PDUs to be received. Examples include TTTs received via R2T,
     NOP-IN etc.

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     2.Immediate Commands - immediate commands but waiting for execution
     on a target, for ex., Abort Task Set.

     5.Connection Tasks - tasks that are active on the iSCSI connection in
     question.

     6.Session Tasks - tasks that are active on the entire iSCSI session,
     so is a union of `connection tasks' on all participating connections.

     7.Partial PDUs (if any) - PDUs that are partially sent and waiting for
     transport window credit to complete the transmission.

     8.Connection failure is a connection exception condition -one of
     transport connection shutdown, transport connection reset, or trans-
     port connection timeout abruptly terminating the iSCSI full-feature
     phase connection. A connection failure always takes the connection
     state machine to the CLEANUP_WAIT state.

     9.Connection state timeout happens if a connection spends more time
     than agreed upon during Login negotiation in the CLEANUP_WAIT state,
     and this takes the connection to the FREE state (M1 transition in con-
     nection cleanup state diagram).

     10.These are defined in Section 4.3.5 Session reinstatement, closure
     and timeout.

     11.This clearing effect is however "Y" only if it is a connection
     reinstatement and the operational ErrorRecoveryLevel is less than 2.

     12.Session continuation is as defined in Section 4.3.6 Session con-
     tinuation and failure.

     13.This clearing effect is valid only if the connection is being
     logged-out on a different connection and when the connection being
     logged out on the target may have some partial PDUs pending to be
     sent.  In all other cases, the effect is "NA".

     14.This clearing effect is valid only for a "close the session" logout
     in a multi-connection session.  In all other cases, the effect is
     "NA".



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     15.Applicable only if this leading connection login is a session rein-
     statement. If that is not the case, this is "NA".

     16.This operation affects all logged-in initiators.

     18.Session failure is as defined in Section 4.3.6 Session continua-
     tion and failure.

     19.This operation affects all logged-in initiators and the clearing
     effects are only applicable to the LU being reset.





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                           +-----+-----+-----+-----+-----+
                           |DC(1)|DD(2)|SS(3)|CS(4)|DS(5)|
     +---------------------+-----+-----+-----+-----+-----+
     |connection failure   |N    |Y    |N    |N    |N    |
     +---------------------+-----+-----+-----+-----+-----+
     |connection state     |Y    |NA   |Y    |N    |NA   |
     |timeout              |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |session timeout/     |Y    |Y    |Y(7) |Y    |NA   |
     |closure/reinstatement|     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |session continuation |N(11)|NA*12|NA   |N    |NA*13|
     +---------------------+-----+-----+-----+-----+-----+
     |successful connection|Y    |Y    |Y   |N    |NA   |
     |close Logout         |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |session failure      |N    |Y    |N    |N    |N    |
     +---------------------+-----+-----+-----+-----+-----+
     |successful recovery  |Y    |Y    |Y    |N    |N    |
     |Logout               |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |failed Logout        |N    |Y(9) |N    |N    |N    |
     +---------------------+-----+-----+-----+-----+-----+
     |connection Login     |NA   |NA   |N(8) |N(8) |NA   |
     |(leading             |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |connection Login     |N(11)|NA*12|N(8) |N    |NA*13|
     |(non-leading)        |     |     |     |     |     |
     +---------------------+-----+-----+-----+-----+-----+
     |target cold reset    |Y    |Y    |Y    |Y(10)|NA   |
     +---------------------+-----+-----+-----+-----+-----+
     |target warm reset    |Y    |Y    |N    |N    |NA   |
     +---------------------+-----+-----+-----+-----+-----+
     |LU reset             |N    |Y    |N    |N    |N    |
     +---------------------+-----+-----+-----+-----+-----+
     |powercycle           |Y    |Y    |Y    |Y(10)|NA   |
     +---------------------+-----+-----+-----+-----+-----+

     1.Discontiguous Commands - commands allegiant to the connection in
     question and waiting to be reordered in the iSCSI layer. All "Y"s in
     this column assume that the task causing the event (if indeed the
     event is the result of a task) is issued as an immediate command,
     since the discontiguities can be ahead of the task.

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     2.Discontiguous Data - data PDUs received for the task in question and
     waiting to be reordered due to prior discontiguities in DataSN.

     3.StatSN

     4.CmdSN

     5.DataSN

     7.It clears the StatSN on all the connections.

     8.This sequence number is instantiated on this event.

     9.A logout failure drives the connection state machine to the
     CLEANUP_WAIT state, similar to the connection failure event. Hence,
     it has a similar effect on this and several other protocol aspects.

     10.This is cleared by virtue of the fact that all sessions with all
     initiators are terminated.

     11.This clearing effect is "Y" if it is a connection reinstatement.

     12.This clearing effect is "Y" only if it is a connection reinstate-
     ment and the operational ErrorRecoveryLevel is 2.

     13.This clearing effect is "N" only if it is a connection reinstate-
     ment and the operational ErrorRecoveryLevel is 2.

F.2  Clearing effects on SCSI objects

     The only iSCSI protocol action that can effect clearing actions on
     SCSI objects is the "I_T nexus loss" notification (Section 4.3.5.1
     Loss of Nexus notification).  The following table describes the clear-
     ing effects of this notification on a variety of SCSI attributes.  In
     addition, SCSI standards documents ([SAM2] and [SPC3]) define addi-
     tional clearing actions that may take place for several SCSI objects
     on SCSI events such as LU resets and power-on resets.

     Note that since iSCSI defines target cold reset as protocol-equiva-
     lent to a target powercycle, the iSCSI target cold reset must also be
     considered as the power-on reset event in interpreting the actions
     defined in the SCSI standards.


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     When the iSCSI session is reconstructed (thus between the same SCSI
     ports with the same nexus identifier) establishing the same I_T nexus
     again, all SCSI objects that were not cleared on the previous session
     termination (i.e with the "N" clearing effect in the following table)
     such as persistent reservations are automatically associated to this
     new session.

     All the SCSI objects not mentioned herein shall remain unaffected by
     the "I_T nexus loss" notification.





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                                  iSCSI               17-April-02

     +---------------------------------+---------+
     | SCSI object                     |Clearing |
     |                                 |effect   |
     +---------------------------------+---------+
     |Background operations            |   N     |
     |(e.g. FORMAT UNIT)               |         |
     +---------------------------------+---------+
     |Sense data                       |   Y     |
     +---------------------------------+---------+
     |SCSI Tasks                       |   Y     |
     +---------------------------------+---------+
     |existing CA or ACA               |   Y     |
     +---------------------------------+---------+
     |Regular reservations (1)         |   N     |
     +---------------------------------+---------+
     |Regular reservations - 3rd       |   N     |
     |party reservation                |         |
     +---------------------------------+---------+
     |Persistent reservations (2)      |   N     |
     +---------------------------------+---------+
     |Alias table associations         |   N     |
     +---------------------------------+---------+
     |Log pages                        |   Y (3) |
     |(only the TapeAlert page         |         |
     |in SSC-2)                        |         |
     +---------------------------------+---------+
     |Mode pages revert to             |   Y (4) |
     |saved/default                    |         |
     +---------------------------------+---------+
     |Prevention of medium removal     |   N     |
     +---------------------------------+---------+
     |EXTENDED COPY                    |   Y     |
     |COPY STATUS data                 |         |
     +---------------------------------+---------+
     |EXTENDED COPY                    |   Y     |
     |RECEIVE DATA data                |         |
     +---------------------------------+---------+
     |EXTENDED COPY                    |   Y     |
     |FAILED SEGMENT DETAILS data      |         |
     +---------------------------------+---------+
     |WRITE BUFFER download microcode  |   Y     |
     +---------------------------------+---------+
     |SEND DIAGNOSTIC invoked          |   N     |

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                                  iSCSI                      17-April-02

     |background self-test             |         |
     +---------------------------------+---------+
     |enabled Access Controls          |   N     |
     +---------------------------------+---------+
     |Access Controls enrollment state |   Y(5)  |
     +---------------------------------+---------+
     |XOR data                         |   N     |
     +---------------------------------+---------+

     1.Regular Reservations - these are the SCSI reservations managed by
     the SCSI Reserve and Release commands.

     2.Persistent Reservations - the objects that are covered in this row
     are registration information, and the persistent reservation informa-
     tion.

     3. The unsaved and modified log pages are discarded for different
     types of log pages as follows:
       - per initiator port pages: when the initiator port logs out
       - shared: when the last sharing initiator logs out

     4. The unsaved and modified mode pages are discarded for different
     types of mode pages as follows:
       - per-I_T-nexus pages: when the I_T nexus logs out
       - per initiator port pages: when initiator port logs out from
         all I_T nexuses in the target
       - shared pages: when the last sharing initiator logs out

     5. AccessID enrollment state is forced to pending-enrolled state on
     logout.





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                                   iSCSI                      17-April-02

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