Host Identity Protocol Heer Internet-Draft Distributed Systems Group, RWTH Intended status:InformationalExperimental Aachen University Expires:October 30, 2010March 27, 2011 Varjonen Helsinki Institute for Information TechnologyApril 28,September 23, 2010 HIP Certificatesdraft-ietf-hip-cert-03draft-ietf-hip-cert-04 AbstractThis document specifies a certificate parameter called CERT for the Host Identity Protocol (HIP).The CERT parameter is a container for X.509.v3 certificates andforSimple Public Key Infrastructure (SPKI) certificates. It is used for carrying these certificates in HIP control packets. This document only specifies the certificate parameter and the error signaling in case of a failed verification. The use of certificates including how certificates are obtained, requested, and which actions are taken upon successful or failed verification are to be defined in the documents that use the certificate parameter. Additionally, this document specifies the representations of Host Identity Tags in X.509.v3 andinSPKI certificates. Requirements Language The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC2119]. Status of this Memo This Internet-Draft is submitted to IETF in full conformance with the provisions of BCP 78 and BCP 79. This document may not be modified, and derivative works of it may not be created, except to format it for publication as an RFC or to translate it into languages other than English. Internet-Drafts are working documents of the Internet Engineering Task Force(IETF).(IETF), its areas, and its working groups. Note that other groups may also distribute working documents asInternet-Drafts. The list of currentInternet-Drafts is at http://datatracker.ietf.org/drafts/current/.Drafts. 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Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in theSimplifiedBSD License. 1. Introduction Digital certificates bind a piece of information to a public key by means of a digital signature, and thus, enable the holder of a private key to generate cryptographically verifiable statements. The Host Identity Protocol(HIP)[RFC5201](HIP) [RFC5201] defines a new cryptographic namespace based on asymmetric cryptography.Each host'sThe identity of each host is derived from a public key, allowing hosts to digitally sign data with their private key. This document specifiesathe CERTparameter thatparameter, which is used to transmit digitalsignaturescertificates in HIP. It fills the placeholder specified in Section 5.2 of [RFC5201]. 2. CERT Parameter The CERT parameter is a container foracertain types of digital certificates. ItmayMAY either carry SPKI certificates or X.509.v3 certificates. It does not specify any certificate semantics. However, it definessome organizationalsupplementary parameters that help HIP hosts to transmit semantically grouped CERT parameters in a more systematic way. The specific use of the CERT parametermay be coveredfor different use cases is intentionally not discussed in this document. The CERT parameter is covered, when present, by the HIP SIGNATURE field and is a non-critical parameter. The CERT parameter can be used in all HIP packets but usingCERTit in the I1 packet isNOT RECOMMENDED.not recommended because it can increase the processing times of I1s, which can be problematic when processing storms of I1s. EachallowedHIP control packetmayMAY contain multiple CERT parameters. These parametersmayMAY be related or unrelated. Related certificates are managed in Cert groups. A Cert group specifies a group of related CERT parameters thatshouldSHOULD be interpreted in a certain order (e.g. for expressing certificate chains). For grouping CERT parameters, the Cert group and the Cert count fieldmustMUST be set. Ungrouped certificates exhibit a unique Cert group field and set the Cert count to 1. CERT parameters with the same Cert group number in the group field indicate a logical grouping. The Cert count field indicates the number of CERT parameters in the group. CERT parameters that belong to the same Cert groupmayMAY be contained in multiple sequential HIP control packets. This is indicated by a higher Cert count than the amount of CERT parameters with matching Cert group fields in a HIP control packet. The CERT parametersmustMUST be placed in ascending order, within a HIP control packet, according to their Cert group field. Cert groupsmayMAY only span multiple packets if the Cert group does not fit the packet. Onlyonea single Cert groupmayMAY span two subsequent packets. The Cert ID acts as a sequence number to identify the certificates in a Cert group. The numbers in the Cert ID fieldmustMUST start from 1 up to Cert count. The Cert Group and Cert ID namespaces are managed locally by each host that sends CERT parameters in HIP control packets. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Cert group | Cert count | Cert ID | Cert type | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Certificate / +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ / | Padding | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Type 768 Length Length in octets, excluding Type, Length, and Padding Cert group Group ID grouping multiple related CERT parameters Cert count Total count of certificates that are sent, possibly in several consecutive HIP control packets. Cert ID The sequence number for this certificate Cert Type Describes the type of the certificate Padding Any Padding, if necessary, to make the TLV a multiple of 8 bytes. The following certificate types are defined: +--------------------------------+-------------+ | Cert format | Type number | +--------------------------------+-------------+ | X.509.v3 | 1 | | SPKI | 2 | | Hash and URL of X.509.v3 | 3 | | Hash and URL of SPKI | 4 | |Hash of X.509.v3 | 5 | | Hash of SPKI | 6 | |LDAP URL of X.509.v3 |75 | | LDAP URL of SPKI |86 | | Distinguished Name of X.509.v3 |97 | | Distinguished Name of SPKI |108 | +--------------------------------+-------------+NextThe next sections outline the use of HITs in X.509.v3 and in SPKI certificates. X.509.v3 certificates are defined in [RFC3280]. TheWirewire format for X.509.v3 is Distinguished Encoding Rules format as defined in [X.690]. The SPKI and its formats are defined in [RFC2693]. Hash and URL encodings (3 to6)4) are used as defined in[RFC4306].[RFC4306] Section 3.6. Using hash and URL encodings results in smaller HIP control packets, but requires the receiver to resolve the URL or check a local cache against the hash. LDAP URLencoding (7encodings (5 and8) is6) are used as defined in [RFC2255]. Using LDAP URL encoding results in smaller HIP controlpackets,packets but requires the receiver to retrieve the certificate or check a local cache against the URL. Distinguished name (DN)encoding (9encodings (7 and10) is8) are used as defined in [RFC1779]. UsingLDAP URLthe DN encoding results in smaller HIP control packets, but requires the receiver to retrieve the certificate or check a local cache against the DN. 3. X.509.v3 Certificate Object and Host IdentitiesHITs need to be enclosed within the certificates, whenWhen using X.509.v3 certificates to transmit information related to HIPhosts.hosts, HITs MAY be enclosed within the certificates. HITs can represent an issuer, a subject, or both. In X.509.v3 HITs are represented as issuer and subject alternative name extensions as defined in [RFC2459]. If only HIP information is presented as either the issuer or the subject the HIT is also placed into the respective entity's DNs Common Name (CN) section in a colon delimited presentation format. Inclusion of CN is not necessary if DN contains any other information. It is RECOMMENDED to use the FQDN/NAI from the hosts HOST_ID parameter in the DN if one exists.FullThe full HIs are presented in the public key entries of X.509.v3 certificates.As an example, inThe following example illustrates a casewherein which the issuer and the subject are both HIPenabled, the HITs are expressed as follows:enabled. Format: Issuer: CN=hit-of-host Subject: CN=hit-of-host X509v3 extensions: X509v3 Issuer Alternative Name: IP Address:HIT-OF-HOST X509v3 Subject Alternative Name: IP Address:HIT-OF-HOST Example: Issuer: CN=2001:14:6cf:fae7:bb79:bf78:7d64:c056 Subject: CN=2001:14:6cf:fae7:bb79:bf78:7d64:c056 X509v3 extensions: X509v3 Issuer Alternative Name: IP Address:2001:14:6CF:FAE7:BB79:BF78:7D64:C056 X509v3 Subject Alternative Name: IP Address:2001:14:6CF:FAE7:BB79:BF78:7D64:C056 Appendix B shows a full example X.509.v3 certificate with HIP content.4. SPKI Cert Object and Host Identities HITs needAs another example, consider a managed PKI environment in which the peers have certificates that are anchored in (potentially different) managed trust chains. In this scenario, the certificates issued to HIP hosts are signed by intermediate Certificate Authorities (CAs) up to a root CA. In this example, the managed PKI environment is neither HIP aware, nor can it beenclosed withinconfigured to compute HITs and include them in thecertificates, whencertificates. In this scenario, it is recommended that the HIP peers have and use some mechanism of defining trusted root CAs for the purpose of establishing HIP communications. Furthermore it is recommended that the HIP peers have and use some mechanism of checking peer certificate validity for revocation, signature, minimum cryptographic strength, etc., up to the trusted root CA. When HIP communications are established, the HIP hosts not only need to send their identity certificates (or pointers to their certificates), but also the chain of intermediate CAs (or pointers to the CAs) up to the root CA, or to a CA that is trusted by the remote peer. This chain of certificates MUST be sent in a Cert group as specified in Section 2. The HIP peers validate each other's Certificates and compute peer HITs based on the Certificate public keys. 4. SPKI Cert Object and Host Identities When using SPKI certificates to transmit information related to HIPhosts.hosts, HITs need to be enclosed within the certificates. HITs can represent an issuer, a subject, or both. In the following we define the representation of those identifiers for SPKI given as S-expressions. Note that the S-expressions are only the human- readable representation of SPKI certificates. Full HIs are presented in the public key sequences of SPKI certificates. As an example the Host Identity Tag of a host is expressed as follows: Format: (hash hit hit-of-host) Example: (hash hit 2001:13:724d:f3c0:6ff0:33c2:15d8:5f50) Appendix A shows a full example SPKI certificate with HIP content. 5. Revocation of Certificates Revocation ofSPKIX.509.v3 certificates is handled as defined in Section5.5 in[RFC2693][RFC2459]. Revocation ofX.509.v3SPKI certificates is handled as defined in Section 5 in[RFC2459].[RFC2693]. 6.Signaling HIP end-hosts and HIP-aware middleboxes needError signaling If the Initiator does not send the certificate that the Responder requires the Responder may take actions (e.g. blocking the connection). The Responder MAY signal this toinform,theinitiator orInitiator by sending a HIP NOTIFY message with NOTIFICATION parameter error type CREDENTIALS_NEEDED. If theresponder,verification ofthe need fora certificateor need for a chain of certificates. They also needfails, away to inform about failingverifier MAY signal this tomeet required conditions. HIP services [HIP.service] describesthesignaling. Signaling forprovider of therequirements and failurescertificate by sending a HIP NOTIFY message withcertificatesNOTIFICATION parameter error type INVALID_CERTIFICATE. NOTIFICATION PARAMETER - ERROR TYPES Value ------------------------------------ ----- CREDENTIALS_REQUIRED 48 The Responder isdescribedunwilling to set up an association as the Initiator did not send the needed credentials. INVALID_CERTIFICATE 50 Sent inSection 4.1response to a failed verification of[HIP.service].a certificate. Notification Data contains 4 octets, in order Cert group, Cert count, Cert ID, and Cert type of the certificate parameter that caused the failure. 7. IANA Considerations This document defines the CERT parameter for the Host Identity Protocol [RFC5201]. This parameter is defined in Section 2 with type 768. The parameter type number is also defined in [RFC5201]. TheCert GroupCERT parameter has 8-bit unsigned integer field for different certificate types, for which IANA is to create andCert ID namespacesmaintain a new sub-registry entitled "HIP certificate types" under the "Host Identity Protocol (HIP) Parameters". Initial values for the Certificate type registry aremanaged locally by each host that sends CERT parametersgiven inHIP control packets.Section 2. In Section 6 this document defines two new types for "NOTIFY message types" sub-registry under "Host Identity Protocol (HIP) Parameters". 8. Security Considerations Certificate grouping allows the certificates to be sent in multiple consecutive packets. This might allow similar attacks as IP-layer fragmentation allows,i.e.for example sending of fragments in wrong order and skipping some fragments to delay or stall packet processing by the victim in order to use resources (e.g. CPU or memory). It is not recommended to use grouping or hash and URL encodings whenHIP-awareHIP aware middleboxes are anticipated to be present on the communication path between peers because fetching remote certificates require the middlebox to buffer the packets and to request remote data. This makes these devices prone to denial of service (DoS) attacks. Moreover, middleboxes and responders that request remote certificates can be used as deflectors for distributed denial of service attacks. 9. Acknowledgements The authors would like to thank A. Keranen, D. Mattes, M. Komu and T. Hendersonoffor the fruitful conversations on the subject. D. Mattes most notably contributed the non-HIP aware use case in Section 3. 10. References 10.1. Normative References[HIP.service] Heer, T., Wirtz, H., and S. Varjonen, "Service Identifiers for HIP", <draft-heer-hip-service-00.txt>.[RFC1779] Kille, S., "A String Representation of Distinguished Names", RFC 1779, March 1995. [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC2255] Howes, T. and M. Smith, "The LDAP URL Format", RFC 2255, December 1997. [RFC2459] Housley, R., Ford, W., Polk, T., and D. Solo, "Internet X.509 Public Key Infrastructure Certificate and CRL Profile", RFC 2459, January 1999. [RFC2693] Ellison, C., Frantz, B., Lampson, B., Rivest, R., Thomas, B., and T. Ylonen, "SPKI Certificate Theory", RFC 2693, September 1999. [RFC3280] Housley, R., Polk, W., Ford, W., and D. Solo, "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile", RFC 3280, April 2002. [RFC4306] Kaufman, C., "Internet Key Exchange (IKEv2) Protocol", RFC 4306, December 2005. [RFC5201] Moskowitz, R., Nikander, P., Jokela, P., and T. Henderson, "Host Identity Protocol", RFC 5201, April 2008. 10.2. Informative References [X.690] ITU-T, "Recommendation X.690 Information Technology - ASN.1 encoding rules: Specification of Basic Encoding Rules (BER), Canonical Encoding Rules (CER) and Distinguished Encoding Rules (DER)", July 2002, <http:// www.itu.int/ITU-T/studygroups/com17/languages/ X.690-0207.pdf>. Appendix A. SPKI certificate example This section shows aself-signedSPKI certificateof HIT 2001:14:6cf: fae7:bb79:bf78:7d64:c056.with encoded HITs. The example has been indented for readability. (sequence (public_key (rsa-pkcs1-sha1 (e #010001#) (n|n1CheoELqYRSkHYMQddub2TpILl+6H9wC/as6zFCZqOY43hsZgAjG0F GoQwtyOyQjzO2Ykb2TmUCZemTYui/sR0zIbdwg1xafKl7ggZDkhk5an PtGDxJxFalTYo6/A5ZQv8uatbaJgB/G7VM8G+O9HLucadad2zQUXpQf gbK3S8=||uV7M1dl7OcJCPnlJrX8MvQ8SmE6wne5idnp7VfDMolestu JqvB69z3UwlVuSr3VVaQvDSA+15BUweYkis/1+UVnSDdcS XUTz6AUTH1tPifoebYPp4s+9XG/vAh7I25pImjW4uL6Jvq vI3WBE36wBt3Zmq12hpdA8jSIE1CRZYA8=| ) ) ) (cert (issuer (hash hit2001:0014:06cf:fae7:bb79:bf78:7d64:c056)2001:001e:d709:1980:5c6a:bb0c:7650:a027) ) (subject (hash hit2001:0014:06cf:fae7:bb79:bf78:7d64:c056)2001:001c:5a14:26de:a07c:385b:de35:60e3) ) (not-before"2008-07-12_22:11:07")"2010-06-22_16:40:47") (not-after"2008-07-22_22:11:07")"2010-07-02_16:40:47") ) (signature (hash sha1|kfElDhagiK0Bsqtj32Gq3t/1mxgA|) |HiIqjjZIUzypvoxQyO0UovPm5uC4Xte0scEcBnENDIfn2DNy/bAtxGEdKq4O dW80vTCmkF8/HXclgXLLVch3DxRNdSbYiiks000HpQt/OKqlTH+uUHBcHOAo E42LmDskM9T5KQJoC/CH7871zfvojPnpkl2dUngOWv4q0r/wSJ0=||+UzjNn5+bXo3aMZQNGGtapKdlFAA|) |Fhioyxi0mpHa2aq2ofhotsauYyDuCa45mMAQ+yTEGOzcc1K+Prx +O6kFecKxl+Cwz9qXEI6a/zfAnZqLj18yvszM1D/tH+W3RKl2LW +lASsCDKXOi9ObNx+Dwzj3YlHABPxt4gGk0XVadEMXfCPDqiLF+ zMR9fW5/OaJ+vRwhKs=| ) ) Appendix B. X.509.v3 certificate example This section shows aself-signedX.509.v3 certificateof HIT 2001:14: 6cf:fae7:bb79:bf78:7d64:c056.with encoded HITs. Certificate: Data: Version: 3 (0x2) Serial Number: 0 (0x0) Signature Algorithm: sha1WithRSAEncryption Issuer:CN=2001:14:6cf:fae7:bb79:bf78:7d64:c056CN=2001:1e:d709:1980:5c6a:bb0c:7650:a027 Validity Not Before:Jul 12 18:58:38 2008Jun 22 13:39:32 2010 GMT Not After : Jul22 18:58:38 20082 13:39:32 2010 GMT Subject:CN=2001:14:6cf:fae7:bb79:bf78:7d64:c056CN=2001:1c:5a14:26de:a07c:385b:de35:60e3 Subject Public Key Info: Public Key Algorithm: rsaEncryption RSA Public Key: (1024 bit) Modulus (1024 bit):00:9f:50:a1:7a:81:0b:a9:84:52:90:76:0c:41:d7: 6e:6f:64:e9:20:b9:7e:e8:7f:70:0b:f6:ac:eb:31: 42:66:a3:98:e3:78:6c:66:00:23:1b:41:46:a1:0c: 2d:c8:ec:90:8f:33:b6:62:46:f6:4e:65:02:65:e9: 93:62:e8:bf:b1:1d:33:21:b7:70:83:5c:5a:7c:a9: 7b:82:06:43:92:19:39:6a:73:ed:18:3c:49:c4:56: a5:4d:8a:3a:fc:0e:59:42:ff:2e:6a:d6:da:26:00: 7f:1b:b5:4c:f0:6f:8e:f4:72:ee:71:a7:5a:77:6c: d0:51:7a:50:7e:06:ca:dd:2f00:b9:5e:cc:d5:d9:7b:39:c2:42:3e:79:49:ad:7f: 0c:bd:0f:12:98:4e:b0:9d:ee:62:76:7a:7b:55:f0: cc:a2:57:ac:b6:e2:6a:bc:1e:bd:cf:75:30:95:5b: 92:af:75:55:69:0b:c3:48:0f:b5:e4:15:30:79:89: 22:b3:fd:7e:51:59:d2:0d:d7:12:5d:44:f3:e8:05: 13:1f:5b:4f:89:fa:1e:6d:83:e9:e2:cf:bd:5c:6f: ef:02:1e:c8:db:9a:48:9a:35:b8:b8:be:89:be:ab: c8:dd:60:44:df:ac:01:b7:76:66:ab:5d:a1:a5:d0: 3c:8d:22:04:d4:24:59:60:0f Exponent: 65537 (0x10001) X509v3 extensions: X509v3Basic Constraints: CA:TRUE X509v3Issuer Alternative Name: IPAddress:2001:14:6CF:FAE7:BB79:BF78:7D64:C056Address:2001:1E:D709:1980:5C6A:BB0C:7650:A027 X509v3 Subject Alternative Name: IPAddress:2001:14:6CF:FAE7:BB79:BF78:7D64:C056Address:2001:1C:5A14:26DE:A07C:385B:DE35:60E3 Signature Algorithm: sha1WithRSAEncryption19:32:0b:72:a8:6c:f9:65:20:5b:1d:9a:e1:c7:39:97:c7:8a: 4d:d1:01:f9:7d:0b:0d:6f:61:a2:e3:2c:62:30:28:f6:36:db: 62:bc:7f:d1:9b:6d:cc:da:e3:9b:90:e7:53:9e:55:28:51:7e: 39:de:23:24:f5:a9:97:7a:ba:ce:54:3e:cf:8b:68:04:f6:be: 78:94:9f:d3:20:62:96:14:84:51:af:c7:ba:30:ae:b1:d6:7e: 7f:32:42:9c:f6:f5:76:27:0a:28:58:8b:b5:85:e7:e9:5a:ff: aa:4c:57:55:95:09:33:ac:0b:8c:fd:05:4a:5e:60:e7:7f:d7: 42:f048:a1:25:fb:01:31:d9:80:76:1b:1a:2d:00:f1:26:22:3c:3b: 20:a0:cb:b2:28:d2:0c:21:d3:9e:3b:4a:ab:3d:f6:ea:ad:46: f6:f5:c4:4f:71:ce:3e:7b:65:8d:58:75:2e:99:25:82:5f:73: 10:c6:c2:f0:4b:35:ff:5c:65:ac:fc:a4:a7:76:50:ab:62:50: b8:86:21:e6:83:e1:c1:3d:20:c9:8e:13:ab:d7:4b:d4:ab:2d: 72:9d:f0:9f:5f:e0:6f:95:fa:a1:95:64:3f:74:63:e5:a8:1d: f7:e6:48:98:33:53:7b:91:6d:b0:cb:af:32:15:8c:e0:01:a0: a0:b8 Appendix C. Change log Changes from version 00 to 01: o Revised text about DN usage. o Revised text about Cert group usage. Changes from version 01 to 02: o Revised the type numbers. o Added a section about signaling. Changes from version 02 to 03: o Revised text about CERT use in control packets. Changes from version 03 to 04: o Added the non-HIP aware use case to the Section 3. o Clarified that the HITs are not always required in the certificates. o Rewrote the signaling section. o LDAP URL to LDAP DN in Section 2 last paragraph. o CERT is always covered by a signature as it's type number requires o New example certificates o Style and language clean-ups o Changed IANA considerations o Revised the type numbers o RFC 2119 keywords o Updated the IANA considerations section o Rewrote the abstract Authors' Addresses Tobias Heer Distributed Systems Group, RWTH Aachen University Ahornstrasse 55 Aachen Germany Phone: +49 241 80 214 36 Email: heer@cs.rwth-aachen.de URI: http://ds.cs.rwth-aachen.de/members/heer Samu Varjonen Helsinki Institute for Information TechnologyMetsnneidonkujaMetsaenneidonkuja 4 Helsinki FinlandFax: +35896949768Email: samu.varjonen@hiit.fi URI: http://www.hiit.fi