Network Working Group D. Harrington Internet-Draft Huawei Technologies (USA) Updates: 3411,3412,3414,3417 J. Schoenwaelder (if approved) Jacobs University Bremen Intended status: Standards Track
November 1, 2008February 25, 2009 Expires: May 5,August 29, 2009 Transport Subsystem for the Simple Network Management Protocol (SNMP) draft-ietf-isms-tmsm-15draft-ietf-isms-tmsm-16 Status of This Memo By submitting this Internet-Draft, each author represents that any applicable patent or other IPR claimsThis Internet-Draft is submitted to IETF in full conformance with the provisions of which heBCP 78 and BCP 79. This document may contain material from IETF Documents or she is aware have beenIETF Contributions published or willmade publicly available before November 10, 2008. The person(s) controlling the copyright in some of this material may not have granted the IETF Trust the right to allow modifications of such material outside the IETF Standards Process. Without obtaining an adequate license from the person(s) controlling the copyright in such materials, this document may not be disclosed,modified outside the IETF Standards Process, and anyderivative works of which he or she becomes aware willit may not be disclosed, in accordance with Section 6 of BCP 79.created outside the IETF Standards Process, except to format it for publication as an RFC or to translate it into languages other than English. Internet-Drafts are working documents of the Internet Engineering Task Force (IETF), its areas, and its working groups. Note that other groups may also distribute working documents as Internet- Drafts. Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress." The list of current Internet-Drafts can be accessed at http://www.ietf.org/ietf/1id-abstracts.txt. The list of Internet-Draft Shadow Directories can be accessed at http://www.ietf.org/shadow.html. This Internet-Draft will expire on May 5,August 29, 2009. Copyright Notice Copyright (c) 2009 IETF Trust and the persons identified as the document authors. All rights reserved. This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents in effect on the date of publication of this document (http://trustee.ietf.org/license-info). Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Abstract This document defines a Transport Subsystem, extending the Simple Network Management Protocol (SNMP) architecture defined in RFC 3411. This document defines a subsystem to contain Transport Models, comparable to other subsystems in the RFC3411 architecture. As work is being done to expand the transports to include secure transports such as SSH and TLS, using a subsystem will enable consistent design and modularity of such Transport Models. This document identifies and describes some key aspects that need to be considered for any Transport Model for SNMP. Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.1. The Internet-Standard Management Framework . . . . . . . . 4 1.2. Conventions . . . . . . . . . . . . . . . . . . . . . . . 4 1.3. Where this Extension Fits . . . . . . . . . . . . . . . . 4 2. Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . 6 3. Requirements of a Transport Model . . . . . . . . . . . . . . 8 3.1. Message Security Requirements . . . . . . . . . . . . . . 8 3.1.1. Security Protocol Requirements . . . . . . . . . . . . 8 3.2. SNMP Requirements . . . . . . . . . . . . . . . . . . . . 8 3.2.1. Architectural Modularity Requirements . . . . . . . . 9 3.2.2. Access Control Requirements . . . . . . . . . . . . . 12 3.2.3. Security Parameter Passing Requirements . . . . . . . 13 3.2.4. Separation of Authentication and Authorization . . . . 13 3.3. Session Requirements . . . . . . . . . . . . . . . . . . . 14 3.3.1. Session SelectionNo SNMP Sessions . . . . . . . . . . . . . . . . . . . 14 3.3.2. Session Establishment Requirements . . . . . . . . . . 15 3.3.3. Session Maintenance Requirements . . . . . . . . . . . 16 3.3.4. Message security versus session security . . . . . . . 16 4. Scenario Diagrams and the Transport Subsystem . . . . . . . . 17 5. Cached Information and References . . . . . . . . . . . . . . 17 5.1. securityStateReference . . . . . . . . . . . . . . . . . . 18 5.2. tmStateReference . . . . . . . . . . . . . . . . . . . . . 18 5.2.1. Transport information . . . . . . . . . . . . . . . . 19 5.2.2. securityName . . . . . . . . . . . . . . . . . . . . . 19 5.2.3. securityLevel . . . . . . . . . . . . . . . . . . . . 20 5.2.4. Session Information . . . . . . . . . . . . . . . . . 2021 6. Abstract Service Interfaces . . . . . . . . . . . . . . . . . 21 6.1. sendMessage ASI . . . . . . . . . . . . . . . . . . . . . 2122 6.2. Changes to RFC3411 Outgoing ASIs . . . . . . . . . . . . . 22 6.2.1. Message Processing Subsystem Primitives . . . . . . . 22 6.2.2. Security Subsystem Primitives . . . . . . . . . . . . 2324 6.3. The receiveMessage ASI . . . . . . . . . . . . . . . . . . 25 6.4. Changes to RFC3411 Incoming ASIs . . . . . . . . . . . . . 26 6.4.1. Message Processing Subsystem Primitive . . . . . . . . 26 6.4.2. Security Subsystem Primitive . . . . . . . . . . . . . 27 7. Security Considerations . . . . . . . . . . . . . . . . . . . 28 7.1. Coexistence, Security Parameters, and Access Control . . . 29 8. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 30 9. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 3031 10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 31 10.1. Normative References . . . . . . . . . . . . . . . . . . . 31 10.2. Informative References . . . . . . . . . . . . . . . . . . 32 Appendix A. Why tmStateReference? . . . . . . . . . . . . . . . . 3334 A.1. Define an Abstract Service Interface . . . . . . . . . . . 3334 A.2. Using an Encapsulating Header . . . . . . . . . . . . . . 34 A.3. Modifying Existing Fields in an SNMP Message . . . . . . . 3435 A.4. Using a Cache . . . . . . . . . . . . . . . . . . . . . . 3435 Appendix B. Open Issues . . . . . . . . . . . . . . . . . . . . . 35 Appendix C. Change Log . . . . . . . . . . . . . . . . . . . . . 3536 1. Introduction This document defines a Transport Subsystem, extending the Simple Network Management Protocol (SNMP) architecture defined in [RFC3411]. This document identifies and describes some key aspects that need to be considered for any Transport Model for SNMP. 1.1. The Internet-Standard Management Framework For a detailed overview of the documents that describe the current Internet-Standard Management Framework, please refer to section 7 of RFC 3410 [RFC3410]. 1.2. Conventions The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC2119]. Non uppercased versions of the keywords should be read as in normal English. They will usually, but not always, be used in a context relating to compatibility with the RFC3411 architecture or the subsystem defined here, but which might have no impact on on-the-wire compatibility. These terms are used as guidance for designers of proposed IETF models to make the designs compatible with RFC3411 subsystems and Abstract Service Interfaces (ASIs) (see section 3.2). Implementers are free to implement differently. Some usages of these lowercase terms are simply normal English usage. For consistency with SNMP-related specifications, this document favors terminology as defined in STD62 rather than favoring terminology that is consistent with non-SNMP specifications that use different variations of the same terminology. This is consistent with the IESG decision to not require the SNMPv3 terminology be modified to match the usage of other non-SNMP specifications when SNMPv3 was advanced to Full Standard. 1.3. Where this Extension Fits It is expected that readers of this document will have read RFC3410 and RFC3411, and have a general understanding of the functionality defined in RFCs 3412-3418. The "Transport Subsystem" is an additional component for the SNMP Engine depicted in RFC3411, section 3.1. The following diagram depicts its place in the RFC3411 architecture.: +-------------------------------------------------------------------+ | SNMP entity | | | | +-------------------------------------------------------------+ | | | SNMP engine (identified by snmpEngineID) | | | | | | | | +------------+ | | | | | Transport | | | | | | Subsystem | | | | | +------------+ | | | | | | | | +------------+ +------------+ +-----------+ +-----------+ | | | | | Dispatcher | | Message | | Security | | Access | | | | | | | | Processing | | Subsystem | | Control | | | | | | | | Subsystem | | | | Subsystem | | | | | +------------+ +------------+ +-----------+ +-----------+ | | | +-------------------------------------------------------------+ | | | | +-------------------------------------------------------------+ | | | Application(s) | | | | | | | | +-------------+ +--------------+ +--------------+ | | | | | Command | | Notification | | Proxy | | | | | | Generator | | Receiver | | Forwarder | | | | | +-------------+ +--------------+ +--------------+ | | | | | | | | +-------------+ +--------------+ +--------------+ | | | | | Command | | Notification | | Other | | | | | | Responder | | Originator | | | | | | | +-------------+ +--------------+ +--------------+ | | | +-------------------------------------------------------------+ | | | +-------------------------------------------------------------------+ The transport mappings defined in RFC3417 do not provide lower-layer security functionality, and thus do not provide transport-specific security parameters. This document updates RFC3411 and RFC3417 by defining an architectural extension and modifying the ASIs that transport mappings (hereafter called transport models) can use to pass transport-specific security parameters to other subsystems, including transport-specific security parameters that are translated into the transport-independent securityName and securityLevel parameters The Transport Security Model [I-D.ietf-isms-transport-security-model] and the Secure Shell Transport Model [I-D.ietf-isms-secshell] utilize the Transport Subsystem. The Transport Security Model is an alternative to the existing SNMPv1 Security Model [RFC3584], the SNMPv2c Security Model [RFC3584], and the User-based Security Model [RFC3414]. The Secure Shell Transport Model is an alternative to existing transport mappings as described in [RFC3417]. 2. Motivation Just as there are multiple ways to secure one's home or business, in a continuum of alternatives, there are multiple ways to secure a network management protocol. Let's consider three general approaches. In the first approach, an individual could sit on his front porch waiting for intruders. In the second approach, he could hire an employee , schedule the employee, position the employee to guard what he wants protected, hire a second guard to cover if the first gets sick, and so on. In the third approach, he could hire a security company, tell them what he wants protected, and leave the details to them. Considerations of hiring and training employees, positioning and scheduling the guards, arranging for cover, etc., are the responsibility of the security company. The individual therefore achieves the desired security, with no significant effort with no significant efforton his part other than identifying requirements and verifying the quality of service being provided. The User-based Security Model (USM) as defined in [RFC3414] largely uses the first approach - it provides its own security. It utilizes existing mechanisms (e.g., SHA), but provides all the coordination. USM provides for the authentication of a principal, message encryption, data integrity checking, timeliness checking, etc. USM was designed to be independent of other existing security infrastructures. USM therefore requires a separate principal and key management infrastructure. Operators have reported that deploying another principal and key management infrastructure in order to use SNMPv3 is a deterrent to deploying SNMPv3. It is possible to use external mechanisms to handle the distribution of keys for use by USM. The more important issue is that operators wanted to leverage existing user base infrastructures that were not specific to SNMP. A USM-compliant architecture might combine the authentication mechanism with an external mechanism, such as RADIUS [RFC2865] to provide the authentication service. Similarly it might be possible to utilize an external protocol to encrypt a message, to check timeliness, to check data integrity, etc. However this corresponds to the second approach - requiring the coordination of a number of differently subcontracted services. Building solid security between the various services is difficult, and there is a significant potential for gaps in security. An alternative approach might be to utilize one or more lower-layer security mechanisms to provide the message-oriented security services required. These would include authentication of the sender, encryption, timeliness checking, and data integrity checking. This corresponds to the third approach described above. There are a number of IETF standards available or in development to address these problems through security layers at the transport layer or application layer, among them TLS [RFC5246], SASL [RFC4422], and SSH [RFC4251] From an operational perspective, it is highly desirable to use security mechanisms that can unify the administrative security management for SNMPv3, command line interfaces (CLIs) and other management interfaces. The use of security services provided by lower layers is the approach commonly used for the CLI, and is also the approach being proposed for other network management protocols, such as syslog [I-D.ietf-syslog-protocol] and NETCONF [RFC4741]. This document defines a Transport Subsystem extension to the RFC3411 architecture based on the third approach. This extension specifies how other lower layer protocols with common security infrastructures can be used underneath the SNMP protocol and the desired goal of unified administrative security can be met. This extension allows security to be provided by an external protocol connected to the SNMP engine through an SNMP Transport Model [RFC3417]. Such a Transport Model would then enable the use of existing security mechanisms such as (TLS) [RFC5246] or SSH [RFC4251] within the RFC3411 architecture. There are a number of Internet security protocols and mechanisms that are in wide spread use. Many of them try to provide a generic infrastructure to be used by many different application layer protocols. The motivation behind the Transport Subsystem is to leverage these protocols where it seems useful. There are a number of challenges to be addressed to map the security provided by a secure transport into the SNMP architecture so that SNMP continues to provide interoperability with existing implementations. These challenges are described in detail in this document. For some key issues, design choices are described that might be made to provide a workable solution that meets operational requirements and fits into the SNMP architecture defined in [RFC3411]. 3. Requirements of a Transport Model 3.1. Message Security Requirements Transport security protocols SHOULD provide protection against the following message-oriented threats: 1. modification of information 2. masquerade 3. message stream modification 4. disclosure These threats are described in section 1.4 of [RFC3411]. It is not required to protect against denial of service or traffic analysis, but it should not make those threats significantly worse. 3.1.1. Security Protocol Requirements There are a number of standard protocols that could be proposed as possible solutions within the Transport Subsystem. Some factors should be considered when selecting a protocol. Using a protocol in a manner for which it was not designed has numerous problems. The advertised security characteristics of a protocol might depend on it being used as designed; when used in other ways, it might not deliver the expected security characteristics. It is recommended that any proposed model include a description of the applicability of the Transport Model. A Transport Model SHOULD NOT require modifications to the underlying protocol. Modifying the protocol might change its security characteristics in ways that could impact other existing usages. If a change is necessary, the change SHOULD be an extension that has no impact on the existing usages. Any Transport Model SHOULD include a description of potential impact on other usages of the protocol. Since multiple transport models can exist simultaneously within the transport subsystem, transport models MUST be able to coexist with each other. 3.2. SNMP Requirements 3.2.1. Architectural Modularity Requirements SNMP version 3 (SNMPv3) is based on a modular architecture (defined in [RFC3411] section 3) to allow the evolution of the SNMP protocol standards over time, and to minimize side effects between subsystems when changes are made. The RFC3411 architecture includes a Message Processing Subsystem permitting different message versions to be handled by a single engine, a Security Subsystem for enabling different methods of providing security services, Applications(s) to support different types of application processors, and an Access Control Subsystem for allowing multiple approaches to access control. The RFC3411 architecture does not include a subsystem for Transport Models, despite the fact there are multiple transport mappings already defined for SNMP. This document describes a Transport Subsystem that is compatible with the RFC3411 architecture. As work is being done to use secure transports such as SSH and TLS, using a subsystem will enable consistent design and modularity of such Transport Models. The design of this Transport Subsystem accepts the goals of the RFC3411 architecture defined in section 1.5 of [RFC3411]. This Transport Subsystem uses a modular design that permits Transport Models to be "plugged into" the RFC3411 architecture, supported by corresponding Transport Models(which may or may not be security- aware).security-aware) to be "plugged into" the RFC3411 architecture . Such Transport Models would be independent of other modular SNMP components as much as possible. This design also permits Transport Models to be advanced through the standards process independently of other Transport Models. To encourage a basic level of interoperability, IETF standards typically require one mandatory-to-implement solution, with the capability of adding new mechanisms in the future. Anyany Transport Model SHOULD define one minimum-compliancemandatory-to-implement security mechanism, but should also be able to support additional existing and new mechanisms. The following diagram depicts the SNMPv3 architecture including the new Transport Subsystem defined in this document, and a new Transport Security Model defined in [I-D.ietf-isms-transport-security-model]. +------------------------------+ | Network | +------------------------------+ ^ ^ ^ | | | v v v +-------------------------------------------------------------------+ | +--------------------------------------------------+ | | | Transport Subsystem | | | | +-----+ +-----+ +-----+ +-----+ +-------+ | | | | | UDP | | TCP | | SSH | | TLS | . . . | other | | | | | +-----+ +-----+ +-----+ +-----+ +-------+ | | | +--------------------------------------------------+ | | ^ | | | | | Dispatcher v | | +-------------------+ +---------------------+ +----------------+ | | | Transport | | Message Processing | | Security | | | | Dispatch | | Subsystem | | Subsystem | | | | | | +------------+ | | +------------+ | | | | | | +->| v1MP |<--->| | USM | | | | | | | | +------------+ | | +------------+ | | | | | | | +------------+ | | +------------+ | | | | | | +->| v2cMP |<--->| | Transport | | | | | Message | | | +------------+ | | | Security | | | | | Dispatch <--------->| +------------+ | | | Model | | | | | | | +->| v3MP |<--->| +------------+ | | | | | | | +------------+ | | +------------+ | | | | PDU Dispatch | | | +------------+ | | | Other | | | | +-------------------+ | +->| otherMP |<--->| | Model(s) | | | | ^ | +------------+ | | +------------+ | | | | +---------------------+ +----------------+ | | v | | +-------+-------------------------+---------------+ | | ^ ^ ^ | | | | | | | v v v | | +-------------+ +---------+ +--------------+ +-------------+ | | | COMMAND | | ACCESS | | NOTIFICATION | | PROXY | | | | RESPONDER |<->| CONTROL |<->| ORIGINATOR | | FORWARDER | | | | application | | | | applications | | application | | | +-------------+ +---------+ +--------------+ +-------------+ | | ^ ^ | | | | | | v v | | +----------------------------------------------+ | | | MIB instrumentation | SNMP entity | +-------------------------------------------------------------------+ 126.96.36.199. Changes to the RFC3411 Architecture The RFC3411 architecture and the Security Subsystem assume that a Security Model is called by a Message Processing Model and will perform multiple security functions within the Security Subsystem. A Transport Model that supports a secure transport protocol might perform similar security functions within the Transport Subsystem, including the translation of transport security parameters to/from security-model-independent parameters. To accommodate this, an implementation-specific cache of transport- specific information will be described (not shown), and the data flows on this path will be extended to pass security-model- independent values. This document amends some of the ASIs defined in RFC 3411, and these changes are covered in section 6. New Security Models may be defined that understand how to work with these modified ASIs and the transport-information cache. One such Security Model, the Transport Security Model, is defined in [I-D.ietf-isms-transport-security-model]. 188.8.131.52. Changes to RFC3411 processing The introduction of secure transports alsoaffects the responsibilities and order of processing within the RFC3411 architecture. While the steps are the same, they may occur in a different order, and may be done by different subsystems. With the existing RFC3411 architecture, security processing starts when the Message Processing Model decodes portions of the encoded message to extract parameters that identify which Security Model should handle the security-related tasks. A secure transport performs those security functions on the message, *before*before the message is decoded. Some of these functions might then be repeated by the selected Security Model. 184.108.40.206. Passing Information between SNMP Engines A secure Transport Model will establish an authenticated and/orand possibly encrypted tunnel between the Transport Models of two SNMP engines. After a transport layer tunnel is established, then SNMP messages can be sent through the tunnel from one SNMP engine to the other. Transport Models MAY support sending multiple SNMP messages through the same tunnel. 3.2.2. Access Control Requirements RFC3411 made some design decisions related to the support of an Access Control Subsystem. These include establishing and passing in a model-independent manner the securityModel, securityName and securityLevel parameters, and separating message authentication from data access authorization. 220.127.116.11. securityName and securityLevel Mapping SNMP data access controls are expected to work on the basis of who can perform what operations on which subsets of data, and based on the security services that will be provided to secure the data in transit. The securityModel and securityLevel parameters establish the protections for transit - whether authentication and privacy services will be or have been applied to the message. The securityName is a model-independent identifier of the security "principal", The Message Processing Subsystem relies on a"principal". A Security Model, such as USM, to playModel plays a role in security that goes beyond protecting the message - it provides a mapping between the security-model-specificsecurity-model- specific principal for an incoming message to a security-model independent securityName which can be used for subsequent processing, such as for access control. The securityName is mapped from a mechanism-specific identity, and this mapping must be done for incoming messages by the Security Model before it passes securityName to the Message Processing Model via the processIncoming ASI. Documents defining a new transport domain MUST define a prefix that will be prepended to all passed tmSecurityNames. The prefix MUST include from one to four ASCII characters, not including a ":" (ASCII 0x3a) character. A tmSecurityName is constructed by concatenating the prefix and a ":" (ASCII 0x3a) character followed by a non-empty identity in an snmpAdminString compatible format. Transport domains and their corresponding prefixes are coordinated via the IANA registry "SNMP Transport Domains".A Security Model is also responsible to specify, via the securityLevel parameter, whether incoming messages have been authenticated and/orand encrypted, and to ensure that outgoing messages are authenticated and/orand encrypted based on the value of securityLevel. The introduction of a secure transport protocol means that the translation from a mechanism-specific identity to a tmSecurityName and tmTransportSecurityLevel will be done by aA Transport Model.Model MAY provide suggested values for securityName and securityLevel. A Security Model may have multiple sources for determining the principal and desired security services, and a particular Security Model may or may not utilize the tmSecurityName mapping and tmTransportSecurityLevelvalues proposed by thea Transport Model when deciding the value of thesecurityName and securityLevel tosecurityLevel. Documents defining a new transport domain MUST define a prefix that MAY be prepended by the Security Model to all passed securityNames. The prefix MUST include from one to four ASCII characters, not including a ":" (ASCII 0x3a) character. If a prefix is used, a securityName is constructed by concatenating the Message Processing Model.prefix and a ":" (ASCII 0x3a) character followed by a non-empty identity in an snmpAdminString compatible format. Transport domains and their corresponding prefixes are coordinated via the IANA registry "SNMP Transport Domains". 3.2.3. Security Parameter Passing Requirements A Message Processing Model might unpack SNMP-specific security parameters from an incoming message before calling a specific Security Model to handle the security-related processing of the message. When using a secure Transport Model, some security parameters might be extracted from the transport layer by the Transport Model before the message is passed to the Message Processing Subsystem. This document describes a cache mechanism (see Section 5), into which the Transport Model puts information about the transport and security parameters applied to a transport connection or an incoming message, and a Security Model may extract that information from the cache. A tmStateReference is passed as an extra parameter in the ASIs between the Transport Subsystem, the Message Processing and Security Subsystems, to identify the relevant cache. This approach of passing a model-independent reference is consistent with the securityStateReference cache already being passed around in the RFC3411 ASIs. 3.2.4. Separation of Authentication and Authorization The RFC3411 architecture defines a separation of authentication and the authorization to access and/or modify MIB data. A set of model- independent parameters (securityModel, securityName, and securityLevel) are passed between the Security Subsystem, the applications, and the Access Control Subsystem. This separation was a deliberate decision of the SNMPv3 WG, to allow support for authentication protocols which do not provide data access authorization capabilities, and to support data access authorization schemes, such as VACM, that do not perform their own authentication. A Message Processing Model determines which Security Model is used, either based on the message version, e.g., SNMPv1 and SNMPv2c, andor possibly by a value specified in the message, (e.g.e.g., msgSecurityModel field in SNMPv3).SNMPv3. The Security Model makes the decision which securityName and securityLevel values are passed as model-independent parameters to an application, which then passes them via the isAccessAllowed ASI to the Access Control Subsystem. An Access Control Model performs the mapping from the model- independent security parameters to a policy within the Access Control Model that is access-control-model-dependent. A Transport Model does not know which Security Model will be used for an incoming message, so cannot know how the securityName and securityLevel parameters will be determined. It can propose an authenticated identity (via the tmSecurityName field), but there is no guarantee that this value will be used by the Security Model. For example, non-transport-aware Security Models will typically determine the securityName (and securityLevel) based on the contents of the SNMP message itself. Such Security Models will simply not know that the tmStateReference cache exists. Further, even if the Transport Model can influence the choice of securityName, it cannot directly determine the authorization allowed to this identity. If two different Transport ModelModels each authenticate a transport principal, that are then both mapped to the same securityName, then these two identities will typically be afforded exactly the same authorization by the Access Control Model. The only way for the Access Control Model to differentiate between identities based on the underlying Transport Model, would be for such transport-authenticated identities to be mapped to distinct securityNames. How and if this is done is Security-Model-dependent. 3.3. Session Requirements Some secure transports have a notion of sessions, while other secure transports provide channels or other session-like mechanism. Throughout this document, the term session is used in a broad sense to cover transport sessions, transport channels, and other transport- layer session-like mechanisms. Transport-layer sessions that can secure multiple SNMP messages within the lifetime of the session are considered desirable because the cost of authentication can be amortized over potentially many transactions. How a transport session is actually established, opened, closed, or maintained is specific to a particular Transport Model. To reduce redundancy, this document describes aspects that are expected to be common to all Transport Model sessions. 3.3.1. Session SelectionNo SNMP Sessions The architecture defined in [RFC3411] and the Transport Subsystem defined in this document do not support SNMP sessions or include a session selector in the Abstract Service Interfaces. The Transport Subsystem may support transport sessions. However, the transport subsystem does not have access to the pduType, so cannot select a given transport session for particular types of traffic. However certainCertain parameters of these ASIs might be used to guide the selection of thean appropriate transport session to use for a given request.request by an application. The transportDomain and transportAddress identify the transport connection to a remote network node. Elements of the transport address (such as the port number) canmight be used by an application to select different sessions forsend a particular request types. For example, UDP ports 161 and 162 have typically been usedPDU type to separate SNMP notifications from other request/response traffic.a particular transport address. The tmSecurityNamesecurityName identifies which security principal to communicate with at that address (e.g., different NMS applications), and the tmRequestedSecurityLevelsecurityLevel might permit selection of different sets of security properties for different purposes (e.g., encrypted SETs vs. non-encryptednon- encrypted GETs). In summary, a unique combination of transportDomain, transportAddress, securityName, and securityLevel could serve to identify a given transport session. Different values for any of these parameters would imply the use of a different session.However, because the handling of transport sessions is specific to each transport model, some transport models MAY restrict selecting a particular transport session. An application might use a unique combination of transportDomain, transportAddress, securityModel, securityName, and securityLevel to try to force the applicabilityselection of these parameters for selecting an associateda given transport session. This usage is NOT RECOMMENDED because it is not guaranteed to be interoperable across implementatioins and across models. Implementations SHOULD be able to maintain some reasonable number of concurrent transport sessions, and MAY provide non-standard internal mechanisms to select transport sessions. 3.3.2. Session Establishment Requirements SNMP applications provide the transportDomain, transportAddress, securityName, and securityLevel to be used to create a new session. If the Transport Model cannot provide at least the requested level of security, the Transport Model SHOULD discard the message and SHOULD notify the dispatcher that establishing a session and sending the message failed. Similarly, if the session cannot be established, then the message SHOULD be discarded and the dispatcher notified. Transport session establishment might require provisioning authentication credentials at an engine, either statically or dynamically. How this is done is dependent on the transport model and the implementation. 3.3.3. Session Maintenance Requirements A Transport Model can tear down sessions as needed. It might be necessary for some implementations to tear down sessions as the result of resource constraints, for example. The decision to tear down a session is implementation-dependent. How an implementation determines that an operation has completed is implementation-dependent. While it is possible to tear down each transport session after processing for each message has completed, this is not recommended for performance reasons. The elements of procedure describe when cached information can be discarded, and the timing of cache cleanup might have security implications, but cache memory management is an implementation issue. If a Transport Model defines MIB module objects to maintain session state information, then the Transport Model MUST define what SHOULD happen to the objects when a related session is torn down, since this will impact interoperability of the MIB module. 3.3.4. Message security versus session security A Transport Model session is associated with state information that is maintained for its lifetime. This state information allows for the application of various security services to multiple messages. Cryptographic keys associated with the transport session SHOULD be used to provide authentication, integrity checking, and encryption services, as needed, for data that is communicated during the session. The cryptographic protocols used to establish keys for a Transport Model session SHOULD ensure that fresh new session keys are generated for each session. This would ensure that a cross-session replay attack would be unsuccessful; that is, an attacker could not take a message observed on one session, and successfully replay this on another session. A good security protocol would also protect against replay attacks within a session; that is, an attacker could not take a message observed on a session, and successfully replay this later in the same session. One approach would be to use sequence information within the protocol, allowing the participants to detect if messages were replayed or reordered within a session. If a secure transport session is closed between the time a request message is received, and the corresponding response message is sent, then the response message SHOULD be discarded, even if a new session has been established. The SNMPv3 WG decided that this should be a SHOULD architecturally, and it is a security-model-specific decision whether to REQUIRE this. SNMPv3 was designed to support multiple levels of security, selectable on a per-message basis by an SNMP application, because, for example, there is not much value in using encryption for a Commander Generator to poll for potentially non-sensitive performance data on thousands of interfaces every ten minutes; the encryption might add significant overhead to processing of the messages. Some Transport Models might support only specific authentication and encryption services, such as requiring all messages to be carried using both authentication and encryption, regardless of the security level requested by an SNMP application. A Transport Model MAY upgrade the security level requested by a transport-aware security model, i.e. noAuthNoPriv and authNoPriv might be sent over an authenticated and encrypted session. A Transport Model MUST NOT downgrade the security level requested by a transport-aware security model, and SHOULD discard any message where this would occur. 4. Scenario Diagrams and the Transport Subsystem RFC3411 section 4.6.1 and 4.6.2 provide scenario diagrams to illustrate how an outgoing message is created, and how an incoming message is processed. RFC3411 does not define ASIs for the "Send SNMP Request Message to Network" orNetwork", "Receive SNMP Response Message from Network", and does not define ASIs for"Receive SNMP Message from Network" orand "Send SNMP message to Network".Network" arrows in these diagrams. This document defines two ASIs corresponding to these arrows: a sendMessage ASI to send SNMP messages to the network, and a receiveMessage ASI to receive SNMP messages from the network,network. These ASIs are used for all SNMP messages, regardless of pduType. 5. Cached Information and References When performing SNMP processing, there are two levels of state information that may need to be retained: the immediate state linking a request-response pair, and potentially longer-term state relating to transport and security. The RFC3411 architecture uses caches to maintain the short-term message state, and uses references in the ASIs to pass this information between subsystems. This document defines the requirements for a cache to handle theadditional short-term message state and longer-term transport state information, using a tmStateReference parameter to pass this information between subsystems. To simplify the elements of procedure, the release of state information is not always explicitly specified. As a general rule, if state information is available when a message being processed gets discarded, the state related to that message SHOULD also be discarded. If state information is available when a relationship between engines is severed, such as the closing of a transport session, the state information for that relationship SHOULD also be discarded. Since the contents of a cache are meaningful only within an implementation, and not on-the-wire, the format of the cache and the LCD areis implementation-specific. 5.1. securityStateReference The securityStateReference parameter is defined in RFC3411. Its primary purpose is to provide a mapping between a request and the corresponding response. This cache is not accessible to Transport Models, and an entry is typically only retained for the lifetime of a request-response pair of messages. 5.2. tmStateReference For each transport session, information about the transport security is stored in a cache.tmState cache or datastore, that is referenced by a tmStateReference. The tmStateReference parameter is used to pass model-specific and mechanism-specific parameters between the Transport subsystem and transport-aware Security Models. In general, when necessary, the tmState is populated by the security model for outgoing messages and by the transport model for incoming messages. However, in both cases, the model populating the tmState may have incomplete information, and the missing information might be populated by the other model when the information becomes available. The tmStateReference cache willtmState might contain both long-term and short-term information. The session information typically remainremains valid for the duration of the transport session, and hence maymight be used for several messages.messages, and might be stored in a local configuration datastore. Some information has a shorter lifespan, such as tmSameSecurity and tmRequestedSecurityLevel which are associated with a specific message. Since this cache is only used within an implementation, and not on- the-wire, the precise contents and format of the cache are implementation- dependent. However, for interoperabilityimplementation-dependent. For architectural modularity between Transport Models and transport-aware Security Models, entries in this cache musta fully-defined tmState MUST conceptually include at least the following fields: transportDomain transportAddresstmTransportDomain tmTransportAddress tmSecurityName tmRequestedSecurityLevel tmTransportSecurityLevel tmSameSecurity tmSessionID The details of these fields are described in the following subsections. 5.2.1. Transport information Information about the source of an incoming SNMP message is passed up from the Transport subsystem as far as the Message Processing subsystem. However these parameters are not included in the processIncomingMsg ASI defined in RFC3411, and hence this information is not directly available to the Security Model. A transport-aware Security Model might wish to take account of the transport protocol and originating address when authenticating the request, and setting up the authorization parameters. It is therefore necessary for the Transport Model to include this information in the tmStateReference cache, so that it is accessible to the Security Model. o transportDomain:tmTransportDomain: the transport protocol (and hence the Transport Model) used to receive the incoming message o transportAddress:tmTransportAddress: the source of the incoming message. The ASIs used for processing an outgoing message all include explicit transportDomain and transportAddress parameters. The values within the securityStateReference cache might override these parameters for outgoing messages. 5.2.2. securityName There are actually three distinct "identities" that can be identified during the processing of an SNMP request over a secure transport: o transport principal: the transport-authenticated identity, on whose behalf the secure transport connection was (or should be) established. This value is transport-, mechanism- and implementation- specific, and is only used within a given Transport Model. o tmSecurityName: a human-readable name (in snmpAdminString format) representing this transport identity. This value is transport- and implementation-specific, and is only used (directly) by the Transport and Security Models. o securityName: a human-readable name (in snmpAdminString format) representing the SNMP principal in a model-independent manner. This value is used directly by SNMP Applications, the access control subsystem, the message processing subsystem, and the security subsystem. The transport principal may or may not be the same as the tmSecurityName. Similarly, the tmSecurityName may or may not be the same as the securityName as seen by the Application and Access Control subsystems. In particular, a non-transport-aware Security Model will ignore tmSecurityName completely when determining the SNMP securityName. However it is important that the mapping between the transport principal and the SNMP securityName (for transport-aware Security Models) is consistent and predictable, to allow configuration of suitable access control and the establishment of transport connections. 5.2.3. securityLevel There are two distinct issues relating to security level as applied to secure transports. For clarity, these are handled by separate fields in the tmStateReference cache: o tmTransportSecurityLevel: an indication from the Transport Model of the level of security offered by this session. The Security Model can use this to ensure that incoming messages were suitably protected before acting on them. o tmRequestedSecurityLevel: an indication from the Security Model of the level of security required to be provided by the transport protocol. The Transport Model can use this to ensure that outgoing messages will not be sent over an insufficiently secure session. 5.2.4. Session Information For security reasons, if a secure transport session is closed between the time a request message is received and the corresponding response message is sent, then the response message SHOULD be discarded, even if a new session has been established. The SNMPv3 WG decided that this should be a SHOULD architecturally, and it is a security-model- specific decision whether to REQUIRE this. o tmSameSecurity: this flag is used by a transport-aware Security Model to indicate whether the Transport Model MUST enforce this restriction. o tmSessionID: in order to verify whether the session has changed, the Transport Model must be able to compare the session used to receive the original request with the one to be used to send the response. This typically requires some form of session identifier. This value is only ever used by the Transport Model, so the format and interpretation of this field are model-specific and implementation-dependent. When processing an outgoing message, if tmSameSecurity is true, then the tmSessionID MUST match the current transport session, otherwise the message MUST be discarded, and the dispatcher notified that sending the message failed. 6. Abstract Service Interfaces Abstract service interfaces have been defined by RFC 3411 to describe the conceptual data flows between the various subsystems within an SNMP entity, and to help keep the subsystems independent of each other except for the common parameters. This document introduces a couple of new ASIs to define the interface between the Transport and Dispatcher Subsystems, and extends some of the ASIs defined in RFC3411 to include transport-related information. This document follows the example of RFC3411 regarding the release of state information, and regarding error indications. 1) The release of state information is not always explicitly specified in a transport model. As a general rule, if state information is available when a message gets discarded, the message- state information should also be released, and if state information is available when a session is closed, the session state information should also be released. Keeping sensitive security information longer than necessary might introduce potential vulnerabilities to an implementation. 2)An error indication in statusInformation will typically include the OID and value for an incremented error counter. This may be accompanied by values for contextEngineID and contextName for this counter, a value for securityLevel, and the appropriate state reference if the information is available at the point where the error is detected. 6.1. sendMessage ASI The sendMessage ASI is used to pass a message from the Dispatcher to the appropriate Transport Model for sending. In the diagram in section 4.6.1 of RFC 3411, the sendMessage ASI defined in this document replaces the text "Send SNMP Request Message to Network". In section 4.6.2, the sendMessage ASI replaces the text "Send SNMP Message to Network" If present and valid, the tmStateReference refers to a cache containing transport-model-specific parameters for the transport and transport security. How a tmStateReference is determined to be present and valid is implementation-dependent. How the information in the cache is used is transport-model-dependent and implementation- dependent. This may sound underspecified, but a transport model might be something like SNMP over UDP over IPv6, where no security is provided, so it might have no mechanisms for utilizing a tmStateReference cache. statusInformation = sendMessage( IN destTransportDomain -- transport domain to be used IN destTransportAddress -- transport address to be used IN outgoingMessage -- the message to send IN outgoingMessageLength -- its length IN tmStateReference -- reference to transport state ) 6.2. Changes to RFC3411 Outgoing ASIs [DISCUSS: this section has been significantly rewritten and reorganized. This needs to be checked thoroughly to verify no technical changes have been introduced in the editorial changes.]Additional parameters have been added to the ASIs defined in RFC3411, concerned with communication between the Dispatcher and Message Processing subsystems, and between the Message Processing and Security Subsystems. 6.2.1. Message Processing Subsystem Primitives A tmStateReference parameter has been added as an OUT parameter to the prepareOutgoingMessage and prepareResponseMessage ASIs. This is passed from Message Processing Subsystem to the dispatcher, and from there to the Transport Subsystem. How or if the Message Processing Subsystem modifies or utilizes the contents of the cache is message-processing-model specific. statusInformation = -- success or errorIndication prepareOutgoingMessage( IN transportDomain -- transport domain to be used IN transportAddress -- transport address to be used IN messageProcessingModel -- typically, SNMP version IN securityModel -- Security Model to use IN securityName -- on behalf of this principal IN securityLevel -- Level of Security requested IN contextEngineID -- data from/at this entity IN contextName -- data from/in this context IN pduVersion -- the version of the PDU IN PDU -- SNMP Protocol Data Unit IN expectResponse -- TRUE or FALSE IN sendPduHandle -- the handle for matching incoming responses OUT destTransportDomain -- destination transport domain OUT destTransportAddress -- destination transport address OUT outgoingMessage -- the message to send OUT outgoingMessageLength -- its length OUT tmStateReference -- (NEW) reference to transport state ) statusInformation = -- success or errorIndication prepareResponseMessage( IN messageProcessingModel -- typically, SNMP version IN securityModel -- Security Model to use IN securityName -- on behalf of this principal IN securityLevel -- Level of Security requested IN contextEngineID -- data from/at this entity IN contextName -- data from/in this context IN pduVersion -- the version of the PDU IN PDU -- SNMP Protocol Data Unit IN maxSizeResponseScopedPDU -- maximum size able to accept IN stateReference -- reference to state information -- as presented with the request IN statusInformation -- success or errorIndication -- error counter OID/value if error OUT destTransportDomain -- destination transport domain OUT destTransportAddress -- destination transport address OUT outgoingMessage -- the message to send OUT outgoingMessageLength -- its length OUT tmStateReference -- (NEW) reference to transport state ) 6.2.2. Security Subsystem Primitives transportDomain and transportAddress parameters have been added as IN parameters to the generateOutgoingMessagegenerateRequestMsg and generateResponseMessagegenerateResponseMsg ASIs, and a tmStateReference parameter has been added as an OUT parameter. The transportDomain and transportAddress parameters will have been passed into the Message Processing Subsystem from the dispatcher, and are passed on to the Security Subsystem. The tmStateReference parameter will be passed from the Security Subsystem back to the Message Processing Subsystem, and on to the dispatcher and Transport subsystems. If a cache exists for a session identifiable from the transportDomain, transportAddress,tmTransportDomain, tmTransportAddress, tmSecurityName and requested securityLevel, then a transport-aware Security Model might create a tmStateReference parameter to this cache, and pass that as an OUT parameter. statusInformation = generateRequestMessage(generateRequestMsg( IN transportDomain -- (NEW) destination transport domain IN transportAddress -- (NEW) destination transport address IN messageProcessingModel -- typically, SNMP version IN globalData -- message header, admin data IN maxMessageSize -- of the sending SNMP entity IN securityModel -- for the outgoing message IN securityEngineID -- authoritative SNMP entity IN securityName -- on behalf of this principal IN securityLevel -- Level of Security requested IN scopedPDU -- message (plaintext) payload OUT securityParameters -- filled in by Security Module OUT wholeMsg -- complete generated message OUT wholeMsgLength -- length of generated message OUT tmStateReference -- (NEW) reference to transport state ) )statusInformation = generateResponseMessage(generateResponseMsg( IN transportDomain -- (NEW) destination transport domain IN transportAddress -- (NEW) destination transport address IN messageProcessingModel -- SNMPv3Message Processing --Model IN globalData -- msgGlobalData from step 7IN maxMessageSize -- from msgMaxSize (step 7c)IN securityModel -- as determined in step 7eby MPM IN securityEngineID -- the value of snmpEngineID IN securityName -- on behalf of this principal IN securityLevel -- for the outgoing message IN scopedPDU -- as prepared in step 6)provided by MPM IN securityStateReference -- as determined in step 2provided by MPM OUT securityParameters -- filled in by Security Module OUT wholeMsg -- complete generated message OUT wholeMsgLength -- length of generated message OUT tmStateReference -- (NEW) reference to transport state ) )6.3. The receiveMessage ASI The receiveMessage ASI is used to pass a message from the Transport Subsystem to the Dispatcher. In the diagram in section 4.6.1 of RFC 3411, the receiveMessage ASI replaces the text "Receive SNMP Response Message from Network". In section 4.6.2, the receiveMessage ASI replaces the text "Receive SNMP Message from Network". When a message is received on a given transport session, if a cache does not already exist for that session, the Transport Model might create one, referenced by tmStateReference. The contents of this cache are discussed in section 5. How this information is determined is implementation- and transport-model-specific. "Might create one" may sound underspecified, but a transport model might be something like SNMP over UDP over IPv6, where transport security is not provided, so it might not create a cache. The Transport Model does not know the securityModel for an incoming message; this will be determined by the Message Processing Model in a message-processing-model-dependent manner. statusInformation = receiveMessage( IN transportDomain -- origin transport domain IN transportAddress -- origin transport address IN incomingMessage -- the message received IN incomingMessageLength -- its length IN tmStateReference -- reference to transport state ) 6.4. Changes to RFC3411 Incoming ASIs The tmStateReference parameter has also been added to some of the incoming ASIs defined in RFC3411. How or if a Message Processing Model or Security Model uses tmStateReference is message-processing- and security-model-specific. This may sound underspecified, but a message processing model might have access to all the information from the cache and from the message. The Message Processing Model might determine that the USM Security Model is specified in an SNMPv3 message header; the USM Security Model has no need of values in the tmStateReference cache to authenticate and secure the SNMP message, but an application might have specified to use a secure transport such as that provided by the SSH Transport Model to send the message to its destination. 6.4.1. Message Processing Subsystem Primitive The tmStateReference parameter of prepareDataElements is passed from the dispatcher to the Message Processing Subsystem. How or if the Message Processing Subsystem modifies or utilizes the contents of the cache is message-processing-model-specific. result = -- SUCCESS or errorIndication prepareDataElements( IN transportDomain -- origin transport domain IN transportAddress -- origin transport address IN wholeMsg -- as received from the network IN wholeMsgLength -- as received from the network IN tmStateReference -- (NEW) from the Transport Model OUT messageProcessingModel -- typically, SNMP version OUT securityModel -- Security Model to use OUT securityName -- on behalf of this principal OUT securityLevel -- Level of Security requested OUT contextEngineID -- data from/at this entity OUT contextName -- data from/in this context OUT pduVersion -- the version of the PDU OUT PDU -- SNMP Protocol Data Unit OUT pduType -- SNMP PDU type OUT sendPduHandle -- handle for matched request OUT maxSizeResponseScopedPDU -- maximum size sender can accept OUT statusInformation -- success or errorIndication -- error counter OID/value if error OUT stateReference -- reference to state information -- to be used for possible Response ) 6.4.2. Security Subsystem Primitive The processIncomingMessage ASI passes tmStateReference from the Message Processing Subsystem to the Security Subsystem. If tmStateReference is present and valid, an appropriate Security Model might utilize the information in the cache. How or if the Security Subsystem utilizes the information in the cache is security- model-specific. statusInformation = -- errorIndication or success -- error counter OID/value if error processIncomingMsg( IN messageProcessingModel -- typically, SNMP version IN maxMessageSize -- of the sending SNMP entity IN securityParameters -- for the received message IN securityModel -- for the received message IN securityLevel -- Level of Security IN wholeMsg -- as received on the wire IN wholeMsgLength -- length as received on the wire IN tmStateReference -- (NEW) from the Transport Model OUT securityEngineID -- authoritative SNMP entity OUT securityName -- identification of the principal OUT scopedPDU, -- message (plaintext) payload OUT maxSizeResponseScopedPDU -- maximum size sender can handle OUT securityStateReference -- reference to security state ) -- information, needed for response 7. Security Considerations This document defines an architectural approach that permits SNMP to utilize transport layer security services. Each proposed Transport Model should discuss the security considerations of thethat Transport Model. It is considered desirable by some industry segments that SNMP Transport Models should utilize transport layer security that addresses perfect forward secrecy at least for encryption keys. Perfect forward secrecy guarantees that compromise of long term secret keys does not result in disclosure of past session keys. Each proposed Transport Model should include a discussion in its security considerations of whether perfect forward security is appropriate for thethat Transport Model. The Denial of Service characteristics of various transport models and security protocols will vary and should be evaluated when determining the applicability of a transport model to a particular deployment situation. Since the cache and LCDwill contain security-related parameters, implementers should store this information (in memory or in persistent storage) in a manner to protect it from unauthorized disclosure and/or modification. Care must be taken to ensure that a SNMP engine is sending packets out over a transport using credentials that are legal for that engine to use on behalf of that user. Otherwise an engine that has multiple transports open might be "tricked" into sending a message through the wrong transport. A Security Model may have multiple sources from which to define the securityName and securityLevel. The use of a secure Transport Model does not imply that the securityName and securityLevel chosen by the Security Model represent the transport-authenticated identity or the transport-provided security services. The securityModel, securityName, and securityLevel parameters are a related set, and an administrator should understand how the specified securityModel selects the corresponding securityName and securityLevel. 7.1. Coexistence, Security Parameters, and Access Control In the RFC3411 architecture, the Message Processing Model makes the decision about which Security Model to use. The architectural change described by this document does not alter that. The architecture change described by this document does however, allow SNMP to support two different approaches to security - message- driven security and transport-driven security. With message-driven security, SNMP provides its own security, and passes security parameters within the SNMP message; with transport-driven security, SNMP depends on an external entity to provide security during transport by "wrapping" the SNMP message. In times of network stress, the security protocol and its underlying security mechanisms SHOULD NOT depend upon the ready availability of other network services (e.g., Network Time Protocol (NTP) or Authentication, Authorization, and Accounting (AAA) protocols or certificate authorities). The User-based Security Model was explicitly designed to not depend upon external network services, and provides its own security services. It is RECOMMENDED that operators provision authPriv USM to supplement any security model or transport model that has external dependencies, so that secure SNMP communications can continue when the external network service is not available. Using a non-transport-aware security model with a secure transport model is NOT RECOMMENDED, for the following reasons. Security models defined before the Transport Security Model (i.e., SNMPv1, SNMPv2c, and USM) do not support transport-based security, and only have access to the security parameters contained within the SNMP message. They do not know about the security parameters associated with a secure transport. As a result, the Access Control Subsystem bases its decisions on the security parameters extracted from the SNMP message, not on transport-based security parameters. Implications of coexistence ofcombining older security models with secure transport models are known. The securityName used for access control decisions represents an SNMP-authenticatedis based on the message-driven identity, which might be unauthenticated, not the transport-authenticated identity. (I can transport-authenticate as guest and then simply use a community name for root, or a USM non-transport-driven authenticated identity.)identity: o An SNMPv1 message will always be paired with an SNMPv1 Security Model (per RFC3584), regardless of the transport mapping or transport model used, and access controls will be based on the unauthenticated community name. o An SNMPv2c message will always be paired with an SNMPv2c Security Model (per RFC3584), regardless of the transport mapping or transport model used, and access controls will be based on the unauthenticated community name. o An SNMPv3 message will always be paired with the securityModel specified in the msgSecurityParameters field of the message (per RFC3412), regardless of the transport mapping or transport model used. If the SNMPv3 message specifies the User-based Security Model (USM), access controls will be based on the USM user. If the SNMPv3 message specifieswith noAuthNoPriv, then the Transport Security Model (TSM),access controls will be based on the principal authenticated byunauthenticated USM user. o For outgoing messages, if a secure transport model is selected in combination with a security model that does not populate a tmStateReference, the transport.secure transport model SHOULD detect the lack of a valid tmStateReference and fail. 8. IANA Considerations IANA is requested to create a new registry in the Simple Network Management Protocol (SNMP) Number Spaces. The new registry should be called "SNMP Transport Domains". This registry will contain ASCII strings of one to four characters to identify prefixes for corresponding SNMP transport domains. Each transport domain requires an OID assignment under snmpDomains [RFC2578] . Values are to be assigned via RFC2434[RFC5226] "Specification Required". The registry should be populated with the following initial entries: Registry Name: SNMP Transport Domains Reference: [RFC2578] [RFC3417] [XXXX] Registration Procedures: Specification Required Each domain is assigned a MIB-defined OID under snmpDomains Prefix snmpDomainsnmpDomains Reference ------- ----------------------------- --------- udp snmpUDPDomain RFC3417 clns snmpCLNSDomain RFC3417 cons snmpCONSDomain RFC3417 ddp snmpDDPDomain RFC3417 ipx snmpIPXDomain RFC3417 prxy rfc1157Domain RFC3417 -- NOTE to RFC editor: replace XXXX with actual RFC number -- for this document and remove this note 9. Acknowledgments The Integrated Security for SNMP WG would like to thank the following people for their contributions to the process: The authors of submitted Security Model proposals: Chris Elliot, Wes Hardaker, David Harrington, Keith McCloghrie, Kaushik Narayan, David Perkins, Joseph Salowey, and Juergen Schoenwaelder. The members of the Protocol Evaluation Team: Uri Blumenthal, Lakshminath Dondeti, Randy Presuhn, and Eric Rescorla. WG members who performed detailed reviews: Jeffrey Hutzelman, Bert Wijnen, Tom Petch, Wes Hardaker, and Dave Shield. 10. References 10.1. Normative References [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC2578] McCloghrie, K., Ed., Perkins, D., Ed., and J. Schoenwaelder, Ed., "Structure of Management Information Version 2 (SMIv2)", STD 58, RFC 2578, April 1999. [RFC3411] Harrington, D., Presuhn, R., and B. Wijnen, "An Architecture for Describing Simple Network Management Protocol (SNMP) Management Frameworks", STD 62, RFC 3411, December 2002. [RFC3412] Case, J., Harrington, D., Presuhn, R., and B. Wijnen, "Message Processing and Dispatching for the Simple Network Management Protocol (SNMP)", STD 62, RFC 3412, December 2002. [RFC3414] Blumenthal, U. and B. Wijnen, "User-based Security Model (USM) for version 3 of the Simple Network Management Protocol (SNMPv3)", STD 62, RFC 3414, December 2002. [RFC3417] Presuhn, R., "Transport Mappings for the Simple Network Management Protocol (SNMP)", STD 62, RFC 3417, December 2002. 10.2. Informative References [RFC2865] Rigney, C., Willens, S., Rubens, A., and W. Simpson, "Remote Authentication Dial In User Service (RADIUS)", RFC 2865, June 2000. [RFC3410] Case, J., Mundy, R., Partain, D., and B. Stewart, "Introduction and Applicability Statements for Internet-Standard Management Framework", RFC 3410, December 2002. [RFC3584] Frye, R., Levi, D., Routhier, S., and B. Wijnen, "Coexistence between Version 1, Version 2, and Version 3 of the Internet-standard Network Management Framework", BCP 74, RFC 3584, August 2003. [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security (TLS) Protocol Version 1.2", RFC 5246, August 2008. [RFC4422] Melnikov, A. and K. Zeilenga, "Simple Authentication and Security Layer (SASL)", RFC 4422, June 2006. [RFC4251] Ylonen, T. and C. Lonvick, "The Secure Shell (SSH) Protocol Architecture", RFC 4251, January 2006. [RFC4741] Enns, R., "NETCONF Configuration Protocol", RFC 4741, December 2006. [RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an IANA Considerations Section in RFCs", BCP 26, RFC 5226, May 2008. [I-D.ietf-isms-transport-security-model] Harrington, D. and W. Hardaker, "Transport Security Model for SNMP", d raft-ietf-isms-transport- security-model-09security-model-10 (work in progress), October 2008. [I-D.ietf-isms-secshell] Harrington, D., Salowey, J., and W. Hardaker, "Secure Shell Transport Model for SNMP", draft-ietf-isms-secshell-12draft-ietf-isms-secshell-13 (work in progress), OctoberNovember 2008. [I-D.ietf-syslog-protocol] Gerhards, R., "The syslog Protocol", draft-ietf- syslog-protocol-23 (work in progress), September 2007. Appendix A. Why tmStateReference? This appendix considers why a cache-based approach was selected for passing parameters. There are four approaches that could be used for passing information between the Transport Model and a Security Model. 1. one could define an ASI to supplement the existing ASIs, or 2. one could add a header to encapsulate the SNMP message, 3. one could utilize fields already defined in the existing SNMPv3 message, or 4. one could pass the information in an implementation-specific cache or via a MIB module. A.1. Define an Abstract Service Interface Abstract Service Interfaces (ASIs) are defined by a set of primitives that specify the services provided and the abstract data elements that are to be passed when the services are invoked. Defining additional ASIs to pass the security and transport information from the Transport Subsystem to Security Subsystem has the advantage of being consistent with existing RFC3411/3412 practice, and helps to ensure that any Transport Model proposals pass the necessary data, and do not cause side effects by creating model-specific dependencies between itself and other models or other subsystems other than those that are clearly defined by an ASI. A.2. Using an Encapsulating Header A header could encapsulate the SNMP message to pass necessary information from the Transport Model to the dispatcher and then to a Message Processing Model. The message header would be included in the wholeMessage ASI parameter, and would be removed by a corresponding Message Processing Model. This would imply the (one and only) messaging dispatcher would need to be modified to determine which SNMP message version was involved, and a new Message Processing Model would need to be developed that knew how to extract the header from the message and pass it to the Security Model. A.3. Modifying Existing Fields in an SNMP Message [RFC3412] defines the SNMPv3 message, which contains fields to pass security related parameters. The Transport Subsystem could use these fields in an SNMPv3 message, or comparable fields in other message formats to pass information between Transport Models in different SNMP engines, and to pass information between a Transport Model and a corresponding Message Processing Model. If the fields in an incoming SNMPv3 message are changed by the Transport Model before passing it to the Security Model, then the Transport Model will need to decode the ASN.1 message, modify the fields, and re-encode the message in ASN.1 before passing the message on to the message dispatcher or to the transport layer. This would require an intimate knowledge of the message format and message versions so the Transport Model knew which fields could be modified. This would seriously violate the modularity of the architecture. A.4. Using a Cache This document describes a cache, into which the Transport Model puts information about the security applied to an incoming message, and a Security Model can extract that information from the cache. Given that there might be multiple TM-security caches, a tmStateReference is passed as an extra parameter in the ASIs between the Transport Subsystem and the Security Subsystem, so the Security Model knows which cache of information to consult. This approach does create dependencies between a specific Transport Model and a corresponding specific Security Model. However, the approach of passing a model-independent reference to a model- dependent cache is consistent with the securityStateReference already being passed around in the RFC3411 ASIs. Appendix B. Open Issues NOTE to RFC editor: If this section is empty, then please remove this open issues section before publishing this document as an RFC. (If it is not empty, please send it back to the editor to resolve. o Appendix C. Change Log NOTE to RFC editor: Please remove this change log before publishing this document as an RFC. Changes from -15- to -16- o editorial changes o clarified long-term vs short-term nature of tmState o removed any references to LCD Changes from -14- to -15- o editorial changes and reorganization Changes from -13- to -14- o Changes from -12- to -13- o moved conventions after Internet Standard framework, for consistency with related documents. o editorial changes and reorganization Changes from -10- to -12- o clarified relation to other documents. o clarified relation to older security models. o moved comparison of TSM and USM to TSM document Changes from -09- to -10- o Pointed to companion documents o Wordsmithed extensively o Modified the note about SNMPv3-consistent terminology o Modified the note about RFC2119 terminology. o Modified discussion of cryptographic key generation. o Added security considerations about coexistence with older security models o Expanded discussion of same session functionality o Described how sendMessage and receiveMessage fit into RFC3411 diagrams o Modified prepareResponseMessage ASI Changes from -08- to -09- o A question was raised that notifications would not work properly, but we could never find the circumstances where this was true. o removed appendix with parameter matrix o Added a note about terminology, for consistency with SNMPv3 rather than with RFC2828. Changes from -07- to -08- o Identified new parameters in ASIs. o Added discussion about well-known ports. Changes from -06- to -07- o Removed discussion of double authentication o Removed all direct and indirect references to pduType by Transport Subsystem o Added warning regarding keeping sensitive security information available longer than needed. o Removed knowledge of securityStateReference from Transport Subsystem. o Changed transport session identifier to not include securityModel, since this is not known for incoming messages until the message processing model. Changes from revision -05- to -06- mostly editorial changes removed some paragraphs considered unnecessary added Updates to header modified some text to get the security details right modified text re: ASIs so they are not API-like cleaned up some diagrams cleaned up RFC2119 language added section numbers to citations to RFC3411 removed gun for political correctness Changes from revision -04- to -05- removed all objects from the MIB module. changed document status to "Standard" rather than the xml2rfc default of informational. changed mention of MD5 to SHA moved addressing style to TDomain and TAddress modified the diagrams as requested removed the "layered stack" diagrams that compared USM and a Transport Model processing removed discussion of speculative features that might exist in future Transport Models removed openSession and closeSession ASIs, since those are model- dependent removed the MIB module removed the MIB boilerplate intro (this memo defines a SMIv2 MIB ...)) removed IANA considerations related to the now-gone MIB module removed security considerations related to the MIB module removed references needed for the MIB module changed receiveMessage ASI to use origin transport domain/address updated Parameter CSV appendix Changes from revision -03- to -04- changed title from Transport Mapping Security Model Architectural Extension to Transport Subsystem modified the abstract and introduction changed TMSM to TMS changed MPSP to simply Security Model changed SMSP to simply Security Model changed TMSP to Transport Model removed MPSP and TMSP and SMSP from Acronyms section modified diagrams removed most references to dispatcher functionality worked to remove dependencies between transport and security models. defined snmpTransportModel enumeration similar to snmpSecurityModel, etc. eliminated all reference to SNMPv3 msgXXXX fields changed tmSessionReference back to tmStateReference Changes from revision -02- to -03- o removed session table from MIB module o removed sessionID from ASIs o reorganized to put ASI discussions in EOP section, as was done in SSHSM o changed user auth to client auth o changed tmStateReference to tmSessionReference o modified document to meet consensus positions published by JS * authoritative is model-specific * msgSecurityParameters usage is model-specific * msgFlags vs. securityLevel is model/implementation-specific * notifications must be able to cause creation of a session * security considerations must be model-specific * TDomain and TAddress are model-specific * MPSP changed to SMSP (Security Model security processing) Changes from revision -01- to -02- o wrote text for session establishment requirements section. o wrote text for session maintenance requirements section. o removed section on relation to SNMPv2-MIB o updated MIB module to pass smilint o Added Structure of the MIB module, and other expected MIB-related sections. o updated author address o corrected spelling o removed msgFlags appendix o Removed section on implementation considerations. o started modifying the security boilerplate to address TMS and MIB security issues o reorganized slightly to better separate requirements from proposed solution. This probably needs additional work. o removed section with sample protocols and sample tmSessionReference. o Added section for acronyms o moved section comparing parameter passing techniques to appendix. o Removed section on notification requirements. Changes from revision -00- o changed SSH references from I-Ds to RFCs o removed parameters from tmSessionReference for DTLS that revealed lower layer info. o Added TMS-MIB module o Added Internet-Standard Management Framework boilerplate o Added Structure of the MIB Module o Added MIB security considerations boilerplate (to be completed) o Added IANA Considerations o Added ASI Parameter table o Added discussion of Sessions o Added Open issues and Change Log o Rearranged sections Authors' Addresses David Harrington Huawei Technologies (USA) 1700 Alma Dr. Suite 100 Plano, TX 75075 USA Phone: +1 603 436 8634 EMail: firstname.lastname@example.org Juergen Schoenwaelder Jacobs University Bremen Campus Ring 1 28725 Bremen Germany Phone: +49 421 200-3587 EMail: email@example.com Full Copyright Statement Copyright (C) The IETF Trust (2008). 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